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Kauffman bracket state sum and the Jones polynomial
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2 · Logical flowchart
3 · Definitions, theorems and proofs
Kauffman bracket smoothing and loop value
Definition
Let be an indeterminate and let be the Laurent polynomial ring in . A nonempty unoriented regular link diagram is the finite planar projection and over/under data of a regular oriented link diagram after its strand arrows are forgotten. Its finite crossing set is denoted , and at least one closed component is required. The empty link diagram is outside this definition.
At a crossing use the following local chart: the over-strand runs from the southwest endpoint to the northeast endpoint and is drawn continuously over the under-strand, which runs from northwest to southeast with a gap at the intersection. Horizontal-right followed by vertical-up is the positive orientation of this displayed chart. In this chart the A-smoothing joins the two left endpoints and joins the two right endpoints; the B-smoothing joins the two top endpoints and joins the two bottom endpoints. These labels are attached to this displayed chart and are transported by orientation-preserving changes of local coordinates. Thus turning right from an entering underpassing half-strand gives the A-smoothing.
For a state , let and be the numbers of A- and B-smoothings, and let be the number of closed circles in the crossingless diagram obtained by performing all smoothings. Set and define the Kauffman bracket of by Because is nonempty, every complete smoothing has , so the loop exponent is nonnegative. A crossingless -component unlink with has bracket .
Definition references
Regular oriented link diagrams
Planar isotopy of link diagrams
Kauffman, An Invariant of Regular Isotopy (1990), §III, printed pp. 430–432
Kauffman, Combinatorial Knot Theory and the Jones Polynomial (2022), §2
Roberts, Knots Knotes (1999), §§4.1 and 4.3
Funar, A Crash Course in Quantum Invariants of Knots and 3-Manifolds, Chapter 3, §1.1
Facts & Assumptions
Given: A nonempty unoriented regular link diagram with finite crossing set .
A regular oriented link diagram has finitely many transverse double points, no triple points, and an over/under datum at every crossing; forgetting the strand arrows leaves the input used here (Regular oriented link diagrams).
A planar isotopy is an orientation-preserving smooth family of planar diffeomorphisms that transports the diagram and its over/under data and creates or deletes no crossings (Planar isotopy of link diagrams).
Proof
Since is finite by [F1], the set of all functions is finite with exactly elements. Each state replaces every crossing in a finite collection of disjoint crossing disks by one of the two specified pairings. The resulting finite 1-manifold has at least one circle because the input diagram has at least one component. Hence each term is a defined Laurent polynomial.
The displayed sum is indexed by the set of states itself, so reordering a list of crossings merely gives a bijective reindexing of the same finite sum. By [F2], a planar isotopy carries crossings, local charts, states, and resulting circles bijectively to those of the isotoped diagram, preserving , , and . Therefore the formula is well-defined on planar-isotopy classes and is choice-free.
Kauffman bracket state sum
Definition
The input is a nonempty unoriented regular link diagram : a finite immersed planar projection of one or more circles with finitely many transverse double points, no triple points, and over/under data at each double point. Let be its finite crossing set. At each crossing take the local chart in which the over-strand runs southwest to northeast and is drawn continuously over the under-strand, which runs northwest to southeast with a gap at the intersection. The A-smoothing joins the two left endpoints and the two right endpoints, with weight ; the B-smoothing joins the two top endpoints and the two bottom endpoints, with weight . These labels are transported with orientation-preserving changes of local coordinates. Put . The output is the Laurent polynomial .
- Set an accumulator in .
- For each function , smooth every crossing according to , obtaining a crossingless diagram with circles. Count the A- and B-smoothings as and , and replace
- Return after all states have been processed.
The input is a mathematical diagram object, not a serialized string. The procedure specifies no parsing or malformed-string rejection behavior. Since the diagram has at least one component, every complete smoothing has and every exponent of is nonnegative.
Definition references
Kauffman bracket smoothing and loop value
Kauffman, An Invariant of Regular Isotopy (1990), §III, printed pp. 430–432
Kauffman, Combinatorial Knot Theory and the Jones Polynomial (2022), §2
Roberts, Knots Knotes (1999), §4.3
Funar, A Crash Course in Quantum Invariants of Knots and 3-Manifolds, Chapter 3, §1.1
Kauffman bracket R2 and R3 identities
Statement
Let be an indeterminate and . In a vertical -strand braid box whose longitudinal parameter increases from bottom to top, let be the straight tangle and, for , let be the cup-cap tangle with a cap at the top and a cup at the bottom on strands , and straight strands elsewhere. Each closed loop has value . For the positive crossing, use positive projection coordinates , with longitudinal and transverse, and over and under tangent vectors and for . Transport the source chart by : its A-smoothing is the left/right pairing with coefficient , giving , and its B-smoothing is the top/bottom pairing with coefficient , giving . Set For the opposite crossing, the smoothings exchange their through and cup-cap pairings; set Then , and for adjacent strands Consequently the bracket is unchanged by every local Reidemeister II or III replacement; arbitrary strand orientations do not change these unoriented tangle identities.
The picture names the cap, cup, and through strand that define ; the algebraic equalities above are proved below without using the picture as an inference.
Statement references
Facts & Assumptions
Given: A regular link diagram with one of the local R2 or R3 replacements described in the statement.
In the source crossing chart, the A-smoothing has weight , the B-smoothing has weight , and a closed trivial loop has value (Kauffman bracket smoothing and loop value).
The identity is the vertical through tangle; is the cap on top and cup on bottom, stacking removes loops with coefficient , and the stacking product is associative and bilinear (Temperley–Lieb planar diagram data and endomorphism modules, Stacking is associative and horizontal juxtaposition is strict monoidal).
The generators satisfy , , , and distant generators commute (The elementary diagram generators satisfy the local Temperley–Lieb relations).
R2 creates or deletes two opposite crossings, and every allowed R3 has a strict height order with the cyclic over/under pattern excluded (Oriented Reidemeister moves).
Proof
Use source coordinates with their standard positive orientation and positive projection coordinates on the braid box. For , the map has determinant . It sends the source over direction to and the source under direction to , whose determinant is . The source left/right pairs have constant , hence constant braid position and give the through pairing ; the source top/bottom pairs have constant , hence constant braid time and give the cup-cap . The displayed page coordinates reverse the positive projection orientation; their visual quarter-turn is not the orientation comparison. For the opposite crossing, rotating the source chart by a positive quarter-turn exchanges the two endpoint pairings, so its A/B smoothings are respectively and . By [F1] these expansions are and . Using [F2] and [F3], The same multiplication in the other order gives , since both factors are polynomials in . Thus the two opposite crossings in an R2 pair cancel in either order.
Put and . Expanding and using [F3] gives while interchanging and gives Their difference is . Hence the two sides of the braid-like R3 move have equal bracket operators.
Near the three-strand event, choose a linear longitudinal coordinate nonzero on each of the three tangent lines, shrink the event disk, and orient the unoriented local tracks in its increasing direction. All three tracks are then monotone; these temporary arrows do not affect the bracket. Label the tracks at the incoming end. The two R3 sides meet their pairs in orders and , and a strict height order permits exactly the exponent triples . The triples and would require a cyclic height order. Put and . Besides from step 1.2 and its inverse from step 1.1, the four needed identities are The first follows by multiplying on the left by and on the right by ; the second follows by multiplying on the left by and on the right by ; the last two are their inverses. Thus each of the six height orders gives equality with exactly its actual over/under choices. For R2, choose a longitudinal coordinate along the common tangent at the bigon event, shrink the disk, and temporarily orient both tracks increasingly; the two local crossings have opposite types and cancel by step 1.1. Reversing any original strand arrow leaves all smoothing weights unchanged. Adjoining the unchanged exterior tangle and closing its boundary preserves these equalities: expand each crossing into its two smoothings, use bilinearity, and evaluate each resulting crossingless closed diagram with one factor per circle as in [F2]. This gives equal sums on the two sides. Every complete smoothing of the nonempty diagram has , and is nonzero in the integral domain ; hence these sums are and . Cancelling proves , so every R2/R3 variant preserves the bracket.
Kauffman bracket state-sum procedure properties
Statement
Let be an indeterminate and let be a typed nonempty unoriented regular link diagram with finite crossing set . At each crossing use the chart with the over-strand southwest-to-northeast: A joins the left endpoints and the right endpoints with weight , while B joins the top endpoints and bottom endpoints with weight . The Kauffman bracket state-sum algorithm terminates after exactly state visits and returns where and count the two smoothing types and counts the circles in the smoothed diagram. The algorithm takes a mathematical diagram as input and makes no claim about parsing strings or rejecting malformed encodings.
Statement references
Facts & Assumptions
Given: A typed nonempty unoriented regular link diagram with finite crossing set .
The algorithm initializes , visits once each function , adds , and returns the final accumulator, with (Kauffman bracket state sum).
The input diagram has at least one closed component, so every complete smoothing has at least one circle and every term is a Laurent polynomial (Kauffman bracket state sum).
Proof
If , every state is a function from a -element set to a two-element set, so the state set has exactly elements. This is finite, including the case , where there is exactly one empty assignment. The algorithm processes every such function once and has no other loop.
For each visited state, the prescribed smoothing produces a finite crossingless union of circles. By [F2], is a nonnegative integer, so is defined in . After any initial segment of the visits, the accumulator is the sum of exactly the terms already visited, by induction on the number of updates. After all visits it is the displayed state sum, which is returned. Therefore execution terminates with exactly the asserted output.
Kauffman bracket curl and writhe correction
Statement
Let be an indeterminate and let be a nonempty regular oriented link diagram in an oriented -sphere. Fix a unit viewing normal and orient its projection plane so is positive exactly when is positive in the ambient -space. At each crossing define from the oriented projected tangents, and set . With , adding a positive type-I kink multiplies the raw bracket by and increases writhe by ; adding a negative type-I kink multiplies it by and decreases writhe by . Deleting either kink multiplies by the reciprocal factor. Consequently is unchanged by every oriented type-I, type-II, and type-III Reidemeister move and by planar isotopy.
Statement references
Facts & Assumptions
Given: A nonempty regular oriented link diagram and a type-I, type-II, or type-III move applied to it.
In the positively oriented chart with over-strand southwest–northeast, the A-smoothing pairs left endpoints and right endpoints, while the B-smoothing pairs top endpoints and bottom endpoints. A crossing contributes for its A-smoothing and for its B-smoothing; a state with circles contributes the factor , and (Kauffman bracket smoothing and loop value).
The total writhe is the sum of the signs ; the positive Artin half twist has sign (Oriented crossing signs, diagram writhe, and blackboard framing).
A type-I kink creates or deletes one crossing of either sign; type II creates or deletes two crossings of opposite signs; type III preserves the signs of its three crossings (Oriented Reidemeister moves).
The raw bracket is unchanged under every R2 and R3 local replacement (Kauffman bracket R2 and R3 identities).
Proof
Label the crossing ports northwest , northeast , southeast , and southwest , in the chart of [F1]. The over-strand joins to and the under-strand joins to . For the left exterior cap the remaining ports are . Orient its through strand from to : it traverses the over-strand northeast to southwest, then the cap, then the under-strand northwest to southeast. The tangent vectors may be taken as and , whose determinant is . This is a positive kink. The A-pairing closes one additional circle against the cap; the B-pairing gives just the through arc. Hence its bracket factor is . Reversing the component negates both tangent vectors and preserves the determinant.
For the top exterior cap the remaining ports are . Orient its through strand from to : it traverses the over-strand southwest to northeast, then the cap, then the under-strand northwest to southeast. The tangent vectors and have determinant , so this is a negative kink. Here the A-pairing gives only the through arc, while the B-pairing closes one additional circle. Its factor is . The right and bottom cap cases are the respective -degree rotations; orientation-preserving chart changes and reversal of the component preserve the calculation. These are all oriented type-I variants. The calculation is inside the move disk and permits every exterior connectivity and any additional components. Deletion uses the reciprocal Laurent-unit factor.
The positive kink changes writhe from to , and the negative kink changes it to . Their respective normalized values are and Thus both type-I additions and their inverse deletions preserve .
A type-II move creates or deletes two opposite signs, and a type-III move preserves all three signs, so writhe is unchanged. Their raw bracket is unchanged by [F4]. Planar isotopy transports the determinant crossing signs, smoothing states and state-circle counts bijectively. Therefore it preserves both factors of , and the normalized value is invariant under every listed move.
Hecke–bracket trace dictionary and local descent
Statement
Let be an indeterminate, , , , , and . For a nonempty regular diagram , define by summing its crossing smoothings with weights and and the factor for a state with circles. Let be the -strand Artin braid group with positive geometric generators (label passes below the midpoint and label passes above), drawn with braid parameter increasing from bottom to top; let be the homomorphism . Let be the type-A Hecke algebra with generators , quadratic relation , braid relations, and distant commutation; let send to . Its normalized Markov trace satisfies , cyclicity, tower restriction, and . Let be the noncrossing pairing algebra with loop value , and let be the unnormalized trace, where is the number of circles after joining corresponding top and bottom endpoints outside the rectangle; set . For , , orient its closure in the braid direction. Under the specialization , of the Hecke tower, one has The identity gives bracket value on the one-strand identity closure. Its positive and negative Markov stabilizations multiply the raw bracket by and , respectively.
Statement references
Facts & Assumptions
Given: , an -strand braid , the Laurent coefficient ring , and the definitions and relations named below.
A crossing in the source chart is the A-smoothing with coefficient plus the B-smoothing with coefficient , and the loop value is (Kauffman bracket smoothing and loop value).
The positive geometric half twist has the explicit diamond path with label passing below the midpoint and label above it; the reflected path is its inverse (The elementary geometric half twist, its support disc, and its opposite).
is generated by with the Artin braid and distant-commutation relations, and the closure joins corresponding top and bottom endpoints with the strand orientations respected (The braid group by Artin presentation, The closure of a geometric braid).
The vertical identity diagram has through strands; has a top cap and bottom cup at positions ; stacking removes each closed loop with coefficient (Temperley–Lieb planar diagram data and endomorphism modules).
The generators satisfy , , , and distant commutation (The elementary diagram generators satisfy the local Temperley–Lieb relations).
The local crossing operators satisfy R2 cancellation and the R3 braid identity in the declared source chart (Kauffman bracket R2 and R3 identities).
The unnormalized diagram closure trace is cyclic, , and ; when is a unit, (Unnormalized diagram closure and partial trace, Diagram closure trace is cyclic and satisfies the tower rules).
The Hecke tower has quadratic relation , and its Ocneanu trace satisfies the tower restriction, cyclicity, and (The Markov trace on the type-A Hecke tower, The Ocneanu Markov trace exists and is unique).
The assignment is a group homomorphism to Hecke units, and (The Hecke generators satisfy the Artin relations and are units).
The Hecke tower has the decomposition as an -bimodule (The Hecke tower is free over the previous level).
The exponent sum is a homomorphism with (The exponent sum of a braid).
Proof
Use source coordinates with their standard positive orientation and positive projection coordinates on the braid box. For , the map has determinant . It sends the source over direction to and the source under direction to , whose determinant is . The source left/right pairs have constant , hence constant braid position and give the through pairing ; the source top/bottom pairs have constant , hence constant braid time and give the cup-cap . The displayed page coordinates reverse the positive projection orientation; their visual quarter-turn is not the orientation comparison. Thus its two smoothings are with weight and with weight . For the opposite crossing the pairings exchange. Hence the local operators are The relations [F5] and [F6] show these operators satisfy the Artin relations and are mutual inverses; distant generators commute by [F5].
Define and . With and , direct multiplication gives The braid and distant-commutation relations for follow from [F5] and step 1.1. Under the coefficient map given by and , the assignment therefore defines a compatible homomorphism from the specialized Hecke tower to the Temperley--Lieb diagram algebras. For a braid word, this map sends to the product of the corresponding .
The element is a unit in and is therefore a unit. Set . By [F7], , , and is cyclic. Since , the last closure rule of [F7] gives Thus satisfies all specialized Markov-trace rules, where .
The decomposition in [F10] is a direct sum of modules spanned by disjoint subsets of the Hecke standard basis. Under , that basis remains a basis, so for the specialized tower still has . Any specialized Markov trace is therefore determined by its restriction to : restriction determines the first summand, while cyclicity and the Markov rule force on every product in the second summand. Starting at , induction proves uniqueness, without dividing by any specialized parameter. The scalar extension of the Ocneanu trace exists by [F8], so the trace in step 3.1 equals that specialized trace.
Expand each crossing of by or and close the resulting Temperley–Lieb diagrams. The unnormalized trace counts each closed state circle with a factor , whereas the bracket state sum counts it with ; hence Since and , multiplying along an Artin word gives . Step 4.1 now gives the displayed trace identity.
The closure of the identity in has one circle; the state sum gives , and its trace expression gives . For positive stabilization, the Markov trace factor is , so the bracket formula changes by For negative stabilization, [F9] and [F8] give trace factor the bracket formula changes by This proves the unknot value and both stabilization normalizations.
The normalized bracket is an oriented link invariant
Statement
Assume the Axiom of Countable Choice. Let be an indeterminate and let be a nonempty regular oriented link diagram in an oriented -sphere. Fix a unit viewing normal and orient the projection plane so is positive exactly when is positive in the ambient -space. At each crossing define from the oriented projected tangents and set . At each crossing use the local source chart in which the over-strand runs southwest to northeast; the A-smoothing joins the left endpoints and the right endpoints with weight , and the B-smoothing joins the top endpoints and the bottom endpoints with weight . Labels are transported by orientation-preserving changes of local coordinates. Let be the finite crossing set. A state is a map ; let and count its A- and B-smoothings, and let be the number of circles after all crossings are smoothed. Set Define where is the sum of the determinant signs of its oriented crossings. If two such diagrams represent ambient-isotopic oriented links, their values are equal. Thus defines an invariant of nonempty oriented links.
Statement references
Facts & Assumptions
Given: The Axiom of Countable Choice and two nonempty regular oriented diagrams of ambient-isotopic oriented links.
The Axiom of Countable Choice is the assumption (The Axiom of Countable Choice ()).
The normalized bracket is unchanged by planar isotopy and every oriented R1, R2, or R3 move (Kauffman bracket curl and writhe correction).
Under , two ambient-isotopic regular oriented link diagrams are connected by a finite sequence of planar isotopies and oriented Reidemeister moves (Reidemeister's theorem for oriented diagrams).
Every oriented link may be moved off the point at infinity into , and the directions giving regular projections are dense in (Oriented links in the three-sphere and ambient isotopy, Existence of regular projections).
Proof
By [F1], each planar isotopy and each oriented Reidemeister move in a finite sequence preserves the normalized bracket value. Repeated equality along a finite sequence therefore preserves .
By [A1] and [F2], the two given diagrams are joined by such a finite sequence. Applying step 1.1 to that sequence gives equal normalized bracket values. By [F3], every nonempty oriented link has a regular diagram. Hence defines a value on every nonempty oriented link type.
The bracket state sum matches the library Jones specialization
Statement
Assume the Axiom of Choice. Let and be formal variables and a nonempty oriented link, and let be any regular oriented diagram representing . At each crossing of use the source chart with over-strand southwest-to-northeast: A joins left and right endpoints with coefficient , and B joins top and bottom endpoints with coefficient . A state assigns one smoothing at every crossing; let and count these choices and count the resulting circles. Fix a unit viewing normal and orient the projection plane so is positive exactly when is positive in the ambient oriented -sphere. Define This value is independent of the chosen regular oriented diagram of . For an -strand braid whose oriented closure is , let be the homomorphism , where is the positive geometric Artin half twist. Let be the type-A Hecke algebra with generators , quadratic relation , braid relations, and distant commutation, and let . Its normalized Markov trace satisfies , cyclicity, tower restriction, and . Define the library Jones value by where . With , these values satisfy
Statement references
Hecke-trace Jones specialization
Braid closure trace dictionary
Kauffman, An Invariant of Regular Isotopy (1990), §§III and VI
Kauffman, Combinatorial Knot Theory and the Jones Polynomial (2022), §2
Roberts, Knots Knotes (1999), §§4.1–4.4
Funar, A Crash Course in Quantum Invariants of Knots and 3-Manifolds, Chapter 3, §§1.1–2.3
Facts & Assumptions
Given: Full AC, a nonempty oriented link , a braid closure of , and the two polynomial constructions in the statement.
Full AC means that every family of nonempty sets has a choice function (The Axiom of Choice).
Full AC implies countable choice (AC implies DC implies countable choice).
The positive Artin half twist has determinant crossing sign ; the opposite reflected half twist exchanges over and under and has sign (Oriented crossing signs, diagram writhe, and blackboard framing, The elementary geometric half twist, its support disc, and its opposite).
The braid exponent sum is additive, with and (The exponent sum of a braid).
For every braid closure, the normalized bracket satisfies and its value is independent of the regular diagram under AC (The normalized bracket is an oriented link invariant).
For every -braid, the raw bracket has the trace expression (Hecke–bracket trace dictionary and local descent).
The library Jones value is invariant under braid equivalence and Markov moves under full AC, and is given by the trace formula in the Statement (The Hecke trace construction is an oriented link invariant, The Temperley-Lieb quotient and the Jones specialization).
Every nonempty oriented link has a braid closure under full AC (Alexander's theorem: every link is a closed braid, The closure of a geometric braid).
Every element of is represented by a finite word in the Artin generators and their inverses; each letter is one geometric half twist or its opposite, and the closure joins the braid endpoints (The braid group by Artin presentation, The elementary geometric half twist, its support disc, and its opposite, The closure of a geometric braid).
Proof
A closed braid diagram has one crossing for each letter in a finite Artin word and no crossings at its closure arcs. Each positive generator contributes to writhe by [F2]. In the reflected inverse half twist, the over- and under-strands exchange while their oriented projected tangent vectors retain their respective directions; exchanging the two vectors negates their determinant, so each inverse generator contributes . Summing over the word and using the homomorphism in [F3] and the finite word representation in [F8] gives
Put and . Then . By [F5] and step 1.1, This is exactly the library trace normalization with and from [F6]. Thus the two constructions agree on every braid closure.
Put , as in [F5]. The target coefficient ring in [F6] is . The substitution , defines a ring map . It is injective because distinct Laurent powers map to distinct Laurent monomials , and the localization denominator maps to the unit . Hence the equality from step 2.1 is an equality in , with , rather than only after embedding the two values in a larger ring.
By [A1] and [F1], full AC supplies the countable-choice hypothesis of [F4]. By [F7], choose a braid closure for the given nonempty link . The calculation in step 2.1 and its ring identification in step 3.1 prove equality on that closure; the invariance in [F4] and [F6] makes both values independent of the chosen regular diagram and braid representative. Therefore for every nonempty oriented link.
4 · Examples, counterexamples and false statements
None yet.
Sources
- Louis H. Kauffman, An Invariant of Regular Isotopy, Transactions of the AMS 318(2) (1990), §III, printed pp. 430–432
- Louis H. Kauffman, Combinatorial Knot Theory and the Jones Polynomial, arXiv:2204.12104v2, §2
- Justin Roberts, Knots Knotes, §§4.1 and 4.3, printed pp. 21 and 24–25
- François Funar, A Crash Course in Quantum Invariants of Knots and 3-Manifolds, Chapter 3, §1.1
- Justin Roberts, Knots Knotes, §4.1, printed pp. 21–22
- François Funar, A Crash Course in Quantum Invariants of Knots and 3-Manifolds, Chapter 3, §1.2
- Justin Roberts, Knots Knotes, §4.3, printed pp. 24–25
- Louis H. Kauffman, An Invariant of Regular Isotopy, §§III and VI, printed pp. 430–432 and 466–469
- Justin Roberts, Knots Knotes, §§4.1 and 4.3, printed pp. 21–22 and 24–25
- Justin Roberts, Knots Knotes, §§4.1–4.4, printed pp. 21–26
- François Funar, A Crash Course in Quantum Invariants of Knots and 3-Manifolds, Chapter 3, §§1.1–2.3
- Louis H. Kauffman, An Invariant of Regular Isotopy, Transactions of the AMS 318(2) (1990), §§III and VI, printed pp. 430–432 and 466–469