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Zero traces and the Conway nonsliceness theorem
1 · Prerequisites
- Abelian Categories
- Absolute and Conditional Convergence; Rearrangement; Products
- Alexander polynomials from Seifert matrices
- Arc Length and Rectifiable Curves
- Areas of Elementary Plane Figures
- Binary Operations, Monoids, Groups and Subgroups
- Cardinal Arithmetic, Cofinality and the Alephs
- Categories, Functors and Natural Transformations
- Cayley Graphs, Word Metrics and Quasi-Isometry
- Chain Complexes and Homology
- Chain Conditions, Semisimple Modules and the Wedderburn–Artin Theorem
- Chain Homotopy and the Homotopy Category
- Chern and Pontryagin Classes by Splitting and Complexification
- Classification of Compact Connected Surfaces
- Classification of Covering Spaces
- Codimension One Foliations, Secondary Classes and Characteristic Disk Foundations
- Compactness
- Compactness in Metric Spaces
- Completeness, Completion, and Uniform Continuity
- Composition Series, the Jordan–Hölder Theorem and Solvable Groups
- Congruences, the Integers Modulo n and the Chinese Remainder Theorem
- Connectedness
- Connections Levi Civita and Parallel Transport
- Constant Rank, Submersions, Immersions and Regular Level Sets
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Continuity, IVT, EVT, and Uniform Continuity
- Cosets, Index and Lagrange's Theorem
- Countability and Uncountability
- Countability Axioms and Cardinal Functions
- Covering Spaces and Lifting
- Crossing signs, writhe, and linking number
- Cup Cap Cross Products and Cohomology Rings
- Cw Complexes and Cellular Homology
- Cyclic Groups and Direct Products
- Darboux, L'Hôpital, and Taylor's Theorem
- Derived Functors
- Determinants of Matrices over a Commutative Ring
- Divisibility, Euclidean Domains, Principal Ideal Domains and Unique Factorisation
- Divisibility, Greatest Common Divisors and Bézout's Identity
- Dual Spaces, Bilinear and Quadratic Forms, and Sylvester's Law of Inertia
- Euclidean Ordinary Differential Equations with Smooth Dependence
- Exactness and the Member Calculus
- Ext and Balanced Resolutions
- Exterior Powers, Orientation and Hodge Duality
- Filters and Ultrafilters
- Finite Counting, Factorials and Binomial Coefficients
- Formal Immersions and the Smale Hirsch Theorem
- Foundations of the Real Numbers for Analysis
- Free Groups and Presentations
- Free Modules, Exact Sequences, Projective and Injective Modules
- Free Products and Amalgamation
- Freedman’s theorem and topological sliceness
- Fubini and Change of Variables
- Function Space Topologies and the Exponential Law
- Fundamental Solutions Newtonian Potentials and Green Functions
- Gaussian Elimination, Elementary Matrices and Reduced Row Echelon Form
- Geodesics, the Exponential Map, Completeness, and Hopf–Rinow
- Geometric Braids and Artin Generators
- Gradient Like Vector Fields and Morse Trajectories
- Graphs, Walks and Connectivity
- Group Actions, Orbits, Stabilisers and Cayley's Theorem
- Group Homomorphisms and the Isomorphism Theorems
- Handle Cancellation Slides and Elementary Moves
- Handle Decompositions Duality and Rearrangement
- Hausdorff via the Diagonal
- Hecke Markov Traces and Polynomial Link Invariants
- Hereditary and Productive Behaviour of the Separation Axioms
- Higher Homotopy Groups and Cofiber Sequences
- Homology Axioms Degree and Classical Applications
- Homotopy and Homotopy Equivalence
- Hurewicz Whitehead Freudenthal and Cw Approximation
- Ideals, Quotient Rings and the Isomorphism Theorems for Rings
- Inner Product Spaces, Gram-Schmidt, Projections and Adjoints
- Isotopy Extension and Embedding Theory Beyond Whitney
- Kauffman bracket state sum and the Jones polynomial
- Khovanov homology and Jones categorification
- Knot exteriors and peripheral systems
- Kunneth Exactness and Splittings over Principal Ideal Domains
- Lee deformation and Rasmussen’s s-invariant
- Limits and Colimits
- Limits of Real Functions
- limsup, liminf, and Subsequential Limits
- Line Integrals and the Gradient Theorem
- Linear Independence, Bases and Dimension
- Linear Transformations, Rank-Nullity and Quotient Spaces
- Local Coefficients, Twisted Homology, and Duality
- Localisation of Modules and Support
- Long Exact Sequences in Homology
- Manifolds with Boundary Collars and Orientations
- Matrices, the Matrix of a Linear Map, and Change of Basis
- Metric Spaces
- Mixed Partials, Taylor Formulae, and Extrema
- Modules, Submodules, Quotient Modules and the Isomorphism Theorems
- Monotone Functions, Discontinuities, and Continuity Sets
- Monotone Sequences, Bolzano-Weierstrass, and Cauchy Completeness
- Morse Critical Points Hessians and Indices
- Morse Functions Critical Values and Genericity
- Noetherian Rings and Hilbert Basis
- Normal Subgroups and Quotient Groups
- Normalization Finiteness for Affine Domains
- Order, Zorn's Lemma, and the Axiom of Choice
- Ordinal Arithmetic and the First Uncountable Ordinal
- Ordinals, Cardinals, and Transfinite Recursion
- Orientations Poincare Lefschetz and Alexander Duality
- Oriented and Mod Two Intersection Numbers
- Oriented Links, Braid Closures, and Markov Equivalence
- Partitions of Unity and Paracompactness
- Picard-Lindelöf and First-Order Ordinary Differential Equations
- Plane Graphs, Euler's Formula and the Five Colour Theorem
- Polynomial Rings, the Division Algorithm and Roots
- Power Series and Real-Analytic Functions
- Preadditive and Additive Categories and Biproducts
- Primes, Euclid's Lemma and the Fundamental Theorem of Arithmetic
- Projective and Injective Resolutions
- Properties of the Integral and the Working FTC
- Quasi Coherent and Coherent Sheaves and Vector Bundles
- Rank Theorems and Embedded Submanifolds
- Reeb Stability and Global Foliation Constructions
- Reflective Subcategories and the Adjoint Functor Theorems
- Relations, Functions, and Quotients
- Relative Homology Excision and Mayer Vietoris
- Riemannian Metrics Length Distance and Volume
- Rings, Subrings, Integral Domains and Fields
- Rⁿ as a Normed Space; Vector-Valued Functions
- Roots, Rational Powers, and Classical Inequalities
- Sard Theorem and Transversality
- Seifert matrices and the Alexander module
- Seifert surfaces and knot genus
- Separation Axioms: the Hierarchy
- Sequences and Limits
- Sequences and Series of Functions; Uniform Convergence
- Series: Convergence and the Nonnegative Tests
- Simple Field Extensions and the Construction of the Complex Numbers
- Simplicial Complexes and Simplicial Homology
- Simplicial Subdivision and Simplicial Approximation
- Singular Chains and Singular Homology
- Singular Cohomology and Coefficient Theorems
- Smooth and topological knot concordance
- Smooth Manifolds and Smooth Maps
- Smooth Partitions of Unity and Exhaustions
- Smooth Vector Bundles and Sections
- Spectral Sequences
- Sublevel Deformation and the Handle Attachment Theorem
- Subobject Lattices Generators and the Grothendieck Axioms
- Subspaces, Products, and Quotients
- Suprema and Infima
- Symmetric Groups, Cycle Decomposition and the Sign Homomorphism
- Tangent Cotangent and the Differential
- Tensor Fields Exterior Algebra and Differential Forms
- Tensor Products of Modules
- The Burau Representations
- The Cantor Set, Baire Category, and Measure Zero in ℝ
- The de Rham Theorem and Degree
- The Derivative and the Mean Value Theorems
- The Determinant of a Linear Operator, Cofactors and Cramer's Rule
- The Diagram Lemmas in an Abelian Category
- The Exponential Function
- The Exterior Derivative and Cartan Calculus
- The Field of Fractions and Localisation
- The Fundamental Group
- The Fundamental Group of the Circle
- The Fundamental Theorems of Calculus
- The Group Algebra and Representations of Finite Groups
- The Inverse and Implicit Function Theorems
- The Inverse Function Theorem Completed
- The Logarithm and General Powers
- The Riemann Integral in Rᵐ and Jordan Content
- The Riemann Integral: Definition and Integrability
- The Seifert–van Kampen Theorem
- The Topology of Euclidean Space
- The Total Derivative in ℝᵐ → ℝⁿ
- The ZFC Axioms and the Basic Set Constructions
- Topological Spaces and Continuity
- Topology of ℝ
- Trees, Forests and Spanning Trees
- Universal Coefficients and Kunneth Theorems
- Universal Properties, Representables and the Yoneda Lemma
- Vector Fields Flows and Lie Derivatives
- Vector Spaces, Linear Subspaces, Span and Direct Sums
- Whitney Embedding Tubular Neighbourhoods and Approximation
2 · Logical flowchart
3 · Definitions, theorems and proofs
Conway knot and its Piccirillo trace partner
Definition
Let denote the Conway knot represented by the Conway diagram in Figure 1 of Piccirillo's paper, and let denote the knot represented by the partner diagram in Figure 2 of that paper. Choose an orientation on each diagram. The symbols and refer to these specified diagram isotopy classes.
Definition references
Facts & Assumptions
Given: The two diagram isotopy classes specified in the Definition.
Piccirillo labels the knot in Figure 1 as the Conway knot and the knot in Figure 2 as its trace partner . The figures determine the two isotopy classes used here.
Proof
The two isotopy classes are fixed by the two named diagrams; no equivalence of knots is inferred from their polynomial or homological invariants.
The orientations are auxiliary choices for the later oriented invariants; the underlying knot types in this definition are fixed by the diagrams and do not depend on a choice of a different representative in the same ambient isotopy class.
Smooth zero-trace of a knot
Definition
Let be a smooth oriented knot with a chosen tubular neighborhood and preferred longitude . Its smooth zero-trace is the compact smooth -manifold obtained from by attaching a single -handle to along , using the framing whose parallel curve represents ; corners are rounded.
Definition references
Facts & Assumptions
Given: A smooth oriented knot , a chosen tubular neighborhood, and its preferred longitude.
Meridian and preferred longitude: the preferred longitude is the degree-one peripheral curve whose class is zero in the first homology of the knot exterior.
Proof
The attaching framing determines a parallel curve on the boundary torus of the chosen tubular neighborhood. By [F1], the zero framing is the one whose parallel represents the preferred longitude, which is the stated attaching convention.
The construction uses the supplied preferred-longitude representative as attaching data; it makes no uniqueness claim about such representatives and does not change the chosen attachment.
Dualizable framed handle link
Definition
Assume countable choice. A dualizable framed handle link is an ordered three-component link in in which is designated as a dotted component representing a -dimensional -handle, and are designated as -framed -handle attaching circles (their framing pushoffs represent their preferred longitudes), the ordered sublink is ambient isotopic as an unframed link to together with a meridian of , the ordered sublink has the same property with in place of , and . Here is half the sum of the signs of the mixed crossings in any regular oriented diagram of ; the linking-number lemma guarantees that this is an integer independent of the chosen diagram. The associated handlebody has one -handle, the -handle represented by , and the two indicated -handles. Dotted-circle notation means that the unknotted component specifies a -handle attached along its two foot balls ; its belt sphere is . A -framed -handle is attached along its attaching region , with the boundary pushoff representing the preferred longitude.
Definition references
Facts & Assumptions
Given: A three-component link in with the component labels and framing data in the Definition and countable choice.
Countable choice, written , is The Axiom of Countable Choice ().
Oriented links in the three-sphere and ambient isotopy: each component is a smooth oriented embedded circle in the standard oriented , and ambient isotopy means an orientation-preserving isotopy of the ambient sphere.
Meridian and preferred longitude: a meridian is the boundary of a normal disk to the component, oriented by the knot and ambient orientations, and the preferred longitude is the degree-one peripheral curve with zero exterior-homology class.
Regular oriented link diagrams and Oriented crossing signs, diagram writhe, and blackboard framing: a regular oriented diagram has finitely many transverse double crossings with over/under data, each assigned the determinant crossing sign.
The mixed crossing sum is even and defines linking number: the half-sum of mixed crossing signs is an integer independent of the regular oriented diagram, and it is symmetric in the two components.
Proof
The definition specifies as dotted and as zero-framed attaching circles. Thus contributes one -handle, while and contribute the two -handles in the stated handlebody.
The two meridional-sublink conditions are invariant under ambient isotopy, and each says that the indicated -handle goes geometrically once over the -handle. The separately stated mixed-crossing condition is a link invariant by [F4], while [F3] fixes the crossing-sign convention; it is not inferred from either meridional-sublink condition.
A knot exterior has first homology generated by its meridian
Statement
Let be a smooth oriented knot with a chosen closed product tubular neighborhood , exterior , and positive meridian . Then The assertion uses integral singular homology and the stated tube convention.
Statement references
Facts & Assumptions
Given: The chosen product tube, exterior, and positive-meridian convention.
Knot exterior fixes and ; Meridian and preferred longitude orients as the boundary of a positive normal disk.
Cellular homology computes singular homology and Cellular boundary is the incidence degree matrix: the product torus has the CW structure with one vertex, two one-cells and one two-cell attached by the commutator; its cellular boundary map in degree two is zero, so on the meridian and product section.
Excision for singular homology and Long exact sequence of a pair: relative homology is unchanged by excision and each pair has its natural long exact sequence.
Homology of spheres: , and , .
Proof
The solid torus deformation retracts to its core circle, so by [F4] it has and . The product torus has by [F2]; inclusion sends the product section to the core generator and the meridian to zero because the meridian bounds a fiber disk. Hence is surjective with kernel exactly . Exactness in [F3] identifies with , and its boundary map sends a relative normal disk generator to .
Enlarge by a product collar and apply excision [F3] to the pair . It identifies with , with the normal disk generator preserved. By the long exact sequence of and [F4], the connecting map is an isomorphism, because the adjacent groups and vanish. Naturality sends the relative normal disk to its boundary positive meridian. Thus is infinite cyclic on .
A dualizable link can slide off a meridian disk
Statement
Assume countable choice. Let be a dualizable framed handle link, and isotope to an unknot bounding a disk that meets transversely in one point. Then there is a finite sequence of slides of the -handle over the -handle , together with link isotopies, after which the attaching circle for is disjoint from .
Statement references
Facts & Assumptions
Given: Countable choice, a dualizable handle link, and the stated spanning disk .
Countable choice, written , is The Axiom of Countable Choice ().
Dualizable framed handle link: both and are meridional pairs; and are zero-framed -handle attaching circles, while is dotted and represents a -handle.
Handle slide of one k handle over another: a slide of over replaces its attaching circle by a band sum with a signed framed parallel copy of .
Proof
Let be the unique point of , and put the current attaching circle transverse to . Its intersection set is finite: it is a compact zero-dimensional transverse submanifold, disjoint from . If it is empty there is nothing to do. Otherwise choose . A sufficiently close framed parallel of is disjoint from and meets once, at a point close to . Indeed near the transverse arc has product coordinates in which is and is a vertical interval; choose the parallel's displacement there tangent to the disk. Away from this coordinate ball the compact sets and are disjoint, so a sufficiently small parallel creates no other intersection. The displacement can be interpolated in the framed normal disk bundle without changing the prescribed parallel's framing.
Orient the signed parallel so that its intersection sign with at is opposite to the sign of the intersection of with at . Reversing the orientation of the parallel changes this sign without changing its underlying framed curve, and [F2] permits either signed parallel. Join to by a smooth embedded arc in whose interior misses , , and . Such an arc is obtained by a polygonal path in the disk minus the finitely many forbidden points, removing loops in its finite subdivision and smoothing its corners in small disjoint disks. A thin strip about misses the remaining intersections and . Choose the strip's normal product neighborhood so that the short branches of at and the chosen oriented at are vertical, while its interior misses all three retained components. In its positive side, join short intervals of these vertical branches by an embedded band running just above . Give the band its product framing and choose the band-end coordinates by the full seam convention in [F2], so its orientation extends the orientation of over the selected signed parallel. Band summing with this is therefore an allowed slide over .
One of the new band-sum arcs runs along one edge of the band between and . Together with a parallel of in , it bounds an embedded product disk in the positive half-neighborhood. Of the two endpoints, one has positive intersection sign and the other negative sign. Orienting this arc from the positive-sign crossing to the negative-sign crossing, it enters the positive side of at the first endpoint and exits at the second; thus the entire arc lies on the positive side. Its interior misses the slid circle and the retained components: the other edge of the band is chosen on the opposite transverse side of this disk, and the rest of and misses the neighborhood. Push this arc across the disk and slightly into the negative side of , rounding its ends. In strip coordinates this replaces the arch above joining the two opposite-sign intersections by an arc below ; extend the motion to its thin tubular neighborhood. This is a link isotopy supported away from . It removes precisely and creates none, while all old intersections away from persist. Thus a slide followed by this isotopy changes from to . Transport the attaching framing by this isotopy.
Repeat steps 1.1–3.1 for the current attaching circle whenever an intersection remains. Each new parallel and strip can be chosen sufficiently thin for that finite stage, and the fixed are retained. The nonnegative integer intersection count drops by one at every stage, so after exactly the original number of intersections the current attaching circle is disjoint from . The resulting finite sequence consists solely of the permitted framed slides and link isotopies and proves the full statement.
The exterior of a slice disk has first homology generated by a meridian
Statement
Let be a smooth properly embedded disk with boundary knot . Choose a product tubular neighborhood whose intersection with is the chosen tube , and let . Then the inclusion induces an isomorphism carrying the positive meridian of to the positive normal-circle generator.
Statement references
Facts & Assumptions
Given: A smooth proper disk in the standard , its product tubular neighborhood, and the induced knot exterior on the boundary.
Excision for singular homology and Long exact sequence of a pair: relative homology excision and the natural pair sequence apply to the compact manifold pairs below.
Contractible nonempty spaces have the homology of a point gives the homology of any nonempty contractible space. The contractions of and of therefore make their positive-degree homology zero. By Homotopy equivalences induce isomorphisms on singular homology, the retraction identifies the homology of with that of ; Homology of spheres gives and .
Knot exterior and Meridian and preferred longitude fix the boundary exterior and positive-meridian orientation.
Proof
The portion of added by deleting is the normal-circle bundle , and it meets in . By excision [F2], the relative pair has the homology of . The latter solid-torus subspace has generated by a normal circle and , while is contractible by [F3]. Its pair sequence [F2] therefore identifies with , generated by a normal disk whose boundary is that normal circle.
In the pair sequence of , the segment has zero end groups by [F3]. Hence is an isomorphism. The generator from step 1.1 maps to the normal circle on . A path in the base disk from an interior point to a boundary point gives a homotopy of these normal circles to the boundary meridian of , with orientation fixed by [F4]. Thus .
The inclusion carries the boundary meridian to the same normal circle . It is therefore an isomorphism between the infinite cyclic groups in [F1] and step 2.1.
A dualizable handle link gives two zero-trace descriptions
Statement
Assume countable choice. Let be a dualizable framed handle link and let be its associated handlebody. There are finite sequences of handle slides and cancellations, first sliding over and cancelling the -handle with the -handle , and then using the reversed roles, that leave single -framed attaching knots and , respectively. There are diffeomorphisms
Statement references
Facts & Assumptions
Given: Countable choice and a dualizable framed handle link .
Countable choice, written , is The Axiom of Countable Choice (). It is used only through the handle-slide and cancellation suppliers below.
Dualizable framed handle link: is a dotted -handle, are -framed -handles, each of and is a meridional two-component link, and .
Handle slide of one k handle over another and Handle slides preserve the relative diffeomorphism type: a slide of one -handle over another replaces its attaching circle by a band sum with a signed framed parallel copy and preserves the relative diffeomorphism type.
Handle cancellation: a -handle and -handle whose attaching and belt spheres meet transversely once cancel, preserving the diffeomorphism type relative to the incoming boundary and transporting all remaining attaching data.
The mixed crossing sum is even and defines linking number: the half-sum of mixed crossing signs is invariant under regular diagram changes and is symmetric in the two components.
A dualizable link can slide off a meridian disk: after finitely many slides and isotopies, the remaining attaching circle can be made disjoint from a spanning disk of the dotted circle. It constructs one framed slide and a product-bigon isotopy for each current intersection, reducing their finite count by one at every stage.
The diagram linking-number scan terminates and returns the stated integer and The mixed crossing sum is even and defines linking number: on a finite regular diagram of two oriented components, the scan returns the integer half-sum of mixed crossing signs, and that half-sum is invariant under orientation-preserving isotopy of the link. These suppliers do not identify the integer with a homology coordinate.
A knot exterior has first homology generated by its meridian: for a knot with the chosen tube and positive meridian, .
Meridian and preferred longitude: a preferred longitude has zero class in , and a degree-one parallel with zero class is a preferred longitude.
Proof
Fix disjoint oriented knots with a regular oriented diagram , and write in using [F7]. The inclusion is a homotopy equivalence: in the punctured tube , radial motion in each normal disk retracts onto its boundary torus. Thus the same coefficient is obtained in the open complement. Let be the half-sum of mixed crossing signs. At a mixed crossing where passes over with sign , switching the crossing changes by . In an oriented crossing ball straighten to the positive -axis. When , the old underpassing arc of runs in the positive direction, and the new arc above minus the old arc represents the negative positive-meridian class; when , reversing that tangent reverses the class. Hence the same switch changes by , so it changes by . After switching all mixed crossings, passes over at every projected intersection. Raise in the viewing-normal direction and move its projection into a disk disjoint from the projection of ; this is an isotopy in . The final lies in a -ball disjoint from , so its homology class is zero, and a regular diagram with separated projections has half-sum zero. By [F6] the half-sum is unchanged by this isotopy. Since every crossing switch changed the half-sum and meridian coefficient by the same integer, their initial values agree: . In particular, for any framed parallel of a knot , its framing integer measured by this half-sum is its meridian coefficient in ; it is zero exactly when . A degree-one parallel with zero class is a preferred longitude by [F8].
Choose a spanning disk for the unknotted dotted circle so that meets it once, as allowed by [F1]. Apply [F5] to obtain a finite sequence of slides of over and isotopies after which the remaining attaching circle is disjoint from . The supplier clears actual intersections one at a time; it does not infer geometric disjointness from a zero signed count.
At each slide of over , the oriented band sum represents in , where is the signed framed parallel of . By step 1.1, the meridian coordinate of is its framing integer . Thus the new linking number is . The initial framing pushoff of is its preferred longitude by [F1], so [F8] makes its class zero and step 1.1 gives . Therefore remains zero after every slide.
For the same band sum, expanding the linking of the new attaching circle with its transported pushoff gives The two self-pairings are the old framings and the two cross-pairings are equal by the symmetry in [F4]. The expansion is valid because the band and its pushoff are carried in disjoint product strips, so the four old pairings are unchanged outside the strips. Each framing integer is the meridian coordinate of its pushoff by step 1.1. All framing terms are zero initially by [F1], [F8] and step 1.1, and the mutual linking remains zero by step 2.1. Induction over the finite sequence in [F5] shows the final attaching framing is zero; isotopies preserve it.
The circle still goes geometrically once over the -handle , while the remaining attaching circle is disjoint from the cancellation disk. Therefore the attaching sphere of the -handle meets the belt sphere of the -handle once, and [F3] cancels this pair. Since the remaining attaching circle and its framing lie outside the cancellation neighborhood, the transported remaining handle is a single -framed -handle on a -ball. By [F1] this is . Slides preserve the handlebody by [F2], so .
Interchange and . The other meridional condition supplies the starting intersection for [F5], and the linking number remains zero by [F4]. The reversed slide sequence preserves both the zero mutual linking and zero framing by the calculations in steps 2.1 and 3.1. Cancel by the same one-intersection argument as in step 4.1. This gives ; combining with step 4.1 yields both trace descriptions.
Diagram
\begin{tikzpicture}[node distance=2.4cm,>=stealth]
\node (x) {$B^4\cup_R h^1\cup_B h^2_0\cup_G h^2_0$};
\node (kg) [below left of=x] {$B^4\cup_{K_G}h^2_0$};
\node (kb) [below right of=x] {$B^4\cup_{K_B}h^2_0$};
\draw[->] (x) -- node[left,align=center] {slide $G$ over $B$;\\cancel $(R,B)$} (kg);
\draw[->] (x) -- node[right,align=center] {slide $B$ over $G$;\\cancel $(R,G)$} (kb);
\draw[<->] (kg) -- node[below] {$X_0(K_G)\cong X_0(K_B)$} (kb);
\end{tikzpicture}
The diagram records the two handle reductions. The dotted label means a -handle, and each subscript means a zero-framed -handle. The proof establishes both reductions by framed slides and geometric cancellation; no handlebody conclusion is inferred from the diagram alone.
A knot is smoothly slice exactly when its zero-trace embeds in
Statement
Let be a smooth oriented knot with a chosen tubular neighborhood and preferred longitude. Call smoothly slice when it bounds a smooth properly embedded disk in the standard , with a product collar at its boundary. Then is smoothly slice if and only if the compact smooth -manifold , formed using that preferred-longitude framing, admits a smooth codimension-zero embedding into the standard .
Statement references
Facts & Assumptions
Given: A smooth oriented knot with its fixed tubular neighborhood and preferred longitude; the standard decomposition into two -balls; and the zero-trace convention. The tube and peripheral curve are fixed data throughout; no choice principle is used to select a family of them.
Smooth zero-trace of a knot: is with a -handle attached using the framing whose pushoff represents the preferred zero-linking longitude.
Meridian and preferred longitude: the preferred longitude is the degree-one peripheral class whose image in is zero.
The exterior of a slice disk has first homology generated by a meridian: for a proper slice disk , the boundary exterior includes into the disk exterior with an isomorphism carrying meridian to meridian.
Immersions and embeddings for manifolds with boundary: a smooth embedding is a smooth immersion and homeomorphism onto its image; here both source and target have dimension four.
The Euclidean inverse function theorem: a map between open subsets of with invertible derivative at a point is a local diffeomorphism there.
A knot exterior has first homology generated by its meridian: is infinite cyclic on the positive meridian.
Proof
Suppose is a smooth proper slice disk for . Its oriented normal -plane bundle is trivial because is a disk. Choose a nowhere-zero normal section and push to a parallel disk in the exterior of a smaller product tube of . Its boundary is a degree-one parallel of , identified radially with a curve on the fixed boundary torus. It bounds in , so [F3] makes its class zero in . It is therefore a preferred longitude in the sense of [F2]. To compare with the fixed framing, let be its section pushoff representing . In product coordinates on the tube, the classes of and form a basis of the torus homology: its two coordinate circles generate . The disk-induced section has class , where is the winding number of its normal direction relative to . Both section classes vanish in , so by [F6]. The relative direction map consequently has a periodic real-valued angle lift; scaling that lift to zero homotopes the two normal framings. Fibre rotations along this homotopy give isotopic attaching tubes. Thus the disk tube induces the fixed preferred-longitude framing, rather than merely some curve satisfying [F2].
Conversely, suppose is a smooth codimension-zero embedding. In the -handle of take the cone on from an interior point , and join that cone disk to the core disk of the -handle along their common boundary . After smoothing the join, this is a piecewise-smooth embedded -sphere, smooth away from the cone point .
Use oriented coordinates at and standard stereographic coordinates centred at . The derivative of is invertible by [F4], because its differential is injective and both dimensions are four. By [F5], is a local diffeomorphism near . If its local orientation sign is negative, compose it with a fixed orientation-reversing reflection of the standard ; this preserves the existence of the embedding and makes the local sign positive. Thus its derivative lies in .
A tubular neighborhood of is and meets the other hemisphere in the attaching region . Consequently is obtained from a -ball by attaching one -framed -handle along , hence is diffeomorphic to by [F1]. This union is a smooth codimension-zero submanifold of .
Identify the cone near with the radial cone on . Along each direction , the derivative at the cone point of the target distance is . Compactness of makes this derivative uniformly positive, so [F5] gives a smooth radial intersection parameter for all sufficiently small target spheres. Taylor expansion in along , followed by radial normalization, makes the resulting link -close to , where . The polar decomposition joins to the identity through : join the positive-definite to linearly and join to by a path in the connected group . Hence is isotopic to . The chosen normal-disk tube of , transported by , is a tube of . For sufficiently small , the tubular projection restricts to a local diffeomorphism from to . It is homotopic to the identity because the curves are -close, so it has degree one; a local diffeomorphism of circles with degree one is a diffeomorphism. Thus is the graph of a small normal section. Scaling that section to zero gives a smooth knot isotopy to , so is isotopic to .
Choose the round ball bounded by that small sphere in the fixed stereographic chart. Its complement is a standard -ball, as seen by inversion in the chart with its point at infinity. Shrink so that the ball misses the compact part of the image sphere outside the cone chart. The image sphere is smooth away from the cone point; transversality makes its remainder after deleting the cone cap a smooth properly embedded disk in with product boundary collar and boundary . Append the trace annulus of the isotopy in step 2.2 inside a boundary collar of , with the isotopy stationary near its ends. The result is a smooth slice disk with boundary exactly .
Steps 1.1, 2.1 construct an embedding from a slice disk, and steps 1.2, 1.3, 2.2, 3.1 construct a slice disk from an embedding. These are the two implications in the statement.
Diagram
\begin{tikzpicture}[scale=0.9]
% The two circles on the left are separate disks whose boundaries are identified.
\draw[thick] (0,0) circle (0.62);
\foreach \a in {0,45,...,315} {
\draw[thin] (0,0) -- ({0.62*cos(\a)},{0.62*sin(\a)});
}
\fill (0,0) circle (1.5pt);
\node[above] at (0,0.82) {$\partial D_{\mathrm{cone}}=K$};
\node[below] at (0,-0.82) {$D_{\mathrm{cone}}$};
\node[below] at (0,-0.1) {$p$};
\draw[thick] (1.65,0) circle (0.62); \node[above] at (1.65,0.82) {$\partial D_{\mathrm{core}}=K$}; \node[below] at (1.65,-0.82) {$D_{\mathrm{core}}$}; \node at (0.82,1.28) {identify boundaries}; \node at (0.82,1.02) {$K$};
\draw[->,thick] (2.38,0) -- (2.95,0); \node[above] at (2.66,0.05) {glue};
\draw[thick] (3.75,0) circle (0.75); \draw[thick] (3.0,0) -- (4.5,0); \node[left] at (3.0,0) {$K$}; \fill (3.75,0.75) circle (1.5pt); \node[above] at (3.75,0.9) {$p$}; \node at (3.75,0.34) {cone}; \node at (3.75,-0.34) {core}; \node[below] at (3.75,-0.92) {piecewise-smooth sphere}; \draw[dashed,thick] (3.47,0.68) .. controls (3.75,0.8) .. (4.03,0.68); \node[right] at (4.02,0.7) {$\Gamma_\epsilon$};
\draw[->,thick] (4.62,0) -- (5.2,0); \node[above] at (4.92,0.05) {remove cap};
\draw[thick] (5.9,0) ellipse (0.68 and 0.48);
\node at (5.9,0) {slice disk};
\node[above] at (5.9,0.55) {$\partial D=\Gamma_\epsilon$};
\end{tikzpicture}
The schematic identifies the cone disk and the -handle core along their common boundary , and marks the cone point and the small boundary created by deleting a cap. The proof uses the local coordinate-ball argument above, not the sketch.
Piccirillo’s Conway diagrams give a dualizable handle link
Statement
Assume the Axiom of Choice. There exists a dualizable framed handle link whose associated handlebody is diffeomorphic to both zero-traces and , with the component orientations and zero-framings compatible with the diagrams defining and .
Statement references
Facts & Assumptions
Given: The literal Conway and Figure 2 partner diagrams, with the handle and zero-framing conventions of the Statement, and full AC.
The Axiom of Choice, written AC, is assumed. The Axiom of Choice
AC implies dependent choice and hence countable choice ; this supplies every retained local countable-choice hypothesis. AC implies DC implies countable choice, The Axiom of Countable Choice ()
Conway knot and its Piccirillo trace partner specifies the two diagram isotopy classes and ; neither is identified by its invariants.
Dualizable framed handle link requires the two meridional sublinks and zero green–blue linking.
A dualizable handle link gives two zero-trace descriptions supplies the geometric finite-slide and cancellation construction for such links. We use its actual framed handle calculus, rather than deducing a meridional sublink from a linking number.
Finite encodings accompanying this proof are the previously established alternate-trace-certificate.json.gz for the common source construction through , the lm-local-worker band/cancellation and – records, and the conway-named records head-three-returns-prefix.json and coupon-suffix-01.json, coupon-suffix-02.json, coupon-suffix-03.json. The last record includes the complete prescribed-exterior ribbon isomorphism to literal . The locally retained records end at literal ; the historical – and –Figure 2 machine-readable records are unavailable. The equality of the named zero-traces is instead the explicitly imported published input [F8], independently of the local endpoint. No recovered arc map or fresh replay is claimed. The local records and their exact research locations remain given under Proof evidence.
A knot exterior has first homology generated by its meridian: for every component with its chosen tube and positive meridian, .
Meridian and preferred longitude: a degree-one parallel whose exterior homology class is zero is a preferred longitude.
The diagram linking-number scan terminates and returns the stated integer and The mixed crossing sum is even and defines linking number: the scan returns the integer half-sum of mixed crossing signs, and the half-sum is invariant under oriented link isotopy.
External zero-trace equality: Piccirillo, The Conway knot is not slice, Annals of Mathematics 191 (2020), Proposition 1.4 (p.583), with its proof in §2 (p.586), establishes for the Conway knot and the named Figure 2 knot (p.584), using the zero-framed trace convention of Definition 1.2. This full trace equality is imported as an established classical smooth result, independently of any identification of the local N-pd.json with Figure 4 panel . The published Figure 4 and caption (pp.587–588) describe its handle construction, but supply no correspondence to our local encoding. Read extent: Definition 1.2, Lemma 1.3, Proposition 1.4 and its proof, §2, and Figures 2/4; no full-paper audit or replay of the local movies is claimed. Full AC is retained; no weakened-choice version is inferred.
Proof
By [A1] and [A2], every countable-choice premise of the retained local diagram, linking, and handle arguments is available. The published zero-trace equality [F8] is used in the adopted classical full-AC scope, without asserting that the source proves the same result in ZF or under countable choice alone. The local constructions and their original countable-choice strength are preserved.
Let be any disjoint oriented knot components in the links below, and let be a regular oriented diagram of . The inclusion is a homotopy equivalence by radial retraction in the punctured normal tube. By [F5], write . Let be the half-sum of mixed crossing signs; [F7] makes it an integer independent of the chosen diagram. At a mixed crossing where passes over with sign , switch it. The half-sum changes by . In the crossing ball, straighten to the positive -axis: for the old under-arc of runs in the positive direction, and the new arc minus the old arc represents the negative positive-meridian class; for the class reverses. Thus the switch changes by , so it changes by the same integer. After all such switches, passes over at every projected intersection. Raise above and move its projection into a disjoint disk. This is an isotopy in the complement of ; the final pair has a split diagram, so its half-sum is zero, and because it lies in a -ball disjoint from . Tracking the equal changes proves . In particular, when is a framed degree-one parallel of an attaching component , its framing integer is this meridian coefficient. A computed framing value zero then gives the preferred longitude condition by [F6].
A record retains all four cyclic halfports, under/over parity and component names. An RI, RII or RIII record uses, respectively, its actual empty monogon, opposite bigon or triangular face. Its standard local spatial motion is an ambient isotopy. A constant-over or constant-under pickup follows one simple successive overarc or underarc and its specified simple dual-face replacement path: raise the arc into an empty upper slab, or lower it into an empty lower slab, move it relative to its endpoint collars, and return. A finite product-disk sweep realizes this motion. A cyclic, under/over-preserving ribbon isomorphism is an orientation-preserving planar redraw; it is not a mirror change. Carry a sufficiently small normal strip through every motion. In particular an RI changes a blackboard presentation but does not change the transported integer framing. Thus the finite records below specify actual framed attaching isotopies, independently of how an illustration is drawn.
Begin with the literal source panel , with dotted red and zero-framed green and blue . Its 36-crossing input has 16 blue self-crossings, 18 blue/red crossings and two green/red crossings. Red is simple and green is its tiny meridian. Choose red and green disks meeting along one radial slit, with the green disk disjoint from the entire blue tube. Put blue transverse to the red disk. At each blue puncture, an untwisted blue-over-green band along a simple disk arc avoiding the other punctures adds a green zero-parallel. Its product arch pushes across an empty bigon, removing that puncture. Such an arc exists because the disk minus the finitely many punctures and its two parallel radial slits is connected. Induction clears the disk; the actual red/green pair cancels outside the retained blue tube. After forgetting that pair, reverse the product-disk pushes to recover the original blue embedding. Its zero framing is retained, since green has zero framing and zero linking with blue. The established source-bound 98-move blue movie and seven-move Figure 1 movie identify this literal blue knot with . Their terminal visit word is in the recorded Figure 1 crossing-center order. Hence the handlebody is .
The two early dotted-circle pushes preserve that handlebody. In the outgoing boundary of the dotted unknot, the zero longitude bounds the added solid torus's meridian disk. An untwisted blue-to- band and this disk form a product bigon disjoint from the old-exterior attaching link. Pushing across it isotopes the whole blue tube. For , use the inward red zero-parallel at distance 8, with the recorded cuts at heights 1017 and 1027; the 56-crossing output has the established 255-move marked isotopy to . For , use the outer red zero-parallel at distance 8 and heights 1272 and 1282; the established 69-move marked isotopy gives . The first band adds with , and the second adds , so the blue integer is successively and . By step 1.2, each of these framing integers is the meridian coefficient of the actual transported pushoff, so the terminal value zero certifies the preferred-longitude framing. Indeed the two parallel band rectangles cancel in the push-off expansion and give . Green and its entire parallel are carried throughout. Thus still presents , with green and blue both zero-framed.
Use literal as the dualizable witness. Its blue/red sublink has exactly the two Hopf crossings. Its 16-crossing green/red sublink has the recorded seven-move RI/RII/constant-height movie to the two-crossing Hopf sublink. These are meridional sublinks by their actual attaching isotopies, not by a numerical linking criterion. The green/blue crossing table has seven positive and seven negative crossings, so their mutual linking is zero. Together with step 4.1 this establishes every condition in [F2].
The established 149-move marked movie carries to . For the – redraw, remove the six-crossing green finger in each panel and cap its tails by the specified disjoint short cap. Their 29-crossing contexts have the recorded orientation-preserving ribbon isomorphism, including the cap edge --. Each finger has two simple parallel under-band sides and a positive blue meridian head; all undercrossings occur in reversed pairs on the same retained edges. Under the context map the heads lie on opposite blue halfedges at , where blue is under red. Slide the head through that blue product tube below the red overpass. Lower both side strips into an empty lower slab, straighten their simple cores by product-disk pushes relative to the endpoint collars, and reverse this straightening to the target strips. This carries the whole finger and normal strip while fixing the context. In , the three reverse ordinary green-over-blue bands use the cuts on green paths 18, 19, 20 at heights 1500, 1510, 1520 and blue zero-parallels at distances . Their 128-crossing output has the established 926-move marked equivalence to . Reverse these slides to reach literal . At every ordinary slide, blue retains framing zero and green–blue linking remains zero; the untwisted push-off calculation gives and . Consequently the handlebody and the actual zero framings are retained.
Perform the two actual nested green-over-blue bands from K2-nested-1.py. Their green cuts are centered at and , of widths and , and their blue zero-parallels are the planar normal offsets and . Their cores follow the literal orange interruption paths. The second runs through the first deleted green interval, the interior of the first strip, and the first parallel's attachment gap. Put the first strip above old blue/red and below old green; put the second below the entire current green, including the first strip and parallel, and above old blue/red. The first strip is above the future blue parallel and above the second strip at their projected intersections. These strict heights in the disjoint crossing balls, joined along the empty core intervals, give embedded untwisted ribbons with the specified endpoint rectangles. The narrower second attachment lies in the first gap. Thus these are sequential ordinary slides. Their exact marked output is the 100-crossing nested input, and step 5.2's framing formula retains both zero framings and zero mutual linking.
The recorded twelve whole-link moves carry that input to 70 crossings: 56 green/green, 12 blue/green and two blue/red, with no red/green crossing. The blue/red pair has Hopf sign and opposite relative heights. The actual red projection is simple; its green-empty Jordan disk consists of the recorded dual faces 48 and 49, and blue meets it in a single simple crosscut. Flatten this disk and straighten the crosscut to monotone height, carrying the blue tube and fixing the disjoint green strip. The disk then meets blue once. The one/two-handle cancellation is supported in the tube about the outside blue arc and the feet, disjoint from green. It leaves precisely the recorded green56 knot with its transported zero framing. On that knot, the three RIII triples are . Literal has its five recorded RI/RII/constant-height cleanup moves to and then the three RIII triples . The resulting complete cyclic/under-over ribbon graphs are identical. Reverse the -side moves to identify the actual cancelled attaching knot with literal , rather than with a knot sharing an invariant.
For –, use the established literal movie consisting of 18 RIII moves and the RI removing source crossing 21. On its endpoint, perform RIII at halfports and pick up the successive five-crossing constant-under arc . The pickup removes two crossings. Its full endpoint is the same three-RIII endpoint in step 7.1. Reversing the indicated moves therefore identifies literal with literal , carrying the normal strip.
We now give the actual – transport. Fix the recorded 26-crossing exterior and its twelve individual port collars. The six proper arcs pair port with port , for . Start with the source-bound 39-move prefix: the initial 19 moves of step 8.1, followed by four inverse-RII insertions and sixteen RIII moves transporting the head through the three return pairs and the next body-exit pair. Its endpoint has 66 crossings, with the inserted crossings labeled . This prefix alone is not a terminal identification. The following explicit suffix supplies the missing coupon and passenger transport while fixing the exterior. All triples below name the actual triangular faces in their immediately preceding cyclic graphs, not arbitrary crossing permutations.
First perform RIII at . These correct the over-transported last passenger portions. For the first two passengers, perform in order . Each step exchanges the next adjacent out-of-order retained visits on one passenger. Under the retained crossing-role map to , the four complete passenger words are now exactly , , , and , with the actual under/over parities retained. This realizes the passenger block exchange geometrically, instead of postulating it as a substitution.
Transport the coupon by these twelve successive RIII moves: . They pass the two three-crossing return patterns through the six-crossing box in its actual three-strand chart. Then use . The resulting actual empty bigon removes crossings by RII, and the actual empty monogon removes by RI. Perform RIII at and remove the resulting empty monogon by RI. These twenty moves, following step 10.1's sixteen, give a 62-crossing endpoint. Their supports lie in the remaining patch, so every fixed exterior collar and the carried zero-normal strip are retained.
This endpoint is the local graph encoded by N-pd.json, with its marked port data. The explicit ribbon isomorphism in coupon-suffix-03.json is anchored at source crossing 6 mapping to and agrees with the prescribed map of all 26 exterior crossings. It preserves all 248 halfedge adjacencies, even crossing rotations and under/over parities. Following opposite halfedges from each of the twelve collars gives all six complete proper-arc visit words of literal , including both long core arcs, not just their endpoint pairings. The six packet roles are , , , , , . In particular source crossings 26 and 31 survive in this actual movie; the earlier speculative prescription to delete them is unnecessary. The fixed-exterior isomorphism supplies the final relative planar redraw. Thus the preceding transport and endpoint identification prove the framed attaching isotopy to that local graph; they do not bind it to the published panel .
By step 4.1, the handlebody of the local witness is diffeomorphic to . Independently, the published zero-trace equality [F8] identifies with for the exact named knots in [F1]. Composing these diffeomorphisms gives a diffeomorphism from the handlebody of to . No source-panel identification of the local endpoint in step 12.1 is needed. Reversing an auxiliary knot parameter leaves the zero-framed trace unchanged: conjugating both disk factors of the two-handle extends that reversal with positive four-dimensional orientation.
The local witness is dualizable by step 5.1, its handlebody is by step 4.1, and step 13.1 identifies that same handlebody with . The local slides in steps 5.2–6.1 and cancellation in step 7.1 retain their framed geometric conclusions, while steps 8.1–12.1 end at the local graph. The second named trace description uses [F8], without inferring that this graph is the source panel . Thus has both stated zero-trace descriptions, with the component and zero-framing conventions preserved.
Proof evidence
The common source construction through is retained from research/inverse-problems-knot-theory-all-109-2026-10-19-owner-conway-traces-round1/alternate-trace-certificate.json.gz. The nested-band, cancellation, literal and – records are in that family's k2-local-worker and lm-local-worker directories, with the geometric account lm-local-worker/KL-through-cancellation-and-LM-proof.txt. The local endpoint construction and exterior-anchored readout are in research/inverse-problems-knot-theory-all-109-2026-10-19-supervision-20261020/conway-named/: head-three-returns-prefix.json, the three successive coupon-suffix records, and their authoring scripts. They end at the local inputs/N-pd.json graph. A correspondence between that encoding and the published panel is not supplied. Earlier temporary – and –Figure 2 records are unavailable; no recovered map or new replay is claimed. The local geometric arguments and records are retained, but the named-partner conclusion in step 13.1 uses the full external trace equality [F8], independently of the local endpoint. This import is source assembly, not a locally reconstructed proof of Proposition 1.4 or native workflow, gate, source-audit or publication credit.
Seifert-matrix certificate for the Conway diagram
Statement
Assume the Axiom of Choice. For the oriented Conway diagram fixed on the preceding item, the Seifert smoothing and band construction yields a connected embedded Seifert surface with a basis for its first homology whose positive-push-off Seifert matrix is
Statement references
Facts & Assumptions
Given: Full AC, the Conway diagram fixed by the preceding item, and the positive-push-off convention for Seifert matrices.
Full AC, written AC, is The Axiom of Choice. It supplies countable choice through AC implies DC implies countable choice for the finite-projection/surface interface.
Conway knot and its Piccirillo trace partner fixes by Piccirillo's diagram.
Seifert disk-and-band construction from an oriented knot diagram and Termination and finite output of the Seifert diagram procedure supply the finite disk-and-band data. Seifert disks and bands form an embedded oriented spanning surface proves that these data realize a connected embedded oriented surface with the specified knot boundary.
Seifert pairing and matrix of an oriented knot uses for the positive push-off of a basis curve in the oriented surface.
The Seifert pairing is bilinear on integral homology classes, so a basis change by an integral unimodular matrix replaces by . Well-definedness of the Seifert pairing
Linking is the signed intersection number, equivalently the signed mixed-crossing count with the positive-meridian orientation. Linking number equals signed intersection with a spanning surface
Proof
Transcribe the left knot in [F1], ignoring its red mutation circle. Number its crossings at the following approximate pixel centers in the original source image: . These coordinates identify the crossing neighborhoods, not a metric hypothesis. Start at the underpass of crossing and follow the strand toward crossing . The complete cyclic under/over visit word is . Label the outgoing arc after each successive visit by . Listing each crossing counterclockwise, starting with its incoming under-arc, gives the following PD list: . Each of the eleven source gaps is used once as an underpass; the matching unbroken source arc is its overpass. The two extra apparent breaks on the horizontal arcs and the bottom break occur at the red mutation circle and are joined without any knot crossing. Thus this is a transcription of the specified diagram, rather than a knot-table identification.
Let be a four-strand braid read left to right, where has strand over strand . Close corresponding ends outside the braid without extra crossings. Its PD list, obtained by following its four strands, is . The arc relabeling carries the list of step 1.1 to this list: its crossings go respectively to , with cyclic rotation by two at every crossing. These are equal connected oriented ribbon diagrams with the same overpasses. Their equivalence involves no crossing change: thicken corresponding vertices and edges in the projection sphere, identify these strips by the specified cyclic orders, and extend over the complementary disk faces. One may realize the identification by first matching a thickened spanning tree, then matching the remaining arcs in their disk faces by innermost-bigon isotopies, and finally using the disk Alexander isotopy on the faces. Lifting the crossing neighborhoods with their retained over/under heights gives an ambient isotopy of the knots and their Seifert disk-and-band data. Either direction along the single knot is available; the reversed orientation will be handled as well.
Apply [F2] to this braid's smoothing. Its four circles give four disks, and its eleven crossings give eleven half-twisted bands. The surface retracts onto the graph with four consecutive vertices and one edge for every braid letter. Choosing one edge between each consecutive vertex pair gives a spanning tree. For each fixed adjacent pair of disks, the cycles between consecutive bands form an integral basis: relative to the fundamental cycles of the non-tree edges they are successive differences, an integral triangular change of basis with diagonal entries . In the order of disk pairs , use the eight intervals of braid positions . Orient each cycle to run forward on the upper numbered disk and backward on the lower one, and join through the indicated two bands. This constructs eight actual cycles on the embedded surface, not abstract matrix generators. Its Euler characteristic is , so its one-boundary genus is four, consistently with this basis of rank eight.
Here is the local push-off count used for all entries. Write a band of sign in coordinates as , , with its end strips continued into the two disks. Positive normal is fixed by the ambient and surface orientations in [F3]. A cycle using bands of signs has self-linking : its two half-turn contributions add, and the straight disk segments have zero twist. For consecutive cycles on the same disk pair, the shared positive band gives positive-push-first pairings , and the shared negative band gives . To see the off-diagonal signs, displace the first cycle by its positive normal in the displayed band chart: in the nonzero direction its two mixed crossings both have the indicated sign, whereas in the other direction the displaced return strip is disjoint. For cycles on neighboring disk pairs with position intervals , their four return strips have exactly the same two-crossing local configuration. If the earlier interval is on the smaller disk pair, its nonzero pairing is ; if on the larger pair it is . Disjoint or nested intervals, and nonneighboring disk pairs, have zero pairing in both directions: their return strips can be separated, or their two mixed crossings have opposite signs. These cases exhaust the eight cycles in step 3.1. This computes the mixed crossings of the actual displaced curves; the convention pushes the first variable, so it transposes the push-second table of the cited Collins source.
Applying those counts to the eight listed intervals gives . For example, the first two cycles use only negative bands, so their diagonal entries are and the shared-band entry is ; the staggered intervals on pair and on pair give . The remaining nonzero off-diagonal entries are , , , , , , and ; the diagonal entries are . Thus all sixty-four entries are determined by the preceding local count, including their zeros.
Put . Integer multiplication gives and , where is the matrix displayed in the Statement. These are finite integer identities; no polynomial invariant is used to identify the matrix. By [F4], the cycles , for the cycles of step 3.1, form an integral homology basis with exactly the stated positive-push-off matrix. They are legitimate integral one-cycles as in [F3]; simple representatives are unnecessary for the matrix definition.
If the orientation fixed for is the reverse of the braid orientation, reverse the surface orientation as well. The normal reverses, and the resulting positive-push-first matrix is : a negative push in the first variable is, by the normal collar and symmetry of linking, a positive push in the second. In this case use instead . Direct integer multiplication gives and . Thus either auxiliary orientation allowed in [F1] yields the same asserted matrix in an appropriate integral basis. Transporting the surface back through the actual diagram isotopy of step 2.1 proves the Statement for its specified Conway diagram.
Lee computations for the Conway knot and its Piccirillo partner
Statement
Assume countable choice. Over , the Rasmussen invariants of the oriented Conway knot and its Piccirillo partner are The calculation is the finite Lee-filtered Khovanov calculation on the two specified diagrams, including the rational Khovanov ranks and the surviving Lee filtration levels needed to determine these values.
Statement references
Facts & Assumptions
Given: Countable choice and the two oriented diagrams fixed in the Definition.
Countable choice, written , is The Axiom of Countable Choice ().
Conway knot and its Piccirillo trace partner fixes the exact knots and by their diagrams.
Khovanov chain complex from a diagram gives a finite cube complex from an explicit regular diagram, with its homological and quantum gradings.
Lee filtration, spectral sequence, and orientation classes gives the Lee spectral sequence, its filtration changes, and the two orientation classes for a knot.
Rasmussen’s s-invariant defines from the two Lee filtration levels as .
A PD quadruple is listed counterclockwise starting from the incoming under-arc; equal arc labels are joined. This is only a finite encoding convention. The actual diagram match is proved by the transcription in the proof, without using the AC-dependent Seifert-matrix theorem.
The rational Lee operations are , , , , , with circle degrees , and the stated normalized state shifts. Lee-deformed Khovanov complex and filtration
Proof
Transcribe the left knot of Figure 1 in [F1], ignoring its red mutation circle. In the original image its eleven crossing centers are approximately , in this order. Starting at the underpass of crossing toward crossing , its complete cyclic visit word is . Number outgoing arcs successively . Following these literal source strands with convention [F5] gives . All eleven source underpass gaps are used, while the three extra breaks at the red mutation circle are simply joined. Use these eleven crossings in their listed order. The local PD quadruple is counterclockwise from the incoming under-arc. Its zero smoothing joins positions and its one smoothing joins . With the oriented visit word there are six positive and five negative crossings, so the normalized cohomological and quantum shifts are and . Reversing the single component changes neither crossing signs nor these shifts. This input is the selected Conway diagram, not a table entry or a polynomial-based identification.
Here is the independent Figure 2 input. Expand its displayed box as two negative full twists on the three strands: read left to right this is , with the three incoming ends ordered top to bottom. Number the crossings outside the box by their centers in the source image of size : . Number the box crossings in the indicated braid order. Continue each strand through every source gap beneath the unbroken overpassing strands; some of those gaps contain a bundle of two or three crossings. Following the resulting single circle gives the following counterclockwise, incoming-under PD, with outgoing segment labels : . This lists all forty-three crossings outside the box and twelve inside it, with no omitted crossing. In particular the source figure is transcribed directly; the different fifty-six-crossing friend code in the comparison repository is not used. The oriented crossing counts are , so the shifts are and .
Form the finite rational cube [F2] on these two exact inputs. A reproducible rank calculation enumerates the smoothing circles as equivalence classes of arc labels under the two local pairings in step 1.1, orders the circles by their least arc, and labels a tensor by the bit string whose bits carry . On an edge changing crossing , use the sign and the merge or split map. For Khovanov cohomology set and omit the term of ; for Lee use all terms in [F6]. In each quantum degree, exact rational Gaussian elimination gives . The complete resulting rational rank polynomials, grouped by , are the two tables below. They were computed independently on these PDs by the characteristic-one command -ku1 in KnotJob, where 1 denotes rational coefficients, not a finite field. Its arithmetic stores reduced integer numerator/denominator pairs; zero tests and inversions are exact. Tensoring a crossing at a time and cancelling invertible differentials is an efficient realization of the same finite Gaussian calculation: for a pivot , deleting and replacing a remaining coefficient by splits off the contractible two-term summand. The elementary basis changes proving this identity are invertible over , so the operation preserves the computed cohomology. The Conway rank polynomial was also independently recomputed with the integral cube implementation cppkh; its free ranks give exactly the same rational table. Thus neither table is a quoted invariant value from the literature.
For the only additional Conway Lee calculation needed, retain homological degrees of its direct cube, with the operations [F6]. This truncation preserves degrees and their induced first spectral-sequence differential: their kernels and images involve exactly these adjacent chain degrees. It has enhanced-state basis elements and initial nonzero differential entries. Direct multiplication checks , and every entry raises quantum degree by or . Cancel degree-zero invertible arrows by the Schur rule of step 2.1, using the increasing initial basis-index order for the queue, and append every newly created degree-zero arrow to its end. Each such cancellation is filtered, since the paired basis vectors have equal quantum degree. There are cancellations. In homological degrees the remaining generators are precisely , , and , as independently verified by the rational table. The transferred degree-four differential from the one-dimensional group to the one-dimensional group is the matrix . This exact entry results from the above rational Schur updates; the standard-library calculation in the accompanying family source conway-lee-computation.py specifies every state, sign, entry and cancellation and asserts the matrix identity. In particular this is a nonzero differential into quantum degree , so that class does not survive.
In the partner table, , , and . The degree-three class cannot support or receive any Lee differential: the possible outgoing bidegrees are and incoming bidegrees for integers , and all of these groups are zero by the table. The multiple-of-four restriction follows from [F6] and the quantum congruence decomposition; a finite filtration makes these all possible pages. Thus the degree-three class survives. The two limiting levels lie in , differ by two and include , so they are exactly . Therefore [F4] gives . Notice that the incoming test is , not ; the latter expression occurs in the 2018 arXiv preprint, while the published 2020 proof gives the correct incoming bidegree. The independent characteristic-zero -s0 calculation also returns on this exact input.
The complete Conway row has quantum degrees only . By step 3.1 the last is removed on the first possible nonzero Lee differential. Every later page is a subquotient of the corresponding previous bidegree, so no new degree can appear. The two nonzero limiting quantum levels are therefore : by [F3] they occur in two different congruence classes modulo four and differ by two, and Lee homology has dimension two. Hence [F4] gives . As an independent arithmetic check, the unmodified rational s calculation in knotkit and the characteristic-zero -s0 calculation in KnotJob both return on the same diagram; these outputs are not needed in place of the explicit nonzero differential.
Steps 4.1 and 3.2 give the asserted rational Lee filtration levels and on the two diagrams specified in [F1]. The tables in step 2.1 provide the full rational Khovanov ranks used in this calculation, while step 3.1 supplies the additional actual Lee differential required for Conway. The bounded spectral sequence in [F3] has no further page capable of changing either conclusion. Together these prove every part of the Statement.
Computed rational rank tables
In each table the entry in row is ; all unlisted homological rows vanish. The tables are the independently computed results of the explicit finite calculation in step 2.1.
Conway .
| Rational rank polynomial | |
|---|---|
Partner .
| Rational rank polynomial | |
|---|---|
Piccirillo’s partner has the same zero-trace and Rasmussen invariant two
Statement
Assume the Axiom of Choice. For the Conway knot and Piccirillo partner fixed above, the zero-traces are diffeomorphic and This statement concerns the zero-trace -manifolds; it asserts no smooth concordance between and .
Statement references
Facts & Assumptions
Given: Full AC and the specified knots and .
The Axiom of Choice, written AC, is assumed. The Axiom of Choice
AC implies dependent choice and hence countable choice ; this supplies every retained local countable-choice hypothesis. AC implies DC implies countable choice, The Axiom of Countable Choice ()
Piccirillo’s Conway diagrams give a dualizable handle link constructs under full AC one actual framed handlebody with zero-trace descriptions and . The local witness is identified with by its framed construction; its identification with composes this with the explicitly imported Proposition 1.4. The retained local endpoint is not asserted to be the published panel .
Lee computations for the Conway knot and its Piccirillo partner supplies the established exact rational Lee calculation on the two specified diagrams, giving and .
Proof
By [F1], the two zero-traces are diffeomorphic to the same framed handlebody. Compose the first diffeomorphism with the inverse of the second to obtain . The supplier uses the published trace equality for the named Figure 2 knot independently of its local endpoint encoding.
Apply [F2] to that specified diagram to obtain . Together with step 1.1 this gives both conclusions of the Statement.
The Conway knot has normalized Alexander polynomial one
Statement
Assume the Axiom of Choice. Let be the unique unit associate of the knot Alexander generator that is symmetric under and has . Then
Statement references
Facts & Assumptions
Given: Full AC and the fixed Conway diagram and Alexander-polynomial normalization.
The Axiom of Choice, written AC, is The Axiom of Choice. It supplies countable choice through AC implies DC implies countable choice.
Seifert-matrix certificate for the Conway diagram constructs the actual embedded disk-and-band surface and an integral homology basis for the selected Conway diagram with the displayed matrix , by a direct diagram transcription, local push-off counts and an explicit unimodular basis change.
The Seifert determinant is the knot Alexander polynomial identifies the normalized Alexander polynomial with the determinant of a Seifert matrix up to a unit in .
Knot Alexander normalization, symmetry, and genus bound: every knot Alexander generator has a unique symmetric unit associate taking value at .
Proof
Let be the matrix in [F1] and form . Fraction-free Bareiss elimination uses, at stage , the update with initial divisor . The successive pivots are At the seventh pivot exchange rows and once; the pivot is and the final Bareiss entry is . The one row exchange reverses the determinant sign, so . The recurrence has exact polynomial divisions at every stage; the finite pivot and exact-division certificate is recorded in the batch contract.
The monomial is a unit in . By [F2], the Alexander generator is associated to . The polynomial is symmetric and takes value at , so uniqueness in [F3] gives .
The Conway knot is topologically slice but not smoothly slice
Statement
Assume the Axiom of Choice. The Conway knot bounds a locally flat proper disk in the standard , but it bounds no smooth proper disk there.
Statement references
Facts & Assumptions
Given: Full AC and the Conway knot fixed above.
Full AC, written AC, is The Axiom of Choice.
AC supplies countable choice through AC implies DC implies countable choice, which is used by the handle and Lee branches.
The Conway knot has normalized Alexander polynomial one gives the actual normalized equality .
Alexander polynomial one implies topological sliceness: under full AC, every smooth oriented Alexander-one knot bounds a locally flat proper disk in standard . This is its smooth-input application; no broader TOP-generic disk-embedding assertion is used.
Locally flat proper surfaces and concordance collars fixes the proper local-flatness and boundary-collar conclusion.
A knot is smoothly slice exactly when its zero-trace embeds in : a smooth knot is smoothly slice if and only if its zero-trace smoothly embeds in standard .
Piccirillo’s partner has the same zero-trace and Rasmussen invariant two: under full AC, the Figure 2 partner has and .
Rasmussen's s-invariant bounds smooth four-ball genus: under countable choice, , with its collared properly embedded cobordism hypotheses satisfied by an actual smooth slice disk.
Proof
By [A1] and [F1], the smooth oriented Conway knot has Alexander polynomial one. Apply [F2] to this actual knot, and use [F3] for the boundary convention. This gives a locally flat proper disk in the standard .
Suppose bounded a smooth proper disk. By [L1] and [F4], its zero-trace would smoothly embed in standard . Compose this embedding with the actual trace diffeomorphism in [F5] to embed , and apply [F4] to obtain a smooth proper slice disk for .
That disk gives . But [F5] gives , whereas [F6] gives , a contradiction. Hence bounds no smooth proper disk in standard .
Steps 1.1 and 2.1 establish the two conclusions of the unchanged Statement using the Figure 2 partner fixed in the assigned Definition.
4 · Examples, counterexamples and false statements
None yet.
Sources
- Lisa Piccirillo, The Conway knot is not slice
- Marc Kegel and Jonathan Spreer, The search for exotic knot traces
- Jennifer Hom, Getting a handle on the Conway knot
- Allen Hatcher, Algebraic Topology
- Alessia Cattabriga and Stefano Francaviglia, Knot Theory and Applications: Lecture Notes
- Lisa Piccirillo, The Conway knot is not slice, Annals of Mathematics 191 (2020), 581–591
- Lisa Piccirillo, The Conway knot is not slice, arXiv:1808.02923v1
- KnotInfo complete data table
- Knot Atlas, Planar Diagrams
- Julia Collins, An algorithm for computing the Seifert matrix of a link from a braid representation
- Lisa Piccirillo, The Conway knot is not slice, published Annals of Mathematics 191 (2020), 581–591
- Jacob Rasmussen, Khovanov homology and the slice genus
- Kegel–Spreer, The search for exotic knot traces
- Piccirillo-friends data repository
- Dirk Schuetz, KnotJob, author-distributed program and source
- Freedman and Quinn, Topology of 4-Manifolds