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Finite completely positive trace-preserving maps

1 · Prerequisites

2 · Summary

This page develops finite-dimensional quantum channels as complex-linear, completely positive and trace-preserving maps on matrix algebras. A local matrix-unit lemma proves rectangular trace cyclicity and nondegeneracy wherever those identities are needed. The Choi matrix uses the unnormalized input-reference ⊗ output convention, and trace preservation is distinct from unitality. It proves the finite Choi–Kraus equivalence, trace duality, norm closure and trace-norm contraction for arbitrary matrix inputs.

The generator results use finite matrices, explicit SI units, and continuous coefficients on compact time intervals. They give the exact finite GKSL channel-semigroup class and time-dependent channel propagators; they do not assert unbounded-generator results or a microscopic bath limit. Reduced unitary channels require a product-prepared system and environment, and a fixed finite bath need not yield a semigroup. The entropy inequality is restricted to finite pinching operations; arbitrary channels can lower entropy. These are mathematical results about the stated finite models, not claims that a physical system follows a particular model.

3 · Logical flowchart

4 · Definitions, postulates, theorems and proofs

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Finite matrix trace cyclicity and nondegeneracy

Statement

Let d,e≥1. For A∈Me×d(C) and B∈Md×e(C), Tr⁡e(AB)=Tr⁡d(BA), where Tr⁡r is the diagonal-sum trace on Mr(C). This includes cyclicity for square matrices. For C∈Md(C), the bilinear trace pairing is nondegenerate: if Tr⁡d(XC)=0 for every X∈Md(C), then C=0. No adjoint is inserted in this pairing.

Facts & Assumptions

Given: Integers d,e≥1, rectangular matrices A∈Me×d(C), B∈Md×e(C), a matrix C∈Md(C), and standard matrix units Eij on Cd.

Proof

1.1givenalgebra

By matrix multiplication and the diagonal-sum trace, Tr⁡e(AB)=∑i=1e∑j=1dAijBji. These are finite scalar sums, so reordering them gives ∑j=1d∑i=1eBjiAij=Tr⁡d(BA). Taking e=d gives square trace cyclicity.

2.1givenalgebra∎

If Tr⁡d(XC)=0 for all X, choose X=Eij. Direct multiplication gives Tr⁡d(EijC)=Cji, so Cji=0 for every i,j. Thus every matrix entry of C vanishes and C=0.

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Finite completely positive trace-preserving maps

Definition

Let d,e≥1 be integers, let Hin=Cd and Hout=Ce with their standard inner products, and write Md(C) and Me(C) for the complex linear maps on these spaces. A matrix X is positive semidefinite, written X≥0, when it is Hermitian and ⟨Xv,v⟩≥0 for every vector v. The finite spectral convention in Finite matrix spectral and state calculus gives positive matrices their orthonormal eigenbases and positive square roots.

A positive map is a complex-linear map Φ:Md(C)→Me(C) such that Φ(X)≥0 whenever X≥0. For each integer r≥1, identify Mr(C)⊗Md(C) with matrices on Cr⊗Cd in the ordered product basis. The map Φ is completely positive when id⁡r⊗Φ is positive for every such r, where id⁡r is the identity map on Mr(C).

The map Φ is trace-preserving when Tr⁡(Φ(X))=Tr⁡(X) for every X∈Md(C). A finite quantum channel is a complex-linear map that is both completely positive and trace-preserving, abbreviated CPTP. Unitality, Φ(Id)=Ie, is a separate condition and is not part of this definition.

This is a mathematical definition. A physical preparation, measurement, or open-system model must separately identify when one of these maps represents a physical transformation.

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Finite GKSL generators and units

Definition

Fix a finite dimension d≥1, a positive constant ℏ in joule-seconds, a Hermitian matrix H∈Md(C) in joules, and a finite family L1,…,Lm∈Md(C) with units s−1/2, where m≥0. On dimensionless matrices X∈Md(C), define the finite Gorini–Kossakowski–Sudarshan–Lindblad (GKSL) generator

L(X)=−iℏ[H,X]+∑a=1m(LaXLa∗−12{La∗La,X}),

where [A,B]=AB−BA, {A,B}=AB+BA, and A∗ is the conjugate transpose. Each summand has units s−1 times the units of X. An empty sum when m=0 is zero. The resulting L is a linear map on the matrix space used in the finite-channel definition Finite completely positive trace-preserving maps.

For a compact time interval I⊂R whose coordinate is time in seconds, continuous functions H:I→Md(C) and La:I→Md(C) with H(t)=H(t)∗ define the corresponding continuous finite GKSL family Lt by the same formula at each t. A propagator for this family means a family of linear maps Λ(t,s), s≤t in I, satisfying ∂tΛ(t,s)=Lt∘Λ(t,s) and Λ(s,s)=id⁡. This definition alone asserts neither existence nor uniqueness.

These are finite-dimensional mathematical definitions. They do not assert that a physical system follows this generator or that a microscopic bath has a Markovian limit.

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Complete finite Choi-Kraus equivalence

Statement

Let d,e≥1 and let Φ:Md(C)→Me(C) be complex-linear. Choose the standard input basis (∣i⟩)i=1d, let Eij=∣i⟩⟨j∣, and use the ordered tensor convention input-reference ⊗ output. Define the (unnormalized) Choi matrix

J(Φ):=∑i,j=1dEij⊗Φ(Eij)∈Md(C)⊗Me(C). Then Φ is completely positive if and only if J(Φ)≥0, and this holds if and only if there are q≤de matrices K1,…,Kq:Cd→Ce such that Φ(X)=∑a=1qKaXKa∗(X∈Md(C)).

The empty sum is allowed when Φ=0. For any such Kraus representation, Φ is trace-preserving if and only if ∑a=1qKa∗Ka=Id.

Facts & Assumptions

Given: Integers d,e≥1, a complex-linear map Φ:Md(C)→Me(C), the standard ordered bases, and the input-reference ⊗ output Choi convention in the Statement.

[F1]

Finite completely positive trace-preserving maps: complete positivity means that id⁡r⊗Φ preserves positive semidefinite matrices for every finite r≥1; trace preservation means Tr⁡Φ(X)=Tr⁡X for every X.

[F2]

Finite matrix spectral and state calculus: every finite Hermitian matrix has an orthonormal eigenbasis with real eigenvalues, and positive square roots are defined by its finite spectral projections.

[F3]

Finite matrix trace cyclicity and nondegeneracy: for rectangular factors, Tr⁡e(AB)=Tr⁡d(BA); the square bilinear trace pairing is nondegenerate.

Proof

1.1givenF1algebra

Let Ω=∑i=1d∣i⟩⊗∣i⟩ in the input-reference and input tensor factors. Then ΩΩ∗=∑i,jEij⊗Eij≥0, and (id⁡d⊗Φ)(ΩΩ∗)=J(Φ). If Φ is completely positive, [F1] applied with ancilla dimension d gives J(Φ)≥0.

1.2givenF2construct

Suppose J(Φ)≥0. By [F2], choose an orthonormal eigenbasis of J(Φ), absorb each positive eigenvalue's square root into its eigenvector, and write J(Φ)=∑a=1q∣wa⟩⟨wa∣, where q=rank⁡J(Φ)≤de; if J(Φ)=0, take q=0. For each a, uniquely define Ka:Cd→Ce by wa=∑i∣i⟩⊗Ka∣i⟩.

2.1step 1.2algebra

Expanding each rank-one term gives ∣wa⟩⟨wa∣=∑i,jEij⊗KaEijKa∗. Comparing the coefficients of the linearly independent first-factor matrix units in J(Φ) yields Φ(Eij)=∑aKaEijKa∗. Since (Eij) is a basis and both sides are linear in the input, Φ(X)=∑aKaXKa∗ for every X.

3.1givenF1F3step 2.1algebra∎

For any r≥1 and any P≥0 on Cr⊗Cd, the Kraus formula gives (id⁡r⊗Φ)(P)=∑a(Ir⊗Ka)P(Ir⊗Ka)∗≥0; hence Φ is completely positive. For a Kraus representation, cyclicity [F3] gives Tr⁡Φ(X)=Tr⁡(X∑aKa∗Ka). Thus ∑aKa∗Ka=Id implies trace preservation, and if trace preservation holds then testing Tr⁡(X(∑aKa∗Ka−Id))=0 on every matrix unit X=Eij forces every entry of the difference to vanish.

Remarks

The input-reference ⊗ output order is fixed here. Watrous writes the output factor first; the two Choi matrices are related by the tensor-factor swap unitary, which preserves positivity. This finite result asserts neither an infinite-dimensional classification nor a physical bath limit.

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Channel duals and norm closure

Statement

Let Φ:Md(C)→Me(C) be a finite channel as defined in Finite completely positive trace-preserving maps. There is a unique linear map Φ†:Me(C)→Md(C) satisfying the trace-pairing identity

Tr⁡(Φ(X)A)=Tr⁡(XΦ†(A))(X∈Md(C), A∈Me(C)).

If Φ(X)=∑aKaXKa∗, then Φ†(A)=∑aKa∗AKa; in particular, Φ† is completely positive and unital. Composition and finite convex combinations of channels are channels. A limit in the induced operator norm ∥Ψ∥∞→∞:=sup⁡∥X∥∞≤1∥Ψ(X)∥∞, where ∥X∥∞:=sup⁡∥v∥=1∥Xv∥, of channels Md(C)→Me(C) is also a channel. Moreover, a norm limit of completely positive maps of these fixed finite dimensions is completely positive.

Facts & Assumptions

Given: Integers d,e≥1, a finite channel Φ:Md(C)→Me(C), and finite matrix traces.

[F1]

Finite completely positive trace-preserving maps: a channel is complex-linear, completely positive under every finite ancilla extension, and trace-preserving.

[F2]

Complete finite Choi-Kraus equivalence: every finite completely positive map has a finite Kraus form Φ(X)=∑aKaXKa∗; trace preservation is equivalent to ∑aKa∗Ka=Id.

[F3]

Finite matrix trace cyclicity and nondegeneracy: the finite trace cycles rectangular products, and the matrix-unit pairing shows that Tr⁡d(XD)=0 for every X forces D=0.

Proof

1.1givenF2F3algebra

Using the Kraus form in [F2] and finite trace cyclicity [F3], Tr⁡(Φ(X)A)=∑aTr⁡(KaXKa∗A)=Tr⁡(X∑aKa∗AKa). Thus Φ†(A)=∑aKa∗AKa satisfies the trace-pairing identity.

1.2givenF2algebra

If Ψ(Y)=∑bLbYLb∗ is another channel, then (Ψ∘Φ)(X)=∑a,b(LbKa)X(LbKa)∗, and ∑a,b(LbKa)∗(LbKa)=∑aKa∗(∑bLb∗Lb)Ka=∑aKa∗Ka=Id. If Φr(X)=∑aKr,aXKr,a∗ and pr≥0, ∑rpr=1, then ∑rprΦr has Kraus matrices prKr,a, whose adjoint-square sum is ∑rprId=Id. In both cases [F2] gives a channel.

2.1givenF1F2F3step 1.1algebra

If B,C∈Md(C) both satisfy the pairing identity for a fixed A, then Tr⁡(X(B−C))=0 for every X. By [F3], taking X=Eij gives every entry of B−C equal to zero, so uniqueness follows. The Kraus form in step 1.1 is completely positive by [F2], and Φ†(Ie)=∑aKa∗Ka=Id by [F1] and [F2].

3.1givenF2algebra∎

Let Φn→Φ in the stated induced norm, with each Φn completely positive. Since ∥Eij∥∞=1, each block Φn(Eij) converges to Φ(Eij); the finite Choi sums therefore converge in matrix norm. Every J(Φn)≥0 by [F2], and for every vector v, ⟨J(Φ)v,v⟩=lim⁡n⟨J(Φn)v,v⟩≥0, so J(Φ)≥0. The equivalence in [F2] gives complete positivity. If each Φn is trace-preserving, then for every X, continuity of finite matrix trace gives Tr⁡Φ(X)=lim⁡nTr⁡Φn(X)=Tr⁡X; thus Φ is trace-preserving as well.

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Finite GKSL generates CPTP semigroups

Statement

Let L be a finite GKSL generator on Md(C), d≥1, with the units and conventions of Finite GKSL generators and units. For a bounded operator A on a complex Banach space, write etA:=∑n=0∞tnAn/n! for the operator-norm convergent series of The exponential series of a bounded operator. Then Tt=etL is a finite channel for every t≥0. The family satisfies T0=id⁡, Tt+s=Tt∘Ts, and is norm-continuous. Time is measured in seconds; no negative-time channel or physical bath limit is asserted.

Facts & Assumptions

Given: d≥1, ℏ>0, H=H∗, a finite family La, and the resulting L of Finite GKSL generators and units.

[F1]

Finite GKSL generators and units: L(X)=−iℏ[H,X]+∑a(LaXLa∗−12{La∗La,X}).

[F2]

Finite completely positive trace-preserving maps: for d,e≥1, positivity sends every matrix X≥0 to a positive matrix. Complete positivity requires this after every finite ancilla extension; trace preservation separately requires equality of traces for every matrix input, without a positivity restriction on that input.

[F3]

Complete finite Choi-Kraus equivalence: finite Kraus maps are completely positive, and their Kraus adjoint-square sum characterizes trace preservation.

[F4]

Channel duals and norm closure: finite-dimensional completely positive maps are closed under induced-norm limits; finite channels are closed under such limits, composition, and finite convex combination.

[F5]

Finite matrix trace cyclicity and nondegeneracy: the finite matrix trace is cyclic.

[F6]

Every finite-dimensional normed space is Banach: every finite-dimensional real or complex normed space is complete.

[F7]

The exponential series of a bounded operator: on a complex Banach space the operator exponential series converges absolutely in operator norm, differentiates to AetA=etAA, and satisfies e(t+s)A=etAesA; it also has the stated quadratic remainder bound.

Proof

1.1givenF1F6F7algebra

Put D=∑aLa∗La, K=−iH/ℏ−D/2, N(X)=KX+XK∗, and J(X)=∑aLaXLa∗. Then L=N+J. Left multiplication by K and right multiplication by K∗ commute; expanding their norm-convergent exponential series and using the binomial formula gives etN(X)=etKXetK∗. Termwise adjunction gives etK∗=(etK)∗ for real t. For every ancilla dimension r, the amplification is conjugation by Ir⊗etK, hence preserves positivity. Thus etN is completely positive.

2.1step 1.1F3F4F6F7algebra

The map J is completely positive by [F3], and every iterate Jn is completely positive by composition. For t≥0, the series etJ=∑n=0∞tnJn/n! converges in finite-dimensional map norm; its partial sums are completely positive, so [F4] implies that etJ is completely positive.

3.1step 1.1step 2.1F4F7algebra

By [F7], for h≥0 and each bounded linear map A, ∥ehA−I−hA∥≤12h2∥A∥2eh∥A∥. Applying this to N,J,N+J shows that for fixed t, ∥ehNehJ−eh(N+J)∥≤Cth2 for 0≤h≤t, with finite Ct. Set h=t/n. The telescoping identity for the difference of the nth powers and the bound ∥esA∥≤es∥A∥ from [F7] show ∥(etN/netJ/n)n−et(N+J)∥≤nCt(t/n)2et(∥N∥+∥J∥)⟶0. Each product on the left before taking the limit is completely positive by step 1.1 and step 2.1; [F4] therefore proves that etL is completely positive.

4.1givenF2F5F7step 3.1algebra∎

Cyclicity of finite trace [F5] gives Tr⁡(L(X))=0 for every X: the commutator trace vanishes, and each Tr⁡(LaXLa∗) cancels 12Tr⁡(La∗LaX+XLa∗La). By [F7], the norm-convergent exponential series differentiates term-by-term on bounded time intervals, so ddtTr⁡(etLX)=Tr⁡(L(etLX))=0. Therefore Tr⁡(etLX)=Tr⁡X. The exponential law [F7] gives Tt+s=Tt∘Ts, and the series gives norm continuity. Together with complete positivity from step 3.1, [F2] makes every Tt a channel.

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Independent-preparation reduced unitary channel

Statement

Let HS=Cd and HE=Cm, with d,m≥1, in fixed ordered orthonormal bases. For a bounded operator A on a complex Banach space, define eA:=∑n=0∞An/n! by its operator-norm convergent series (Every finite-dimensional normed space is Banach, The exponential series of a bounded operator). Let Htot=Htot∗ be a matrix on HS⊗HE with energy units joules, let ℏ>0 have units joule-seconds, and set Ut=e−itHtot/ℏ for t∈R measured in seconds. Let σE≥0 with Tr⁡σE=1, and define

Φt(ρ):=Tr⁡E ⁣(Ut(ρ⊗σE)Ut∗)(ρ∈Md(C)).

For each t, Φt:Md(C)→Md(C) is a finite quantum channel. The theorem concerns the product preparation ρ⊗σE; it makes no claim that a correlated initial joint state defines a map of the system marginal alone.

Facts & Assumptions

Given: Finite dimensions d,m≥1, a Hermitian Htot, ℏ>0, a positive trace-one matrix σE, and the ordered product basis HS⊗HE.

[F1]

Finite completely positive trace-preserving maps: a channel is a complex-linear map that is completely positive on every finite ancilla extension and preserves the trace of every input matrix.

[F2]

Finite matrix spectral and state calculus: finite positive matrices have orthonormal eigenbases with nonnegative eigenvalues, and finite traces are cyclic.

[F3]

Finite unitary dynamics and stationary Gibbs states: for a finite Hermitian Hamiltonian H, the matrix e−itH/ℏ is unitary for every real t. Its current carrier is a draft; this use is conditional on that exact finite-dimensional statement.

[F4]

Partial trace over a finite tensor factor: in ordered orthonormal bases (ea), (fj), the finite partial trace is defined by (Tr⁡ER)ab=∑jR(a,j),(b,j).

[F5]

The partial trace is characterized by the trace pairing and is basis-independent: the preceding coordinate map is the unique map characterized by the finite trace pairing and is independent of the chosen environment basis.

[F6]

Complete finite Choi-Kraus equivalence: a finite completely positive map has a Kraus representation, and it is trace-preserving when the Kraus adjoint-square sum is the identity.

[F7]

The exponential series of a bounded operator: the operator-norm series defines etA, differentiates to AetA, and satisfies etAesA=e(t+s)A on a complex Banach space.

[F8]

Every finite-dimensional normed space is Banach: a finite-dimensional complex normed space is Banach.

Proof

1.1givenF2F3F7F8choose

Let At=−itHtot/ℏ, a bounded operator on the finite-dimensional complex space HS⊗HE; boundedness follows from the finite matrix-coordinate estimate. By [F8], that space is Banach; [F7] defines Ut=eAt by an operator-norm convergent series. Since At∗=−At, termwise adjunction gives Ut∗=e−At, and [F7] gives Ut∗Ut=e−AteAt=e0=I. By [F2], choose an orthonormal eigenbasis (∣k⟩)k=1m of σE, with σE=∑kpk∣k⟩⟨k∣, pk≥0, and ∑kpk=1.

2.1givenF4F5step 1.1algebra

For system basis indices a,b, environment indices j,k, and the matrix entries of Ut, define (Kjk)ab:=pk (Ut)(a,j),(b,k). Applying the coordinate formula [F4] to R=Ut(ρ⊗σE)Ut∗ gives (Φt(ρ))ab=∑j,k,c,d(Kjk)acρcd(Kjk)bd‾=(∑j,kKjkρKjk∗)ab. Thus Φt(ρ)=∑j,kKjkρKjk∗ for every matrix ρ. The basis independence in [F5] ensures that this is the same partial-trace map if a different environment basis is used.

3.1step 1.1step 2.1F1F6algebra∎

For any system indices b,d, unitarity in step 1.1 gives (∑j,kKjk∗Kjk)bd=∑kpk∑a,j(Ut)(a,j),(b,k)‾(Ut)(a,j),(d,k)=∑kpkδbd=δbd. Hence ∑j,kKjk∗Kjk=Id; by [F6], the Kraus formula in step 2.1 is completely positive and trace-preserving, which is the channel property in [F1].

Remarks

The finite construction is shown schematically below. Ad⁡Ut means conjugation R↦UtRUt∗; the arrows depict the defined composition and are not used as a proof.

diagram failed to render:
\rho\otimes\sigma_E \arrow[r,"\operatorname{Ad}_{U_t}"] \arrow[dr,"\Phi_t"'] & U_t(\rho\otimes\sigma_E)U_t^* \arrow[d,"\operatorname{Tr}_E"] \\
& \Phi_t(\rho)

This finite calculation does not imply a semigroup law for t↦Φt or a weak-coupling/Markov limit.

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Schwarz and trace-norm channel contraction

Statement

Let Φ:Md(C)→Me(C) be a finite channel, and define ∥X∥∞=sup⁡∥v∥=1∥Xv∥ and ∥X∥1=Tr⁡X∗X. Its trace dual Φ†:Me(C)→Md(C) from Channel duals and norm closure satisfies

∥Φ†(A)∥∞≤∥A∥∞(A∈Me(C)). For every X∈Md(C), the Schrödinger map contracts the trace norm: ∥Φ(X)∥1≤∥X∥1.

The second inequality applies to arbitrary complex matrices, not only density matrices.

Facts & Assumptions

Given: Integers d,e≥1, a finite channel Φ:Md(C)→Me(C), and finite matrix operator and trace norms as defined in the Statement.

[F1]

Finite completely positive trace-preserving maps: complete positivity includes positivity of the ancilla extension id⁡2⊗Φ, and trace preservation is exact on all input matrices.

[F2]

Channel duals and norm closure: the trace dual is unital and completely positive and satisfies Tr⁡(Φ(X)A)=Tr⁡(XΦ†(A)).

[F3]

Finite matrix spectral and state calculus: the standard finite-dimensional inner product is taken linear in its first argument; finite Hermitian matrices have orthonormal spectral decompositions and positive matrices have positive square roots defined by spectral calculus; the finite trace is cyclic.

Proof

1.1givenF2F3algebra

By [F2], Φ† is positive. For any Hermitian H∈Me(C), its finite spectral decomposition [F3] is H=∑λλPλ, where each λ is real and each spectral projection Pλ is positive semidefinite. Hence every Φ†(Pλ) is Hermitian, so Φ†(H) is Hermitian. Write an arbitrary A as A=H+iK, where H=(A+A∗)/2 and K=(A−A∗)/(2i) are Hermitian. By complex linearity, Φ†(A∗)=Φ†(H)−iΦ†(K)=Φ†(A)∗.

1.2givenF3constructalgebra

For any n≥1 and Z∈Mn(C), use the standard inner product ⟨u,v⟩=∑kukvk‾, linear in its first argument, and define ∣u⟩⟨v∣ as the map x↦⟨x,v⟩u. Since Z∗Z is positive, with ⟨Z∗Zv,v⟩=∥Zv∥2, [F3] diagonalizes it in an orthonormal basis (vj) with eigenvalues sj2≥0. For each sj>0, put uj=Zvj/sj. Then ⟨uj,uk⟩=δjk, and Z=∑sj>0sj∣uj⟩⟨vj∣. The positive square root of Z∗Z has eigenvalues sj, so ∥Z∥1=∑jsj.

2.1givenF1F2step 1.1algebra

For A∈Me(C), the block matrix (A∗AA∗AIe) is positive semidefinite because its quadratic form at (x,y) is ∥Ax+y∥2. Apply id⁡2⊗Φ†: by [F2] the trace dual is completely positive, and the definition in [F1] makes its extension by the two-dimensional ancilla positive. By unitality in [F2] and adjoint preservation from step 1.1, the resulting block is (Φ†(A∗A)Φ†(A)∗Φ†(A)Id)≥0.

2.2step 1.2F3choosealgebra

For any n≥1, Z∈Mn(C), and B∈Mn(C) with ∥B∥∞≤1, write Zab=∑sj>0sj(uj)a(vj)b‾ using step 1.2. Expanding both diagonal-sum traces gives Tr⁡(BZ)=∑a,bBabZba=∑sj>0sj∑a,bBab(uj)b(vj)a‾ and Tr⁡(ZB)=∑a,bZabBba=∑sj>0sj∑a,bBab(uj)b(vj)a‾. The inner sum is ⟨Buj,vj⟩ for the inner product fixed in step 1.2. For each unit vj, 0≤∥Buj−⟨Buj,vj⟩vj∥2=∥Buj∥2−∣⟨Buj,vj⟩∣2, so both trace magnitudes are at most ∑jsj=∥Z∥1. Extend the two finite orthonormal lists (uj), (vj) to orthonormal bases and choose a unitary B carrying each uj to vj; then both trace magnitudes equal ∑jsj. Thus ∥Z∥1=sup⁡∥B∥∞≤1∣Tr⁡(BZ)∣=sup⁡∥B∥∞≤1∣Tr⁡(ZB)∣, including Z=0.

3.1step 2.1F2F3algebra

In the positive block from step 2.1, evaluate the quadratic form at (x,−Φ†(A)x). This gives ⟨(Φ†(A∗A)−Φ†(A)∗Φ†(A))x,x⟩≥0 for every x, so Φ†(A)∗Φ†(A)≤Φ†(A∗A). Also A∗A≤∥A∥∞2Ie; positivity and unitality in [F2] then give Φ†(A)∗Φ†(A)≤∥A∥∞2Id, proving ∥Φ†(A)∥∞≤∥A∥∞.

4.1step 3.1step 2.2F2algebra∎

Apply the second dual norm formula from step 2.2 in output dimension e to Φ(X). For each A∈Me(C) with ∥A∥∞≤1, step 3.1 gives ∥Φ†(A)∥∞≤1, so the same formula in input dimension d bounds ∣Tr⁡(XΦ†(A))∣≤∥X∥1. The trace-pairing identity [F2] therefore gives ∥Φ(X)∥1=sup⁡∥A∥∞≤1∣Tr⁡(Φ(X)A)∣=sup⁡∥A∥∞≤1∣Tr⁡(XΦ†(A))∣≤∥X∥1.

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Norm-continuous finite channel semigroups are GKSL

Statement

Let d≥1 and let Tt:Md(C)→Md(C), t≥0 measured in seconds, be a semigroup of finite channels, so T0=id⁡ and Tt+s=Tt∘Ts. Assume t↦Tt is continuous in the induced operator norm on the finite-dimensional space of linear maps Md(C)→Md(C). For a bounded operator A on a complex Banach space, write etA:=∑n=0∞tnAn/n! for the operator-norm convergent exponential series of The exponential series of a bounded operator. Then there is a unique linear generator L, in s−1, with Tt=etL, and L has the finite GKSL form in Finite GKSL generators and units with at most d2−1 jump matrices. Conversely, every such finite GKSL generator produces a norm-continuous channel semigroup, as in Finite GKSL generates CPTP semigroups.

Facts & Assumptions

Given: d≥1, the finite channel definition, a norm-continuous semigroup Tt with T0=id⁡, and ℏ>0 in the units of the GKSL definition.

[F1]

Finite completely positive trace-preserving maps: each Tt is completely positive and trace-preserving.

[F2]

Finite GKSL generators and units: the finite GKSL form is −iℏ[H,X]+∑a(LaXLa∗−12{La∗La,X}) with H=H∗.

[F3]

Finite matrix spectral and state calculus: finite Hermitian matrices have real spectral decompositions and positive matrices have positive square roots.

[F4]

Complete finite Choi-Kraus equivalence: a finite map is completely positive exactly when its Choi matrix is positive, and every finite CP map has a Kraus form.

[F5]

Finite GKSL generates CPTP semigroups: every finite GKSL generator has a norm-continuous semigroup of channels for t≥0, with the operator exponential defined by its norm-convergent series.

[F6]

Every finite-dimensional normed space is Banach: every finite-dimensional real or complex normed space is complete.

[F7]

Riemann integration of continuous curves in a complete normed space, with the fundamental theorem of calculus and coefficient functionals: a continuous curve into a complete normed real vector space has a norm-Riemann integral, its indefinite integral differentiates to the curve, and bounded-interval integrals are additive.

[F8]

Finite matrix trace cyclicity and nondegeneracy: setting the rectangular dimensions equal gives square trace cyclicity.

[F9]

The exponential series of a bounded operator: the operator-norm exponential series satisfies E(0)=I, E′(t)=AE(t)=E(t)A, and E(t+s)=E(t)E(s), with the stated quadratic remainder bound.

Proof

1.1givenF6F7algebra

Let E=End⁡C(Md(C)) with its induced operator norm. It has finite complex dimension d4, so its underlying real normed space is complete by [F6]. For small h>0, set Ah=h−1∫0hTs ds, using [F7]. The integral norm bound in [F7] and norm continuity at zero give ∥Ah−I∥≤sup⁡0≤s≤h∥Ts−I∥→0; hence ∥I−Ah∥<1 for sufficiently small h. The series BN:=∑k=0N(I−Ah)k is Cauchy in the finite-dimensional complete map space: the induced operator norm is submultiplicative, so ∥(I−Ah)k∥≤∥I−Ah∥k, and the geometric series converges to a limit B. The telescoping identities AhBN=BNAh=I−(I−Ah)N+1 pass to the limit, so AhB=BAh=I and Ah is invertible. The semigroup law gives TtAh=h−1∫tt+hTu du. By additivity and the fundamental theorem [F7], this moving integral has derivative (Tt+h−Tt)/h for t>0, and the same right derivative at t=0. Right multiplication by Ah−1 yields Tt′=TtGh, where Gh=(Th−I)Ah−1/h, with right derivative Gh at zero. Since that right derivative is unique, Gh is independent of all sufficiently small h; set L=Gh.

2.1step 1.1F9algebra

For t>0, differentiating the product in step 1.1 gives ddt(Tte−tL)=TtLe−tL−TtLe−tL=0; [F9] supplies the derivative and initial value of the matrix exponential. Continuity at zero gives T0e0=I, so Tte−tL=I and Tt=etL. Any generator of this semigroup must equal its right derivative at zero, so L is unique.

2.2givenF1F3step 1.1algebra

Each Tt preserves adjoints: it is positive by [F1], and every Hermitian matrix is a difference of two positive matrices by [F3]. Taking the right derivative at zero shows L(X∗)=L(X)∗. Differentiating Tr⁡(TtX)=Tr⁡X also gives Tr⁡(L(X))=0 for every X. Consequently J(L) is Hermitian: J(L)∗=∑i,jEji⊗L(Eij)∗=∑i,jEji⊗L(Eji)=J(L) after reindexing.

3.1givenF3F4F9step 2.1step 2.2algebra

Let Ω=∑i=1d∣i⟩⊗∣i⟩. By [F4], J(Tt)≥0, and step 2.1 together with the quadratic remainder in [F9] gives J(Tt)=∣Ω⟩⟨Ω∣+tJ(L)+o(t). For every v⊥Ω, dividing ⟨v,J(Tt)v⟩≥0 by t>0 and taking t↓0 gives ⟨v,J(L)v⟩≥0. Put e=Ω/d, Q=I−∣e⟩⟨e∣, M=QJ(L)Q, z=QJ(L)e, and a=⟨e,J(L)e⟩∈R. Then M≥0, and the block decomposition relative to Ce⊕e⊥ is J(L)=M+∣e⟩⟨z∣+∣z⟩⟨e∣+a∣e⟩⟨e∣.

4.1step 3.1F3F4algebra

By [F3], write M=∑b=1q∣wb⟩⟨wb∣, where q=rank⁡M≤d2−1, absorbing each positive eigenvalue into its eigenvector. Define Lb by wb=∑i∣i⟩⊗Lb∣i⟩, and define K by k:=∑i∣i⟩⊗K∣i⟩=z/d+(a/(2d))Ω. Direct expansion of J(Θ)=∑ijEij⊗Θ(Eij) gives J(X↦LbXLb∗)=∣wb⟩⟨wb∣, J(X↦KX)=∣k⟩⟨Ω∣, and J(X↦XK∗)=∣Ω⟩⟨k∣. The latter two sum to ∣e⟩⟨z∣+∣z⟩⟨e∣+a∣e⟩⟨e∣. Equality of Choi matrices gives equality on every input matrix unit because its (i,j) block is Θ(Eij); linearity then gives equality on all matrices. Thus L(X)=∑bLbXLb∗+KX+XK∗.

5.1givenF2F8step 4.1algebra

Taking traces in step 4.1 and using finite cyclicity [F8] gives Tr⁡(X(K+K∗+∑bLb∗Lb))=0 for every X. Testing on all matrix units forces K+K∗+∑bLb∗Lb=0. Set H=(iℏ/2)(K−K∗); then H=H∗ and K=−12∑bLb∗Lb−iH/ℏ. Substitution into step 4.1 gives the finite GKSL form in [F2] with at most d2−1 jumps.

6.1F5∎

Conversely, [F5] gives a norm-continuous channel semigroup from every finite GKSL generator.

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Pinching raises finite entropy

Statement

Let H be a complex Hilbert space of finite dimension d≥1. Fix an ordered orthonormal basis (ea)a=1d of H and the unitary coordinate map U:H→Cd given by U(∑azaea)=(z1,…,zd). Represent each endomorphism A:H→H by UAU∗∈Md(C), using the same symbol for the operator and its matrix in these fixed coordinates. Let P0,…,Pr−1 be pairwise orthogonal projections, meaning Pj=Pj∗=Pj2 and PjPk=0 for j≠k, with r≥1 and ∑j=0r−1Pj=I. Define the pinching map Δ:Md(C)→Md(C) by Δ(X)=∑j=0r−1PjXPj. For every positive semidefinite trace-one matrix ρ∈Md(C), Δ is a finite channel and

S(Δ(ρ))≥S(ρ),

where S(ρ)=−kB∑λλlog⁡λ, the sum is over eigenvalues with multiplicity, 0log⁡0=0, the logarithm is natural, and kB>0 has units joule per kelvin. The theorem concerns only this finite pinching operation; it does not say that every channel increases entropy.

Facts & Assumptions

Given: A finite-dimensional complex Hilbert space with the fixed orthonormal coordinates in the Statement, the stated orthogonal projections, kB>0, and a positive semidefinite trace-one matrix ρ∈Md(C).

[A1]

The finite entropy supplier used below carries the full Axiom of Choice through its current trace-cross-log dependency closure (The Axiom of Choice). The phase-average and spectral calculations in this item use only finite sums; no stronger choice principle is introduced.

[F1]

Finite completely positive trace-preserving maps: a finite channel is completely positive and trace-preserving.

[F2]

Complete finite Choi-Kraus equivalence: a map with Kraus operators Pj is completely positive, and it is trace-preserving when ∑jPj∗Pj=I.

[F3]

Quantum spectral entropy and relative-entropy domains: for a positive trace-one matrix with eigenvalues λ, S(ρ)=−kB∑λλlog⁡λ, with zero terms interpreted as 0.

[F4]

Finite mixing, product entropy, and bipartite subadditivity: entropy is concave under finite mixtures of finite-dimensional density matrices, including rank-deficient inputs. The current draft has a hash-current Step 1 ready record after owner resolution, but has not received independent proof acceptance; this deduction is conditional on that exact finite-mixing clause and its stated Axiom of Choice.

[F5]

Finite matrix spectral and state calculus: finite Hermitian matrices have orthonormal spectral decompositions, and unitary conjugation preserves their eigenvalues.

[F6]

The complex exponential by its power series: for z∈C, exp⁡z is defined by its convergent complex power series and exp⁡0=1.

[F7]

Proof

1.1givenF1F2algebra

The map Δ has Kraus matrices Pj, and ∑jPj∗Pj=∑jPj=I. Therefore [F2] gives complete positivity and trace preservation, which is the channel property in [F1].

1.2givenF6F7F8algebra

Let ω=exp⁡(2πi/r) and V=∑j=0r−1ωjPj. By [F7], ωn=exp⁡(2πin/r) for positive integers n; for negative n, addition and exp⁡0=1 give the corresponding reciprocal identity. The kernel fact [F8] then gives ωr=1 and ωn≠1 for every integer n with 0<∣n∣<r. Orthogonality gives VV∗=V∗V=∑jPj=I, so V is unitary. For X∈Md(C), 1r∑k=0r−1VkXV−k=∑j,ℓ=0r−1(1r∑k=0r−1ωk(j−ℓ))PjXPℓ=∑jPjXPj=Δ(X), Indeed the inner sum is 1 when j=ℓ; otherwise q=ωj−ℓ satisfies qr=1 and q≠1, so ∑k=0r−1qk=(qr−1)/(q−1)=0. When r=1, there are no off-diagonal terms and the same identity holds.

2.1givenA1F3F4F5step 1.2algebra∎

Each VkρV−k has the same eigenvalues as ρ, by [F5], hence the same entropy by [F3]. Applying the finite-mixture concavity [F4] with equal weights 1/r and using step 1.2 gives S(Δ(ρ))≥r−1∑kS(VkρV−k)=S(ρ), conditional on [A1] and the stated draft supplier interface.

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Continuous finite GKSL channel propagators

Statement

Let I=[s0,s1]⊂R be a compact time interval in seconds, d≥1, H:I→Md(C) continuous with H(t)=H(t)∗ in joules, and La:I→Md(C) continuous with finite a=1,…,m in s−1/2. At each t∈I, form Lt by Finite GKSL generators and units. For every s≤t in I, the propagator Λ(t,s) solving

∂tΛ(t,s)=Lt∘Λ(t,s),Λ(s,s)=id⁡,

exists uniquely and is a finite channel. No semigroup law is asserted when t↦Lt varies.

Facts & Assumptions

Given: A compact interval I, continuous finite matrices H(t),La(t) with the stated units, and the induced finite-dimensional norm on linear maps.

[F1]

Finite GKSL generators and units: each fixed Lt has finite GKSL form.

[F2]

Finite GKSL generates CPTP semigroups: for finite dimension d≥1 and each fixed u, eτLu, defined by the operator-norm series, is a channel for every τ≥0.

[F3]

Channel duals and norm closure: compositions and norm limits of finite channels are channels.

[F4]

Finite completely positive trace-preserving maps: a finite channel is completely positive and trace-preserving.

[F5]

Every finite-dimensional normed space is Banach: every finite-dimensional normed space over R or C is complete.

[F6]

Riemann integration of continuous curves in a complete normed space, with the fundamental theorem of calculus and coefficient functionals: a continuous curve into a complete normed real vector space has a norm-Riemann integral with the usual norm bound, additive intervals, and an indefinite integral differentiable to the original curve.

Proof

1.1givenF1F5F6constructalgebra

Let E=End⁡C(Md(C)) with the induced map norm. It has finite complex dimension d4, so it is complete as a real normed space by [F5]. Set M:=sup⁡u∈I∥Lu∥<∞. For fixed s, define D0(t)=I and recursively Dn(t)=∫stLuDn−1(u) du for n≥1, using [F6]. Induction with the integral norm bound gives ∥Dn(t)∥≤Mn(t−s)n/n!; hence ∑n=0∞Dn(t) converges uniformly on [s,s1]. Calling its sum Λ(t,s), uniform convergence and boundedness of Lu allow passage through the integral, giving Λ(t,s)=I+∫stLuΛ(u,s) du. Also ∥Λ(u,s)∥≤eM(u−s).

1.2givenF2F3algebra

Let tj=s+j(t−s)/n be a uniform partition of [s,t] and freeze Lu to Ltj on each interval [tj,tj+1). The resulting propagator is the time-ordered composition e(t−tn−1)Ltn−1∘⋯∘e(t1−t0)Lt0. Each factor is a channel by [F2], and the composition is a channel by [F3].

2.1step 1.1F6algebra

By the fundamental theorem [F6], the integral equation in step 1.1 is differentiable and satisfies ∂tΛ(t,s)=Lt∘Λ(t,s), with Λ(s,s)=I. If another solution differs by D, then D(t)=∫stLuD(u) du. With C=sup⁡u∈[s,s1]∥D(u)∥<∞, repeated application of the integral norm bound gives ∥D(t)∥≤CMn(t−s)n/n! for every n≥0. This tends to zero, proving uniqueness.

3.1step 1.1step 1.2F3F4F6algebra∎

Let δn=sup⁡u∈[s,t]∥Lu(n)−Lu∥; uniform continuity gives δn→0. Subtract the integral equations for the frozen propagator Λn and Λ. For s≤u≤t, the norm difference is bounded by M∫su∥Λn(v,s)−Λ(v,s)∥ dv+δn(t−s)eM(t−s), using the bound in step 1.1. Iterating this scalar integral inequality yields ∥Λn(t,s)−Λ(t,s)∥≤δn(t−s)e2M(t−s)→0. The channel set is closed under this norm limit by [F3], so Λ(t,s) is a channel. For s=t it is I, also a channel.

5 · Examples, experiments and counterexamples

None yet.

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