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Vector Field Index Euler Characteristic and Poincare Hopf — Examples

1 · Prerequisites

2 · Summary

The examples test the sign conventions and the hypotheses of the index theory. The planar source, sink and saddle compute the local index in the simplest chart, the outward radial field on a disk verifies the boundary form of Poincare-Hopf in its basic case, and the odd sphere carries an explicit nowhere-zero field.

The counterexamples mark the load-bearing hypotheses: the inward radial field on an odd-dimensional ball shows that "nonzero on the boundary" cannot replace "strictly outward" in the boundary formula, and the closed interval shows that the odd-dimensional vanishing of the Euler characteristic needs closedness.

3 · Logical flowchart

4 · Definitions, theorems and proofs

None yet.

5 · Examples, counterexamples and false statements

ExampleConstruction: Literature-sourcedVerification: AI-adaptedOpen item page →

The hairy-ball theorem for even spheres

Example

Assume the Axiom of Choice (The Axiom of Choice) for the applications of Poincare-Hopf below.

Let m≥1 and M=S2m⊆R2m+1. Then χ(S2m)=1+1=2 (Euler characteristic of a compact manifold), so by A nowhere-zero vector field forces zero Euler characteristic no smooth vector field on S2m can be nowhere zero (A smooth vector field is a smooth section of the tangent bundle): every smooth field on an even-dimensional sphere has at least one zero. This recovers the classical hairy-ball theorem by the Euler-characteristic route rather than by the degree of the antipodal map.

Facts & Assumptions

Given: The even-dimensional sphere S2m⊆R2m+1, m≥1.

[F1]

H0(S2m;Q)≅Q, H2m(S2m;Q)≅Q and all other rational homology groups vanish (Homology of spheres).

[F2]

A closed manifold admitting a nowhere-zero smooth vector field has χ=0 (A nowhere-zero vector field forces zero Euler characteristic, Euler characteristic of a compact manifold).

Verification

1.1F1algebra

By [F1] the only nonzero rational Betti numbers of S2m are in degrees 0 and 2m, both equal to 1, so the alternating sum of the definition gives χ(S2m)=(−1)0⋅1+(−1)2m⋅1=2≠0.

2.1F2step 1.1algebra∎

If a smooth field on S2m were nowhere zero, [F2] would force χ(S2m)=0, contradicting step 1.1; hence every smooth vector field on an even-dimensional sphere has at least one zero.

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A nowhere-zero vector field on an odd sphere

Example

Let m≥1 and identify R2m with Cm. The field X(z):=iz=(iz1,…,izm) on the unit sphere S2m−1⊆Cm is a smooth vector field (A smooth vector field is a smooth section of the tangent bundle), tangent to the sphere because Re⁡⟨iz,z⟩=Re⁡(i∣z∣2)=0 on ∣z∣=1, and nowhere zero because ∣iz∣=1. Hence S2m−1 admits a nowhere-zero vector field, in agreement with χ(S2m−1)=0 (Homology of spheres). Under the Axiom of Choice (The Axiom of Choice), this also agrees with Closed odd-dimensional manifolds have zero Euler characteristic and Converse Poincare-Hopf for nowhere-zero fields; for m=1 this is the standard unit field on S1.

Facts & Assumptions

Given: The sphere S2m−1={z∈Cm:∣z∣=1}, m≥1, and the field X(z)=iz.

[F1]

The real inner product on Cm≅R2m is ⟨w,z⟩=Re⁡∑jwjzj‾, so ⟨iz,z⟩=Re⁡(i∣z∣2)=0 for every z.

[F2]

Sphere homology gives rational Betti numbers 1 in degrees 0 and 2m−1 and zero elsewhere, so χ(S2m−1)=1−1=0 (Homology of spheres, Euler characteristic of a compact manifold). The comparison with the general odd-dimensional and converse theorems is conditional on AC; the displayed sphere calculation uses no selection.

[F3]

A smooth base chart induces tangent-bundle coordinates, whose transition maps are smooth with smooth inverses (The induced tangent bundle chart, Tangent-bundle chart transitions are smooth with smooth inverses). Here the sphere has an explicit finite atlas, so the canonical bundle structure can be constructed without the countable-choice assumption in the general smooth-vector-field interface.

[F4]

A smooth curve through a point determines its tangent vector by its velocity (Curve contact classes are canonically isomorphic to derivation tangent vectors).

Verification

1.1F1algebra

The map z↦iz is R-linear, hence smooth, with ∣iz∣=∣z∣=1 on the sphere, so X is a smooth nowhere-zero map of the sphere to itself.

1.2F3construct

Put d=2m. The 2d hemispheres Uks={x∈Sd−1:sxk>0}, 1≤k≤d, s∈{−1,1}, have charts φks deleting coordinate k, with image the open unit ball and inverse inserting xk=s1−∣u∣2. They cover the sphere and have smooth transitions. Their induced bundle charts define a topology by pulling back Euclidean open sets; [F3] makes the definitions agree on overlaps. The bundle is Hausdorff: distinct base points are separated by inverse images of disjoint base neighbourhoods, and vectors over the same point are separated in one bundle chart. The inverse images of rational balls in these finitely many bundle charts give an explicitly countable basis. Thus [F3] supplies a smooth tangent-bundle structure without choice. Every other smooth base chart has compatible induced charts, so this is the canonical structure.

2.1F1F2F3F4step 1.1step 1.2algebra∎

For each z, the smooth curve t↦(z+tiz)/∣z+tiz∣ lies in the sphere and has velocity iz at zero by [F1], so [F4] makes X(z) a tangent vector. In a hemisphere chart, its bundle coordinates are (u,Dφks(X((φks)−1(u)))): the fibre part simply deletes coordinate k from i(φks)−1(u), hence is smooth. Therefore z↦(z,iz) is a smooth section of the canonical bundle constructed in step 1.2 and is nowhere zero by step 1.1. This proves the unconditional field claim, consistent with χ(S2m−1)=0 by [F2] and, under AC, with the converse of Poincare-Hopf.

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Source, sink and saddle indices on a surface

Example

Assume ACω (The Axiom of Countable Choice (ACω)) for the canonical smooth tangent-bundle structure.

On a chart of a surface identified with R2 consider the smooth vector fields (A smooth vector field is a smooth section of the tangent bundle) X1(x,y)=(x,y),X2(x,y)=(−x,−y),X3(x,y)=(x,−y). Each has its only zero at the origin, with linearizations I, −I and diag⁡(1,−1); by The index of a nondegenerate vector-field zero the indices are ind⁡0X1=sign⁡det⁡I=+1,ind⁡0X2=sign⁡det⁡(−I)=+1,ind⁡0X3=sign⁡det⁡diag⁡(1,−1)=−1. Thus the source and the sink of a surface field both have index +1, while the saddle has index −1, matching the circulation, source, sink and saddle pictures of the classical treatment.

Facts & Assumptions

Given: The plane R2 as a chart of a surface and the three displayed linear fields X1,X2,X3 on it.

[F1]

A zero of a smooth field is nondegenerate when its linearization DXp is invertible, and then it is isolated (Nondegenerate zero of a vector field, Isolated zero and local index of a vector field).

[F2]

A nondegenerate zero has index sign⁡det⁡(DXp)∈{+1,−1} (The index of a nondegenerate vector-field zero).

Verification

1.1F1algebra

The fields X1,X2,X3 are linear, so their derivatives at every point are the matrices I, −I and diag⁡(1,−1); each matrix is invertible, and Xi(u)=Aiu=0 has the unique solution u=0 since Ai is invertible, so the origin is the only zero of each field and it is nondegenerate.

2.1F2step 1.1algebra∎

The determinants are det⁡I=1, det⁡(−I)=(−1)2=1 and det⁡diag⁡(1,−1)=−1, so [F2] gives the displayed indices +1,+1,−1; in particular a source and a sink on a surface both contribute +1, and a saddle contributes −1.

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The outward radial field on a disk

Example

Assume the Axiom of Choice (The Axiom of Choice) for the applications of Poincare-Hopf below.

On the closed unit ball Dn=B‾2(0,1)⊆Rn, n≥1 (Euclidean spheres and closed balls as subspaces of Rn), the radial field X(u)=u points strictly outward along ∂Dn (Inward, outward, and boundary-tangent vectors) and has its only zero at the centre, nondegenerate with linearization In and index sign⁡det⁡In=+1 (The index of a nondegenerate vector-field zero). Since Dn is contractible, H0(Dn;Q)≅Q and all higher rational homology vanishes (Contractible nonempty spaces have the homology of a point), so χ(Dn)=1 (Euler characteristic of a compact manifold); the index sum +1 equals χ(Dn), verifying the boundary form Poincare-Hopf with outward-pointing boundary in the simplest case.

Facts & Assumptions

Given: The closed unit ball Dn⊆Rn, n≥1, and the radial field X(u)=u (A smooth vector field is a smooth section of the tangent bundle).

[F1]

At a boundary point u∈∂Dn the outward direction is the radial direction u, and X(u)=u has positive inner product with it (Inward, outward, and boundary-tangent vectors).

[F2]

A nondegenerate zero has index sign⁡det⁡(DXp) (The index of a nondegenerate vector-field zero).

[F3]

For a contractible space the rational homology is that of a point, so χ(Dn)=1, and the boundary form of Poincare-Hopf gives ∑pind⁡pX=χ(Dn) for a strictly outward field (Contractible nonempty spaces have the homology of a point, Euler characteristic of a compact manifold, Poincare-Hopf with outward-pointing boundary).

Verification

1.1F2algebra

The field X is linear with DXu=In, invertible at every point, so its only zero is the centre 0 and that zero is nondegenerate; by [F2] its index is sign⁡det⁡In=+1, so the index sum is +1.

2.1F1F3step 1.1algebra∎

On the boundary sphere the outward normal is the radial vector u, so ⟨X(u),u⟩=∣u∣2=1>0 and the field is strictly outward by [F1]; by [F3] the index sum equals χ(Dn), and the value +1 computed in step 1.1 matches χ(Dn)=1.

CounterexampleConstruction: Literature-sourcedVerification: AI-adaptedOpen item page →

An inward radial field violates the outward boundary formula

Statement refuted

Assume ACω (The Axiom of Countable Choice (ACω)) for the canonical smooth tangent-bundle structure and the cited local-index theorem.

The inward radial field on the closed unit ball shows that the conclusion of Poincare-Hopf with outward-pointing boundary fails if "strictly outward" is weakened to "nonzero on ∂M": on Dn=B‾2(0,1)⊆Rn with n≥3 odd, the field X(u)=−u is smooth and nonzero on ∂Dn but strictly inward there, its only zero is the centre with index sign⁡det⁡(−In)=(−1)n=−1 (The index of a nondegenerate vector-field zero), while χ(Dn)=1 (Contractible nonempty spaces have the homology of a point, Euler characteristic of a compact manifold). Hence ∑pind⁡pX=−1≠1=χ(Dn), so "nonzero on the boundary" is not enough.

Facts & Assumptions

[F1]

At a boundary point u∈∂Dn the outward direction is the radial vector u; the field X(u)=−u has ⟨X(u),u⟩=−1<0, so it is nonzero but strictly inward (Inward, outward, and boundary-tangent vectors).

[F2]

The linear field X(u)=−u has linearization −In and the only zero 0, nondegenerate, with index sign⁡det⁡(−In)=(−1)n (The index of a nondegenerate vector-field zero).

Counterexample

1.1F1F2algebra

The field X(u)=−u is linear with derivative −In everywhere, so its only zero is the centre 0 and it is nondegenerate there with index (−1)n=−1 because n is odd; on the boundary sphere ⟨X(u),u⟩=−1<0, so X is nonzero but strictly inward.

2.1F3step 1.1algebra∎

On the other hand χ(Dn)=1 by [F3], so the index sum −1 differs from χ(Dn)=1; therefore the conclusion of the boundary form of Poincare-Hopf fails for this field even though it is nonzero on the boundary, and the outwardness hypothesis of Poincare-Hopf with outward-pointing boundary is load bearing.

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An interval has nonzero Euler characteristic despite being odd-dimensional

Statement refuted

Assume the Axiom of Choice (The Axiom of Choice) for the applications of Poincare-Hopf below.

The closedness hypothesis in Closed odd-dimensional manifolds have zero Euler characteristic cannot be dropped: the closed interval [0,1] (Intervals of R: the nine order-convex forms, nondegeneracy, and length) is a compact smooth 1-manifold with boundary, of odd dimension, and χ([0,1])=1≠0, because [0,1] is contractible, so H0([0,1];Q)≅Q and all higher rational homology vanishes (Contractible nonempty spaces have the homology of a point, Euler characteristic of a compact manifold). The boundary form Poincare-Hopf with outward-pointing boundary is consistent with this: the outward field X(t)=t−12 has its only zero at t=12, nondegenerate with linearization 1 and index +1 (The index of a nondegenerate vector-field zero), so its index sum 1 equals χ([0,1]), exactly as the outward-boundary formula requires.

Facts & Assumptions

Given: The closed interval [0,1] as a compact smooth 1-manifold with boundary (Intervals of R: the nine order-convex forms, nondegeneracy, and length), and the field X(t)=t−12.

[F1]

A contractible nonempty space has the rational homology of a point, so H0([0,1];Q)≅Q, all higher groups vanish, and χ([0,1])=1 (Contractible nonempty spaces have the homology of a point, Euler characteristic of a compact manifold).

[F2]

The field X(t)=t−12 is strictly outward on ∂[0,1] at the endpoint 1 (where X(1)=12>0, pointing out of [0,1]) and strictly outward at the endpoint 0 (where X(0)=−12<0, pointing out of [0,1]); its only zero is t=12, nondegenerate with index sign⁡det⁡(1)=+1 (The index of a nondegenerate vector-field zero, Inward, outward, and boundary-tangent vectors).

[F3]

The outward-boundary form of Poincare-Hopf applies to this smooth field and gives ∑pind⁡pX=χ([0,1]), i.e. 1=1 (Poincare-Hopf with outward-pointing boundary).

Counterexample

1.1F1algebra

The interval [0,1] has dimension one, which is odd, but by [F1] its Euler characteristic is χ([0,1])=1≠0; thus the conclusion of the odd-dimensional vanishing fails as soon as the closedness hypothesis is dropped.

2.1F2F3step 1.1algebra∎

The standard outward field X(t)=t−12 has the single nondegenerate zero t=12 of index +1 by [F2], so its index sum is 1=χ([0,1]) and the outward-boundary formula remains true here; the interval therefore refutes only the closedness hypothesis of the odd-dimensional corollary, not the boundary form itself.

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