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Normal density states and spectral moments — Examples

1 · Prerequisites

2 · Summary

These examples use the finite matrix and trace-class normal-state conventions of qsm-states-ensembles. Each calculation specifies its state, Hamiltonian or measured observable and applies only the stated preparation/measurement assumptions.

ExampleExact comparison
Pure entanglement and correlated mixturesA pure Bell state and a classically correlated mixture have the same maximally mixed marginals but different global entropy, separability, and a joint-observable probability law.
Oscillator trace Gibbs and divergent normalizationA one-mode diagonal oscillator has a summable trace Gibbs state at every β>0; an infinite-dimensional zero Hamiltonian has no trace-class Gibbs exponential.
Two-level Gibbs and noncommuting susceptibilityA two-level transverse static response is βtanh⁡(x)/x, strictly below βVar⁡(B) when the Hamiltonian and control observable do not commute.

The normal-state Born rule and the canonical preparation rule are adopted model assumptions. The computed probabilities, entropies, and susceptibilities are deductions within those models, not reported laboratory outcomes. The oscillator formula uses its explicit diagonal domain and the actual trace-class condition; a lower energy bound alone does not normalize an infinite-dimensional Gibbs operator.

3 · Logical flowchart

4 · Definitions, postulates, theorems and proofs

None yet.

5 · Examples, experiments and counterexamples

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Pure entanglement and correlated mixtures

Physical scope

Exact two-qubit state, marginal, entropy and sharp-observable probability calculations under the adopted normal-state Born interpretation; no apparatus or experimental outcome is asserted.

Example

With kB>0 as fixed by Quantum spectral entropy and relative-entropy domains, for two qubits with basis ∣0⟩,∣1⟩, compare the Bell pure state ∣Φ⟩=(∣00⟩+∣11⟩)/2, with density ρΦ=∣Φ⟩⟨Φ∣, and the classically correlated mixture ρmix=12∣00⟩⟨00∣+12∣11⟩⟨11∣. Both states have marginals I2/2 and hence marginal entropy kBlog⁡2. The global entropies differ: S(ρΦ)=0,S(ρmix)=kBlog⁡2. The Bell pure state is entangled for the declared two-qubit splitting; the mixture is separable. The dimensionless Hermitian observable W=∣00⟩⟨11∣+∣11⟩⟨00∣ has outcome +1 with probability 1 in ρΦ, and probabilities 1/2,1/2 for +1,−1 in ρmix. These are exact predictions of the adopted measurement model, not reports of an apparatus.

Facts & Assumptions

Given: The declared splitting C2⊗C2, the two density operators above, the finite partial trace, the positive entropy scale kB>0 in J/K, the entropy convention 0log⁡0=0, and the normal-state Born interpretation.

[A1]

The Axiom of Choice and The Axiom of Countable Choice (ACω): retain the choice assumptions of the imported separability, spectral and normal-state supplier closure.

[F1]

Product vectors, separable states and entangled states of a two-factor composite: separable states are the trace-norm closed convex hull of pure product states, and entangled means outside that set for the declared splitting.

[F2]

Pure-state separability is equivalent to being a product: a Schmidt overlap witness: a pure state is separable exactly when its unit vector is a product vector.

[F3]

Partial trace over a finite tensor factor, The partial trace is characterized by the trace pairing and is basis-independent, and The partial trace preserves non-negativity and total trace: the finite partial trace is characterized by the trace pairing, sums the matching diagonal factor indices in a product basis, and preserves positivity and trace.

[F4]

Quantum spectral entropy and relative-entropy domains and Finite mixing, product entropy, and bipartite subadditivity: finite entropy is the spectral sum −kB∑plog⁡p, and finite reduced-state entropies obey subadditivity.

[F5]

Normal-state quantum measurement interpretation: the adopted sharp-measurement probabilities are Tr⁡(ρP) for spectral projections P.

Proof

1.1givenA1F1F2algebra

Under the retained choice hypotheses [A1], the imported pure-state criterion applies. Suppose ∣Φ⟩=a⊗b, where a=a0∣0⟩+a1∣1⟩ and b=b0∣0⟩+b1∣1⟩. Comparing coefficients with (∣00⟩+∣11⟩)/2 gives a0b0=a1b1=1/2 but a0b1=a1b0=0. The first pair makes all four factors nonzero, contradicting the second pair. Thus ∣Φ⟩ is not a product vector, so [F2] makes ρΦ entangled under the exact definition [F1].

1.2givenF3F4algebra

In the product basis, the partial-trace rule [F3] removes ∣00⟩⟨11∣ and ∣11⟩⟨00∣, since the traced factor basis indices differ, and retains the two diagonal terms. Therefore both reductions of ρΦ are I2/2; positivity and trace preservation in [F3] make them density matrices. The mixture already has only diagonal terms, and tracing either factor likewise gives I2/2. The spectrum of ρΦ is (1,0,0,0), whereas that of ρmix is (1/2,1/2,0,0); each marginal has spectrum (1/2,1/2). Substituting these eigenvalues into the entropy definition [F4] gives the displayed three entropy values. In particular both pairs obey the finite subadditivity inequality in [F4].

2.1givenF1F5algebra∎

The mixture is the convex combination with weights 1/2,1/2 of the two pure product densities ∣00⟩⟨00∣ and ∣11⟩⟨11∣; hence it lies in the finite convex hull in [F1] and is separable. Put ∣Φ±⟩=(∣00⟩±∣11⟩)/2; then W∣Φ±⟩=±∣Φ±⟩, and W vanishes on the orthogonal span of ∣01⟩,∣10⟩. The Bell state is ∣Φ+⟩, so [F5] assigns probability one to +1. Each of ∣00⟩,∣11⟩ has squared overlap 1/2 with each of ∣Φ+⟩,∣Φ−⟩, so the equal mixture gives probability 1/2 to each of +1,−1 and zero to 0.

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Oscillator trace Gibbs and divergent normalization

Physical scope

Exact canonical formulas for a one-mode diagonal oscillator model and a contrasting infinite-degeneracy model; no measured values or universal normalization claim.

Example

On ℓ2(N0), take (en)n≥0 to be the standard orthonormal basis and define the oscillator Hamiltonian Hen=ℏω(n+12)en,D(H)={(cn):∑n≥0(n+12)2∣cn∣2<∞}, with ω>0, ℏ>0. Its eigenvalues have units J. For β>0 in J−1, put x=βℏω and r=e−x. The canonical trace and state are finite and Zβ=e−x/21−e−x,Uβ=ℏω(12+1ex−1),S(ρβ)=kB[−log⁡(1−e−x)+xex−1]. By contrast, on an infinite-dimensional ℓ2 space with H=0, e−βH=I is not trace class, so there is no normalized trace Gibbs density. The preparation in the first model is adopted by Canonical quantum thermal preparation; no experiment is reported.

Facts & Assumptions

Given: The specified diagonal operator, ω,ℏ,β>0, kB>0 in J/K, the canonical preparation rule, and the definitions of trace class and normal density.

[A1]

The Axiom of Choice: the general trace-Gibbs variational branch retains full Choice; the explicit diagonal construction itself uses the given countable basis.

[F1]

Trace class operator: a positive diagonal operator is trace class exactly when its nonnegative eigenvalue series is summable.

[F2]

Trace-class normal density states: a positive trace-class operator of trace one is a normal density state.

[F3]

Quantum spectral entropy and relative-entropy domains: the von Neumann entropy is the spectral sum −kB∑npnlog⁡pn, with 0log⁡0=0.

[F4]

Canonical quantum thermal preparation: an actually normalizable canonical model adopts ρβ=e−βH/Zβ.

[F5]

Self-adjoint trace-Gibbs normalization and form-energy optimization: under the self-adjoint, lower-bound, trace-class/open-β-interval and finite-energy hypotheses, the Gibbs density has the stated energy-entropy identity and variational meaning.

Proof

1.1givenalgebra

Let λn=ℏω(n+12). Finite-support vectors lie in D(H), so the domain is dense. Since each λn is real, the diagonal operator is symmetric. If y∈D(H∗), there is z∈ℓ2 such that ⟨Hc,y⟩=⟨c,z⟩ for every c∈D(H). Testing c=en gives zn=λnyn, so (λnyn)∈ℓ2, which is exactly y∈D(H). Conversely, if this sequence is square summable, Cauchy–Schwarz gives ⟨Hc,y⟩=⟨c,(λnyn)⟩ for every c∈D(H). Thus D(H∗)=D(H) and H∗=H.

1.2givenF1F2F4algebra

The diagonal exponential has eigenvalues e−x(n+1/2). The finite geometric sum identity and rn→0 give ∑n≥0rn=(1−r)−1, so Zβ=e−x/2/(1−r)<∞. Set E∗:=ℏω>0 in J. For any compact inverse-energy interval [b,B]⊂(0,∞), the dimensionless terms [1+(λn/E∗)2]e−βλn are bounded by [1+(n+12)2]e−bE∗(n+1/2). The ratio of consecutive terms of this last series tends to e−bE∗<1, so it is summable. Since y≤1+y2 for y≥0, this gives finite trace and first and second energy moments after multiplying the corresponding bounds by E∗ or E∗2. Hence [F1] and [F2] make ρβ a normal density, and [F4] identifies it with the adopted canonical preparation.

2.1givenA1step 1.2F3F5algebra

The normalized weights are pn=(1−r)rn. Absolute convergence permits subtracting the two convergent series to get (1−r)∑n≥0nrn=∑n≥1rn=r/(1−r); therefore ∑npn=r/(1−r). This gives Uβ=∑npnλn=ℏω(12+r/(1−r)). Also log⁡pn=log⁡(1−r)+nlog⁡r, so summing −kBpnlog⁡pn using [F3] yields S=kB[−log⁡(1−r)−(log⁡r)r/(1−r)]=kB[−log⁡(1−r)+xr/(1−r)]. Replacing r/(1−r) by 1/(ex−1) gives the displayed formulas. The direct sums verify the moment hypotheses of [F5], whose energy-entropy identity agrees with this calculation.

3.1givenF1algebra∎

For H=0 on an infinite-dimensional ℓ2, every basis vector is an eigenvector of e−βH=I with eigenvalue one. Their eigenvalue sum diverges, so [F1] says I is not trace class. Its trace cannot be normalized to a finite partition function, establishing the contrasting failure without assuming a lower-bound-only Hamiltonian is normalizable.

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Two-level Gibbs and noncommuting susceptibility

Physical scope

Exact finite two-level canonical model with a static transverse control; response is a model prediction and not an experimental measurement.

Example

Take the two-dimensional Hilbert space with Hamiltonian H(h)=diag⁡(−ϵ/2,ϵ/2)−hσx, ϵ>0, and σx=(0110). The control h has units J so that hσx is an energy. At fixed β>0, put Z(h)=Tr⁡(e−βH(h)), ρh=e−βH(h)/Z(h), and define ⟨A⟩h:=Tr⁡(ρhA). The finite canonical response is ddh⟨σx⟩h∣h=0=χ=βtanh⁡xx,x=βϵ2>0. At h=0, the variance in the canonical state is Var⁡ρ0(σx)=1, so 0<χ<βVar⁡ρ0(σx)=β. The strict reduction from ordinary variance is a finite noncommuting quantum response; it makes no experimental claim.

Facts & Assumptions

Given: ϵ>0, β>0, the specified two-level Hamiltonian, and the finite canonical preparation at each real h.

[F1]

Static finite quantum response and covariance: the canonical static susceptibility is βCov⁡KM(B,B), is nonnegative, and is bounded above by βVar⁡ρh(B), where the ordinary variance is Tr⁡(ρh(B−Tr⁡(ρhB)I)2); equality with ordinary variance requires commutation.

Proof

1.1givenalgebra

Write r(h)=(ϵ/2)2+h2. Direct matrix multiplication gives H(h)2=r(h)2I and Tr⁡H(h)=0. Splitting the exponential power series into even and odd powers therefore gives e−βH(h)=cosh⁡(βr(h))I−(sinh⁡(βr(h))/r(h))H(h), hence Z(h)=2cosh⁡(βr(h)). Also Tr⁡(H(h)σx)=−2h, so ⟨σx⟩h=htanh⁡(βr(h))/r(h). Dividing by h and taking h→0 yields χ=tanh⁡(βϵ/2)/(ϵ/2)=βtanh⁡(x)/x.

2.1givenstep 1.1F1algebra∎

At h=0, the Gibbs density is diagonal in the displayed basis, so Tr⁡(ρ0σx)=0. By the ordinary variance definition in [F1], Var⁡ρ0(σx)=Tr⁡(ρ0σx2)−Tr⁡(ρ0σx)2=1. The commutator of diag⁡(−ϵ/2,ϵ/2) with σx has nonzero off-diagonal entries for ϵ>0, so the commuting equality case in [F1] does not apply. Finally, for x>0, x−tanh⁡x=∫0x(1−sech⁡2t) dt>0, because the integrand is strictly positive for t>0. Thus 0<χ<β. At the zero-gap boundary, lim⁡x↓0tanh⁡(x)/x=1, so the response tends to the commuting value β.

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