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Primitive Ideals and Duflo Theorem
1 · Prerequisites
- Abelian Categories
- Absolute and Conditional Convergence; Rearrangement; Products
- Adjunctions Units and Counits
- Algebraic Closure, Embeddings, and Separability
- Algebraic Extensions, Extension Degree, and Finite Fields
- Analyticity of Holomorphic Functions; Liouville and Morera
- Arc Length and Rectifiable Curves
- Artinian Rings and Length
- Associated Primes and Primary Decomposition
- Binary Operations, Monoids, Groups and Subgroups
- Bounded Variation and the Riemann–Stieltjes Integral
- Cardinal Arithmetic, Cofinality and the Alephs
- Cartan Subalgebras and Root Space Decompositions
- Categories, Functors and Natural Transformations
- Chain Complexes and Homology
- Chain Conditions, Semisimple Modules and the Wedderburn–Artin Theorem
- Chain Homotopy and the Homotopy Category
- Classical Affine Varieties: Coordinate Rings, Morphisms, and Rational Maps
- Compactness in Metric Spaces
- Completeness, Completion, and Uniform Continuity
- Complex Differentiability and the Cauchy–Riemann Equations
- Complex Power Series and Analytic Functions
- Composition Series, the Jordan–Hölder Theorem and Solvable Groups
- Congruences, the Integers Modulo n and the Chinese Remainder Theorem
- Connectedness
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Continuity, IVT, EVT, and Uniform Continuity
- Contour Integration
- Cosets, Index and Lagrange's Theorem
- Countability and Uncountability
- Cyclic Groups and Direct Products
- Delta Functors and Universality
- Depth and Cohen Macaulay Modules
- Derived Functors
- Determinants of Matrices over a Commutative Ring
- Diagonalisation and the Minimal Polynomial
- Divisibility, Euclidean Domains, Principal Ideal Domains and Unique Factorisation
- Divisibility, Greatest Common Divisors and Bézout's Identity
- Eigenvalues, Eigenvectors and the Characteristic Polynomial
- Exactness and the Member Calculus
- Ext and Balanced Resolutions
- Filters and Ultrafilters
- Finite Counting, Factorials and Binomial Coefficients
- Finite Weyl Invariants, Bruhat Order, and Kostant Harmonics
- Foundations of the Real Numbers for Analysis
- Free Modules, Exact Sequences, Projective and Injective Modules
- Fundamental Trigonometric Identities
- Goursat's Theorem and Cauchy's Theorem in a Convex Domain
- Group Actions, Orbits, Stabilisers and Cayley's Theorem
- Group Homomorphisms and the Isomorphism Theorems
- Harish Chandra Isomorphism Casimir and Central Characters
- Holomorphic Functions of Several Complex Variables
- Ideals, Quotient Rings and the Isomorphism Theorems for Rings
- Koszul Complexes and Regular Sequences
- Krull Dimension and Height Theorems
- Lie Algebra Representations, Enveloping Algebras, and PBW
- Limits and Colimits
- Limits of Real Functions
- limsup, liminf, and Subsequential Limits
- Line Integrals and the Gradient Theorem
- Linear Independence, Bases and Dimension
- Linear Transformations, Rank-Nullity and Quotient Spaces
- Localisation of Modules and Support
- Long Exact Sequences in Homology
- Matrices, the Matrix of a Linear Map, and Change of Basis
- Metric Spaces
- Mixed Partials, Taylor Formulae, and Extrema
- Modules, Submodules, Quotient Modules and the Isomorphism Theorems
- Monotone Functions, Discontinuities, and Continuity Sets
- Monotone Sequences, Bolzano-Weierstrass, and Cauchy Completeness
- Noether Normalisation and Nullstellensatz
- Noetherian Rings and Hilbert Basis
- Normal Subgroups and Quotient Groups
- Order, Zorn's Lemma, and the Axiom of Choice
- Ordinal Arithmetic and the First Uncountable Ordinal
- Ordinals, Cardinals, and Transfinite Recursion
- Partitions of Unity and Paracompactness
- pi: the Equivalent Characterizations
- Polynomial Rings, the Division Algorithm and Roots
- Power Series and Real-Analytic Functions
- Preadditive and Additive Categories and Biproducts
- Prime Spectra and Radicals
- Primes, Euclid's Lemma and the Fundamental Theorem of Arithmetic
- Projective and Injective Resolutions
- Properties of the Integral and the Working FTC
- Rees Modules Artin Rees and Hilbert Samuel Theory
- Reflective Subcategories and the Adjoint Functor Theorems
- Relations, Functions, and Quotients
- Rings, Subrings, Integral Domains and Fields
- Rⁿ as a Normed Space; Vector-Valued Functions
- Roots, Rational Powers, and Classical Inequalities
- Semisimple Lie Algebras, Cohomology, and Levi Theory
- Separation Axioms: the Hierarchy
- Sequences and Limits
- Sequences and Series of Functions; Uniform Convergence
- Series: Convergence and the Nonnegative Tests
- Simple Field Extensions and the Construction of the Complex Numbers
- Sine, Cosine, and the Definition of Pi
- Solvable and Nilpotent Lie Algebras
- Splitting Fields
- Subobject Lattices Generators and the Grothendieck Axioms
- Subspaces, Products, and Quotients
- Suprema and Infima
- Sylow's Theorems, p-Groups and Nilpotent Groups
- Symmetric Groups, Cycle Decomposition and the Sign Homomorphism
- Tensor Products of Modules
- The Cantor Set, Baire Category, and Measure Zero in ℝ
- The Complex Exponential and Euler's Formula
- The Derivative and the Mean Value Theorems
- The Determinant of a Linear Operator, Cofactors and Cramer's Rule
- The Diagram Lemmas in an Abelian Category
- The Exponential Function
- The Field of Fractions and Localisation
- The Fundamental Theorem of Algebra
- The Fundamental Theorem of Finite Abelian Groups
- The Fundamental Theorems of Calculus
- The Galois Correspondence
- The Holomorphic Inverse Function Theorem and Weierstrass Preparation
- The Identity Theorem, the Maximum Principle and the Open Mapping Theorem
- The Inverse and Implicit Function Theorems
- The Logarithm and General Powers
- The Riemann Integral: Definition and Integrability
- The Spectral Theorem, Positive Operators and Singular Value Decomposition
- The Topology of Euclidean Space
- The Total Derivative in ℝᵐ → ℝⁿ
- The Winding Number and the Global Cauchy Theorem
- The ZFC Axioms and the Basic Set Constructions
- Topological Spaces and Continuity
- Topology of ℝ
- Triangularisation, Generalised Eigenspaces and Jordan Canonical Form
- Universal Properties, Representables and the Yoneda Lemma
- Vector Spaces, Linear Subspaces, Span and Direct Sums
- Verma Modules and Shapovalov Forms
2 · Summary
This page develops the algebraic prefix of the primitive-ideal theory of the universal enveloping algebra: annihilators of modules, primitive ideals and their primeness, the central character attached to a primitive ideal by Dixmier's lemma, the central reduction at a central character, and the associated variety of a two-sided ideal together with its conicality and coadjoint invariance. The central reduction is analysed completely away from the finite-dimensional central characters, giving the smallest instance of a Duflo annihilator.
The page deliberately stops before Duflo surjectivity, the Kazhdan-Lusztig and Joseph fibre theory, and the localisation architecture of the geometric proof; those remain prose-level targets and no item on this page consumes them. The items using the Harish-Chandra parametrisation or the structure of the semisimple centre assume the Axiom of Choice explicitly. The annihilator, primeness, Dixmier and associated-variety arguments are choice-free.
3 · Logical flowchart
4 · Definitions, theorems and proofs
The annihilator of a module over an enveloping algebra
Definition
Let be a complex Lie algebra and let be a nonzero left -module with action , the unital extension of the -action supplied by Lie algebra actions extend to unital actions of the enveloping algebra. The annihilator of is
and for one writes . Then is a two-sided ideal of (Left, right and two-sided ideals), equal to the intersection of the left ideals , ; the action descends to a faithful action of the quotient algebra on .
Remarks
- The annihilator is the kernel of the action. is a -algebra homomorphism, so its kernel is a two-sided ideal by The kernel of a ring homomorphism is a two-sided ideal; unwinding definitions, this kernel is exactly the set of annihilating every .
- Pointwise annihilators are left ideals. For fixed , the map is -linear, so is an additive subgroup; and implies for every because . Thus each is a left ideal, and because a annihilating every is exactly one lying in every pointwise annihilator.
- Faithfulness of the quotient action. If acts as zero on , then for all , so and the class is zero. The quotient therefore acts faithfully, and is a left module over it by the same formula (Unital left and right modules over a ring; unqualified module means left module).
Primitive ideals of an enveloping algebra
Definition
Let be a complex Lie algebra. A two-sided ideal (Left, right and two-sided ideals) is primitive if there exists a simple left -module (Simple module: a nonzero module with no proper nonzero submodule) with
(The annihilator of a module over an enveloping algebra). Equivalently: a two-sided ideal is primitive if it is the kernel of the action of on some simple module. Every primitive ideal is proper, and admits the faithful simple module ; no highest-weight hypothesis is imposed on .
Remarks
- Properness. The module is nonzero, and acts as the identity, so ; a two-sided ideal containing is all of , so a primitive ideal is a proper ideal. This is the only place nonzero-ness of is used in the definitional consequences.
- Faithfulness after quotienting. By The annihilator of a module over an enveloping algebra the action of on is faithful, so the equivalent kernel formulation and the quotient statement describe the same situation.
- No highest-weight hypothesis. The simple module in the definition is arbitrary; in particular a primitive ideal need not be realised by a highest weight module in the definition itself. For finite-dimensional complex semisimple , realization by a simple highest-weight module is Duflo's theorem, not part of this definition.
Annihilators of simple highest-weight modules are primitive
Statement
Let be a finite-dimensional complex semisimple Lie algebra, let , let be the Verma module of highest weight , and let be its unique simple quotient. Then is a primitive ideal of ; moreover , with equality whenever is simple (in which case ).
Facts & Assumptions
Given: A finite-dimensional complex semisimple Lie algebra , a weight , the Verma module , and its unique simple quotient .
has a unique maximal submodule , and is simple; it is the unique simple quotient (A Verma module has a unique simple quotient, Verma modules).
A two-sided ideal is primitive when it is the annihilator of some simple module (Primitive ideals of an enveloping algebra).
The annihilator of a module is a two-sided ideal, annihilators grow when passing to quotients, and the annihilator of a quotient contains the annihilator of (The annihilator of a module over an enveloping algebra).
Proof
By [F1], is a simple -module, so by [F2] its annihilator is a primitive ideal.
The natural surjection has kernel ; if annihilates every element of , then it annihilates the image of every element in , so . Hence by [F3].
If is simple, then its unique maximal submodule is a proper submodule by [F1] and therefore must be , since a simple module has no nonzero proper submodule; hence . The two modules then have the same annihilator, and by step 1.2 the inclusion is an equality.
Primitive ideals are prime in the noncommutative sense
Statement
Let be a primitive ideal of and let be two-sided ideals of with . Then or . The claim holds for every complex Lie algebra , and equivalently the quotient ring is prime.
Facts & Assumptions
Given: A complex Lie algebra , a primitive ideal , a simple left -module with , and two-sided ideals with .
is the annihilator of the simple module ; the annihilator of a module is a two-sided ideal (Primitive ideals of an enveloping algebra, The annihilator of a module over an enveloping algebra).
The product consists of finite sums and is a two-sided ideal (The sum and product of two-sided ideals, The sum and product of two-sided ideals are two-sided ideals). For an ideal and submodule , write for the finite sums ; these form a submodule since and (Left, right and two-sided ideals). Distributing finite sums and using associativity gives .
is nonzero and its only submodules are and ; in particular a submodule with equals (Simple module: a nonzero module with no proper nonzero submodule).
Proof
Suppose , i.e. . Then some has , and is a nonzero submodule of : for , one has because . By [F3], .
Using the associativity of the action and the containment : , so every annihilates and therefore .
The argument shows that forces ; contrapositively, if then . Hence or , and no finite-dimensionality of was used. Passing to , two-sided ideals of the quotient correspond to two-sided ideals of containing , and the product condition becomes ; the displayed alternative is exactly the primeness of .
Dixmier's lemma: endomorphisms of a simple module over a countable-dimensional algebra
Statement
Let be a unital -algebra which admits a countable -basis, and let be a simple left -module. Then every -endomorphism of is multiplication by a scalar: . Consequently the center acts on by scalars and there is a unital -algebra homomorphism with for all , . In particular this applies to for a finite-dimensional complex Lie algebra .
Facts & Assumptions
Given: A unital -algebra with a countable -basis, a simple left -module , and .
A nonzero homomorphism between simple modules is an isomorphism, and the endomorphism ring of a simple module is a division ring (Schur's lemma for simple modules, Division ring: a ring with in which every nonzero element is a unit).
is a unital ring under pointwise addition and composition, and it is a -algebra whose scalars are central: is -linear because the scalar action of is -linear (The endomorphism ring under addition and composition, Division ring: a ring with in which every nonzero element is a unit).
is simple and nonzero, so for every the submodule is nonzero, hence equal to (Simple module: a nonzero module with no proper nonzero submodule).
is algebraically closed, so every nonconstant polynomial in is a product of linear factors; in a division ring a product of nonzero elements is nonzero, so a product of nonzero factors is zero only if one factor is zero (The complex numbers are algebraically closed, Division ring: a ring with in which every nonzero element is a unit).
The rational function field consists of the fractions with , (For a field , is its rational function field; in particular , The field of fractions of an integral domain).
If a vector space over a field is spanned by vectors, then every linearly independent subset is finite with at most elements (If has a spanning set with elements, then every linearly independent subset of is finite with at most elements; in particular has no linearly independent subset equinumerous with ); (); every subset of an at most countable set is at most countable (Every subset of an at most countable set is at most countable); is uncountable ( is uncountable (Cantor's nested intervals, 1874)) and embeds in as the constant classes, whence is uncountable (The complex numbers as , with the real embedding and imaginary unit , Finite, countably infinite, countable, uncountable).
For a finite-dimensional complex Lie algebra with ordered basis , the ordered monomials form a basis of (PBW gives an ordered monomial basis for the enveloping algebra, The universal enveloping algebra as a tensor quotient); the set of exponent tuples is a finite product of copies of , hence at most countable (A product of two at most countable sets is at most countable, Finite, countably infinite, countable, uncountable).
Proof
By [F1], is a division ring. The map , , is an injective unital ring homomorphism onto a central copy of by [F2], so is a -division algebra containing in its center.
Let be a -vector space spanned by a sequence and let be linearly independent. Then is at most countable. Indeed, put ; the recursive rule that retains exactly when is a definition by recursion on and is a canonical ordered basis of with : retained elements are independent and each lies in the span of the retained elements up to . Hence every has a unique coordinate vector in . Order by real part and then imaginary part, and lexicographically. Since , for the set of with is nonempty and is well defined; let . Each is linearly independent in , hence finite of size at most by [F6], so the set is finite. Now lies in and is injective: if and the two counts agree, then the coordinate vectors of and are not distinct, because if one preceded the other lexicographically the corresponding counts would differ; totality of the lexicographic order gives . Thus injects into the at most countable set and is at most countable.
For finite-dimensional, has a countable -basis by [F7].
Since is a quotient of as a -vector space — the map is a surjective -linear map for any by [F3] — it is spanned by the images of a countable basis of . Applying step 1.2 with this spanning sequence, every linearly independent subset of is at most countable.
Suppose, for contradiction, that and choose ; then is transcendental over . For otherwise for a nonzero ; by [F4] write with , so and one factor is zero, giving , a contradiction.
Let be transcendental as in step 2.2. Evaluation , , is an injective unital homomorphism whose image is commutative because commutes with the central copy of . Every nonzero has and is a division ring, so is a unit; the formula is therefore well defined — two representations of the same fraction cross-multiply, and multiplying the resulting identity by the inverses gives equality — and defines an injective field homomorphism by [F5]. In particular, for the elements exist in . They are -linearly independent: if with distinct , multiplying by gives for ; injectivity of forces , and evaluating at gives , so because the factors are nonzero.
Fix . The evaluation map , , is -linear and injective: if then for every because is -linear, and by [F3], so . Hence the vectors form a -linearly independent subset by step 3.1. The assignment is a bijection — injective because its values are linearly independent — and is uncountable by [F6], so is uncountable.
Step 2.1 makes every linearly independent subset of , in particular , at most countable, while step 4.1 makes uncountable; this contradiction forces , so every -endomorphism of is a scalar. Consequently, for the map , , is -linear because for , so for some ; the assignment is a unital algebra homomorphism since and with . By step 1.3 the hypotheses hold for with finite-dimensional.
A primitive ideal determines a central character
Statement
Let be a finite-dimensional complex Lie algebra and let be a primitive ideal of , say with simple. Then acts on by a central character , and
In particular is a maximal ideal of the commutative algebra , and .
Facts & Assumptions
Given: A finite-dimensional complex Lie algebra , a simple left -module , and the primitive ideal .
is countable-dimensional for finite-dimensional , so Dixmier's lemma applies: , every central element acts on by a scalar, and these scalars form a unital -algebra homomorphism with (Dixmier's lemma: endomorphisms of a simple module over a countable-dimensional algebra, Central character of a Lie algebra module).
A unital homomorphism has image , so is a field and is a maximal ideal; maximal means maximal among proper ideals ( is a field if and only if is a maximal ideal, Prime ideals and maximal ideals in a commutative ring).
is a two-sided ideal equal to the kernel of the action; and acts as the identity, so is proper (The annihilator of a module over an enveloping algebra, Primitive ideals of an enveloping algebra, Simple module: a nonzero module with no proper nonzero submodule).
Proof
By [F1] there is a central character with for all , . If , then acts on as and as the scalar ; since this forces , so .
Conversely, if , then for every , so , hence . Thus .
Steps 1.1 and 1.2 give , which is a maximal ideal of by [F2] because is a unital homomorphism onto .
Every lies in the two-sided ideal , so every product with lies in ; as these products generate the two-sided ideal , one has .
The central reduction of the enveloping algebra at a central character
Definition
Let be a complex Lie algebra, let be the center of its enveloping algebra (The universal enveloping algebra as a tensor quotient), and let be a unital -algebra homomorphism, that is, a central character (Central character of a Lie algebra module). Write and let
be the two-sided ideal of generated by (The sum and product of two-sided ideals, The sum and product of two-sided ideals are two-sided ideals). The central reduction of at is the quotient algebra
It is a unital associative -algebra, the natural map is a surjective algebra homomorphism with kernel , the image of in is , and for a -module the following are equivalent:
- (i) has central character , i.e. every acts on by the scalar ;
- (ii) annihilates ;
- (iii) the action of on factors uniquely through .
Thus the -modules with central character are exactly the -modules.
Remarks
- The generating set is central, so the ideal is two-sided. Every commutes with , hence and the set displayed above is already closed under left and right multiplication; it is an additive subgroup because finite sums of such terms are such terms, and it contains as the empty sum. This is the ideal generated by (Left, right and two-sided ideals).
- Every central element is scalar modulo the ideal. For one has , so and the scalar have the same image in . Thus the image of the center consists of scalar classes; this does not imply that every element of is scalar.
- The equivalences. Condition (i) says acts by for every central , which is equivalent to for all such and all , hence to annihilating because consists exactly of the elements with . If denotes the action, then (ii) says , so because is a two-sided ideal; the quotient universal property (A ring homomorphism whose kernel contains a two-sided ideal factors uniquely through the quotient ring) then produces a unique factorization of through , which is (iii). Conversely a factorization through kills and hence , which is (ii).
The Verma annihilator contains the central-character ideal
Statement
Let , let be the central character determined by through the Harish-Chandra projection, so that every acts on the Verma module by the scalar . Then
and every element of the two-sided ideal generated by annihilates every cyclic highest-weight module of highest weight .
Facts & Assumptions
Given: A weight , the Verma module with its unique simple quotient , and the central character with .
Every cyclic highest-weight module of highest weight has a central character, and every acts on by the scalar (Central elements act by scalars on cyclic highest-weight modules, The Harish-Chandra projection computes the highest-weight scalar, Central character of a Lie algebra module, Highest-weight vectors and cyclic highest-weight modules).
The Verma module has a unique simple quotient , and is simple (A Verma module has a unique simple quotient, Verma modules).
The annihilator of a module is a two-sided ideal, and annihilators grow when passing to quotients: if is a surjection of -modules and , then (The annihilator of a module over an enveloping algebra).
Proof
By [F1], acts on by the scalar . Hence acts on by , that is, .
More generally, let be any cyclic highest-weight module of highest weight and let , . For one has by [F1] and centrality of ; since every element of has the form , the element annihilates . As products span , every element of that ideal annihilates every cyclic highest-weight module of highest weight .
Since is a two-sided ideal by [F3], it contains all products with and , hence contains the two-sided ideal generated by . Thus .
The Verma module has its unique simple quotient by [F2], and an operator annihilating annihilates each quotient by [F3], so . Together with step 2.1 this gives the displayed chain, and step 1.2 gives the final assertion.
The adjoint action preserves the associated graded of a two-sided ideal
Statement
Let be a finite-dimensional complex Lie algebra with the PBW filtration , , and the identification . For every two-sided ideal the associated graded subspace
is a graded ideal of . Moreover, writing for the derivation of that extends the linear map , (Derivations of Lie algebras), one has for every , and, with the degree- quotient map, the induced derivation satisfies:
for every and . If the commutator has degree less than , its degree- symbol is zero.
Facts & Assumptions
Given: A finite-dimensional complex Lie algebra , a two-sided ideal , and an element .
is the PBW filtration by tensor degree with ; multiplication in induces a product on for which the symbol of a product of elements of and is the product of their symbols (The PBW filtration by tensor degree on the enveloping algebra).
An ordered basis of has its ordered monomials as a basis of , and multiplication identifies with the symmetric algebra ; in particular and the symbol of is (PBW gives an ordered monomial basis for the enveloping algebra).
is commutative: (The associated graded algebra of the PBW filtration is commutative).
is an additive subgroup closed under left and right multiplication by (Left, right and two-sided ideals); denotes the linear map of (Derivations of Lie algebras). Any -linear map extends uniquely to a derivation of the symmetric algebra , by declaring the Leibniz rule on monomials in a basis; this extension is .
Proof
defines an increasing filtration of with , so is a graded subspace of by construction. It is an ideal: if and , then by [F4], and likewise; passing to symbols with [F1] exhibits every product of a symbol of with a symbol of as a symbol of an element of . Since is commutative by [F3], one-sided closure suffices and is a graded ideal.
The commutator map , , is a derivation of : . For a word with , the derivation rule gives , and each lies in ; hence every term still has PBW degree at most , so . It maps into itself because is two-sided.
By step 1.2, preserves each , so it induces a graded linear map of that sends into itself: the induced map is , well defined because . The derivation identity of step 1.2 passes to symbols via [F1], so is a derivation of .
On degree one, for , by [F2] and [F4]; that is, the induced derivation restricts on to the given linear map .
A derivation of is determined by its values on : on a monomial the Leibniz rule forces , and a monomial basis of extends these values linearly. Hence the derivation of step 2.1, whose degree-one restriction is the given map by step 3.1, equals . Therefore and for every and , which is the assertion.
The associated graded variety of a two-sided ideal
Definition
Let be a finite-dimensional complex Lie algebra, with PBW filtration and associated graded algebra (The PBW filtration by tensor degree on the enveloping algebra), and let be a two-sided ideal (Left, right and two-sided ideals). For each put with , and define the associated graded ideal
Fix an ordered basis of . By PBW gives an ordered monomial basis for the enveloping algebra, its ordered monomials form a basis of and multiplication identifies with the symmetric algebra , which under this basis is the polynomial algebra on the symbols; by The associated graded algebra of the PBW filtration is commutative this algebra is commutative, so is an ideal of it. The dual basis of identifies with , so elements of are polynomial functions on . The associated variety of is the classical affine algebraic set (Classical affine algebraic sets, including the empty boundaries)
It is the zero locus of the family in the polynomial ring on ; equivalently in the notation of the classical zero loci, a Zariski closed subset of (Classical affine zero loci form the Zariski closed sets).
Remarks
- is a graded ideal, not merely a graded subspace. If and , then , and the symbol of is the product of the symbols of and ; hence is closed under multiplication by the whole of .
- The definition does not depend on the ordered basis. The subspaces are defined by tensor degree with no reference to a basis, so is intrinsic; changing the ordered basis changes the identification of with a polynomial ring by an invertible linear change of variables, whose induced map on is a linear isomorphism carrying one zero locus onto the other. The associated variety as a subset of is therefore well defined (The classical vanishing ideal, The coordinate ring of a classical affine algebraic set).
- Proper ideals and the empty case. If then for all , so and ; if then and . Both boundary cases are allowed by the definition. Primitive ideals are proper, but may be zero; for example, when , the simple -module has annihilator .
The associated variety is a closed conical coadjoint-invariant cone
Statement
Let be a finite-dimensional complex Lie algebra and let be a two-sided ideal. Then is a closed cone: for and one has . Moreover is invariant under the coadjoint action: for every and the curve (using the matrix exponential on , whose dual maps form a one-parameter group of linear automorphisms of ) stays inside . In particular the same conclusions hold for every primitive ideal.
Facts & Assumptions
Given: A finite-dimensional complex Lie algebra , a two-sided ideal , the associated graded ideal , and the associated variety .
is the zero locus of the family in the polynomial algebra on , hence a Zariski closed classical affine algebraic set; is a graded ideal of (The associated graded variety of a two-sided ideal, Classical affine zero loci form the Zariski closed sets, Classical affine algebraic sets, including the empty boundaries).
For every , the derivation of extending satisfies ; hence for all (The adjoint action preserves the associated graded of a two-sided ideal).
Fix a basis of and use its maximum-coordinate norm and the induced submultiplicative operator norm on . The exponential series for is dominated on every compact -disc by the scalar series , which converges for every (The exponential series converges absolutely for every real argument); it therefore converges locally uniformly, may be differentiated termwise, and has entire matrix entries (A complex power-series sum has complex derivatives of every order, obtained by repeated termwise differentiation, The sum of a complex power series is analytic throughout its open disc of convergence, Every complex analytic function is holomorphic). Composing those entries with the polynomial and evaluating at shows is entire (Complex analytic functions are closed under finite linear combinations, products, quotients with nonzero denominator, and composition). Put and . Termwise differentiation gives . On a linear polynomial , this yields ; the product and sum rules extend the identity to every polynomial. Iteration gives (Linearity, product, reciprocal, and quotient rules for complex derivatives). Absolute convergence permits multiplying the exponential series entrywise; collecting total degree and using the binomial formula gives , so and . Thus the dual maps form the asserted one-parameter group. Finally, an entire function is equal on to its Taylor series at , so if all these derivatives vanish then (A holomorphic function equals its Taylor series throughout the largest centred disc in its domain).
Proof
That is closed is [F1]. For the cone property, write an arbitrary as a finite sum of its homogeneous components of degree , which lie in because it is graded. For and one has : by homogeneity for , while for the degree-zero part of is whenever is proper, since ; if then contains and , so the assertion is vacuous. Hence for every , that is .
Let , and homogeneous, and put . By [F2] each lies in , so [F3] gives for every . By [F3] again is entire, so ; as was an arbitrary homogeneous element of , the whole curve lies in .
Every primitive ideal of is a two-sided ideal, so steps 1.1 and 1.2 apply to it; no primitivity-specific hypothesis is used in the argument, and the same conclusions therefore hold for every primitive ideal.
Remarks
- Only the ideal property and the derivation invariance enter. Closedness comes from the definition of the associated variety as a zero locus, conicality from gradedness of , and coadjoint invariance from the derivation invariance . Nothing about primitivity, semisimplicity, or nilpotent orbits is used; the deep Borho-Brylinski/Joseph statement that this cone is a single nilpotent orbit closure is not asserted here.
- The exponential curve. The statement is about the orbit of under the one-parameter group in the linear automorphism group of , transported to by duality; the analytic input is the convergence of the finite-dimensional exponential series, recorded in [F3].
Every central character of a semisimple enveloping algebra arises from a weight
Statement
Assume the Axiom of Choice. Let be a finite-dimensional complex semisimple Lie algebra with Cartan subalgebra and a fixed positive system. Then every unital -algebra homomorphism equals for some , where ; equivalently, the maximal ideals of are exactly the kernels , and induces a bijection , so that if and only if . Here , and denotes the quotient for this dot action.
Facts & Assumptions
Given: The Axiom of Choice, a finite-dimensional complex semisimple Lie algebra with Cartan and positive system, and a unital -algebra homomorphism .
The shifted Harish-Chandra map , , is an algebra isomorphism under AC (Harish-Chandra isomorphism for the center); the projection computes the highest-weight scalars, so is the scalar by which acts on (The Harish-Chandra projection computes the highest-weight scalar, The Harish-Chandra projection, Central character of a Lie algebra module).
Under AC, is a free -module of rank , and is a polynomial algebra on homogeneous generators; hence is a finite -module and is a finitely generated -algebra (Chevalley shephard todd for finite weyl groups, The center of the enveloping algebra is polynomial on rank-many generators).
Determinant trick (Nakayama): if is commutative, and a finitely generated -module with , then for some (Determinant trick for Nakayama).
Under AC every proper ideal of a nonzero commutative ring is contained in a maximal ideal; maximal means maximal among proper ideals (In a nonzero commutative ring, every proper ideal is contained in a maximal ideal, Prime ideals and maximal ideals in a commutative ring, The Axiom of Choice).
Over the algebraically closed field , every maximal ideal of a finitely generated commutative -algebra is the kernel of a unital -algebra homomorphism to (Over an algebraically closed field, maximal ideals of an affine algebra are kernels of points); an ideal is maximal exactly when the quotient is a field ( is a field if and only if is a maximal ideal).
is algebraically closed, so it has no nontrivial finite-dimensional field extension (The complex numbers are algebraically closed).
Under AC, if and only if (Central characters are dot-Weyl orbits).
Proof
Define . It is a unital -algebra homomorphism by [F1], and for every . Its image contains and is closed under the -scalars, so the image is all of ; hence is a field and is a maximal, in particular proper, ideal of .
By [F2], is a finitely generated -module, so [F3] applies with , and : if , then for some , and evaluating at gives , contradicting . Therefore , and this ideal is proper.
By [F4] the proper ideal is contained in a maximal ideal of ; in particular . The contraction is proper because , and contains the maximal ideal ; hence . The quotient is a field by [F5] containing the field of step 1.1, and it is finite-dimensional over it because is a finite -module.
A finite-dimensional field extension of the algebraically closed field is itself by [F6], so the quotient map of step 3.1 is a unital -algebra homomorphism extending : for the class depends only on and equals .
The homomorphism is evaluation at a weight: fix a -basis of ; since with the as coordinate functions, is determined by the scalars , which define a unique by , and for every polynomial .
Combining the identities, for every : by [F1]; writing gives . Thus every unital homomorphism is a .
By [F2], is a finitely generated commutative -algebra, so by [F5] every maximal ideal of is the kernel of a unital homomorphism to , hence by step 6.1 of the form . Conversely each is a surjective unital homomorphism onto the field , so is maximal by [F5], and implies because both factor through the common quotient, which is via the unital structure map. By [F7], exactly when ; hence induces a bijection , and the stated equivalences follow.
Primitive ideals are partitioned by their dot-orbit central character
Statement
Assume the Axiom of Choice. Let be a finite-dimensional complex semisimple Lie algebra with Cartan subalgebra and a fixed positive system. If is a primitive ideal of , then for a unique central character , and there is a unique dot-Weyl orbit with ; this orbit is determined by alone. Consequently, for primitive ideals : if and only if , if and only if for any with and . Thus the primitive ideals are partitioned by their central characters, and the central character of a primitive ideal is exactly a dot-Weyl orbit under the Harish-Chandra isomorphism.
Facts & Assumptions
Given: The Axiom of Choice, a finite-dimensional complex semisimple Lie algebra with Cartan and positive system, and primitive ideals of .
For a primitive ideal , the center acts on a simple module with annihilator through a central character , and ; a unital homomorphism is determined by its kernel, because the quotient by the kernel is via the unital structure map (A primitive ideal determines a central character, Primitive ideals of an enveloping algebra).
Under AC, every central character equals for some (Every central character of a semisimple enveloping algebra arises from a weight, Central character of a Lie algebra module, The Axiom of Choice).
Under AC, if and only if (Central characters are dot-Weyl orbits).
Proof
By [F1], for a central character ; any central character with the same kernel equals , because the kernel determines the unital homomorphism through the quotient . Hence is unique, and it is determined by .
By [F2] there is with . If also , then , so by [F3]; hence the dot orbit is independent of the choice of and determined by .
For primitive ideals , the identity is equivalent to by [F1], which is equivalent to because a central character is determined by its kernel; and by step 2.1 with [F3] this is equivalent to for any realizing . Thus the fibres of on primitive ideals are exactly the sets of primitive ideals with a common dot-Weyl orbit, i.e. the primitive ideals are partitioned by their central characters.
The central reduction of U(sl2) is simple away from the finite-dimensional central characters
Statement
Assume the Axiom of Choice. Let with standard basis , Casimir element , and center . Let be a central character, determined by the scalar . Then the central reduction is a simple ring if and only if is not the central character of any nonzero finite-dimensional -module, equivalently if and only if is not the eigenvalue of on any finite-dimensional simple module , (these eigenvalues are pairwise distinct). When is simple, every nonzero -module with central character is faithful over , every Verma module with is simple, and .
Facts & Assumptions
Given: The Axiom of Choice, with basis and Casimir (a nonzero scalar multiple of the library Casimir), a central character , the scalar , and .
The Axiom of Choice is assumed (The Axiom of Choice). The PBW symbol of a central element is invariant under the adjoint action: for each , The adjoint action preserves the associated graded of a two-sided ideal gives for , so . Chevalley restriction identifies with (Chevalley restriction for symmetric invariants); for , is the Cartan subalgebra, the roots are with , and the reflection sends the coordinate to , so (The special linear Lie algebra sl_2, Cartan subalgebra, Normalizer of a Lie subalgebra, Root and root space, Root reflections and the Weyl group action). The library Casimir of The quadratic Casimir element has PBW symbol restricting to on , by the Killing-form calculation in step 1.1 (The Killing form of a semisimple Lie algebra); hence generates . Subtracting the matching scalar multiple of from any central element of degree lowers its PBW degree, so induction and centrality of give . Step 1.1 gives , hence and as an ideal of this polynomial algebra.
is the quotient of by the two-sided ideal ; a -module has central character exactly when it is a -module, and is a unital associative -algebra (The central reduction of the enveloping algebra at a central character, Central character of a Lie algebra module).
Ordered monomials in a basis of form a basis of ; the PBW filtration by tensor degree has , a polynomial algebra; symbols multiply and the symbol of a product of nonzero symbols is nonzero (PBW gives an ordered monomial basis for the enveloping algebra, The PBW filtration by tensor degree on the enveloping algebra, The associated graded algebra of the PBW filtration is commutative).
, , , so , (The special linear Lie algebra sl_2). The finite-dimensional simple modules , , have -eigenvalue , these values are pairwise distinct, and every finite-dimensional simple module is some (The quadratic Casimir eigenvalue on a highest-weight module is , Finite-dimensional simple modules are classified by dominant highest weights).
The Verma module is simple if and only if for all positive roots; for there is one positive root and in the standard identification , so is simple exactly when , and for its central character is that of the finite-dimensional module (The Verma irreducibility criterion from Shapovalov determinants, Verma modules, The quadratic Casimir eigenvalue on a highest-weight module is ).
has polynomial division with remainder (For every field , is a Euclidean domain with degree as Euclidean function). In a nonzero ideal, a nonzero polynomial of least degree generates the ideal: dividing any member by leaves a remainder in the ideal of smaller degree, which must be zero.
The field is algebraically closed, so every nonconstant polynomial in has a root (The complex numbers are algebraically closed).
Proof
The element is central. Indeed, using , , : ; , , and , so ; and , , , so . The Killing form in the basis has and with all other pairings (the adjoint matrices have columns , , and , , , , giving traces and ), so dual bases are , , and the library Casimir is . To prove that this Casimir generates the center, first is a Cartan subalgebra: it is abelian, hence nilpotent, and the displayed brackets show by Cartan subalgebra and Normalizer of a Lie subalgebra. The root spaces are , with roots , where ; therefore the unique root reflection acts by sign on , and (Root and root space, Root reflections and the Weyl group action). By Chevalley restriction, , and the PBW symbol restricts to , so it generates (Chevalley restriction for symmetric invariants). If has PBW degree , the adjoint-symbol identity in The adjoint action preserves the associated graded of a two-sided ideal shows is invariant. It is homogeneous; since the invariant ring is the polynomial ring generated by the degree-two element , one has and for some . Thus is central of strictly smaller PBW degree. Induction on degree, with degree-zero elements being scalars and central by the direct commutator calculation above, yields . Consequently . Since , one has in , hence exactly; in , where acts by , this reads and . Equivalently and ; also and .
The associated graded of for the induced PBW filtration is , where is the symbol of , namely up to a nonzero scalar: the kernel of is generated by , whose symbol is a nonzerodivisor of the polynomial algebra , so an element of that ideal has top-degree part in the ideal and conversely every element of occurs as the top-degree part of a product . Multiplying by identifies the quotient with ; multiplication by from degree to degree is injective, so the degree- part has dimension .
Let be the -span of the normal forms and , filtered by degree , respectively . Left multiplication by the generators preserves and raises degree by at most one: using and from step 1.1 gives and ; for by step 1.1 and ; ; and ; for . Since is spanned by words of length at most in , induction on gives , so the normal forms span . Exactly of them have degree at most , and their symbols span , whose dimension is by step 2.1; hence those symbols are a basis of and, comparing top degrees, the normal forms are linearly independent. They therefore form a -basis of , so is infinite-dimensional, and the basis exhibits the -weight decomposition for , for .
Let be a two-sided ideal of . Since for , and the weight components of are polynomial combinations of the elements , the ideal contains a nonzero weight vector. If it contains with and , then is nonzero, because and has no zero divisors and ; if it contains with , then is such a nonzero polynomial; and if it contains a nonzero element of weight , that element already lies in . Hence .
By [F6] the nonzero ideal is generated by a polynomial , chosen of least degree; if then is nonconstant, since a nonzero constant in would put in and force .
For one has and , because and . Multiplying by respectively and using , gives the divisibilities and in .
Let be a root of . If is not a root of , then , so the first divisibility of step 6.1 forces . If is not a root of , then , so the second divisibility forces .
Since has finitely many roots, for every root the upward chain has a last member with a root of and not a root, and the downward chain has a last member with not a root. Step 7.1 then gives and , so and , where by step 1.1 with are the roots of , and for some .
If then the two roots are distinct and not congruent modulo (their difference is ). Writing any root as in step 8.1, the identity forces to be nonnegative and even; the first value gives ; the second gives ; the third gives . All are impossible, so has no roots and [F7] makes it constant, hence by step 5.1. Thus is simple whenever , in particular whenever is not the square of an integer.
If then has the single root , while has the single root ; step 8.1 would give , i.e. , which is impossible. So has no roots and [F7] makes it constant, whence ; is simple for as well.
Conversely let , and put ; then is the -eigenvalue of the nonzero finite-dimensional simple module by [F4], so is a nonzero -module. The action map is a nonzero algebra homomorphism (it sends to the identity), and its image is finite-dimensional while is infinite-dimensional by step 3.1, so and : has a nonzero proper two-sided ideal and is not simple. Conversely, if a nonzero finite-dimensional -module has central character , choose a nonzero submodule of least positive dimension; it is simple and acts there by , so [F4] makes it some and . Thus is a finite-dimensional central character exactly when is a positive square, equivalently when for some (the integer parameter is , since ). Together with steps 9.1 and 9.2 this is the asserted criterion, and the eigenvalues are pairwise distinct by [F4].
Finally suppose is simple, let be a -module, and let be the action. Its kernel is a two-sided ideal and is proper because makes ; simplicity forces , so is faithful over . If for a weight then , because otherwise would be the central character of the finite-dimensional module by [F5], contrary to the established criterion; hence is simple by [F5]. The annihilator of in is the preimage of for , which is by the definition of the annihilator as a kernel; therefore , as claimed.
Highest weights can have the same primitive ideal
Remark
Assume the Axiom of Choice (The Axiom of Choice) and let be finite-dimensional complex semisimple. The assignment from weights to primitive ideals (Annihilators of simple highest-weight modules are primitive, Primitive ideals of an enveloping algebra, The annihilator of a module over an enveloping algebra) is not injective in general, and a fixed central character can carry more than one primitive ideal; describing the fibres of this map is the content of Joseph's theory of Goldie rank polynomials and of Kazhdan-Lusztig cell theory, which is not part of the algebraic prefix on this page. For noninjectivity, already in the distinct weights and have normalized Casimir value , which is not for any integer : those values are for and at least for . By The central reduction of U(sl2) is simple away from the finite-dimensional central characters, both Verma modules are simple and have the same annihilator, namely the central ideal. In contrast, the trivial central character carries the distinct primitive ideals and — the annihilators of the trivial module and of the simple Verma module — so Duflo's surjectivity is not a bijection between weights and primitive ideals.
Remarks
- What is recorded here and what is not. This item records a boundary: the map from weights to primitive ideals has fibres of size greater than one, and their description requires the character-polynomial machinery of Joseph, Barbasch and Vogan. No fibrewise classification is asserted, and the item is not used as a supplier by any proof on this page.
- The witness. The two annihilators named above are distinct: the trivial module is finite-dimensional with acting by , while acts with nonzero eigenvalue on the highest vector of , so the annihilators differ. Simplicity of follows from the irreducibility criterion recorded in The central reduction of U(sl2) is simple away from the finite-dimensional central characters: . This is the same witness that the companion page records in full; the comparison is by central character, since on .
5 · Examples, counterexamples and false statements
None yet.
Sources
- P. Etingof, Representations of Lie Groups (18.757, MIT OCW 2023 full notes)
- D. Barbasch, Cells in Weyl groups and primitive ideals (AIM workshop notes, 2006)
- A. Fadeev, Classification of primitive ideals of U(o(infinity)) and U(sp(infinity)), PhD thesis (Jacobs University)
- D. A. Vogan, The orbit method and primitive ideals for semisimple Lie algebras (CMS Conf. Proc. 1986)
- J. Gaddis, The Weyl algebra and its friends: a survey (arXiv:2305.01609)
- R. E. Block, The irreducible representations of the Lie algebra sl(2) and of the Weyl algebra, Adv. Math. 39 (1981) 69-110