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Zero traces and the Conway nonsliceness theorem — Examples and Counterexamples
1 · Prerequisites
- Abelian Categories
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- Zero traces and the Conway nonsliceness theorem
2 · Logical flowchart
3 · Definitions, theorems and proofs
None yet.
4 · Examples, counterexamples and false statements
The unknot zero-trace and a dualizable cancellation diagram
Example
Assume countable choice. Let be the standard unknot. Its zero-trace is diffeomorphic to and embeds in the standard as a tubular neighborhood of an unknotted . It also has the following dualizable-link description: take a dotted unknot and two zero-framed meridian circles at distinct points of , with their normal spanning disks disjoint. Then and are meridional pairs, , and cancelling either meridional – pair leaves the zero-framed unknot trace.
Example references
Facts & Assumptions
Given: Countable choice, the standard unknot , and the framed link described in the Example.
Countable choice, written , is The Axiom of Countable Choice ().
Smooth zero-trace of a knot: is obtained by attaching a single zero-framed -handle to along .
Dualizable framed handle link: a dotted represents a -handle, and the meridional sublinks and zero mutual linking are the dualizability conditions.
Handle cancellation: a -handle and -handle with one transverse attaching/belt-sphere intersection cancel, transporting remaining attaching data.
A knot is smoothly slice exactly when its zero-trace embeds in : a smooth slice disk for gives a smooth embedding of in .
Handle slide of one k handle over another and Handle slides preserve the relative diffeomorphism type: a framed band sum with a signed framed parallel is an allowed -handle slide and preserves the diffeomorphism type, carrying the other attaching data along.
Proof
The standard spanning disk for in is a smooth proper slice disk. By [F4], its zero-trace embeds smoothly in .
Write the standard -handle as the rounded product , with . Its product attaching region is . A section pushoff for bounds in the other boundary face, so the product framing is the zero framing of [F1]. Attaching the second product by this framing glues the two first-factor disks along their boundaries without twisting the second factor. After rounding, the result is .
Each of and bounds its chosen normal disk meeting the core once, so both indicated sublinks are a knot and its meridian. The disks are disjoint, so and have zero linking number. Their framings are zero by the stated preferred-longitude pushoffs. Thus satisfies [F2].
In the round model , take the standard equatorial sphere . The constant vectors are tangent to at every point of this sphere and orthogonal to its tangent plane, so they form its normal frame. Explicitly, for small , the map is a product tubular embedding. Its image is an unknotted-sphere neighborhood diffeomorphic to , hence gives the stated embedding of .
Put in its standard planar position, with spanning disk , and carry the two small normal meridians along it. Along an arc of between their base points, the normal circles sweep a product annulus. Replace its boundary by a close zero-framed parallel toward , so the annulus misses the retained . The annulus meets in its inward longitudinal arc. Take a narrow strip about that arc joining its two boundary circles. Slide over the oppositely oriented along this strip, with the product framing, as permitted by [F5]. The new circle bounds the disk obtained by cutting the annulus open along the strip; push its boundary slightly to round the band seams. This disk misses , and its disk framing is the slide framing: the two old zero framings are the product annulus framings at its ends, and the product strip adds no twist. Thus it and its framed boundary can be kept outside a sufficiently thin cancellation neighborhood. Now [F3] cancels using the single geometric intersection, leaving this disk-bounding zero-framed unknot on the -ball. By [F1] the remaining attachment is . Interchanging gives the other cancellation. This explicitly transports the remaining attaching data; the original normal disk meeting is not used as a disk disjoint from the cancellation region.
Diagram
\begin{tikzpicture}[node distance=2.5cm,>=stealth]
\node (x) {$B^4\cup_R h^1\cup_B h^2_0\cup_G h^2_0$};
\node (g) [below left of=x] {$B^4\cup_U h^2_0$};
\node (b) [below right of=x] {$B^4\cup_U h^2_0$};
\draw[->] (x) -- node[left,align=center] {slide $G$ over $B$;\\cancel $(R,B)$} (g);
\draw[->] (x) -- node[right,align=center] {slide $B$ over $G$;\\cancel $(R,G)$} (b);
\end{tikzpicture}
The sketch shows handle incidence only: dotted denotes the -handle and subscript denotes zero framing. Each slide produces the disk-bounding remaining circle before the indicated single-intersection cancellation; the proof is independent of the sketch.
Equal zero-traces do not force smooth concordance
Statement refuted
Assume the Axiom of Choice. The proposed statement is that for every pair of smooth oriented knots , a smooth diffeomorphism implies that and are smoothly concordant.
Statement references
Facts & Assumptions
Given: Full AC, the Conway knot and its Figure 2 trace partner .
The Axiom of Choice, written AC, is assumed. The Axiom of Choice
AC implies dependent choice and hence countable choice ; this supplies every retained local countable-choice hypothesis. AC implies DC implies countable choice, The Axiom of Countable Choice ()
Smooth knot concordance: a smooth concordance is a properly embedded smooth annulus in with product collars.
Lee computations for the Conway knot and its Piccirillo partner gives by its direct Conway Lee computation. Only its Conway conclusion is used here.
Lee cobordism maps give the genus filtration bound gives for an actual smoothly properly embedded oriented genus- cobordism with product collars.
Piccirillo’s partner has the same zero-trace and Rasmussen invariant two proves under full AC that and , using the retained local framed witness, the explicitly imported published zero-trace equality for the named knots, and the direct rational Lee calculation.
Counterexample
The oriented knots of [F4] have diffeomorphic zero-traces. Suppose they were smoothly concordant. By [F1] the concordance is a properly embedded product-collared annulus, hence a genus-zero cobordism.
Apply [F3] with . It gives , so the two invariants must agree.
But [F2] and [F4] give , . Their difference has absolute value two, contradicting step 2.1. Thus these actual equal-zero-trace knots are not smoothly concordant, refuting the unchanged universal Statement.