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Hecke Markov Traces and Polynomial Link Invariants — Examples

1 · Prerequisites

2 · Summary

These four entries make the companion page's computations concrete and mark one boundary of its normalization. The two-strand examples evaluate the Burau determinant formula in the smallest cases: σ1m has reduced Burau image (−t)m, giving the unknot, trefoil, mirror trefoil and Hopf-link values 1, t2−t+1, t−2−t−1+1 and 1−t, and σ13 gives the right-handed trefoil Jones value −t4+t3+t. The three-crossing example computes the Ocneanu trace of σ1σ2σ1, verifies the HOMFLYPT skein relation on an explicit skein triple, identifies the closure as the Hopf link, and checks the Jones value against the two-strand representative of the same link. The counterexample shows that the raw trace, and any normalization whose parameters fail uαz=1 or u2=z−/z, changes the value under at least one Markov stabilization and therefore is not a link invariant.

3 · Logical flowchart

4 · Definitions, theorems and proofs

None yet.

5 · Examples, counterexamples and false statements

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The Hecke trace skein calculation for a three-crossing braid

Example

Assume AC for the link-invariance and closure-isotopy assertions below. Work in the coefficient ring R of The HOMFLYPT coefficient ring with the Ocneanu trace tr⁡ of The Ocneanu Markov trace exists and is unique and the invariant P of The HOMFLYPT polynomial from the Hecke Markov trace. For the three-crossing braid β=σ1σ2σ1∈B3 one has tr⁡3(π3(β))=z(z(v−1)+v)=z2(v−1)+zv,P(β^)=u3α2(z2(v−1)+zv). With the trace values A=tr⁡3(T1T2T1),B=tr⁡3(T1T2−1T1),C=tr⁡3(T12) one has A=z2(v−1)+zv, B=(1−v−1)z2+(3−v−v−1)z+(1−v), C=(v−1)z+v, and the skein relation l−1P(L+)−lP(L−)=mP(L0) of The HOMFLYPT skein relation holds on the triple (L+,L−,L0)=(σ1σ2σ1^,σ1σ2−1σ1^,σ1σ1^) at the middle crossing (x=y=σ1 in B3); the relation is equivalent to the polynomial identity A−vB=(v−1)C, both sides being (v−1)2z+v(v−1).

The closure β^ is not a knot: the conjugation σ1−1(σ12σ2)σ1=σ1σ2σ1 exhibits σ1σ2σ1 as conjugate to σ12σ2, the positive stabilization of σ12∈B2, so β^ is isotopic to σ12^, the (2,2)-torus link, i.e. the Hopf link with two components (Markov conjugation and stabilization moves, Markov moves preserve the oriented closure up to isotopy). Consistently, at the Jones specialization z0=−1/(v+1), u=s, t=s2 of The Temperley-Lieb quotient and the Jones specialization the invariant takes the value V(β^)=−s5−s=−t1/2(t2+1) on β^, and the same value on the 2-braid representative σ12^; this is the value of the Hopf link in the normalization of this page, with the convention fixed by The Temperley-Lieb quotient and the Jones specialization.

Verification

Given: AC (The Axiom of Choice), the braid β=σ1σ2σ1∈B3, the generators T1,T2∈H(3), the Ocneanu trace and the invariant P. AC is used only through the cited link-invariance and closure-isotopy results; the trace calculations are algebraic.

[A1] tr⁡n+1(xTny)=ztr⁡n(xy) and tr⁡n+1(xTn−1)=z−tr⁡n(x) for x,y∈H(n), tr⁡n(1)=1, tr⁡n(Ti)=z and tr⁡n+1∘ιn=tr⁡n (The Ocneanu Markov trace exists and is unique, The Markov trace of an inverse Hecke generator).

[A2] Ti2=(v−1)Ti+v and T1T2T1=T2T1T2 in H(n) (The generic type-A Hecke algebra, The Markov trace on the type-A Hecke tower).

[A3] P(β^)=ue(β)αn−1tr⁡n(πn(β)) for β∈Bn, the invariant is unchanged by Markov moves, α=(uz)−1, l=us, m=s−s−1 in R, and l−1P+−lP−=mP0 (The HOMFLYPT polynomial from the Hecke Markov trace, The Hecke trace construction is an oriented link invariant, The HOMFLYPT skein relation).

[A4] πn is multiplicative with πn(σi)=Ti and e(σi1ε1⋯σikεk)=∑rεr (The Hecke generators satisfy the Artin relations and are units, The exponent sum of a braid).

[A5] Conjugation of braids and positive stabilization preserve the isotopy class of the closure, and the closure of σ12∈B2 is the Hopf link (Markov conjugation and stabilization moves, Markov moves preserve the oriented closure up to isotopy, The closure of a geometric braid); the Jones specialization is V=se(−s2+1s)n−1tr⁡n(πn(β))∣z=z0 with z0=−1/(v+1) and s2=v (The Temperley-Lieb quotient and the Jones specialization).

Proof technique: direct computation from the trace recursion.

1.1A1A2A3A4algebra

The trace of the three-crossing braid. By [A4], π3(σ1σ2σ1)=T1T2T1; by the recursion of [A1] with n=2 and x=y=T1, tr⁡3(T1T2T1)=ztr⁡2(T12). By [A2], T12=(v−1)T1+v, so by linearity and [A1], tr⁡2(T12)=(v−1)z+v. Hence A=tr⁡3(T1T2T1)=z2(v−1)+zv, and P(β^)=ue(β)α2A=u3α2(z2(v−1)+zv) since e(β)=3 by [A4].

1.2A4A5givenalgebra

The closure is the Hopf link. The braid identity σ1−1(σ12σ2)σ1=σ1σ2σ1 holds in B3 by cancellation; since σ12∈B2 embeds as σ12∈B3, the element σ12σ2 is a positive stabilization of σ12, and [A5] shows that the closures of σ1σ2σ1 and σ12 are ambient-isotopic. The endpoint permutation of σ12 is (1 2)2=1, so [A5] gives two components. Closing its two positive crossings yields the usual two-crossing positive Hopf diagram, namely the (2,2)-torus link. Hence β^ is that Hopf link. In particular β^ is not a knot, and the knot normalization is not used.

2.1A1A2step 1.1algebra

The other two trace values. The same recursion gives tr⁡3(T12)=tr⁡2(T12)=C=(v−1)z+v, and with T2−1=v−1T2+(v−1−1) from [A1], B=tr⁡3(T1T2−1T1)=v−1A+(v−1−1)C=(1−v−1)z2+(3−v−v−1)z+(1−v).

2.2A5step 1.1algebra

The Jones specialization. By [A5], with z0=−1/(v+1) and u=s, tr⁡3(π3(β))∣z0=−(v2+1)/(v+1)2 and V(β^)=s3(−s2+1s)2(−v2+1(v+1)2)=−s(s4+1)=−s5−s=−t1/2(t2+1) with t=s2.

3.1A2A3A4step 1.1step 2.1algebra

The skein identity. Applying P to the three words xσ2y=σ1σ2σ1, xσ2−1y=σ1σ2−1σ1 and xy=σ12 with x=y=σ1 and using [A3] and [A4], P(L+)=u3α2A, P(L−)=uα2B and P(L0)=u2α2C. The skein relation l−1P+−lP−=mP0 of [A3] reduces, after cancelling the common factor u2α2 and multiplying by s with s2=v, to A−vB=(v−1)C. Expanding, A−vB=(v−1)z2+vz−v[(1−v−1)z2+(3−v−v−1)z+(1−v)]=(v−1)2z+v(v−1)=(v−1)C, so the relation holds identically in Λ.

4.1A1A3A5step 1.2step 2.2algebra∎

Agreement with the two-strand representative. For σ12∈B2 one computes tr⁡2(T12)=C=(v−1)z+v, so by [A5] V(σ12^)=s2(−s2+1s)v2+1v+1=−s(s4+1), the same value as step 2.2, as the invariance of [A3] requires for two representatives of the same link. This completes the computation and the cross-check.

Remarks

  • The value −t1/2(t2+1) is the Jones value of the Hopf link in this page's convention; the half-integral power of t reflects the two components of the link in the normalization used here.
  • The trace identity A=vB+(v−1)C of step 3.1 is the one used in The HOMFLYPT skein relation; the example exhibits it on a word in which the middle letter is isolated, so no other relation enters.
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An unnormalized Hecke trace is not Markov invariant

Statement refuted

Assume AC for the link-invariance assertion about the corrected normalization. The unnormalized trace family tr⁡n of The Ocneanu Markov trace exists and is unique, and more generally any normalization of the form ue(β)αn−1tr⁡n(πn(β)) whose parameters u,α fail at least one of the two relations uαz=1 and u2=z−/z, is invariant under positive and negative Markov stabilizations of braids.

Facts & Assumptions

Given: AC (The Axiom of Choice), the Hecke tower over Λ=Z[v±1,z], the Ocneanu trace, a braid β∈Bn, and a normalization ue(β)αn−1tr⁡n(πn(β)) with parameters in a commutative ring containing Λ and in which u,z are units. The counterexample calculation is algebraic; AC is included because [F4] cites the choice-qualified link-invariance result.

[F1]

tr⁡n+1(xTny)=ztr⁡n(xy) and tr⁡n+1(xTn−1)=z−tr⁡n(x) for all x,y∈H(n), with z−=v−1(z+1−v) (The Ocneanu Markov trace exists and is unique, The Markov trace of an inverse Hecke generator).

[F2]

z≠z− in the domain Λ: indeed z−z−=(1−v−1)(z+1)≠0 (The Markov trace of an inverse Hecke generator).

[F3]

πn+1(βσn)=ιn(πn(β))Tn and πn+1(βσn−1)=ιn(πn(β))Tn−1, and e(βσn)=e(β)+1, e(βσn−1)=e(β)−1 (The Hecke generators satisfy the Artin relations and are units, The exponent sum of a braid).

[F4]

In the coefficient ring of The HOMFLYPT coefficient ring, u2=z−/z; with α=(uz)−1 from The HOMFLYPT polynomial from the Hecke Markov trace, this gives uαz=1 and u−1αz−=1. The link-invariance theorem The Hecke trace construction is an oriented link invariant proves these are the two stabilization factors for its normalization.

Counterexample

technique · counterexample: compute the two stabilization factors of the raw trace, then read off the cancellation conditions of the normalization
1.1F1F2F3algebra

The stabilization factors of the raw trace. By [F3] and [F1] tr⁡n+1(πn+1(βσn))=tr⁡n+1(πn(β)Tn)=ztr⁡n(πn(β)), and similarly tr⁡n+1(πn+1(βσn−1))=z−tr⁡n(πn(β)). By [F2] the two factors z and z− are distinct, so whenever tr⁡n(πn(β))≠0 the raw trace family takes different values on the two stabilizations and is therefore not Markov invariant.

2.1F1F3F4step 1.1algebra

The normalized family. For the normalization F(β):=ue(β)αn−1tr⁡n(πn(β)), [F3] gives F(βσn)=uαz F(β) and F(βσn−1)=u−1αz−F(β). Both stabilization factors equal 1 precisely when uαz=1 and u−1αz−=1; given the first relation α=(uz)−1, and substituting this into the second gives z−/(u2z)=1, i.e. u2=z−/z, since u and z are units. For the trivial braid 1∈B1 one has F(1)=1, so F(σ1) and F(σ1−1) are the two factors themselves. If either factor differs from 1, that stabilization changes the value of this witness. Hence a normalization failing either relation is not invariant under both stabilizations; the two stabilized values need not differ from each other.

3.1F1F2F3F4step 2.1algebra∎

The explicit witness. Take u=1 and α=z−1 in a ring containing Λ with z inverted. Then the positive factor is uαz=1, while the negative factor is u−1αz−=z−/z=z+1−vvz, which is not 1: the equality z+1−vvz=1 would give z+1−v=vz, i.e. (1−v)(z+1)=0, and both factors 1−v and z+1 are nonzero in the domain Λ. Concretely, for β=1∈B1 one has tr⁡1(1)=1 and hence F(σ1)=1 while F(σ1−1)=z−/z≠1 in B2; the two closures are the same unknot, so F is not an invariant of the closure, which refutes the displayed statement. The corrected normalization is the one of [F4], whose two factors are both 1.

Remarks

  • The two stabilization factors are the classical Markov parameters of the Ocneanu trace: the positive stabilization multiplies the trace by z and the negative one by z−.
  • The counterexample is the reason the coefficient ring of The HOMFLYPT coefficient ring imposes both relations uαz=1 and u2=z−/z; dropping either one destroys the invariance proved in The Hecke trace construction is an oriented link invariant.
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The Jones specialization of a two-strand closure

Example

Assume AC for the link-invariance and closure-isotopy assertions below. For the two-strand braid β=σ13∈B2 the Ocneanu trace gives tr⁡2(π(β))=(v2−v+1)z+v(v−1) (Birman--Brendle, Example 4.1 in their variables), and at the Jones specialization z0=−1/(v+1), u=s, t=s2 of The Temperley-Lieb quotient and the Jones specialization the value is V(σ13^)=−s8+s6+s2=−t4+t3+t. This is the value of the invariant V on the closure of σ13, which is the right-handed trefoil; it agrees with the trefoil value displayed in Jones’ survey, printed p. 1. Replacing t by t−1 gives the value of the mirror trefoil in this same convention. The value satisfies V(unknot)=1 and, on every skein triple, the Jones skein relation s−2V+−s2V−=(s−s−1)V0 of The Temperley-Lieb quotient and the Jones specialization. The three-crossing braid σ1σ2σ1 is not a second representative of this knot: its closure is the Hopf link with value −s5−s, as computed in The Hecke trace skein calculation for a three-crossing braid.

Verification

Given: AC (The Axiom of Choice), the braid σ13∈B2, the generator T1∈H(2), the Ocneanu trace and the Jones specialization V. AC is used through the cited link-invariance and closure-isotopy results; the trace computations are algebraic.

[A1] T12=(v−1)T1+v in H(2), and π2(σ13)=T13, e(σ13)=3 (The generic type-A Hecke algebra, The Hecke generators satisfy the Artin relations and are units, The exponent sum of a braid).

[A2] tr⁡2(T1)=z, tr⁡2(1)=1, and tr⁡2 is Λ-linear (The Ocneanu Markov trace exists and is unique).

[A3] V(β^)=se(β)(−s2+1s)n−1tr⁡n(πn(β))∣z=z0 for β∈Bn, with z0=−1/(v+1) and s2=v; V is an oriented link invariant satisfying the Jones skein relation and V(unknot)=1 (The Temperley-Lieb quotient and the Jones specialization, The HOMFLYPT skein relation, The HOMFLYPT polynomial from the Hecke Markov trace).

[A4] The closure of σ13 is the right-handed trefoil; Jones’ survey, printed p. 1, displays the trefoil value t+t3−t4. Its mirror rule replaces t by t−1, so the mirror σ1−3^ has value t−1+t−3−t−4 in this convention (Jones, printed pp. 1 and 4).

[A5] Conjugation and positive stabilization preserve the isotopy class of the closure, the closure of σ12∈B2 has two components, and σ1−1(σ12σ2)σ1=σ1σ2σ1 (Markov conjugation and stabilization moves, Markov moves preserve the oriented closure up to isotopy, The closure of a geometric braid).

Proof technique: direct computation from the quadratic relation.

1.1A1A2algebra

The trace of σ13. By [A1] and T12=(v−1)T1+v, T13=T1T12=(v−1)T12+vT1=(v−1)((v−1)T1+v)+vT1=((v−1)2+v)T1+v(v−1)=(v2−v+1)T1+v(v−1). By linearity and [A2], tr⁡2(T13)=(v2−v+1)z+v(v−1), the displayed trace value.

2.1A1A2A3step 1.1algebra

The Jones value. At z0=−1/(v+1), tr⁡2(T13)∣z0=−(v2−v+1)+v(v−1)(v+1)v+1=v3−v2−1v+1. By [A3] with n=2 and e(σ13)=3, V(σ13^)=s3(−s2+1s)v3−v2−1v+1=−s2(s2+1)s6−s4−1s2+1=−s2(s6−s4−1)=−s8+s6+s2, i.e. −t4+t3+t for t=s2.

3.1A3A4step 2.1

Normalization and skein. V(unknot)=1 and the skein relation s−2V+−s2V−=(s−s−1)V0 hold by [A3]; in the variable t=s2 this is t−1V+−tV−=(t1/2−t−1/2)V0. The closure of σ13 is the right-handed trefoil by [A4], and applying t↦t−1 to the value −t4+t3+t of step 2.1 gives −t−4+t−3+t−1, the mirror polynomial from [A4]. The value of step 2.1 itself agrees with the trefoil table value in the cited survey; no inverse-variable table comparison is needed.

4.1A1A2A3A5step 2.1∎

The cross-check. For the 2-braid representative σ12 one computes tr⁡2(T12)=(v−1)z+v from [A1] and [A2], so at z0 its value is (v2+1)/(v+1) and by [A3] V(σ12^)=s2(−s2+1s)v2+1v+1=−s(s4+1)=−s5−s, which is different from −s8+s6+s2; by [A5] the closure of σ1σ2σ1 is the closure of that positive stabilization of σ12, so σ1σ2σ1 is not a second braid representative of the trefoil and the two computations are consistent with the invariance of [A3].

Remarks

  • The trace relation (T1−q)(T1+1)=0 of the finite Hecke algebra gives tr⁡(σ13)=(q2−q+1)z+q(q−1) in the variables of Birman--Brendle Example 4.1, which is the displayed value with q=v.
  • The half-integer powers appearing in the Hopf-link value of the cross-check reflect the two components of that link; the trefoil is a knot, so its specialization lies in s2 Z[s±2], as the value −s8+s6+s2 shows.

Sources