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Perron Inversion and the Explicit Formula
1 · Prerequisites
- Absolute and Conditional Convergence; Rearrangement; Products
- Analyticity of Holomorphic Functions; Liouville and Morera
- Arc Length and Rectifiable Curves
- Arithmetic Functions and Dirichlet Convolution
- Binary Operations, Monoids, Groups and Subgroups
- Bounded Variation and the Riemann–Stieltjes Integral
- Chebyshev Bounds and Mertens Theorems
- Compactness
- Compactness in Metric Spaces
- Completeness, Completion, and Uniform Continuity
- Complex Differentiability and the Cauchy–Riemann Equations
- Complex Power Series and Analytic Functions
- Connectedness
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
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2 · Summary
Symmetric Perron inversion gives half of a coefficient at a jump. The sharp explicit formula therefore concerns , and its zero sum is finite at a chosen, zero-separated height; smoothing is the alternative that supports an honestly convergent infinite zero sum.
3 · Logical flowchart
4 · Definitions, theorems and proofs
The starred summatory function
Definition
For a sequence and , put The symbol is consequently used only in the integral case.
The symmetric Perron kernel
Statement
For , define the integral by symmetric truncation. Then
Proof
Given: and the displayed symmetric truncations.
If , close the segment to the right by a semicircle and let its radius tend to infinity; decays there and no pole is enclosed, so the limit is . If , close to the left instead; the enclosed simple pole at has residue , so the limit is .
If , the integrand is , and direct parametrisation gives . These three cases prove the claim.
The truncated Perron kernel
Statement
Let and let be the three-valued kernel of The symmetric Perron kernel. For ,
Proof
Given: and the symmetric kernel value .
For , move the finite segment rightward and then let the new real part tend to infinity; its two horizontal tails have modulus at most . A circular arc gives the independent bound . The leftward contours give the same two bounds for , after subtracting the residue .
For , integration of on the two omitted tails gives . Taking the smaller of the two preceding bounds proves the stated estimate.
Perron's inversion formula
Statement
Let converge absolutely on . If its finite Dirichlet polynomials are dominated on the symmetric vertical segments by an integrable majorant permitting both indicated limits, then where the integral is symmetric and is The starred summatory function.
Proof
Given: absolute convergence at and the stated domination hypothesis.
For , linearity and the kernel formula give .
Let first the height and then tend to infinity. The assumed domination permits both interchanges, while the right side tends exactly to the half-weighted sum defining .
A truncated Perron formula
Statement
If converges absolutely on , then where the final term is present only if .
Proof
Given: and absolute convergence of the Dirichlet series at .
Absolute convergence permits termwise integration on the finite segment; subtracting the defining starred sum leaves .
Apply the two branches of the truncated-kernel estimate termwise and the triangle inequality. The branch is precisely the displayed separate endpoint term.
The half-weighted Chebyshev function
Definition
For , define This differs at prime powers from the right-continuous of Chebyshev's psi function.
The Riemann zeta zero-counting function
Definition
For , is the number, with multiplicity, of nontrivial zeros of the meromorphic continuation of zeta satisfying . Thus a zero on the top boundary is included.
The Riemann--von Mangoldt zero count
Statement
For ,
Facts & Assumptions
The completed zeta function satisfies (The completed zeta function satisfies ).
Proof
Given: . We first treat sufficiently large not equal to a zero ordinate.
The Hadamard product The Riemann xi function has its genus-one Hadamard product over the nontrivial zeros of zeta gives . Write , with by The only zeros of zeta on the nonpositive real axis are the negative even integers, and every other zero lies in the open critical strip. Since , the sum of converges. At , the xi identity, Stirling's formula and The logarithmic derivative of the zeta Dirichlet series is the Dirichlet series of the von Mangoldt function on Re s greater than 1 give : the zeta term is bounded by , and the Gamma term is . Differentiating Stirling here is justified by Cauchy's estimate for its analytic remainder on disks of radius proportional to in a larger sector. Taking real parts of the product formula, all variable summands are positive and In particular there are zeros with , without using the present theorem or its unit-interval corollary.
On the horizontal segment , , subtract the product formula at . For , Thus step 1.1 bounds the nonlocal difference sum by , uniformly in . The local subtracted terms also total . The integral of the imaginary part of each remaining local term is the argument change of a horizontal segment missing zero, of absolute value at most . Their number is . Including the reference value , the total argument change of on the top segment from to is therefore .
Fix a height not equal to any zero ordinate. On the vertical segment from to , the factors and in have bounded argument changes. The zeta factor also has bounded argument change: , so it remains in a fixed right half-plane. Stirling with a continuous logarithm in the right half-plane gives Consequently the argument change along this vertical segment is
By [L1], , and conjugation symmetry gives . Apply the argument principle to the rectangle with real sides and heights . Its zeros are precisely the nontrivial zeta zeros in that height range. Reflection in pairs the two vertical edges and the two halves of each horizontal edge, doubling the argument change on the right vertical edge followed by the right half of the top; the bottom contributes a constant independent of . Thus Steps 2.1 and 3.1 yield the claimed main term and error.
If is a zero ordinate, take nonzero-ordinate heights decreasing to . Discreteness of zeros in the bounded strip makes their counts eventually equal to the convention , with full multiplicities. The preceding error constant is independent of the distance to zero ordinates, so passage to the limit preserves the estimate. Finally compact heights are covered by enlarging the constant.
A unit-interval bound for zeta zeros
Statement
The number of nontrivial zeta zeros, with multiplicity, whose ordinates lie in is for .
Proof
Given: the Riemann--von Mangoldt estimate.
For , the zeros with ordinates in are included in . Subtract the Riemann--von Mangoldt formula at and ; its main term changes by and its two errors have that size.
On the compact range , discreteness of the zeros gives a fixed finite bound, which is absorbed by enlarging the constant. The buffered count in step 1.1 already includes both endpoints, so the stated closed interval is covered.
A local formula for the logarithmic derivative of zeta
Statement
Uniformly for and whose ordinate is not that of a nontrivial zero, where zeros occur with multiplicity. For the pole term is absorbed into the error, giving the usual large-height local formula.
Facts & Assumptions
For , the number of nontrivial zeros with ordinates in is , counted with multiplicity (A unit-interval bound for zeta zeros).
Nontrivial zeros occur in conjugate pairs (The only zeros of zeta on the nonpositive real axis are the negative even integers, and every other zero lies in the open critical strip).
Proof
Given: , , and away from the zero ordinates.
Put . Logarithmic differentiation of the Hadamard product and subtraction at give The constants and genus-one correction terms cancel; the difference series converges absolutely, since its terms are for large .
For , each difference has absolute value at most . By [L1] and [L2], grouping into the bands bounds their total by Here , and both resulting weighted series converge. For the remaining zeros, , so the sum of their subtracted terms is also by [L1] and [L2]. Thus
By The Riemann xi function and the Gamma recurrence, The Gamma factor has argument with real part at least . Stirling's formula for Gamma, differentiated using Cauchy's estimate on disks of radius proportional to the argument's modulus in a slightly larger sector, gives there for large ; compact subsets of this half-plane supply the remaining bound. Also The logarithmic derivative of the zeta Dirichlet series is the Dirichlet series of the von Mangoldt function on Re s greater than 1 gives . Hence . Substituting the displayed xi identity into step 2.1 leaves the pole term and a Gamma logarithmic derivative of size , proving the stated uniform formula even at bounded ordinates.
A left-half-plane bound for the logarithmic derivative of zeta
Statement
Fix . If and stays at distance at least from every negative even integer, then .
Proof
Given: the displayed distance condition in the left half-plane.
Take logarithmic derivatives of the zeta functional equation. The logarithmic derivative of the sine factor is , which is uniformly bounded under the distance condition; also because .
Stirling's formula bounds the logarithmic derivative of the Gamma factor by there. Combining the finitely many factor bounds proves the assertion.
Residues in the von Mangoldt contour shift
Statement
For , shifting left crosses residues Zeros are counted with multiplicity and uses real .
Facts & Assumptions
The zeros of zeta in occur exactly at the negative even integers; in particular, is not a zero (The only zeros of zeta on the nonpositive real axis are the negative even integers, and every other zero lies in the open critical strip).
Zeta satisfies as an identity of meromorphic functions (The Riemann zeta function satisfies the classical sine-gamma functional equation).
Gamma has poles only at the nonpositive integers and has no zeros, while zeta has no zeros on (Meromorphic continuation of Gamma, Gamma has no zeros, The Riemann zeta function has no zeros on the closed half-plane , except for its pole at ).
Proof
Given: and the meromorphic continuation of zeta.
A simple pole of zeta at makes have residue ; a zero of multiplicity makes it have residue . Multiplication by gives the first two entries.
By [L1], the remaining zeros crossed on the nonpositive real axis occur at . At , the sine in [L2] has a simple zero, while all its other factors are finite and nonzero by [L3]; hence these zeros are simple. Their residues sum to . Also by [L1], zeta is nonzero at , so the pole of gives the final entry.
A smoothed von Mangoldt explicit formula
Statement
For and , let for , for , and for . For put , and use the same symbol for its meromorphic continuation. Then Both infinite sums on the right converge absolutely; zeros are counted with multiplicity. In particular, symmetric ordinate truncations give the same zero sum.
Facts & Assumptions
For , the number of nontrivial zeros with ordinates in is (A unit-interval bound for zeta zeros).
Nontrivial zeros occur in conjugate pairs (The only zeros of zeta on the nonpositive real axis are the negative even integers, and every other zero lies in the open critical strip).
Proof
Given: and the displayed piecewise-linear cutoff.
Write . Integration by parts gives Its only pole is , with residue ; the apparent singularity at is removable, with value . On each fixed vertical strip it is at large height, with the constant also depending on the strip.
We compute the constant at zero. Put as in The Euler–Mascheroni constant and the harmonic asymptotic. The fractional-part formula in For , zeta admits the fractional-part integral formula with a simple residue-one pole at and give . Logarithmic differentiation of the locally uniform product in The Weierstrass product for reciprocal Gamma at gives The same product at gives , so . Finally The Riemann zeta function satisfies the classical sine-gamma functional equation and yield : the two Euler constants cancel. Thus .
To justify inversion explicitly, let Closing a rectangle to the left for , and to the right for , gives and , respectively, by The residue theorem for a null-homologous cycle. Indeed, first let the height tend to infinity with the other vertical side fixed: the horizontal integrals are times a fixed width. Then let that side tend to the appropriate infinity through half-integers; its integral is and vanishes. At , continuity of the absolutely convergent initial integral gives . Consequently for every , including . Combining this with step 1.1 and The logarithmic derivative of the zeta Dirichlet series is the Dirichlet series of the von Mangoldt function on Re s greater than 1 gives The exchange of sum and integral is absolute, since and .
By [L1], [L2], and , step 1.1 gives absolute convergence of the zero sum: its bands at large contribute . The trivial-zero sum converges absolutely since . We also choose admissible heights explicitly. Let count zeros with ordinates in , with multiplicity. It is . Among the equally spaced points of , each such ordinate excludes at most one point at distance less than . Choose the least remaining point . Ordinates outside that larger interval are at distance at least , so every zero ordinate is at distance at least from . Conjugation gives the same separation at .
Fix an odd integer and shift the integral of step 2.1 to , using heights from step 2.2. On , A local formula for the logarithmic derivative of zeta bounds by : there are nearby zeros, each reciprocal is , and the pole term is bounded. On , A left-half-plane bound for the logarithmic derivative of zeta gives . Thus each horizontal integral is and tends to zero. By Residues in the von Mangoldt contour shift, has residues at , at a zero of multiplicity , and at each trivial zero. Multiplication by therefore gives residues , , , and, by step 1.2, at . There is no pole at . The residue theorem and absolute convergence in step 2.2 now express the initial integral as these residues for , the full nontrivial-zero sum, and the upward integral on .
On that last line, the distance to every trivial zero is at least . Step 1.1 gives The left-half-plane bound therefore makes its integral at most Letting odd tend to infinity in step 3.1, using and the absolute convergence from step 2.2, proves the formula for every stated pair .
The truncated von Mangoldt explicit formula
Statement
For , where is the distance to the nearest prime power other than possibly . The zero sum is finite and counts multiplicities.
Proof
Given: .
Apply truncated Perron inversion to . Its kernel error is bounded by separating the nearest other prime power from the remaining terms, giving the stated Perron error.
In a finite rational grid within bounded distance of , the unit-interval zero bound leaves a height at distance from every zero ordinate. Shift at that height using the two logarithmic-derivative bounds and the residue ledger; changing back to affects only finite zero terms and is absorbed in the displayed error.
5 · Examples, counterexamples and false statements
None yet.
Sources
- Kiran S. Kedlaya, Analytic Number Theory, §10.1
- Kiran S. Kedlaya, Analytic Number Theory, Lemma 10.2
- Kiran S. Kedlaya, Analytic Number Theory, §10.2
- Nick Andersen, Analytic Number Theory, §11.2
- Kiran S. Kedlaya, Analytic Number Theory, Lemma 10.3
- Kiran S. Kedlaya, Analytic Number Theory, Lemma 10.4
- Nick Andersen, Analytic Number Theory, Lemma 11.1
- Kiran S. Kedlaya, Analytic Number Theory, §10.3
- Nick Andersen, Analytic Number Theory, §§12.1--12.2
- Kiran S. Kedlaya, Analytic Number Theory, Theorem 10.1