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Zero traces and the Conway nonsliceness theorem — Examples and Counterexamples

1 · Prerequisites

2 · Logical flowchart

3 · Definitions, theorems and proofs

None yet.

4 · Examples, counterexamples and false statements

ExampleConstruction: Literature-sourcedVerification: AI-generatedverified 2026-10-22 (gpt-6.1-sol)Open item page →

The unknot zero-trace and a dualizable cancellation diagram

Example

Assume countable choice. Let U be the standard unknot. Its zero-trace is diffeomorphic to S2×D2 and embeds in the standard S4 as a tubular neighborhood of an unknotted S2. It also has the following dualizable-link description: take a dotted unknot R and two zero-framed meridian circles B,G at distinct points of R, with their normal spanning disks disjoint. Then B∪R and G∪R are meridional pairs, lk⁡(B,G)=0, and cancelling either meridional 1–2 pair leaves the zero-framed unknot trace.

Facts & Assumptions

Given: Countable choice, the standard unknot U, and the framed link described in the Example.

[A1]

Countable choice, written ACω, is The Axiom of Countable Choice (ACω).

[F1]

Smooth zero-trace of a knot: X0(U) is obtained by attaching a single zero-framed 2-handle to B4 along U.

[F2]

Dualizable framed handle link: a dotted R represents a 1-handle, and the meridional sublinks and zero mutual linking are the dualizability conditions.

[F3]

Handle cancellation: a 1-handle and 2-handle with one transverse attaching/belt-sphere intersection cancel, transporting remaining attaching data.

[F4]

A knot is smoothly slice exactly when its zero-trace embeds in S4: a smooth slice disk for U gives a smooth embedding of X0(U) in S4.

[F5]

Handle slide of one k handle over another and Handle slides preserve the relative diffeomorphism type: a framed band sum with a signed framed parallel is an allowed 2-handle slide and preserves the diffeomorphism type, carrying the other attaching data along.

Proof

technique · direct
1.1A1F4givenconstruct

The standard spanning disk for U in B4 is a smooth proper slice disk. By [F4], its zero-trace embeds smoothly in S4.

1.2F1constructalgebra

Write the standard 0-handle as the rounded product D2×D2, with U=∂D2×{0}. Its product attaching region is ∂D2×D2. A section pushoff ∂D2×{z} for z∈∂D2 bounds D2×{z} in the other boundary face, so the product framing is the zero framing of [F1]. Attaching the second product D2×D2 by this framing glues the two first-factor disks along their boundaries without twisting the second factor. After rounding, the result is (D2∪S1D2)×D2≅S2×D2.

1.3F1F2givenconstruct

Each of B and G bounds its chosen normal disk meeting the core R once, so both indicated sublinks are a knot and its meridian. The disks are disjoint, so B and G have zero linking number. Their framings are zero by the stated preferred-longitude pushoffs. Thus (B,G,R) satisfies [F2].

2.1step 1.2construct

In the round model S4⊂R5, take the standard equatorial sphere S2={(x1,x2,x3,0,0):x12+x22+x32=1}. The constant vectors e4,e5 are tangent to S4 at every point of this sphere and orthogonal to its tangent plane, so they form its normal frame. Explicitly, for small v=(v1,v2)∈D2, the map (x,v)↦(1−∥v∥2 x,v1,v2) is a product tubular embedding. Its image is an unknotted-sphere neighborhood diffeomorphic to S2×D2, hence gives the stated embedding of X0(U).

3.1A1F1F2F3F5step 1.3construct∎

Put R in its standard planar position, with spanning disk DR, and carry the two small normal meridians along it. Along an arc of R between their base points, the normal circles sweep a product annulus. Replace its B boundary by a close zero-framed parallel Bf toward G, so the annulus misses the retained B. The annulus meets DR in its inward longitudinal arc. Take a narrow strip about that arc joining its two boundary circles. Slide G over the oppositely oriented Bf along this strip, with the product framing, as permitted by [F5]. The new circle bounds the disk obtained by cutting the annulus open along the strip; push its boundary slightly to round the band seams. This disk misses DR∪B∪R, and its disk framing is the slide framing: the two old zero framings are the product annulus framings at its ends, and the product strip adds no twist. Thus it and its framed boundary can be kept outside a sufficiently thin cancellation neighborhood. Now [F3] cancels (R,B) using the single geometric intersection, leaving this disk-bounding zero-framed unknot on the 4-ball. By [F1] the remaining attachment is X0(U). Interchanging B,G gives the other cancellation. This explicitly transports the remaining attaching data; the original normal disk meeting R is not used as a disk disjoint from the cancellation region.

Diagram

\begin{tikzpicture}[node distance=2.5cm,>=stealth]
  \node (x) {$B^4\cup_R h^1\cup_B h^2_0\cup_G h^2_0$};
  \node (g) [below left of=x] {$B^4\cup_U h^2_0$};
  \node (b) [below right of=x] {$B^4\cup_U h^2_0$};
  \draw[->] (x) -- node[left,align=center] {slide $G$ over $B$;\\cancel $(R,B)$} (g);
  \draw[->] (x) -- node[right,align=center] {slide $B$ over $G$;\\cancel $(R,G)$} (b);
\end{tikzpicture}

The sketch shows handle incidence only: dotted R denotes the 1-handle and subscript 0 denotes zero framing. Each slide produces the disk-bounding remaining circle before the indicated single-intersection cancellation; the proof is independent of the sketch.

CounterexampleConstruction: Literature-sourcedVerification: AI-generatedjudge pass (gpt-6-luna)verified 2026-10-22 (gpt-6.1-sol)Open item page →

Equal zero-traces do not force smooth concordance

Statement refuted

Assume the Axiom of Choice. The proposed statement is that for every pair of smooth oriented knots K0,K1⊂S3, a smooth diffeomorphism X0(K0)≅X0(K1) implies that K0 and K1 are smoothly concordant.

Facts & Assumptions

Given: Full AC, the Conway knot C and its Figure 2 trace partner KP.

[A1]

The Axiom of Choice, written AC, is assumed. The Axiom of Choice

[A2]

AC implies dependent choice and hence countable choice ACω; this supplies every retained local countable-choice hypothesis. AC implies DC implies countable choice, The Axiom of Countable Choice (ACω)

[F1]

Smooth knot concordance: a smooth concordance is a properly embedded smooth annulus in S3×[0,1] with product collars.

[F2]

Lee computations for the Conway knot and its Piccirillo partner gives s(C)=0 by its direct Conway Lee computation. Only its Conway conclusion is used here.

[F3]

Lee cobordism maps give the genus filtration bound gives ∣s(K1)−s(K0)∣≤2g for an actual smoothly properly embedded oriented genus-g cobordism with product collars.

[F4]

Piccirillo’s partner has the same zero-trace and Rasmussen invariant two proves under full AC that X0(C)≅X0(KP) and s(KP)=2, using the retained local framed witness, the explicitly imported published zero-trace equality for the named knots, and the direct rational Lee calculation.

Counterexample

1.1A1A2F1F4givencontradiction

The oriented knots C,KP of [F4] have diffeomorphic zero-traces. Suppose they were smoothly concordant. By [F1] the concordance is a properly embedded product-collared annulus, hence a genus-zero cobordism.

2.1A1A2F3step 1.1algebra

Apply [F3] with g=0. It gives ∣s(C)−s(KP)∣≤0, so the two invariants must agree.

3.1A2F2F4step 1.1step 2.1algebracontradiction∎

But [F2] and [F4] give s(C)=0, s(KP)=2. Their difference has absolute value two, contradicting step 2.1. Thus these actual equal-zero-trace knots are not smoothly concordant, refuting the unchanged universal Statement.

Sources