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Operator domains, deficiency spaces and boundary realizations — Examples
1 · Prerequisites
- Absolute and Conditional Convergence; Rearrangement; Products
- Absolute Continuity and the Sharp Fundamental Theorem of Calculus
- Analyticity of Holomorphic Functions; Liouville and Morera
- Approximation and Compactness in C(K)
- Arc Length and Rectifiable Curves
- Areas of Elementary Plane Figures
- Banach Alaoglu Goldstine and Krein Milman
- Banach Algebras Spectrum and Holomorphic Functional Calculus
- Banach Valued Integration and the Radon Nikodym Property
- Binary Operations, Monoids, Groups and Subgroups
- Bounded Linear Operators and Quotient Spaces
- Bounded Variation and the Riemann–Stieltjes Integral
- Cardinal Arithmetic, Cofinality and the Alephs
- Compact Operators and Riesz Schauder Theory
- Compactness
- Compactness in Metric Spaces
- Completeness, Completion, and Uniform Continuity
- Complex Coordinate and Path Transport
- Complex Differentiability and the Cauchy–Riemann Equations
- Complex Lp Spaces and Test-Function Conventions
- Complex Norms and Realification
- Complex Power Series and Analytic Functions
- Complex Subspace Realification
- Complexification, Realification and Real Structures
- Connectedness
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Continuity, IVT, EVT, and Uniform Continuity
- Continuous Functional Calculus for Self Adjoint and Normal Operators
- Contour Integration
- Convergence: Nets and Filters
- Cosets, Index and Lagrange's Theorem
- Countability and Uncountability
- Countability Axioms and Cardinal Functions
- Density Separability and Convolution in Lᵖ
- Determinants of Matrices over a Commutative Ring
- Differentiation of Monotone Functions and the Vitali Covering Theorem
- Distributions Test Functions and Differentiation
- Divisibility, Euclidean Domains, Principal Ideal Domains and Unique Factorisation
- Dual Spaces Adjoint Operators and Annihilators
- Dual Spaces, Bilinear and Quadratic Forms, and Sylvester's Law of Inertia
- Filters and Ultrafilters
- Finite Counting, Factorials and Binomial Coefficients
- Foundations of the Real Numbers for Analysis
- Fredholm Elliptic Problems and the Elliptic Spectrum
- Fubini and Change of Variables
- Function Space Topologies and the Exponential Law
- Fundamental Trigonometric Identities
- Gaussian Elimination, Elementary Matrices and Reduced Row Echelon Form
- Gelfand Theory and Commutative C Star Algebras
- Goursat's Theorem and Cauchy's Theorem in a Convex Domain
- Group Actions, Orbits, Stabilisers and Cayley's Theorem
- Harmonic Functions and Mean Values in Rn
- Hausdorff via the Diagonal
- Hereditary and Productive Behaviour of the Separation Axioms
- Hilbert Space Geometry and Riesz Representation
- Ideals, Quotient Rings and the Isomorphism Theorems for Rings
- Inner Product Spaces, Gram-Schmidt, Projections and Adjoints
- Lebesgue Measure on Euclidean Space
- Limits of Real Functions
- limsup, liminf, and Subsequential Limits
- Line Integrals and the Gradient Theorem
- Linear Independence, Bases and Dimension
- Linear Transformations, Rank-Nullity and Quotient Spaces
- Matrices, the Matrix of a Linear Map, and Change of Basis
- Measurable Functions and Simple Approximation
- Measures and Their Basic Properties
- Metric Spaces
- Mixed Partials, Taylor Formulae, and Extrema
- Modes of Convergence Egorov and Lusin
- Monotone Functions, Discontinuities, and Continuity Sets
- Monotone Sequences, Bolzano-Weierstrass, and Cauchy Completeness
- Normal Subgroups and Quotient Groups
- Normed and Banach Spaces
- Norming and Separation under Hahn–Banach
- Operator domains, deficiency spaces and boundary realizations
- Order, Zorn's Lemma, and the Axiom of Choice
- Ordinal Arithmetic and the First Uncountable Ordinal
- Ordinals, Cardinals, and Transfinite Recursion
- Orthonormal Bases, Parseval and Fourier Series
- Outer Measure and the Caratheodory Extension Theorem
- Partitions of Unity and Paracompactness
- pi: the Equivalent Characterizations
- Pointwise Extended-Real Function Products
- Polynomial Rings, the Division Algorithm and Roots
- Power Series and Real-Analytic Functions
- Product Measures and the Fubini Tonelli Theorems
- Properties of the Integral and the Working FTC
- Qm Math Intervals And Contacts
- Qm Math Oscillator
- Radon Measures and the Riesz Markov Kakutani Theorem
- Relations, Functions, and Quotients
- Rings, Subrings, Integral Domains and Fields
- Rⁿ as a Normed Space; Vector-Valued Functions
- Roots, Rational Powers, and Classical Inequalities
- Schwartz Space and the Plancherel Theorem
- Separation Axioms: the Hierarchy
- Sequences and Limits
- Sequences and Series of Functions; Uniform Convergence
- Series: Convergence and the Nonnegative Tests
- Sigma Algebras and Borel Sets
- Signed and Complex Measures Hahn and Jordan
- Simple Field Extensions and the Construction of the Complex Numbers
- Sine, Cosine, and the Definition of Pi
- Smooth Approximation and Sobolev Extension
- Smooth Partitions of Unity and Exhaustions
- Spectral Measures and Borel Functional Calculus
- Stone–Weierstrass in General
- Strongly Continuous Semigroups and Hille Yosida
- Subspaces, Products, and Quotients
- Suprema and Infima
- Symmetric Groups, Cycle Decomposition and the Sign Homomorphism
- The Analytic Hahn Banach Theorem
- The Baire Principles of Functional Analysis
- The Cantor Set, Baire Category, and Measure Zero in ℝ
- The Complex Exponential and Euler's Formula
- The Derivative and the Mean Value Theorems
- The Exponential Function
- The Fundamental Theorems of Calculus
- The Inverse and Implicit Function Theorems
- The Lebesgue and Riemann Integrals Compared
- The Lebesgue Integral and the Convergence Theorems
- The Logarithm and General Powers
- The Lᵖ Spaces Holder Minkowski and Riesz Fischer
- The Maximal Function and Lebesgue Differentiation
- The Radon Nikodym Theorem and Lebesgue Decomposition
- The Riemann Integral in Rᵐ and Jordan Content
- The Riemann Integral: Definition and Integrability
- The Topology of Euclidean Space
- The Total Derivative in ℝᵐ → ℝⁿ
- The ZFC Axioms and the Basic Set Constructions
- Topological Spaces and Continuity
- Topology of ℝ
- Triangularisation, Generalised Eigenspaces and Jordan Canonical Form
- Unbounded Self Adjoint Operators and Stones Theorem
- Urysohn's Lemma and the Tietze Extension Theorem
- Vector Spaces, Linear Subspaces, Span and Direct Sums
- Weak Derivatives and Sobolev Spaces
2 · Summary
3 · Logical flowchart
4 · Definitions, postulates, theorems and proofs
None yet.
5 · Examples, experiments and counterexamples
Twisted circle momentum and its interval boundary matrix
Example
Assume the Axiom of Choice, Countable Choice, and Dependent Choice. Let , , and . On let with , using the continuous Sobolev trace. Then is self-adjoint and has the complete orthonormal eigenfamily with eigenvalues . Its squared realization is the interval Laplacian with domain . In the boundary convention of the A-page theorem, this is the parameter
Example references
Facts & Assumptions
Given: , , and .
For on , the supplied theorem proves self-adjointness and the complete orthonormal eigenfamily with eigenvalues (The twisted-periodic momentum operator on an interval).
The interval theorem parametrizes every self-adjoint realization of by the boundary equation , where , , and (All self-adjoint interval Laplacian boundary conditions).
and the endpoint traces of and are defined by their continuous representatives (One-dimensional Sobolev spaces on intervals, Endpoint trace bound and decay of H1 functions).
For a densely defined linear operator on a complex Hilbert space and , the adjoint definition gives and . Indeed, is bounded in the ambient norm exactly when is bounded, and its representing vector is (Adjoint of a densely defined operator). The nonzero condition is essential: is zero on the whole Hilbert space.
Regard operators as functions with declared domains (A function is a relation with and implying ; , the value , domain and codomain). Their composition applies the inner operator first and then the outer one, so and on this domain.
Verification
Given: The model operators and boundary conventions above.
The first supplier [F1] gives self-adjoint with the stated eigenfamily and eigenvalues. Since is a positive real scalar, has the same domain and is self-adjoint: the adjoint identity [F4] gives . Moreover , so the same complete orthonormal family has the scaled eigenvalues in the Statement.
By [F5], exactly when and . The latter condition requires , hence by [F3], and its twisted trace is , equivalently . Thus is exactly the stated second-order domain, and there.
For a function in this domain write and . Its boundary vectors are and , where and . These vectors are orthogonal and have equal norm, since and . The columns of the displayed matrix are and , which are orthonormal, so . It sends to and to , so for it gives . Therefore . Conversely, for any satisfying this equation, expand its boundary vectors as and ; the orthogonal nonzero vectors form a basis of . The equation becomes , so . Hence and, since , . By [F2], this is exactly the self-adjoint boundary realization , which has the same domain and action as .
A symmetric operator need not have a self-adjoint extension
Statement refuted
Let be a complex Hilbert space and let be a densely defined symmetric linear operator. The false assertion is that there is a self-adjoint operator on the same Hilbert space with and for every . By Stone's theorem, such an would generate a strongly continuous one-parameter unitary group on .
Statement references
Facts & Assumptions
Given: The half-line operator and Hilbert space of A symmetric half-line momentum with no self-adjoint extension.
The Axiom of Choice, Countable Choice, and Dependent Choice are the hypotheses of the half-line and integration-by-parts suppliers (The Axiom of Choice, The Axiom of Countable Choice (), The axiom of dependent choice: a relation in which every element is related to something admits an -indexed chain).
The closure of initially on has deficiency indices and no self-adjoint extension on (A symmetric half-line momentum with no self-adjoint extension).
For compactly supported smooth on , clause (d) of Integration by parts and the endpoint-vanishing space on intervals (or integration by parts on a bounded interval containing their supports) gives .
Stone's theorem says a strongly continuous one-parameter unitary group has a self-adjoint generator, and every self-adjoint operator generates such a group (Strongly continuous one-parameter unitary group, Stone's theorem: unitary groups and self-adjoint generators).
A self-adjoint operator is closed, and every closed extension of a closable operator contains its least closed extension (Symmetric, self-adjoint and essentially self-adjoint operators).
Counterexample
Given: Let on , with values in .
By [F2], for all test functions , ; thus the test-domain operator is symmetric.
The same operator's closure has unequal deficiency indices , so by [F1] it has no self-adjoint extension on the same Hilbert space. Thus symmetry on the core does not guarantee a self-adjoint realization.
If a strongly continuous unitary one-parameter group had a self-adjoint generator extending , Stone's theorem [F3] supplies that self-adjointness. By [F4], is closed and contains the least closed extension : explicitly, every point of the graph of is a limit of graph points of , and the closed graph of contains each such limit. This contradicts [F1], which says has no self-adjoint extension. Thus the proposed general claim fails for this operator while its integration-by-parts symmetry hypothesis holds.