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Hadamard subtraction and semiclassical model contracts

1 · Prerequisites

2 · Summary

3 · Logical flowchart

4 · Definitions, postulates, theorems and proofs

DefinitionDefinition: Literature-sourcedProof: Not applicableverified 2026-10-22 (gpt-6.1-sol)Open item page →

Curvature-squared counterterm variation tensors

Physical scope

Definitions of the two local curvature-squared tensor inputs used by the assigned effective semiclassical model. They specify a metric-variation convention and assert no field equation or solution.

Definition

Let (M,g) be a smooth Lorentzian four-manifold of signature (−,+,+,+). Use its unique torsion-free, metric-compatible connection ∇ and the curvature convention R(X,Y)Z=∇X∇YZ−∇Y∇XZ−∇[X,Y]Z. Define Rabcd in each chart by R(∂c,∂d)∂b=Rabcd∂a, and sum repeated indices; gab denotes the inverse matrix to gab. Then set Rabcd=gaeRebcd, Ric⁡bd=gacRabcd, S=gbdRic⁡bd, and Gab=Ric⁡ab−12Sgab using this convention. In a chart whose coordinates have units of length, use the positive metric volume density dvolg=∣det⁡(gab)∣1/2∣dx0 dx1 dx2 dx3∣.

A compactly supported inverse-metric variation is a smooth family of smooth Lorentzian metrics gϵ for ϵ in an open interval about 0, with g0=g, for which hab:=∂ϵgϵab∣ϵ=0 is a compactly supported smooth symmetric contravariant two-tensor. Every such hab is admissible for a sufficiently small parameter interval because Lorentzian signature is open and hab has compact support. For a smooth metric q, write the curvature-squared densities as LR2(q):=S[q]2 dvolq and LRic⁡2(q):=Ric⁡cd[q]Ric⁡cd[q] dvolq. Define the first variations by integrating their pointwise density derivatives at ϵ=0, not by subtracting possibly infinite total actions: δIR2[g;h]:=∫M∂ϵLR2(gϵ)∣0,δIRic⁡2[g;h]:=∫M∂ϵLRic⁡2(gϵ)∣0. These derivatives are smooth compactly supported densities determined only by g and h, even if gϵ−g is not compactly supported for nonzero ϵ. Indeed, in a chart each density coefficient is a smooth function of the inverse metric and its coordinate derivatives through order two on the open set of nondegenerate metrics. The parameter chain rule therefore makes its derivative at zero a finite linear combination, with smooth background coefficients, of hab and its coordinate derivatives through order two. Every such term vanishes outside supp⁡h. Smooth joint dependence allows the parameter and coordinate derivatives to commute, so no higher-order parameter terms of the family enter. This proves both compact support and independence of the chosen family with the same first inverse-metric derivative; integration of these compact densities is finite. In particular h=0 gives zero first variations. No finiteness of the actions at nonzero parameter, or compact support of their differences, is assumed or concluded.

For a particular model instance, supply smooth symmetric covariant two-tensors Hab(R2) and Hab(Ric⁡2) that satisfy, for every compactly supported inverse-metric variation, δIR2[g;h]=∫M∂ϵLR2(gϵ)∣0=∫MHab(R2)hab dvolg, δIRic⁡2[g;h]=∫M∂ϵLRic⁡2(gϵ)∣0=∫MHab(Ric⁡2)hab dvolg. The displayed positive signs, inverse-metric variation, and curvature convention fix the counterterm sign and normalization. In length coordinates both tensors have units m−4. This Definition specifies the selected tensors as model inputs and does not assert their existence for every possible background or any solution of a gravitational field equation.

Scope justification

The time orientation in The Riemann curvature operator and the derived Ricci, scalar and Einstein tensors can be supplied locally; no global time-orientability assumption is needed here. At each point choose a timelike tangent vector and extend its chart components constantly near that point. Smoothness of g makes this vector field timelike on a sufficiently small open neighborhood, where its cone selects a time orientation. Apply the supplier on each such neighborhood. Its unique torsion-free, metric-compatible connections agree on overlaps: each restricted connection satisfies those same two conditions for the restricted metric, regardless of which timelike cone was selected. They therefore define one global smooth connection. The displayed curvature operator, lowering and contractions then agree on overlaps as well, since they use only that connection and g, not the local cone selections. Thus the supplier's smooth tensor definitions apply to every background in this Definition, including backgrounds with no global time orientation. This local argument makes no simultaneous choice of a cone at every point.

DefinitionDefinition: Literature-sourcedProof: Not applicableverified 2026-10-22 (gpt-6.1-sol)Open item page →

Hadamard and renormalized stress contract

Physical scope

An input contract for a real free scalar Klein-Gordon field on a smooth globally hyperbolic Lorentzian four-manifold without boundary, with a supplied positive Hadamard state and a selected local, covariant, conserved stress prescription. It does not assert existence or uniqueness of such states or construct the local parametrix.

Definition

Let (M,g) be a Hausdorff, second-countable, oriented, time-oriented, globally hyperbolic smooth Lorentzian four-manifold without boundary, with signature (−,+,+,+). An orientation is a smooth choice of orientation in each tangent space, and a time orientation selects the future timelike cone. Use the causal-curve and J± conventions of Wavefront and positive-frequency Hadamard data: a future causal curve is a continuous map c:I→M on a real interval I, piecewise C1 on each compact subinterval with finitely many pieces there, and with nonzero future-directed causal tangent on each smooth piece; a past causal curve uses the opposite cone. If an endpoint belongs to I, its value is the continuous endpoint value. Then J+(p) consists of p and every q reached by a future causal curve c:[a,b]→M, a<b, with c(a)=p and c(b)=q, and J−(p)={q:p∈J+(q)}. Strong causality means every point has arbitrarily small neighborhoods that each causal curve meets in a connected parameter interval. Global hyperbolicity means strong causality and compact causal diamonds J+(p)∩J−(q). Fix a real scalar Klein-Gordon operator P=−gab∇a∇b+V, where ∇ is the Levi-Civita connection and V is a prescribed smooth real scalar of dimension m−2 in length coordinates. Use the canonical field length degree m−1 used for the framework's free scalar field, so its two-point distribution and subtraction kernel have length degree m−2. Supply the free-field ∗-algebra AP and its real test-function smearing map Φ:Cc∞(M;R)→AP; smearing uses dvolg. This is model input, not a field-algebra construction claim. In the massless minimally coupled collapse specialization, Specified late-time free-field collapse scattering model specifies bosonic Fock quantization, the smeared field operators, and the positive normalized state convention. A state ω is a positive normalized linear functional on AP, so ω(A∗A)≥0 and ω(1)=1. Its two-point distribution Wω∈D′(M×M), in the test-density convention, is defined by the pairings Wω(f,h)=ω(Φ(f)Φ(h)) for compactly supported smooth real tests f,h, extended complex linearly. Require PxWω=PyWω=0 and WF⁡(Wω)=Cg+, where Cg+ consists of pairs (x,ξ;y,−ζ) with nonzero future-null covectors ξ,ζ that are equal at a coincident point or are the metric-dual tangents, with a common positive scale, along one nonconstant future-directed null geodesic; the two base points need not be ordered along that geodesic. This is the positive-frequency Hadamard convention in Wavefront and positive-frequency Hadamard data, whose definition fixes this relation without a base-point order. WF⁡ records nonzero cotangent directions in which localized Fourier transforms fail rapid decay. The framework's massless, minimally coupled collapse scalar is one specialization; its Schwarzschild and scattering assumptions are not imposed on this general contract.

For each open convex normal neighborhood U⊂M (an open set such that for every p∈U the exponential map at p restricts to a diffeomorphism from a star-shaped open neighborhood of 0∈TpM onto U), supply a locally covariant Hadamard singular bidistribution Hμ for P. The scale μ>0 is fixed and has units m−1. “Hadamard singular bidistribution” here means the prescribed local, state-independent singular part determined by (g,P,μ), with Wω−Hμ∈C∞(U×U). The parametrix pieces, the bidifferential operators below, and their resulting coincident values must be compatible on overlaps. This is supplied data: the definition proves no parametrix construction or general existence theorem.

Supply a finite-order bidifferential operator Dab(x,y) which maps a smooth biscalar on U×U to a smooth covariant symmetric two-tensor at x; any coefficient bitensors and parallel transports needed to define its indices are part of the supplied operator. Also supply a smooth, symmetric, state-independent local curvature tensor Cab[g;μ,c], where c is the fixed list of finite renormalization conditions. “Local” means determined by the values of g, P, and their derivatives at the point, through finitely many curvature contractions; it has no state or distant-geometry dependence. Require local covariance: whenever ψ:(M,g)→(M′,g′) is a smooth embedding with ψ∗g′=g, preserves the time orientation, has causally convex image (every causal curve segment in M′ with endpoints in the image stays in the image), and preserves the prescribed scalar potential, V=ψ∗V′, compare prescriptions with the same scale μ and finite conditions c. Potential preservation is equivalently the operator identity P(ψ∗f)=ψ∗(P′f) for every f∈C∞(M′); the metric connection terms intertwine because ψ is an isometry. Require the assigned local kernels, bidifferential operators and curvature corrections on (M,g,P) to be the pullbacks of those on (M′,g′,P′). This requirement supplies no preferred state assignment. For stress expectations, compare supplied states only when their two-point distributions obey Wω=(ψ×ψ)∗Wω′, where this pullback is restriction to the open image followed by transport through ψ×ψ. Then the smooth-remainder formula below requires Tren[g,ω]=ψ∗Tren[g′,ω′]. No covariance equality between unrelated states or different potentials is imposed. Require conservation, ∇aTabren=0, with the index raised using gab.

Define the renormalized stress tensor by Tabren[g,ω](x):=lim⁡y→xDab(x,y)(Wω−Hμ)(x,y)+Cab[g;μ,c](x). The limit is taken inside a convex normal neighborhood. It exists because Wω−Hμ is smooth and Dab has finite order. In SI units and length coordinates x0=ct, the normalization of Dab is part of the chosen scalar-field prescription and its output, as well as Cab, has stress-energy units J m−3. No pointwise product of the singular distributions Wω and Hμ is taken.

PostulateStatement: Literature-sourcedProof: Not applicable‡ sources checked 2026-10-22Open item page →

Semiclassical equation with fixed counterterms and state

Physical scope

An adopted effective semiclassical scalar-field/gravity model on a specified smooth globally hyperbolic Lorentzian four-manifold, with fixed renormalized couplings, state, scale, and retarded prescription below a supplied cutoff. It asserts no solution existence, uniqueness, stability, order reduction, or backreaction history.

Postulate

Use SI units, a smooth globally hyperbolic Lorentzian four-manifold (M,g) without boundary of signature (−,+,+,+), and length coordinates x0=ct. Let Newton's gravitational constant G>0 have units m3 kg−1 s−2 and let c>0 have units m s−1. Use the curvature convention R(X,Y)Z=∇X∇YZ−∇Y∇XZ−∇[X,Y]Z and Ric⁡bd=gacRabcd, S=gbdRic⁡bd, and Gab=Ric⁡ab−12Sgab; thus S is the scalar curvature and Gab is the Einstein tensor in that convention. Use the positive Lorentzian volume density dvolg=∣det⁡(gab)∣1/2∣dx0 dx1 dx2 dx3∣. The framework uses the same SI meanings of G and c as its selected fixed-background free scalar-field model; no collapse geometry or scattering premise from that model is imposed here.

Select finite constants Λcc, αct, and βct, with units m−2, m2, and m2 respectively; Λcc is the cosmological constant. Fix a positive renormalization scale μ in m−1, finite renormalization conditions c, and a positive normalized state ω on the selected free scalar-field algebra, with Hadamard two-point distribution. Use the prescribed local stress tensor Tabren[g,ω], obtained by subtracting one state-independent Hadamard singular kernel from the state's two-point distribution, applying a finite-order bidifferential operator and adding the fixed local curvature correction. The tensors Hab(R2) and Hab(Ric⁡2) are the selected smooth symmetric tensors whose pairings with compactly supported inverse-metric variations give, with positive sign, the first variations obtained by integrating the pointwise derivatives of the scalar-curvature-squared and Ricci-squared densities at the reference metric. These are the compactly supported density derivatives specified by the variation-tensor definition; no finite total curvature action or finite-parameter action difference is required. Also fix a retarded boundary rule for selecting the state/source data on the modeled domain. A retarded Green operator for the selected Klein-Gordon operator P means a supplied linear map ER:C0∞(M)→C∞(M) satisfying both Green identities PERf=f=ERPf for every f∈C0∞(M) and supp⁡(ERf)⊆J+(supp⁡f), where J+(K) is the set of points reachable from K by future-directed causal curves. The retarded rule specifies the chosen ER and initial state data; no future boundary data are inferred from the equation. Let Ecut>0 joules be the chosen effective-model cutoff; its numerical value and admissible input domain are supplied with each model instance.

Adopt the equation Gab+Λccgab+αctHab(R2)+βctHab(Ric⁡2)=8πGc4Tabren[g,ω] on that domain, in the stated regime below Ecut. With Rabcd, S and Gab of units m−2 and the two H tensors of units m−4, every term has units m−2 in length coordinates; Tabren has SI stress-energy units J m−3. This is an adopted effective model equation. It does not assert that any solution exists, is unique or stable, or that it describes a given physical system.

Physics theoremStatement: Literature-sourcedProof: AI-generatedprecheck passverified 2026-10-22 (gpt-6.1-sol)Open item page →

State differences remove common local subtraction

Physical scope

A conditional identity for two Hadamard states on the same fixed smooth background under one identical local renormalization prescription. It does not assert independence of the absolute renormalized stress tensor from finite local curvature terms.

Statement

Let g be one fixed smooth globally hyperbolic Lorentzian four-metric and let ω1,ω2 be two positive Hadamard states for the same real scalar Klein-Gordon operator. Use one identical prescription: the same local parametrix Hμ, bidifferential operator Dab, scale μ, overlap convention, and state-independent curvature correction Cab. Then, on each convex normal neighborhood, Tabren[g,ω1]−Tabren[g,ω2]=lim⁡y→xDab(x,y)(Wω1−Wω2)(x,y), where the difference on the right is smooth and its coincidence limit exists. Adding the same state-independent local curvature tensor to both stress prescriptions leaves this difference unchanged.

Facts & Assumptions

Given: The same fixed metric, two positive Hadamard states for the same operator, and one common renormalization prescription as stated above.

[F1]

Hadamard and renormalized stress contract: for each Hadamard state the supplied local parametrix Hμ is state-independent, each remainder Wω−Hμ is smooth, Dab has finite order on smooth biscalars, and Tabren is the coincidence limit of Dab(Wω−Hμ) plus the same local tensor Cab.

[A1]

The two states use the same Hμ, Dab, μ, overlap convention, and Cab; this is the identical-prescription hypothesis in the Statement.

Proof

1.1givenF1A1algebra

For i=1,2, [F1] and [A1] give Wωi−Hμ∈C∞(U×U) on each prescribed neighborhood U. Their difference is therefore smooth: (Wω1−Hμ)−(Wω2−Hμ)=Wω1−Wω2. Since Dab is finite order and maps smooth biscalars to smooth tensor-valued functions, its application to this difference is smooth near the diagonal and has a coincidence limit.

2.1givenF1A1step 1.1algebra

Apply [F1] separately to both states and subtract. The common Cab cancels, and linearity of Dab gives Tabren[g,ω1]−Tabren[g,ω2]=lim⁡y→x(Dab(Wω1−Hμ)−Dab(Wω2−Hμ))=lim⁡y→xDab(Wω1−Wω2), where existence of the final limit follows from step 1.1.

3.1givenstep 2.1algebra∎

If a common state-independent local curvature tensor Kab[g] is added to both prescriptions, their difference becomes (Tren[g,ω1]+K[g])−(Tren[g,ω2]+K[g]), which equals the difference in step 2.1 by cancellation. This establishes only independence of common local additions to the difference, not independence of either absolute stress tensor.

5 · Examples, experiments and counterexamples

None yet.

Sources