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Potentials and gauge — Examples

1 · Prerequisites

2 · Summary

Objective. The companion collects three worked examples that delimit the potential-existence theorem and the gauge structure: two topological obstructions to global potentials, the noninjectivity of the potential-to-field assignment, and the residual freedom that the Lorenz condition leaves open.

Topological obstructions. On the complement of the z-axis the smooth field (−y,x,0)/(x2+y2) is curl-free with circulation 2π around the unit circle, so it is not the gradient of any C2 function; on the punctured space R3∖{0} the smooth field x/∥x∥23 is divergence-free with unit-sphere flux 4π, and patch Stokes on the two hemispheres forbids a global C1 vector potential (Topological obstructions to global potentials: a curl-free loop field and a divergence-free sphere-flux field). Both domains fail to be star-shaped, so the radial hypotheses of the existence theorem cannot be dropped; the second obstruction also shows that simple connectivity, which R3∖{0} does have (proved inline in the example), is not sufficient for a vector potential. The fields are mathematical witnesses; the framework's postulate excludes magnetic charge and no physical source or singularity is claimed.

Pure-gauge zero-field representations. Every C2 gauge generator χ produces the potential pair Tχ(0,0)=(−∂tχ,∇χ) with the zero field pair; for the linear family χ(x,t)=a⋅x−βt these are the constant pairs (φ,A)=(β,a), nonzero exactly at nonzero parameters, and the witness (0,e1) is distinct from the zero pair while still representing the zero field pair (Nonzero pure-gauge potentials representing the zero field pair). The potential-to-field assignment is therefore not injective: no value of φ or A alone is evidence for a nonzero field.

Residual Lorenz freedom. The cosinusoidal generator χ(x,t)=cos⁡(k⋅x−ωt) with ω=c∥k∥2>0 satisfies Wχ=0, so it transforms any Lorenz potential pair into another Lorenz pair with the same field pair; applied to the zero pair it gives the explicit nonzero Lorenz representative (−ωsin⁡(k⋅x−ωt),−ksin⁡(k⋅x−ωt)) of the zero field pair (A homogeneous-wave gauge generator changes Lorenz potentials without changing their fields). The Lorenz condition therefore does not determine the potential pair; the example is stated on free space, and no bounded-domain or prescribed-data gauge statement is attached to it.

3 · Logical flowchart

4 · Definitions, postulates, theorems and proofs

None yet.

5 · Examples, experiments and counterexamples

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Topological obstructions to global potentials: a curl-free loop field and a divergence-free sphere-flux field

Physical scope

A mathematical example delimiting the hypotheses of the framework's potential-existence theorem: curl-free and divergence-free smooth fields on two explicit punctured spatial regions that admit no global scalar, respectively vector, potential, showing that the star-shaped hypothesis is substantive and that simple connectivity is not sufficient for a vector potential. The fields are mathematical witnesses on the punctured regions; the framework's postulate excludes magnetic charge, and no physical source, no physical singularity and no empirical claim is asserted.

Example

Write points of R3 as x=(x,y,z) with the Euclidean inner product and norm of The Euclidean inner product ⟨x,y⟩=∑k<nxkyk on Rn, and let U1:=R3∖{(0,0,z):z∈R} and U2:=R3∖{0} be the complements of the z-axis and of the origin, two open sets.

(a) [Scalar obstruction] On U1 the field

F(x,y,z):=(−y, x, 0)x2+y2

is of class C∞, satisfies curl⁡F=0 on U1 with the curl of Divergence and curl of a C1 vector field, and is not the gradient of any C2 function on U1, in the sense of exactness of Exact and closed C1 vector fields. Its circulation around the positively oriented unit circle γ(t)=(cos⁡t,sin⁡t,0), t∈[0,2π], in the sense of Scalar line integrals with respect to arc length and vector-field line integrals, equals 2π; the gradient theorem would force circulation zero for a gradient of a C2 function. Hence a curl-free smooth field on a connected open set need not have a global scalar potential, and the star-shaped hypothesis of Smooth scalar and vector potentials on a star-shaped space-time region cannot be dropped.

(b) [Vector obstruction] On U2 the field

B(x):=x∥x∥2 3

is of class C∞ and satisfies div⁡B=0, but there is no vector potential A of class C1 on U2 with curl⁡A=B in the sense of Vector potentials of a continuous field on an open subset of R3. Indeed the flux of B through the unit sphere in the orientation of the spherical parametrization Φ(ϕ,θ):=(sin⁡ϕcos⁡θ, sin⁡ϕsin⁡θ, cos⁡ϕ) is 4π, while the classical Stokes theorem applied to the two closed hemispherical C2 patches with induced boundary chains forces that flux to equal a sum of boundary circulations which cancels to zero.

(c) [The punctured space is simply connected] R3∖{0} is simply connected in the sense of Simply connected topological spaces: it is path-connected and every based loop in it is null-homotopic. Consequently simple connectivity of the domain is by itself not sufficient for the existence of a vector potential.

(d) [Scope] The two obstructions have different characters: (a) is detected by the circulation of a closed loop, (b) by the flux through a closed surface. The fields displayed are smooth mathematical witnesses on the punctured open sets; the framework's postulate The microscopic vacuum Maxwell equations: smooth and weak branches excludes magnetic charge, and no physical source, physical singularity or empirical claim is attached to them.

Facts & Assumptions

Given: The open sets U1,U2⊆R3, the fields F and B displayed above, the unit circle γ(t)=(cos⁡t,sin⁡t,0) on [0,2π], the spherical parametrization Φ and the rectangles D:=[0,π]×[0,2π], DN:=[0,π/2]×[0,2π], DS:=[π/2,π]×[0,2π] with their elementary Green region structures, and the punctured space P:=R3∖{0} (Intervals of R: the nine order-convex forms, nondegeneracy, and length, The Euclidean inner product ⟨x,y⟩=∑k<nxkyk on Rn).

[F1]

Vector line integrals along piecewise-C1 paths are sums of parameter integrals against a continuous derivative extension, the pullback identity expresses the integral along a composited path as the parameter integral of the pulled-back pair, reversal negates a vector line integral while concatenation adds, and for a C1 scalar the gradient theorem gives ∫γ∇ϕ⋅dr=ϕ(γ(b))−ϕ(γ(a)) (Scalar line integrals with respect to arc length and vector-field line integrals, A vector line integral along an image arc is the parameter line integral of the pulled-back field, Line integrals under reversal and concatenation, The gradient theorem: the line integral of a gradient is the endpoint increment).

[F2]

A C1 field on an open U⊆Rn is exact when it is the gradient of a C2 scalar function on U, and a vector potential for a continuous field B on an open U⊆R3 is a C1 field A with curl⁡A=B (Exact and closed C1 vector fields, Vector potentials of a continuous field on an open subset of R3).

[F3]

Fundamental theorem of calculus: if G is differentiable on [a,b] with integrable derivative G′, then ∫abG′=G(b)−G(a) (The second fundamental theorem: if G is differentiable on [a,b] with G′=f and f is integrable, then ∫abf=G(b)−G(a)).

[F4]

Derivatives and basic values of sine and cosine: (sin⁡t)′=cos⁡t, (cos⁡t)′=−sin⁡t, sin⁡0=0, cos⁡0=1; the Pythagorean identity sin⁡2t+cos⁡2t=1; the quarter-turn shifts sin⁡(t+π/2)=cos⁡t, cos⁡(t+π/2)=−sin⁡t, sin⁡π=0, cos⁡π=−1; and t↦(cos⁡t,sin⁡t) is a bijection [0,2π)→S1 with the trace conventions recorded there (The derivatives of sine and cosine are cosine and minus sine, Parity and the Pythagorean identity for sine and cosine, Quarter-turn values and shifts by pi/2 and pi, t↦(cos⁡t,sin⁡t) is a bijection from [0,2π) onto the real unit circle).

[F5]

Periodicity and zeros: sine and cosine have period 2π, and their zero sets are πZ and (Z+1/2)π respectively; monotonicity and ranges are as recorded (The zero sets of sine and cosine and the least positive common period 2 pi, Signs, monotonicity intervals, and ranges of sine and cosine).

[F7]

Divergence and curl are computed from first partial derivatives by the coordinate formulas of Divergence and curl of a C1 vector field.

[F8]

Surface vocabulary and integral theorems: admissible regular parametrized patches, their oriented flux, finite elementary Green regions with positive boundary chains, the induced boundary chain of a C2 patch, and the classical Stokes theorem expressing the circulation around the induced boundary chain of a C2 patch over a finite elementary Green region as the flux of the curl (Regular parametrized surface patches on compact Jordan parameter regions, Unit normal fields, orientations, and flux through a regular surface patch, Type I, Type II, and elementary regions for Green's theorem, Positive orientation of elementary-region boundaries, The induced boundary chain and circulation of a C2 patch over a finite elementary Green region, The classical Stokes theorem for a C2 patch over a finite elementary Green region).

[F9]

The Euclidean inner product is ⟨u,v⟩=∑iuivi (The Euclidean inner product ⟨x,y⟩=∑k<nxkyk on Rn). The cross product of vectors in R3 is bilinear and alternating with the coordinate formula, vanishing on parallel pairs (The cross product in R3, The cross product is bilinear, alternating, and orthogonal to both factors).

[F10]

Riemann integrals over Jordan sets and the section formula: a rectangle is a bounded Jordan set, continuous functions are Riemann integrable over it, and integration by sections reduces a double integral over a rectangle to an iterated integral (The Riemann integral of a bounded function over a bounded Jordan measurable set, Fubini over a bounded Jordan set when all but a content-zero family of sections are integrable).

[F11]

Topology and homotopy vocabulary: paths, path-connectedness, the unit interval, based loops and the fundamental group, homotopies relative to a subspace and path homotopies, their equivalence-relation property, the radial straight-line homotopy on Rn∖{0} with the continuous normalization ρ(x)=x/∥x∥2, simple connectedness, the simple connectivity of Sn for n≥2, the path-connectedness of Sn−1 for n≥2, the implication path-connected implies connected, and the boundedness of linear maps with finite-dimensional domain together with the equivalence of boundedness, continuity and Lipschitz continuity (Paths, path-connected spaces and path components, Based loops and the fundamental group, Homotopies of continuous maps, homotopies relative to a subspace, and path homotopies relative to the endpoints, Homotopy relative to a fixed subspace, and path homotopy relative to endpoints, are equivalence relations, For n≥1, the map H(x,t)=((1−t)+t/∥x∥2)x is continuous on (Rn∖{0})×[0,1], starts at x, ends at radial normalisation, fixes the unit sphere, and never reaches 0, Radial normalisation x↦x/∥x∥2 is continuous on Rn∖{0}, Simply connected topological spaces, Sn is simply connected for every n≥2, For n≥2, the sphere Sn−1 is path-connected and connected, Every path-connected space is connected, and every path component lies inside a component, A linear map from a finite-dimensional normed space is bounded, For a linear operator, boundedness, continuity at 0, continuity, and Lipschitz continuity are equivalent, Sums, products, absolute values, finite maxima and minima, and quotients of continuous real-valued maps on a topological space are continuous where defined).

[F12]

Scope: the smooth branch of the vacuum Maxwell equations contains the source-free pair, the star-shaped existence theorem supplies potentials only under its stated domain hypothesis, and star-shapedness is defined by radial segments (The microscopic vacuum Maxwell equations: smooth and weak branches, Smooth scalar and vector potentials on a star-shaped space-time region, Star-shaped open subsets of Euclidean space).

Verification

technique · direct; compute the two obstruction integrals, encode the two hemispheres as elementary Green regions for Stokes, and prove simple connectivity by the radial deformation and the simple connectivity of the unit sphere
1.1givenF6F7

The scalar witness is smooth and curl-free. On U1 the denominator x2+y2 is strictly positive, so each component of F is a quotient of smooth functions with nonvanishing denominator and F is of class C∞ by [F6]. By [F7] the coordinates of curl⁡F are the differences ∂yFz−∂zFy, ∂zFx−∂xFz and ∂xFy−∂yFx. The first two vanish because Fz=0 and the first two components of F do not depend on z. For the third, the quotient rule of [F6] gives ∂xFy=∂x(x/(x2+y2))=((x2+y2)−2x2)/(x2+y2)2=(y2−x2)/(x2+y2)2 and ∂yFx=∂y(−y/(x2+y2))=−((x2+y2)−2y2)/(x2+y2)2=(y2−x2)/(x2+y2)2, so their difference is zero. Hence curl⁡F=0 on U1.

1.2givenF6F7

The vector witness is smooth and divergence-free. On U2 the norm ∥x∥2 is strictly positive, so B is of class C∞ by [F6]. By [F7], div⁡B=∑i=13∂i(xi∥x∥2−3); the product and chain rules of [F6] together with ∂i∥x∥2=xi/∥x∥2 and the power rule of [F6] give ∂i(xi∥x∥2−3)=∥x∥2−3+xi⋅(−3)∥x∥2−4⋅xi/∥x∥2=∥x∥2−3−3xi2∥x∥2−5. Summing over i and using ∑ixi2=∥x∥22 yields div⁡B=3∥x∥2−3−3∥x∥2−5∥x∥22=0.

1.3givenF11

The scalar domain is a connected open set. Let p=(p1,p2,p3) and q=(q1,q2,q3) be points of U1; then ρp:=p12+p22>0 and ρq>0. By the radial straight-line homotopy of [F11] applied in the plane, the maps t↦Hρp(t):=((1−t)+t/ρp)(p1,p2) and t↦Hρq(t) are continuous and never vanish, so they join (p1,p2) to up:=(p1,p2)/ρp and (q1,q2) to uq in R2∖{0}; both up,uq lie on S1, which is path-connected by [F11] applied with n=2, so fix a path σ in S1 from up to uq. The concatenation of the three paths t↦(Hρp(t),p3), t↦(σ(t),(1−t)p3+tq3) and t↦(Hρq(1−t),q3) is a path in U1 from p to q: the first two coordinates never vanish, because Hρp and Hρq take values in R2∖{0} and σ takes values in S1, while the continuity of the three maps and of their concatenation follows from the continuity and finite-pasting suppliers in [F11]. Hence U1 is path-connected by [F11], and therefore connected by [F11].

1.4givenF11

Basepoint reduction for loops in the punctured space. Let γ0 be a based loop in P at x0∈P and put ρ:=∥x0∥2>0. The maps L(x):=x/ρ and L−1(x)=ρx are linear maps of R3, hence bounded and continuous by [F11], and L−1∘L=id=L∘L−1. If L∘γ0 is null-homotopic as a loop at x1:=x0/ρ, then composing that null-homotopy with the continuous map L−1 gives a null-homotopy of L−1∘L∘γ0=γ0; conversely composing a null-homotopy of γ0 with L gives one of L∘γ0. Hence a loop at x0 is null-homotopic if and only if its image under L is, and x1 lies on the unit sphere S2; it therefore suffices to treat loops based on S2.

1.5givenF1F3F4F9

The circulation of the scalar witness. The map γ(t)=(cos⁡t,sin⁡t,0), t∈[0,2π], is a piecewise-C1 path in U1 by [F4], and F is continuous on its trace. By the definition of the vector line integral in [F1], the integral along γ is ∫02π⟨F(γ(t)),γ′(t)⟩ dt with the derivative extension γ′(t)=(−sin⁡t,cos⁡t,0) from [F4]. Since x2+y2=cos⁡2t+sin⁡2t=1 on the trace by the Pythagorean identity [F4], one has F(γ(t))=(−sin⁡t,cos⁡t,0), so the integrand is ⟨(−sin⁡t,cos⁡t,0),(−sin⁡t,cos⁡t,0)⟩=sin⁡2t+cos⁡2t=1 by the inner product formula of [F9] and the Pythagorean identity [F4]. The fundamental theorem [F3] with G(t)=t gives ∫02π1 dt=2π−0=2π. The trace is the positively oriented unit circle by the parametrization statement of [F4].

1.6givenF4F6F8F9F10

The flux of the vector witness through the unit sphere. By [F4] the two parameter derivatives of Φ are Φϕ=(cos⁡ϕcos⁡θ,cos⁡ϕsin⁡θ,−sin⁡ϕ) and Φθ=(−sin⁡ϕsin⁡θ,sin⁡ϕcos⁡θ,0), computed with the derivative, chain and product rules of [F6]. By the coordinate formula for the cross product [F9], Φϕ×Φθ=(sin⁡2ϕcos⁡θ, sin⁡2ϕsin⁡θ, sin⁡ϕcos⁡ϕ)=sin⁡ϕ Φ, using the Pythagorean identity [F4] in the third coordinate; since ∥Φ∥2=1 by [F4], one has B(Φ)=Φ/∥Φ∥23=Φ. Hence the integrand of the flux of [F8] is ⟨B(Φ),Φϕ×Φθ⟩=sin⁡ϕ ⟨Φ,Φ⟩=sin⁡ϕ. The rectangle D is a bounded Jordan set and the integrand is continuous, so [F10] applies and the section formula evaluates the flux as ∫02π(∫0πsin⁡ϕ dϕ)dθ; the fundamental theorem [F3] with G=−cos⁡ and the derivative of cosine [F4] gives ∫0πsin⁡ϕ dϕ=−cos⁡π+cos⁡0=2, so the flux is ∫02π2 dθ=4π. The patch (D,Φ) is admissible: on the interior of D the cross product is nonzero (as sin⁡ϕ>0 and Φ≠0 there) and the interior parametrization is injective, while the seam θ=0 and θ=2π and the poles lie on the parameter boundary, all in the sense of [F8].

1.7givenF5F8

The two hemispheres as C2 patches and their induced boundaries. The rectangles DN=[0,π/2]×[0,2π] and DS=[π/2,π]×[0,2π] are Type I and Type II regions, hence elementary Green regions with their positive boundary chains in the sense of [F8], and the restrictions of Φ to them are C2 on an open neighbourhood with cross product nonzero on the parameter interior and no interior image shared with a distinct parameter point, while poles and seam identifications lie only on the boundary, so they are C2 patches over finite elementary Green regions with induced boundary chains as in [F8]. For a rectangle [a,b]×[c,d] the positive boundary chain runs along the lower graph from left to right, up the right side, back along the upper graph and down the left side [F8]. Under Φ and using the periods of sine and cosine from [F5], the lower and upper graphs have the same image, namely the meridian ϕ↦(sin⁡ϕ,0,cos⁡ϕ) on [a,b], traversed in opposite directions; the left side of DN lies at ϕ=0, where Φ(0,θ)=(0,0,1) is constant, and the right side of DS lies at ϕ=π, where Φ(π,θ)=(0,0,−1) is constant; the right side of DN and the left side of DS both equal the equator θ↦(cos⁡θ,sin⁡θ,0), traversed in the positive and in the reverse direction respectively. Thus the north induced boundary chain consists of a meridian arc, the equator, the reversed meridian arc and a degenerate polar arc, and the south induced boundary chain consists of a meridian arc, a degenerate polar arc, the reversed meridian arc and the reversed equator.

1.8givenF11

The radial deformation to the unit sphere. By [F11] the map H(x,t)=((1−t)+t/∥x∥2)x is continuous on P×[0,1], satisfies H(x,1)=x/∥x∥2=ρ(x), and fixes every point of S2 for all t. Let γ0 be a based loop at a point x1∈S2; then (s,t)↦H(γ0(s),t) is continuous by [F11], equal to γ0(s) at t=0, equal to ρ∘γ0 at t=1, and constant equal to x1 along the basepoint for every t; hence it is a path homotopy from γ0 to the loop ρ∘γ0, which takes values in S2 by [F11]. In the vocabulary of [F11] this says that γ0 and ρ∘γ0 are path-homotopic loops at x1.

2.1step 1.3step 1.5F1F2F4F5

No global C2 scalar potential on U1. Suppose ϕ:U1→R were C2 with F=∇ϕ, exactness in the sense of [F2]. Since ϕ is C1 and γ is a piecewise-C1 path in U1, the gradient theorem of [F1] gives ∫γF⋅dr=ϕ(γ(2π))−ϕ(γ(0)). By the periodicity of sine and cosine from [F5] and the values at zero from [F4], γ(2π)=(cos⁡2π,sin⁡2π,0)=(1,0,0)=γ(0), so the right-hand side is zero, whereas step 1.5 computed the same integral as 2π≠0, a contradiction. Hence no such ϕ exists on U1, while U1 is a connected open set by step 1.3.

2.2step 1.6step 1.7F1F2F8

No global C1 vector potential on U2. Suppose A were a C1 field on the open set U2 with curl⁡A=B, a vector potential in the sense of [F2]. The image of each closed hemisphere under Φ is contained in S2⊆U2, and A is C1 on the open set U2 containing it, so the classical Stokes theorem of [F8] applies to the two C2 patches of step 1.7 and gives, with the flux of [F8], ∮Φ(∂DN)A⋅dr=∫DN⟨(curl⁡A)∘Φ,Φϕ×Φθ⟩ and the analogous identity over DS. Replacing curl⁡A by B, the right-hand sides are the fluxes of B over the two hemispheres, whose sum is the total flux 4π of step 1.6 because the two patches share only the boundary seam and together cover the sphere in the same orientation. On the left-hand sides, the induced boundary chains of step 1.7 have the structure described there: in the north chain the two meridian arcs have the same image with opposite orientations, so their integrals cancel by reversal [F1], and the degenerate polar arc has constant image, so its integral is zero [F1]; the north circulation therefore equals the equator integral, and the south circulation equals the reverse equator integral by the same cancellation, so their sum is zero. Adding the two Stokes identities then gives 0=4π, a contradiction; hence no such A exists.

2.3step 1.8F11

The unit sphere loop is null-homotopic in the unit sphere. Let γ0 be a based loop at x1∈S2. The sphere S2 is simply connected by [F11] (applied with n=2), so by the definition of simple connectedness in [F11] its fundamental group at x1 has exactly one element; by the vocabulary of based loops and fundamental groups in [F11] this means that the class of the loop ρ∘γ0 equals the class of the constant loop, that is, there is a path homotopy in S2 from ρ∘γ0 to the constant loop at x1.

3.1step 1.4step 1.8step 2.3F11

The punctured space is simply connected. First, P is path-connected: for x∈P the radial homotopy of [F11] gives a continuous path t↦H(x,t) from x to ρ(x)∈S2 that stays in P, the sphere S2 is path-connected by [F11] (applied with n=3), and concatenating a radial path, a path in S2 and a reversed radial path gives a path between any two points, with continuity and concatenation as in [F11]. Now let γ0 be a based loop at x0∈P. By step 1.4 it suffices to treat the case x0=x1∈S2; in that case step 1.8 gives a path homotopy in P from γ0 to ρ∘γ0, and step 2.3 gives a path homotopy in S2 from ρ∘γ0 to the constant loop, which, composed with the inclusion S2⊆P, is a path homotopy in P; by the equivalence-relation property of path homotopy in [F11] the loop γ0 is path-homotopic to the constant loop, so every based loop of P is null-homotopic and the fundamental group of P at every basepoint has exactly one element. Since P is nonempty and path-connected, [F11] makes it simply connected.

4.1step 1.1step 1.2step 2.1step 2.2step 3.1F12∎

Conclusion and scope. Step 1.1 and step 2.1 together say that U1 is a connected open set carrying a C∞ field F with curl⁡F=0 that is not the gradient of any C2 function; step 1.2 and step 2.2 say that on the open set U2 the C∞ field B satisfies div⁡B=0 while admitting no C1 vector potential; and step 3.1 shows that the domain of the second obstruction is simply connected, so simple connectivity is not sufficient for a vector potential. Neither region is star-shaped with respect to any of its points, since for p in U1 or U2 the segment from p to −p passes through the removed axis or origin, so star-shapedness fails in the sense of [F12]; the witnesses are therefore smooth fields on non-star-shaped regions, and the star-shaped hypothesis of the existence theorem [F12] is substantive, while the two conclusions (a) and (b) are of different characters, a circulation against the gradient theorem and a flux against Stokes. The fields are mathematical witnesses: the framework's postulate [F12] contains no magnetic charge, and no physical source, singularity or empirical claim is made.

Remarks

  • What is and is not claimed. The computations are exact statements about the displayed smooth fields on punctured open sets. They delimit the domain hypotheses of the potential theorem; they assert no physical configuration, and in particular the inverse-square field B is a mathematical witness, not a magnetic monopole: the framework's postulate sets magnetic charge to zero.
  • Choice accounting. No choice principle is used: the constructions are explicit, and the topological and calculus suppliers used here are choice-free at the hypotheses cited.
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Nonzero pure-gauge potentials representing the zero field pair

Physical scope

An example of gauge representations of the zero field pair: the full linear-generator family includes the zero potential pair at zero parameters and nonzero constant pairs at nonzero parameter tuples. An explicit nonzero witness demonstrates noninjectivity of the potential-to-field map. It asserts no source model, Maxwell equation, empirical situation or observable potential value.

Example

Let Ω⊆R3 be open and let I⊆R be an interval (Intervals of R: the nine order-convex forms, nondegeneracy, and length); for a possibly non-open I, the joint classes below are read in the restriction convention of Joint regularity of the radial vector and scalar potentials on a star-shaped domain (for open I this is the ordinary class of Ck Euclidean maps and diffeomorphisms). Let χ:Ω×I→R be of class C2 jointly. If I is a singleton, choose one ambient C2 extension as part of the data and define the potential pair and all its derivatives by the same ambient formulas before restriction; singleton values of χ alone do not determine these time derivatives. For an empty product all identities below are vacuous.

Then the pair

(φ,A):=Tχ(0,0)=(−∂tχ, ∇χ)

is a potential pair of class C1 jointly on Ω×I whose field pair is the zero field pair:

E(φ,A)=E(0,0)=0,B(φ,A)=curl⁡∇χ=0on Ω×I

(Scalar-vector potential pairs, gauge transformation, Lorenz divergence and the wave expression), the electric identity by the gauge invariance of Gauge invariance of the electric and magnetic fields applied to the zero pair, whose field pair is (0,0), and the magnetic identity also directly by The curl of the gradient of a C2 function vanishes for the C2 function χ.

All displayed quantities may be read as numerical SI components: x in m, t in s, χ in V s, a in T m and β in V, as in Potential representations, gauge transformations and the Lorenz and Coulomb conditions; in particular e1 below specifies a vector-potential component of one T m.

Explicit instance: for a∈R3, β∈R and χ(x,t)=a⋅x−βt on R3×R, the pair is the constant pair (φ,A)=(β,a), with E=−∇β−∂ta=0 and B=curl⁡a=0 by Divergence and curl of a C1 vector field and the vanishing of all first derivatives of a constant (Sums and scalar multiples of totally differentiable maps are totally differentiable with the expected derivatives, Directional derivatives and partial derivatives of a map U⊆Rm→Rn). This pair is nonzero if and only if (β,a)≠(0,0); for β=0 and a=0 it is exactly the zero pair. To exhibit noninjectivity explicitly, take β=0 and a=e1=(1,0,0) on R3×R. Then (φ,A)=(0,e1) and (0,0) are distinct potential pairs with the same zero field pair. Thus the map from potential pairs to field pairs of The electric and magnetic fields as fixed-time spatial vector fields is not injective: nonzero potentials may represent the zero field pair (pure-gauge fields), and no nonzero value of φ or A alone is evidence for a nonzero field, consistently with Gauge invariance of the electric and magnetic fields and Potential representations, gauge transformations and the Lorenz and Coulomb conditions. The example is a statement about the representation of the zero field configuration; it asserts no Maxwell equation, no source configuration and no empirical situation.

Facts & Assumptions

Given: An open set Ω⊆R3, an interval I⊆R, a C2 function χ on Ω×I in the restriction convention, with a chosen ambient extension when I is a singleton, the pair (φ,A)=Tχ(0,0), the parameters a∈R3, β∈R with χ(x,t)=a⋅x−βt on R3×R, and the vector e1=(1,0,0).

[F1]

Potential-pair vocabulary and gauge transform: the zero pair (0,0) is a potential pair of class Cm for every m; for a class Cm pair and a class Cm gauge function with m≥2 the transform is Tχ(φ,A)=(φ−∂tχ, A+∇χ) and is a potential pair of class Cm−1; the field pair of a class C1 pair (φ,A) is E=−∇φ−∂tA and B=curl⁡A; the values of the potentials and of χ are auxiliary and no value is an observable (Scalar-vector potential pairs, gauge transformation, Lorenz divergence and the wave expression, Potential representations, gauge transformations and the Lorenz and Coulomb conditions).

[F2]

Gauge invariance: on Ω×I with Ω⊆R3 open and I an interval with at least two elements, in the stated restriction convention, if (φ,A) is a potential pair of class Ck jointly and χ a gauge function of class Ck with k≥2, then Tχ(φ,A) has the same field pair as (φ,A) (Gauge invariance of the electric and magnetic fields).

[F3]

The curl of a gradient of a C2 scalar function vanishes pointwise (The curl of the gradient of a C2 function vanishes).

[F4]

Calculus of sums, constants and linear functions: partial derivatives are one-variable derivatives along coordinate lines, sums and scalar multiples of differentiable maps are differentiable with the corresponding derivatives, and every first partial derivative of a constant function or field is zero; for χ(x,t)=a⋅x−βt the coordinate partial derivatives are ∂iχ=ai and ∂tχ=−β (Sums and scalar multiples of totally differentiable maps are totally differentiable with the expected derivatives, Directional derivatives and partial derivatives of a map U⊆Rm→Rn, Divergence and curl of a C1 vector field).

[F5]

Framework vocabulary: the electric and magnetic fields are the maps Ω×I→R3 read in the frame basis with the stated regularity, and the potential-to-field assignment is that of the cited definitions (The electric and magnetic fields as fixed-time spatial vector fields).

[F6]

Restriction convention for a possibly non-open interval, and the classes it yields (Joint regularity of the radial vector and scalar potentials on a star-shaped domain).

Verification

technique · direct; identify the transformed pair as the gauge transform of the zero pair, use gauge invariance for the zero field pair, recompute the constant instance, and exhibit the nonzero witness
1.1givenF1F2F3F4F6

The general pure-gauge pair. The zero pair (0,0) is a potential pair of class C2 by [F1], and χ is a gauge function of class C2, so the transform Tχ(0,0)=(−∂tχ, ∇χ) is a potential pair of class C1 by [F1]; its field pair is defined and, for a nondegenerate I, by [F2] with k=2 equals the field pair of (0,0). For singleton I, apply [F2] on open spatial-time boxes in the chosen extension neighbourhood and then restrict the ambient pair and its jets to Ω×I; these local computations cover the singleton slice. For an empty product the identities are vacuous. That field pair is E(0,0)=−∇0−∂t0=0 and B(0,0)=curl⁡0=0 by [F1] and [F4], because all first derivatives of the constant zero pair vanish. Hence E(φ,A)=0; separately, B(φ,A)=curl⁡∇χ=0 by [F3] applied to the C2 function χ. Thus every C2 generator produces a pure-gauge pair, and the resulting field pair is the zero field pair of [F5].

2.1step 1.1F1F4

The constant instance. For χ(x,t)=a⋅x−βt on R3×R, [F4] gives ∇χ=a and ∂tχ=−β, so (φ,A)=Tχ(0,0)=(β,a) as constant maps on R3×R. For this constant pair, E=−∇β−∂ta=0 and B=curl⁡a=0 by [F1] and [F4]: the gradient of the constant scalar β and the time derivative of the constant field a vanish, and the curl of the constant field a vanishes because each of its first partial derivatives is zero.

3.1step 1.1step 2.1F1F4

The zero-parameter branch and the nonzero witness. The constant pair (β,a) equals the zero pair (0,0) if and only if β=0 and a=0, equality of maps on the nonempty set R3×R being componentwise equality of the constants; at β=0, a=0 the generator is χ=0 and T0 is the identity by [F1], so the zero pair is recovered. Taking instead β=0 and a=e1 gives a pair (φ,A)=(0,e1) that is not the zero pair, while by steps 1.1 and 2.1 its field pair is (0,0): explicitly φ=0, A=(1,0,0) are constant, so E=−∇0−∂te1=0 and B=curl⁡e1=0 by [F4]. Two distinct potential pairs therefore have the same field pair, and the map from potential pairs to field pairs of [F5] is not injective.

4.1step 1.1step 3.1F1F5∎

Conclusion and scope. Every C2 gauge generator gives a potential pair with the zero field pair (step 1.1); the linear family χ(x,t)=a⋅x−βt realizes the constant pairs (β,a), with the zero pair exactly at the zero parameters and the witness (0,e1) distinct from (0,0) while still representing the zero field pair (steps 2.1 and 3.1). No Maxwell equation, source configuration, choice principle or empirical situation is used, and no nonzero value of φ or A is asserted to be evidence for a nonzero field.

Remarks

  • What the example shows about representations. The construction sends every C2 generator to a pure-gauge pair with the zero field pair, so the potential-to-field map is not injective; the witness (0,e1) uses the simplest constant family, and nothing beyond the displayed pure-gauge family is asserted about representatives of other field pairs.
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A homogeneous-wave gauge generator changes Lorenz potentials without changing their fields

Physical scope

An example on the free-space branch of the framework's gauge structure: a cosinusoidal gauge generator satisfying the homogeneous wave equation changes a Lorenz potential pair while preserving the Lorenz condition and the field pair. It asserts no bounded-domain or prescribed-data gauge statement and no empirical claim.

Example

Let c>0, let k∈R3∖{0}, put ω:=c∥k∥2>0 (The Euclidean inner product ⟨x,y⟩=∑k<nxkyk on Rn), and let

χ(x,t):=cos⁡(k⋅x−ωt),

the real part, by exp⁡(iθ)=cos⁡θ+isin⁡θ of Euler's formula: exp⁡(iθ)=cos⁡θ+isin⁡θ for every real θ, of the complex plane wave ei(k⋅x−ωt) of Complex plane-wave fields: real parts of complex exponentials with wave vector k and frequency ω=c∥k∥2. For the SI interpretation, use numerical components x in m, t in s, k in m−1 and ω in s−1, so the phase is dimensionless, and give this gauge generator amplitude one V s as in Potential representations, gauge transformations and the Lorenz and Coulomb conditions; the displayed χ is its numerical value in V s. Then χ is of class C∞ on R3×R and Wχ=0, where W=c−2∂t2−Δ is the wave expression of Scalar-vector potential pairs, gauge transformation, Lorenz divergence and the wave expression (the normalization W=c−2□c of the wave operator of Wave equation, Cauchy data and wave speed, The Laplacian of a C2 function and of a C2 vector field); indeed ∂t2χ=−ω2χ, Δχ=−∥k∥22χ and ω2=c2∥k∥22, so Wχ=c−2(−c2∥k∥22χ)+∥k∥22χ=0 (The derivatives of sine and cosine are cosine and minus sine, The chain rule for total derivatives: D(g∘f)(a)=Dg(f(a))∘Df(a), Sums, scalar multiples, products and quotients: (f+g)′(c)=f′(c)+g′(c), (αf)′(c)=αf′(c), (fg)′(c)=f′(c)g(c)+f(c)g′(c), and (f/g)′(c)=(f′(c)g(c)−f(c)g′(c))/g(c)2 when g(c)≠0).

Consequently, for every potential pair (φ,A) of class C2 jointly on R3×R (Scalar-vector potential pairs, gauge transformation, Lorenz divergence and the wave expression), the gauge-transformed pair satisfies

G(Tχ(φ,A))=G(φ,A)andE(Tχ(φ,A))=E(φ,A),B(Tχ(φ,A))=B(φ,A)

on R3×R (Maxwell's equations in potential form: the Lorenz divergence, the decoupled wave equations and residual generators, Gauge invariance of the electric and magnetic fields, Potential representations, gauge transformations and the Lorenz and Coulomb conditions); in particular, if (φ,A) is in Lorenz gauge then Tχ(φ,A) is again in Lorenz gauge with the same field pair. Explicitly ∂tχ=ωsin⁡(k⋅x−ωt) and ∇χ=−ksin⁡(k⋅x−ωt), so φ′=φ−ωsin⁡(k⋅x−ωt) and A′=A−ksin⁡(k⋅x−ωt). The zero pair is in Lorenz gauge, and its transform (−ωsin⁡(k⋅x−ωt), −ksin⁡(k⋅x−ωt)) is a nonzero pair that remains in Lorenz gauge and still represents the zero field pair: it is nonzero because otherwise ∂tχ would vanish identically, forcing ∂t2χ=0, whereas ∂t2χ(0,0)=−ω2≠0. Thus the Lorenz condition does not determine the potential pair. The example is the residual generator Wχ=0 of Maxwell's equations in potential form: the Lorenz divergence, the decoupled wave equations and residual generators on the free-space branch; on a bounded domain with prescribed gauge boundary data the admissible generators are restricted, and no such data-dependent claim is made here.

Facts & Assumptions

Given: A constant c>0, a vector k∈R3∖{0}, the frequency ω:=c∥k∥2>0, the function χ(x,t)=cos⁡(k⋅x−ωt) on R3×R, an arbitrary potential pair (φ,A) of class C2 jointly on R3×R, and the zero potential pair.

[F1]

Wave vocabulary: for a C2 function u one has Wu=c−2∂t2u−Δu, the normalization W=c−2□c of the wave operator □c=∂t2−c2Δ of speed c; for a potential pair G=div⁡A+c−2∂tφ, the pair is in Lorenz gauge when G=0, and a class Cm generator acts by Tχ(φ,A)=(φ−∂tχ, A+∇χ) on a class Cm pair with m≥2, giving a class Cm−1 pair (Scalar-vector potential pairs, gauge transformation, Lorenz divergence and the wave expression, Wave equation, Cauchy data and wave speed, The Laplacian of a C2 function and of a C2 vector field).

[F2]

Plane-wave vocabulary: for k∈R3 and a real parameter ω the phase is θ(x,t)=⟨k,x⟩−ωt and the complex plane wave is exp⁡(iθ(x,t)), with ⟨⋅,⋅⟩ the Euclidean inner product and the norm ∥x∥2=⟨x,x⟩ (Complex plane-wave fields: real parts of complex exponentials, The Euclidean inner product ⟨x,y⟩=∑k<nxkyk on Rn); Euler's formula exp⁡(iθ)=cos⁡θ+isin⁡θ identifies χ with the real part (Euler's formula: exp⁡(iθ)=cos⁡θ+isin⁡θ for every real θ).

[F3]

Sine and cosine: (sin⁡u)′=cos⁡u and (cos⁡u)′=−sin⁡u on R, with sin⁡0=0 and cos⁡0=1; differentiating the two formulas repeatedly exhibits every higher derivative as ±sin⁡ or ±cos⁡, which are continuous, so both functions are C∞ (The derivatives of sine and cosine are cosine and minus sine).

[F5]

Gauge shift of the Lorenz divergence: if (φ,A) is a potential pair of class C2 jointly and χ a gauge function of class C2 jointly, then G(Tχ(φ,A))=G(φ,A)−Wχ on the region of definition (Maxwell's equations in potential form: the Lorenz divergence, the decoupled wave equations and residual generators).

[F6]

Gauge invariance: for a potential pair and a gauge function of class Ck jointly with k≥2, the transform Tχ(φ,A) is a potential pair of class Ck−1 with the same field pair as (φ,A) (Gauge invariance of the electric and magnetic fields, Potential representations, gauge transformations and the Lorenz and Coulomb conditions).

Verification

technique · direct; compute the first and second derivatives of the cosinusoidal generator, conclude $W\chi=0$ from the dispersion relation $\omega=c\lVert k\rVert_2$, apply the gauge-shift and gauge-invariance theorems, and instantiate at the zero pair with an explicit nonzero witness
1.1givenF2F3F4

The generator is smooth with the displayed first derivatives. The phase θ(x,t)=⟨k,x⟩−ωt is an affine function of (x,t), hence C∞; the cosine is C∞ by [F3], and the composition χ=cos⁡∘θ is C∞ on R3×R by [F4]. The chain rule of [F4] gives ∂tχ=−sin⁡θ⋅∂tθ=ωsin⁡θ and ∂iχ=−sin⁡θ⋅∂iθ=−kisin⁡θ for i=0,1,2 in the cited Euclidean coordinate convention, because ∂tθ=−ω and ∂iθ=ki; in vector form ∂tχ=ωsin⁡(k⋅x−ωt) and ∇χ=−ksin⁡(k⋅x−ωt), the inner product and coordinates being those of [F2].

2.1step 1.1F1F2F3F4

The generator satisfies the homogeneous wave equation. Differentiating the first derivatives of step 1.1 by the chain rule [F4] gives ∂t2χ=ωcos⁡θ⋅(−ω)=−ω2cos⁡θ=−ω2χ and, for each i, ∂i∂iχ=−kicos⁡θ⋅ki=−ki2cos⁡θ, so summing over i and using ⟨k,k⟩=∥k∥22=∑iki2 [F2] gives Δχ=−∥k∥22cos⁡θ=−∥k∥22χ by the definition of the Laplacian [F1]. Substituting into W [F1] and using ω2=c2∥k∥22, Wχ=c−2(−ω2χ)−(−∥k∥22χ)=(−ω2c−2+∥k∥22)χ=0 on R3×R.

3.1step 2.1F5F6

The gauge shift preserves the Lorenz divergence and the field pair. The pair (φ,A) and the generator χ are of class C2 (indeed χ is C∞ by step 1.1), so by [F5] G(Tχ(φ,A))=G(φ,A)−Wχ=G(φ,A) by step 2.1, and by [F6] with k=2 the transformed pair is a class C1 potential pair with the same field pair as (φ,A). In particular, if G(φ,A)=0 then G(Tχ(φ,A))=0, so a pair in Lorenz gauge is transformed into a pair in Lorenz gauge with unchanged fields.

4.1step 1.1step 2.1step 3.1F1F3

The zero-pair instance and its nonvanishing. The zero pair (0,0) is a C2 potential pair with G(0,0)=div⁡0+c−2∂t0=0 by [F1], so it is in Lorenz gauge; by step 3.1 its transform is in Lorenz gauge with the zero field pair, and by step 1.1 it is (φ′,A′)=(−∂tχ,∇χ)=(−ωsin⁡θ, −ksin⁡θ) with θ(x,t)=k⋅x−ωt. This pair is not the zero pair: if it were, then φ′=−∂tχ would vanish identically, hence ∂t2χ would vanish identically, whereas the computation of step 2.1 gives ∂t2χ(0,0)=−ω2cos⁡0=−ω2≠0 because ω>0 and cos⁡0=1 [F3]. Hence the zero field pair has two distinct Lorenz-gauge representatives, the zero pair and its transform, and the Lorenz condition does not determine the potential pair.

5.1step 1.1step 2.1step 3.1step 4.1F1∎

Conclusion and scope. Steps 1.1 and 2.1 verify that the cosinusoidal generator solves Wχ=0 on all of R3×R; step 3.1 records that such a generator shifts the Lorenz divergence by −Wχ=0 and preserves the field pair; and step 4.1 exhibits the explicit nonzero transform of the zero pair, a pair with the zero field pair that is still in Lorenz gauge. The construction uses no boundary condition, no choice principle, no Maxwell equation and no empirical premise; it is the free-space branch, and bounded domains with prescribed gauge data are outside its scope.

Remarks

  • Why this is the residual freedom. The gauge-reachability theorem solves Wχ=G to reach Lorenz gauge; a generator with Wχ=0 changes a Lorenz pair without leaving Lorenz gauge, so the gauge condition alone cannot pin down the representation. The example realises the homogeneous equation by the elementary plane-wave dispersion relation ω=c∥k∥2.

Sources