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Von Neumann closure, standard vectors and modular analytic tools
1 · Prerequisites
- Absolute and Conditional Convergence; Rearrangement; Products
- Algebraic Closure, Embeddings, and Separability
- Algebraic Extensions, Extension Degree, and Finite Fields
- Analyticity of Holomorphic Functions; Liouville and Morera
- Approximation and Compactness in C(K)
- Arc Length and Rectifiable Curves
- Banach Alaoglu Goldstine and Krein Milman
- Banach Algebras Spectrum and Holomorphic Functional Calculus
- Banach Valued Integration and the Radon Nikodym Property
- Binary Operations, Monoids, Groups and Subgroups
- Bounded Linear Operators and Quotient Spaces
- Bounded Variation and the Riemann–Stieltjes Integral
- Compact Operators and Riesz Schauder Theory
- Compact Self Adjoint Hilbert Schmidt and Trace Class Operators
- Compactness
- Compactness in Metric Spaces
- Completeness, Completion, and Uniform Continuity
- Complex Coordinate and Path Transport
- Complex Differentiability and the Cauchy–Riemann Equations
- Complex Norms and Realification
- Complex Power Series and Analytic Functions
- Complex Subspace Realification
- Complexification, Realification and Real Structures
- Composition Series, the Jordan–Hölder Theorem and Solvable Groups
- Congruences, the Integers Modulo n and the Chinese Remainder Theorem
- Connectedness
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Continuity, IVT, EVT, and Uniform Continuity
- Continuous Functional Calculus for Self Adjoint and Normal Operators
- Contour Integration
- Convergence: Nets and Filters
- Cosets, Index and Lagrange's Theorem
- Countability and Uncountability
- Cyclic Groups and Direct Products
- Determinants of Matrices over a Commutative Ring
- Diagonalisation and the Minimal Polynomial
- Direct Integral Decomposition and Type I Groups
- Divisibility, Euclidean Domains, Principal Ideal Domains and Unique Factorisation
- Divisibility, Greatest Common Divisors and Bézout's Identity
- Dual Spaces Adjoint Operators and Annihilators
- Dual Spaces, Bilinear and Quadratic Forms, and Sylvester's Law of Inertia
- Eigenvalues, Eigenvectors and the Characteristic Polynomial
- Filters and Ultrafilters
- Finite Counting, Factorials and Binomial Coefficients
- Finite Dimensional Normed Spaces and Riesz Lemma
- Foundations of the Real Numbers for Analysis
- Function Space Topologies and the Exponential Law
- Fundamental Trigonometric Identities
- Gelfand Theory and Commutative C Star Algebras
- Geometric Hahn Banach and Convex Separation
- Goursat's Theorem and Cauchy's Theorem in a Convex Domain
- Group Actions, Orbits, Stabilisers and Cayley's Theorem
- Group C Star Algebras and the Fell Unitary Dual
- Group Homomorphisms and the Isomorphism Theorems
- Hausdorff via the Diagonal
- Hilbert Space Geometry and Riesz Representation
- Ideals, Quotient Rings and the Isomorphism Theorems for Rings
- Inner Product Spaces, Gram-Schmidt, Projections and Adjoints
- Limits of Real Functions
- limsup, liminf, and Subsequential Limits
- Line Integrals and the Gradient Theorem
- Linear Independence, Bases and Dimension
- Linear Transformations, Rank-Nullity and Quotient Spaces
- Local spin matrix algebras and isometric inclusions
- Matrices, the Matrix of a Linear Map, and Change of Basis
- Measurable Functions and Simple Approximation
- Measurable Hilbert Fields and Direct-Integral Operators
- Measures and Their Basic Properties
- Metric Spaces
- Monotone Functions, Discontinuities, and Continuity Sets
- Monotone Sequences, Bolzano-Weierstrass, and Cauchy Completeness
- Normal density states and spectral moments
- Normal Subgroups and Quotient Groups
- Normed and Banach Spaces
- Norming and Separation under Hahn–Banach
- Order, Zorn's Lemma, and the Axiom of Choice
- Orthonormal Bases, Parseval and Fourier Series
- Outer Measure and the Caratheodory Extension Theorem
- Partitions of Unity and Paracompactness
- Peter Weyl Theory for General Compact Groups
- pi: the Equivalent Characterizations
- Pointwise Extended-Real Function Products
- Polynomial Rings, the Division Algorithm and Roots
- Power Series and Real-Analytic Functions
- Primes, Euclid's Lemma and the Fundamental Theorem of Arithmetic
- Properties of the Integral and the Working FTC
- Pure and Mixed States, Ensembles, and Schmidt Decomposition
- Radon Measures and the Riesz Markov Kakutani Theorem
- Relations, Functions, and Quotients
- Rings, Subrings, Integral Domains and Fields
- Rⁿ as a Normed Space; Vector-Valued Functions
- Roots, Rational Powers, and Classical Inequalities
- Separation Axioms: the Hierarchy
- Sequences and Limits
- Sequences and Series of Functions; Uniform Convergence
- Series: Convergence and the Nonnegative Tests
- Sigma Algebras and Borel Sets
- Signed and Complex Measures Hahn and Jordan
- Simple Field Extensions and the Construction of the Complex Numbers
- Sine, Cosine, and the Definition of Pi
- Spectral Measures and Borel Functional Calculus
- Splitting Fields
- Stone–Weierstrass in General
- Subspaces, Products, and Quotients
- Suprema and Infima
- Sylow's Theorems, p-Groups and Nilpotent Groups
- Symmetric Groups, Cycle Decomposition and the Sign Homomorphism
- The Analytic Hahn Banach Theorem
- The Baire Principles of Functional Analysis
- The Cantor Set, Baire Category, and Measure Zero in ℝ
- The Complex Exponential and Euler's Formula
- The Derivative and the Mean Value Theorems
- The Determinant of a Linear Operator, Cofactors and Cramer's Rule
- The Exponential Function
- The Fundamental Theorem of Algebra
- The Fundamental Theorem of Finite Abelian Groups
- The Fundamental Theorems of Calculus
- The Galois Correspondence
- The Lebesgue Integral and the Convergence Theorems
- The Lᵖ Spaces Holder Minkowski and Riesz Fischer
- The Riemann Integral: Definition and Integrability
- The Spectral Theorem, Positive Operators and Singular Value Decomposition
- The Topology of Euclidean Space
- The Total Derivative in ℝᵐ → ℝⁿ
- The ZFC Axioms and the Basic Set Constructions
- Topological Spaces and Continuity
- Topology of ℝ
- Triangularisation, Generalised Eigenspaces and Jordan Canonical Form
- Unbounded Self Adjoint Operators and Stones Theorem
- Uniform Spaces: the Three Definitions
- Unitary Representations, Positive Type and GNS
- Urysohn's Lemma and the Tietze Extension Theorem
- Vector Spaces, Linear Subspaces, Span and Direct Sums
- Weak and Weak Star Topologies
2 · Summary
This page fixes the concrete representation conventions used by the later modular-equilibrium page. Hilbert-space inner products are linear in the first argument, commutants are taken in the bounded operators, and the Axiom of Choice is stated where the double-commutant, projection, and compactness arguments use it. A cyclic GNS vector is not assumed to be separating.
The A page supplies the local operator algebra needed for those claims. It proves the finite-tuple projection argument for strong closure and the cyclic-separating duality between an algebra and its commutant. It also proves bounded monotone strong convergence in a concrete von Neumann algebra, then constructs its predual as a quotient of trace-class operators. The polar calculus first proves the closed densely defined linear case from the graph projection and spectral theorem, then transfers it to antilinear operators.
The antilinear polar statement is applied to the graph closure of a closable operator. No identity between an operator and its closure is asserted for a merely closable operator. The Tomita operator on is proved well-defined, densely defined, and closable from cyclic-separating hypotheses; its later modular data use this closure.
3 · Logical flowchart
4 · Definitions, postulates, theorems and proofs
Concrete von Neumann algebra and faithful vector
Definition
Assume the Axiom of Choice. Let be a complex Hilbert space and the space of bounded linear operators on (The spaces (\mathcal B(X,Y)) and (\mathcal B(X)) of bounded linear operators). For a set , write
A directed preorder is a nonempty set with a reflexive, transitive relation such that every pair has a common upper bound in . A net in a set is a function from a directed preorder into ; its values are written .
The strong operator topology on is the topology of pointwise norm convergence: strongly exactly when for every . The weak operator topology is the topology of pointwise matrix-coefficient convergence: weakly exactly when for every . Use the linear-first inner-product convention.
A concrete von Neumann algebra on is a unital star subalgebra satisfying . Under Choice, the double commutant theorem makes this equivalent to being closed in the weak operator topology.
An operator is positive when and for every , using the bounded adjoint convention of Hilbert-adjoint identities. Write for the positive operators in and when is positive.
A vector is cyclic for when , and is separating for when for implies . For a unit vector , define its vector functional by . It is faithful when implies ; this is equivalent to being separating because .
For a bounded linear functional , positive means for every ; in particular, each such value is real. A positive functional is normal when for each bounded increasing net in whose supremum is taken in .
Definition references
Remarks
For a quasi-local state arising from a consistent family of finite local density matrices, assume Countable Choice together with the GNS supplier's C*-algebra completion and finite-matrix positive-square-root interfaces, exactly as stated in that supplier's Statement. Under these hypotheses it gives a cyclic representation. That construction does not assert that the cyclic vector is separating for the represented algebra, and it does not supply a separating vector for every state.
Cyclic representation of a quasi-local state
The definition is the chosen concrete representation interface. The canonical imported definition starts with weak-operator closure; the cited double-commutant theorem proves the equivalence under the stated Choice hypothesis.
Facts & Assumptions
Given: Choice, a complex Hilbert space , a unital star subalgebra , and a unit vector .
The Axiom of Choice implies Countable Choice (The Axiom of Choice, AC implies DC implies countable choice, The Axiom of Countable Choice ()).
The canonical interface defines concrete von Neumann algebras by weak operator closure and defines commutants in (Von Neumann algebras and commutants).
Weak-operator convergence is pointwise convergence of matrix coefficients (Strong and weak operator topologies).
Under Choice, a unital star subalgebra is weak-operator closed exactly when it equals its double commutant (The double commutant theorem for concrete von Neumann algebras).
Bounded adjoints satisfy and (Hilbert-adjoint identities).
Under Countable Choice, the C*-algebra completion interface and the finite-matrix positive-square-root interface specified in its Statement, the quasi-local-state GNS supplier constructs a cyclic representation of the extended algebraic state of its consistent finite-density family (Cyclic representation of a quasi-local state).
Proof
Given: [A1], [F1]–[F5], and the objects in the Definition.
For , [F4] gives Thus exactly when ; requiring this to force is exactly separatingness.
By [F3], under the declared Choice hypothesis the weak-operator-closed definition of a concrete von Neumann algebra is equivalent to . Therefore the double-commutant convention in the Definition matches the canonical weak-operator-closure convention.
For the consistent finite-density family and extended state in [F5], assume its C*-algebra completion and finite-matrix positive-square-root interfaces. Together with Countable Choice from [A1], these are the hypotheses of the cited GNS construction, which supplies a cyclic representing vector. Its statement gives no separating-vector conclusion; separatingness remains the separate representation property defined above.
Conjugate Hilbert space and adjoint of an antilinear operator
Definition
Assume Countable Choice. All inner products are linear in their first argument. If is a complex Hilbert space, its conjugate Hilbert space consists of symbols for , with , for , and The canonical map , , is a conjugate-linear surjective isometry.
For complex Hilbert spaces , a linear operator is a linear map on a linear domain . Its graph is , with the direct-sum Hilbert norm. It is densely defined when is dense in , and closed when is closed.
For a densely defined linear operator , define to consist of those for which is bounded on in the norm. The bounded functional extends uniquely to ; its Riesz vector is specified by This defines the linear adjoint .
An operator is antilinear when . Its associated linear operator is and . For densely defined antilinear , define on the domain . Thus is antilinear and
Definition references
Remarks
The direct-sum inner product is . It is complete because each summand is complete. The scalar and inner-product rules above make an inner-product space, and preserves norms and is onto; consequently is complete as well.
For fixed , the map is linear. Riesz representation on therefore gives the unique adjoint vector whenever this map is bounded. Linearity and uniqueness show that is a linear subspace and is linear. For the antilinear convention, write . Then so the displayed formula gives . The definition makes no claim that is closable or that either adjoint domain is dense.
Facts & Assumptions
Given: Countable Choice, complex Hilbert spaces, a densely defined linear operator , and a densely defined antilinear operator .
The inner product is linear in its first argument and conjugate-linear in its second; conjugating both scalar coefficients defines the complex conjugate vector space (Real and complex inner-product spaces and their induced length).
Each bounded linear functional on a Hilbert space has a unique Riesz representing vector (Riesz representation for Hilbert spaces).
Countable Choice is the explicit standing choice assumption (The Axiom of Countable Choice ()).
Proof
Given: [F1]–[F3], the spaces and operators in the Definition.
The scalar rules for follow from conjugation in the underlying scalar multiplication, and . Thus preserves norms and is onto. A Cauchy sequence in pulls back under to a Cauchy sequence in , whose limit maps forward; so is complete.
For fixed , the map is linear. If it is bounded on the dense domain, continuity extends it uniquely to , and [F2] gives a unique with the displayed adjoint identity. Uniqueness and linearity of the form in show that is a linear subspace and is linear there.
The domain is a complex linear subspace because is linear and is conjugate-linear. Additivity of makes additive, and for , , so is linear. Since is conjugate-linear and is linear, is antilinear on its declared domain. If and , then This proves the stated antilinear-adjoint identity with its exact domain.
Trace-class duality and finite-rank density
Statement
Assume the Axiom of Choice. Let be a complex Hilbert space, and let be its trace-class operators with trace norm . Write for the basis-independent trace defined earlier. Finite-rank operators are dense in . For every bounded linear functional , there is a unique such that and the correspondence is isometric: .
Statement references
Facts & Assumptions
Given: [A1], a complex Hilbert space , its trace-class space, trace norm and trace.
Assume the Axiom of Choice; it implies Countable Choice, the stated choice input for the imported trace-class tools (The Axiom of Choice, AC implies DC implies countable choice, The Axiom of Countable Choice ()).
Trace class operator defines by summability of singular values. Singular value decomposition for compact operators indexes exactly the positive singular values by a finite initial segment or the positive integers and gives norm-convergent partial sums; the trace-norm characterization Nuclear series characterizes trace norm identifies their sum as the trace norm.
Trace class is a Banach space and a two-sided ideal: (Trace class is a two sided Banach operator ideal).
The basis-independent trace equals the scalar sum of any nuclear representation and obeys (Trace of a trace class operator, Trace is absolutely convergent and basis independent).
The inner product is linear in its first argument; every bounded linear functional on has a unique Riesz vector (Real and complex inner-product spaces and their induced length, Riesz representation for Hilbert spaces).
Bounded operators have Hilbert adjoints satisfying (Hilbert-adjoint identities).
Proof
Given: [F1]–[F5], a bounded linear functional on , and its trace pairing.
Let if has finite rank , and otherwise, as in [F1]. Write its singular expansion and let . The SVD gives as a norm-convergent nuclear representation whose coefficient products sum to the tail . The nuclear characterization in [F1] therefore gives . In finite rank the tail is empty once . Thus finite-rank operators are trace-norm dense.
For , define the rank-one operator . Its only possible nonzero singular value is , so . The form is linear in , conjugate-linear in , and satisfies . For fixed , the map is bounded and linear in . Riesz representation [F4] gives a unique vector such that ; conjugating gives . Uniqueness makes linear, and the bound gives , so and .
The nuclear representation and [F3] give . Every finite-rank operator is a finite sum of rank-one operators, so linearity of and of the trace gives for every finite-rank .
For arbitrary , use the finite-rank approximants from step 1.1. Boundedness of gives . Also by [F2] and [F3]. Hence the same trace identity holds for every trace-class .
If , then , so the only bounded functional and representing operator are zero and the isometry assertion holds. Otherwise the trace identity and [F2]–[F3] imply , so . For unit , step 2.1 gives , since . Taking suprema over unit gives . If also represents , applying the identity to each gives for all , hence .
Steps 1.1–4.1 prove finite-rank trace-norm density and establish a unique operator with the stated pairing and norm equality for every bounded functional .
Polar decomposition of a closed densely defined operator
Statement
Here a partial isometry, including when either Hilbert space is zero, is a bounded linear map that is isometric on and vanishes on . The initial space is and the final space is . On nonzero Hilbert spaces this is the earlier definition.
Assume the Axiom of Choice. Let be complex Hilbert spaces and let be a linear operator with dense domain and closed graph. Let be the unbounded adjoint defined earlier. For a densely defined linear operator on a complex Hilbert space , self-adjoint means and on this domain; positive means self-adjoint and for every . A unitary is a surjective linear isometry. Then , on , is positive and self-adjoint. Its positive square root has domain and satisfies for every . There is a unique partial isometry such that Its initial space is and its final space is . If is injective and has dense range, then is unitary.
Statement references
Facts & Assumptions
Given: Choice, complex Hilbert spaces , and a densely defined linear whose graph is closed.
The graph is a closed linear subspace of the Hilbert direct sum . Every closed subspace has an orthogonal projection under Countable Choice (Conjugate Hilbert space and adjoint of an antilinear operator, Orthogonal decomposition by a closed subspace, The Hilbert orthogonal projection onto a closed subspace).
For densely defined , exactly when is bounded in the norm; then (Conjugate Hilbert space and adjoint of an antilinear operator).
The unbounded spectral theorem for a positive self-adjoint supplies its spectral measure, the domain calculus for , and bounded spectral cutoffs (Spectral theorem for unbounded self-adjoint operators (PVM form)).
For a positive spectral measure , nonnegative measurable functions satisfy (Monotone convergence for the integral).
For a bounded linear operator between Hilbert spaces, (Kernel–range orthogonality for Hilbert adjoints). This is used for the bounded resolvent in step 2.1. The corresponding range-kernel identity for the unbounded self-adjoint operator is proved directly in step 5.1.
A partial isometry is an isometry on its initial space and zero on its orthogonal complement; its final space is the closure of its range (Isometry coisometry and partial isometry).
Choice implies Countable Choice, the hypothesis for the graph projection and Hilbert orthogonal decompositions (The Axiom of Choice, AC implies DC implies countable choice, The Axiom of Countable Choice ()).
Proof
Given: [A1], , and as in the Statement.
If , density forces and . Put with their zero-space domains. Then is positive and self-adjoint, , , both asserted range closures are , and is a partial isometry by the zero-space convention in the Statement. If also has dense range, then and is unitary. Thus the conclusion holds; assume henceforth . Project orthogonally onto the closed graph to obtain . Orthogonality against every with gives . By [F2], and , so . Thus is onto; it is injective because , which vanishes only for .
Let . If , the preceding identity and Cauchy–Schwarz give , so is bounded. For and , the graph-projection identity applied with test vectors and gives and . Conjugating the second equality and comparing shows ; hence is self-adjoint. It is injective and its range is exactly , so [F5] gives . The operator is symmetric, because for , , and positive, because . Finally let and choose with , possible by step 1.1. Then . If lies in this kernel, then for every ; surjectivity of forces . Thus and . Therefore is self-adjoint.
Let be the spectral measure of the positive self-adjoint . It is supported on : if for some positive integer , a nonzero vector in its range lies in and has , contradicting positivity; these intervals cover . Set . For , the spectral calculus and the adjoint identity give . Now take any and, for each integer , define on and . Since and are bounded, and . For , write . The adjoint identity gives . Expanding squared norms therefore yields Taking shows . If , then . The integrands increase pointwise to , so [F4] gives . By the domain formula for , and .
Conversely, if , let . The spectral theorem gives and ; also , since the tails of the finite measure and of the integrable function with respect to tend to zero. Step 3.1 applied to shows that is Cauchy and . Closedness of then gives and ; taking norms yields . Together with step 3.1 this proves and the asserted norm identity.
First, is closed because is closed. For , exactly when for every . The adjoint definition then gives and ; since , this is equivalent to . Conversely, if , self-adjointness gives for all . Hence . For , we have ; the orthogonal decomposition theorem applied to and therefore gives . The norm identity from step 4.1 also gives . On , define . If , then , so is well defined; the norm identity makes it an isometry. Extend it continuously to and set it to zero on . For with and , ; thus the resulting linear map is bounded. It has kernel , is isometric on , and . Its range is because the extension of has range the closure of . If is injective with dense range, its initial and final spaces are all of and , respectively, so is unitary. Any partial isometry with the stated factorization and kernel agrees with on and vanishes on ; continuity gives uniqueness.
Steps 1.1–5.1 prove positivity and self-adjointness of , the domain and norm identity for its positive square root, the polar factorization, and the asserted initial/final spaces and uniqueness.
Strong closure and cyclic-separating duality
Statement
Assume the Axiom of Choice. Let be a complex Hilbert space and let be a unital star subalgebra. Its strong-operator closure is . If is a concrete von Neumann algebra and , then is cyclic for exactly when it is separating for .
Statement references
Facts & Assumptions
Given: Choice, a complex Hilbert space , a unital star subalgebra , and a concrete von Neumann algebra .
Choice implies Countable Choice, the hypothesis used for Hilbert orthogonal projections (The Axiom of Choice, AC implies DC implies countable choice, The Axiom of Countable Choice ()).
For , consists of the bounded operators commuting with every element of , and . Each commutant is weak-operator closed (Von Neumann algebras and commutants).
Strong convergence means pointwise norm convergence on ; weak convergence means convergence of every matrix coefficient. The weak operator topology is coarser than the strong operator topology (Strong and weak operator topologies).
The finite Hilbert direct sum has coordinate inclusions and projections. A diagonal amplification of a bounded operator is bounded (Hilbert direct sums of unitary representations, The spaces (\mathcal B(X,Y)) and (\mathcal B(X)) of bounded linear operators, A bounded linear operator between normed spaces, The operator norm as the least bound and as the unit-sphere or unit-ball supremum).
A closed subspace of a Hilbert space has an orthogonal projection with range and kernel (Orthogonal decomposition by a closed subspace, The Hilbert orthogonal projection onto a closed subspace).
The adjoint satisfies (Hilbert-adjoint identities).
In the chosen representation, is cyclic for exactly when , and separating for exactly when for implies (Concrete von Neumann algebra and faithful vector).
If is a unital star subalgebra and its weak-operator closure, then under Choice (Von Neumann algebras and commutants, The double commutant theorem for concrete von Neumann algebras).
Proof
Given: [A1], [F1]–[F7], the Hilbert space and algebras in the Statement.
Fix , an integer , and a tuple , and define for . Let . This is a closed linear subspace because is linear and is linear. For each , : it holds on the orbit because , and extends to its closure because is bounded. Applying this to gives . If and , then [F5] gives , so . The orthogonal projection from [F4] therefore commutes with every .
Suppose is cyclic for , and let satisfy . For every , commutation gives . Thus vanishes on the dense subspace and, being bounded, is zero on . This proves that is separating for .
Suppose is separating for . Let and let be its orthogonal projection from [F4]. For , both and preserve , because is an algebra closed under adjoints. If and , then [F5] gives ; hence also preserves . Thus for all , so by [F1]. Since , and . Separatingness for forces , whence and is cyclic for .
Write in coordinate blocks. The identity says for all , so by [F1]. For , it follows that commutes with every ; thus . Since , and . Consequently .
By the definition of , for every there is with . The direct-sum norm is the square root of the sum of the squared coordinate norms, so for each . These are exactly the finite strong-operator neighborhood tests. The empty tuple imposes no conditions. Therefore .
Let . For each , the set of operators commuting with is weak-operator closed and contains ; therefore it contains . This proves , while gives . Hence by [F7]. Strong convergence implies weak convergence, so . Step 3.1 gives the reverse inclusion, proving the strong-closure identity.
Steps 1.2 and 1.3 prove both directions of cyclic-separating duality, and step 4.1 proves the strong-closure identity.
Bounded increasing positive nets have strong suprema
Statement
Assume the Axiom of Choice. Let be a complex Hilbert space and a concrete von Neumann algebra. Let be a nonempty directed set, and let be a net in such that each is positive, whenever , and for some finite . Here means that are self-adjoint and for every . Then the net has a least upper bound in , and in the strong operator topology.
Statement references
Facts & Assumptions
Given: [A1], a complex Hilbert space , a concrete von Neumann algebra , a nonempty directed set , and the increasing positive net of the Statement.
Assume Choice, the hypothesis for the weak-closure/double-commutant interface in Concrete von Neumann algebra and faithful vector and The Axiom of Choice.
and commutants are weak-operator closed, so is weak-operator closed (Concrete von Neumann algebra and faithful vector, Von Neumann algebras and commutants).
Weak-operator convergence is convergence of every matrix coefficient (Strong and weak operator topologies).
A bounded sesquilinear form on is represented by a unique bounded operator, by applying Riesz representation to one argument (Riesz representation for Hilbert spaces).
The complex inner product is linear in the first argument, and Cauchy–Schwarz bounds it by the product of norms (Real and complex inner-product spaces and their induced length, Cauchy–Schwarz: , with equality exactly for dependent pairs).
Proof
Given: [A1], [F1]–[F4] and the net in the Statement.
For , the real numbers increase and satisfy . Define . For each , the complex polarization identity gives Each term on the right converges as increases, so the left-hand side converges for every . Let be its limit. The forms are sesquilinear and uniformly bounded by , so their pointwise limit is sesquilinear with the same bound. For fixed , Riesz representation applied to gives a unique vector with . Sesquilinearity and uniqueness make linear, and the bound gives ; thus and . Since each is self-adjoint, , hence and . Also , so is positive. By [F2], weakly. Since is weakly closed by [F1], .
For every , , so . If is any other upper bound, then for every ; taking the supremum over gives for every , hence . Thus in .
If , strong convergence is immediate. Otherwise fix and put . Then and . Positivity gives the Cauchy–Schwarz inequality for the form : applying positivity to for arbitrary yields the nonnegative quantity where , , and . If , taking gives If and , taking for sufficiently large real makes the quantity negative; hence and the same inequality holds. Therefore Taking the supremum over unit gives . Therefore for every , which is strong-operator convergence.
Closed antilinear polar calculus and Tomita-operator closability
Statement
For this item, let be a complex Hilbert space and let be an antilinear operator. Set where has its direct-sum Hilbert norm. Use the conjugate space , canonical conjugate-linear surjective isometry , and linearization from the earlier conjugate-Hilbert-space and antilinear-adjoint definition. The map given by , with the identity on , is a real-linear isometric bijection and sends onto . Call closed or closable when is closed or closable, respectively, in the complex-linear sense already defined for densely defined operators. For closable , denotes the antilinear operator whose graph is the norm closure of ; the proof verifies that this closure is a graph and equivalently that is the graph closure of . An antiunitary on means a conjugate-linear, surjective isometry .
Assume the Axiom of Choice. Let be a complex Hilbert space and let be a densely defined closable antilinear operator. Its graph closure is closed and has the polar decomposition Here is antilinear, vanishes on , and is isometric on ; if is injective and has dense range, is antiunitary.
For a concrete von Neumann algebra and a vector cyclic and separating for , define and for . Then is well defined, densely defined, antilinear, and closable.
Statement references
Concrete von Neumann algebra and faithful vector
Conjugate Hilbert space and adjoint of an antilinear operator
Unbounded linear operators: domain, graph and extension
Densely defined, closed and closable operators, and cores
Polar decomposition of a closed densely defined operator
Facts & Assumptions
Given: [A1], a complex Hilbert space , a densely defined closable antilinear , and, for the Tomita clause, a concrete von Neumann algebra with a cyclic and separating vector .
Assume the Axiom of Choice, used by the local closed-operator polar lemma (The Axiom of Choice).
The conjugate space , canonical conjugate-linear isometry , linearization , and antilinear adjoint are defined by Conjugate Hilbert space and adjoint of an antilinear operator. In particular, .
A closed densely defined linear operator has polar decomposition , where is positive self-adjoint with , and has the stated initial and final spaces; when is injective with dense range, is unitary (Polar decomposition of a closed densely defined operator).
For a concrete von Neumann algebra, a vector is cyclic for exactly when it is separating for (Strong closure and cyclic-separating duality, Concrete von Neumann algebra and faithful vector).
A densely defined operator is closable exactly when its graph closure is the graph of a closed operator. Here this criterion is applied to the complex-linear operator : by the linear definition, closability means that has a closed linear extension. The closure of its graph is then contained in the graph of every such extension, so its vertical fiber is zero and the closed graph itself defines the smallest closed extension. Conversely, if that graph closure is a graph, it is a closed extension. The isometry transfers this criterion to ; its inverse sends a graph of a complex-linear operator to the graph of an antilinear operator. Thus it also defines and identifies its graph with (Unbounded linear operators: domain, graph and extension, Densely defined, closed and closable operators, and cores).
If is a closed densely defined antilinear operator and , then and, with the operator-composition domains, Conjugation by carries positive self-adjoint operators and their positive square roots to positive self-adjoint operators on ; this follows by transporting the spectral projections in the unbounded spectral calculus (Polar decomposition of a closed densely defined operator).
Proof
Given: [A1], [F1]–[F4], the operator , and the cyclic-separating data for .
Put and . The definition of graph closure above makes a closed densely defined complex-linear operator . By [F2], write , where is positive self-adjoint with and is a partial isometry with initial space , final space , and kernel . Set and , with domain . The composition is linear. If is the spectral measure of , then is a spectral measure of orthogonal projections on , and its spectral integral is ; hence is positive self-adjoint. More explicitly, , and the adjoint convention [F1] gives there. Also and on that domain; uniqueness of the positive self-adjoint square root gives . For , , so . The operator is antilinear, vanishes on , and is isometric on , since maps onto and preserves orthogonality. Its final space is . If is injective and has dense range, then is injective with dense range, so is unitary by [F2] and is antiunitary.
For , if , then ; separatingness of for forces . Thus the rule is well defined. It is antilinear because , and its domain is dense because is cyclic for .
Let satisfy in and in . Write with ; then and . For every , the linear-first adjoint identity and commutation give Since is separating for , [F3] makes it cyclic for , so is dense and . Thus the graph closure of the linear operator has zero vertical fiber: because is a metric space, every point of that closure is the limit of a sequence of graph points, and the argument just given excludes a nonzero limit over . This closed linear subspace is therefore the graph of a closed linear extension of . By [F4], is closable, and the local convention above proves that is closable with graph closure defined there.
Step 1.1 proves the polar decomposition for the closure of every densely-defined closable antilinear operator, and steps 1.2–2.1 prove the Tomita operator clause with its stated cyclic-separating hypotheses. The Choice assumption is inherited through the spectral theorem used in [F2].
Trace-class quotient predual and normal functionals
Statement
Assume the Axiom of Choice. Let be a concrete von Neumann algebra on a complex Hilbert space , and define The ideal property makes a bounded linear functional on for each . Equip the coset space with the quotient norm. The trace pairing induces an injective map where is the space of bounded complex-linear functionals on the operator-normed space , with the operator norm. A member of is called positive when its functional under takes values in on . Then the trace pairing is a well-defined isometric bijection, and is a Banach space. Thus is an isometric predual of , and its dual unit ball is weak-star compact. Every vector functional and every positive functional in preserves suprema of bounded increasing positive nets in .
Statement references
Concrete von Neumann algebra and faithful vector
Trace-class duality and finite-rank density
Trace class is a two sided Banach operator ideal
The dual space X^* of a normed space and its dual norm
The quotient seminorm (|x+M|{X/M}=\inf{m\in M}|x+m|=\operatorname{dist}(x,M))
The quotient vector space (X/M), its cosets, and the quotient map (q:X\to X/M)
A quotient of a Banach space by a closed subspace is Banach
The dual of a quotient is its annihilator
The ultrafilter lemma, from the Axiom of Choice: every filter extends to an ultrafilter
Facts & Assumptions
Given: [A1], a concrete von Neumann algebra , the trace-class space , its trace pairing, and the quotient space in the Statement.
Assume the Axiom of Choice, including the ultrafilter lemma needed for the Banach–Alaoglu compactness conclusion (The Axiom of Choice, The ultrafilter lemma, from the Axiom of Choice: every filter extends to an ultrafilter).
Trace class is Banach, is an ideal under multiplication by bounded operators, and (Trace class is a two sided Banach operator ideal, Trace is absolutely convergent and basis independent).
Finite-rank operators are dense in trace norm, and every bounded linear functional on is uniquely for , isometrically (Trace-class duality and finite-rank density).
A quotient of a Banach space by a closed subspace is Banach, and its dual is isometrically the annihilator of that subspace (A quotient of a Banach space by a closed subspace is Banach, The dual of a quotient is its annihilator, The quotient seminorm (|x+M|{X/M}=\inf{m\in M}|x+m|=\operatorname{dist}(x,M)), The quotient vector space (X/M), its cosets, and the quotient map (q:X\to X/M), The dual space X^* of a normed space and its dual norm, Annihilator notation and the preannihilator).
A bounded increasing positive net in has a supremum in and converges strongly to it (Bounded increasing positive nets have strong suprema).
The dual unit ball of a normed space is weak-star compact under the ultrafilter lemma, and Choice supplies that lemma (Banach–Alaoglu, The ultrafilter lemma, from the Axiom of Choice: every filter extends to an ultrafilter, The Axiom of Choice).
Since and commutants are weak-operator closed, is weak-operator closed. The Hilbert-space weak operator topology in Concrete von Neumann algebra and faithful vector is the topology of pointwise matrix-coefficient convergence, so its basic neighborhoods impose finitely many inequalities with . This uses that Definition's matrix-coefficient interface directly, rather than a representation theorem for (Von Neumann algebras and commutants, Strong and weak operator topologies).
Proof
Given: [F1]–[F5], the trace pairing, and the concrete algebra .
For every , the functional on is bounded by , using [F1]. Thus its common kernel over is a closed linear subspace, namely . If , then ; taking the infimum over representatives in the trace-norm estimate shows . Its kernel is zero by the definition of . The quotient is Banach by [F1] and [F3]. The formula is independent of the representative because every element of annihilates .
By [F3], is isometrically identified with . By [F2], is isometrically under the trace pairing. Under this identification, consists exactly of the bounded operators satisfying for all . It remains to identify this double annihilator with .
Every belongs to by the definition of . Conversely, let . By [F6], there is a basic weak-operator neighborhood of , defined by finitely many pairs and tolerances, that is disjoint from . The coordinate map has ; is a linear subspace of and hence is closed. Finite-dimensional linear algebra supplies a linear functional that vanishes on but not on . Set , where . Then is finite-rank trace class and for every . Thus but , so . Therefore .
Steps 1.2 and 1.3 identify the canonical map with the isometric duality identification of [F2]–[F3], so is an isometric bijection . The Banach–Alaoglu theorem [F5] applied to then makes the closed dual unit ball of weak-star compact.
Let be a bounded increasing positive net in with supremum . By [F4], strongly; choose with for every . For every , strong convergence gives , so . For each , choose finite-rank in trace norm by [F2]. Strong convergence gives for each fixed , since is a finite sum of rank-one operators. Uniformly in , Given , first fix so that the sum of these two uniform errors is less than , then choose a net index after which the finite-rank trace difference is less than . This proves . Hence every satisfies . If is positive, then increases and converges to , so . In particular, for the vector functional is represented by , since ; it is positive and therefore normal as well.
Steps 1.1–1.3 and 2.1–2.2 prove the quotient predual, its weak-star compact dual ball, normality of positive functionals in the quotient, and normality of vector functionals. The positive-functional normality proof uses trace-norm approximation by finite-rank operators; it does not assume a positive trace-class lift for every positive functional on .
5 · Examples, experiments and counterexamples
None yet.