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Knot Floer genus and fibering detection — Examples and Counterexamples
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2 · Logical flowchart
3 · Definitions, theorems and proofs
None yet.
4 · Examples, counterexamples and false statements
A null-homologous unknot in a homology sphere can have reducible exterior
Statement refuted
Assume the Axiom of Choice. An integral homology -sphere is a closed connected oriented -manifold with ; a knot is null-homologous when in . The assertion that every smooth null-homologous knot in an integral homology -sphere has irreducible complement is false, where irreducible means that every embedded -sphere in the complement bounds a -ball there.
Statement references
Diagram
The connected-sum sphere separates the two punctured Poincaré summands; the unknot lies in a smaller ball in the left summand.
diagram failed to render:
\begin{tikzpicture}[scale=0.95]
\draw[rounded corners,thick] (-2,-1.15) rectangle (1.45,1.15);
\draw[rounded corners,thick] (2.55,-1.15) rectangle (6,1.15);
\node at (-0.25,0.55) {$P\setminus\operatorname{int}B^3$};
\node at (4.25,0.55) {$P\setminus\operatorname{int}B^3$};
\draw[dashed,thick] (2,-1.15)--(2,1.15);
\node[above] at (2,1.15) {$S^2$};
\draw[thick] (-1.2,-0.1) circle (0.55);
\node at (-1.2,0.15) {$B_0$};
\draw[thick] (-1.2,-0.1) circle (0.2);
\node at (-1.2,-0.1) {$U$};
\node at (-1.2,-0.82) {$N(U)\subset B_0$};
\end{tikzpicture}Facts & Assumptions
Given: AC, the Poincaré sphere , the connected sum , a connected-sum sphere , a standard round unknot in a -ball contained in the first summand and disjoint from , and a tubular neighborhood .
Mayer–Vietoris sequence in singular homology: for an open cover, the sequence is exact.
Poincaré duality for oriented topological manifolds and The universal coefficient theorem for cohomology over a PID: under AC, a closed connected oriented -manifold with has and .
Every spherical gluing below is made with a retained product collar , chosen disjoint from . For closed pieces and on the negative and positive sides, replace them by the relative-open sets and in their union. On the added collar of , send its parameter to ; fix . The analogous formula on the negative added collar retracts to . Their intersection is and retracts to by . These homotopies match the identity on the joining sphere and remain valid after deleting , since the collars miss it. Thus [F2] is applied only to these actual open covers, with the same homology groups as the named closed pieces. The collars are the product collars retained in the chosen smooth ball and connected-sum constructions; no collar for an arbitrary wild sphere is asserted.
The Axiom of Choice: AC is the assumption of the local Poincaré-duality suppliers.
Counterexample
The unknot bounds its spanning disk inside , so in . For , use the collar enlargements [F5] of and in . They form an open cover, retract to those pieces, and have intersection retracting to ; apply [F2] to this open cover. Since by [F3], exactness injects into , so . The same exact sequence in degree zero, using and , gives . Rank comparison yields , so each punctured summand is connected with .
Put and let be the closed ball on the other side of in . Identify with the unit ball and with a round circle in the plane . From every point of , the vertical segment in the direction of the sign of its -coordinate reaches without meeting ; when , the starting point is not on and the upward segment meets the plane only there. Since is path-connected, is path-connected. Thicken and by collars to obtain an open cover of whose overlap retracts to . The map on is the injection . Since and is contractible, [F2] identifies with ; [F3] identifies the latter with .
Apply [F2] to the open collar enlargements [F5] of the two punctured summands in ; the pieces and intersection retract to the punctured summands and , respectively. By step 1.1 both summands are connected and have zero , and the map sends to and is injective. Exactness gives . Since is closed, connected, and oriented, [F4] gives and . Hence is an integral homology sphere. The duality and UCT uses are under [A1].
The side of in the second summand is , which is not a -ball: capping it with a ball would identify with , contrary to [F1]. The other side is the union of and , glued along . Apply [F5] to obtain an open cover of this side, relative to its remaining boundary, with intersection retracting to that sphere and pieces retracting to the two named sets. Since by [F3], exactness in [F2] makes the map from the direct sum of the two pieces' groups into the union's injective. Step 1.2 therefore makes this side's nonzero. Neither side is a -ball, so cannot bound a -ball in .
Therefore is reducible and the displayed universal assertion is false. The diagram records the separation and location of ; the proof uses the homology and homotopy arguments above, not the diagram.
Trefoil and 5_2 knot Floer genus and fibering cases
Example
Assume the Axiom of Choice. For the right-handed trefoil , the symmetrized Alexander polynomial is , the maximum Alexander grading is , the integral top knot Floer group is , and the knot is fibered. For the standard alternating knot , the symmetrized Alexander polynomial is , the maximum Alexander grading is , the integral top knot Floer group is , and the knot is not fibered. The rank calculation uses the alternating-knot formula; its signature determines the Maslov grading shift.
Example references
The maximum Alexander grading is the Seifert genus
The irreducible-exterior rank-one implication
The converse rank-one implication used for the S3 examples
Ozsvath, Stipsicz, and Szabo, Grid Homology for Knots and Links, Chapter 4
Ozsvath and Szabo, Heegaard Floer homology and alternating knots, Theorem 1.3
Manolescu, An Introduction to Knot Floer Homology, Theorems 2.3 and 2.5
Facts & Assumptions
Given: Full AC, the right-handed trefoil and standard alternating knot with the original integral normalization and classical choice branch declared in the dependencies.
External input. Ozsváth–Szabó, Heegaard Floer homology and alternating knots, Geometry & Topology 7 (2003), Theorem 1.3, printed p.230 (PDF p.6 of arXiv:math/0209149v3): if is alternating and its normalized symmetric Alexander polynomial is , then supported in Maslov degree . This is the INTEGRAL theorem, including freeness; no integral conclusion is inferred from the retained mod-two grid comparison. Its signature convention has left trefoil signature .
External finite table input. Knot Atlas, pages 3_1 and 5_2, section “Polynomial invariants / Alexander polynomial”, records respectively and . These two finite entries and their standard knot diagrams identify the table knots. The same polynomials result from the standard genus-one disk/band Seifert matrices
(up to simultaneous handedness/sign conventions): and . Multiplying by gives the stated symmetric polynomials. The TABLE/diagram identification is external input; the two determinant calculations are finite local checks, not an assertion that an abstract matrix by itself identifies a knot.
External input at the exact , integral scope. Manolescu, An Introduction to Knot Floer Homology, printed/PDF p.5, Theorem 2.3, gives for every knot in . Theorem 2.5 on that same page gives that a knot in is fibered if and only if its integral top genus group is . These exact specializations of the established Ozsváth–Szabó/Ghiggini/Ni/Juhász results are imported. This does not assert completion of the held local general- signed comparison or product-criterion proofs. The source explicitly states these as integral groups.
Actual reading limits: the complete Theorem 1.3 statement and its preceding conventions on printed pp.229–230 of the primary alternating paper; the two named Alexander-polynomial table entries (not all table invariants); the full Theorems 2.3 and 2.5 statements and surrounding geometric-applications text on Manolescu p.5. No reading or local reconstruction of the full alternating theorem proof, Ni proof, or entire survey is claimed. These are explicitly authorized external imports under the run-specific source boundary. The original full-choice branch is retained; no integral full-choice theorem is silently cast as a CC theorem.
Verification
Both named diagrams are alternating. Apply [F1] with the two polynomials in [F2]. In the trefoil case the coefficients in Alexander degrees have absolute values , with zero coefficients elsewhere. Thus the maximum nonzero Alexander grading is and its integral group is . In the case the corresponding absolute values are , with zero coefficients elsewhere. Its maximum grading is again , with integral top group . The formula for the supporting Maslov degree is exactly that of [F1]; no signature sign is guessed from a drawing.
By [F3] the genus is one for both knots. The trefoil's integral top group is , so the fiberedness equivalence in [F3] proves that it is fibered. For , is not isomorphic to (tensoring with already distinguishes their dimensions), so the same equivalence proves that it is not fibered. These arguments prove every Example clause at its full integral coefficient scope. They do not invoke an unearned generic- local supplier or weaken a rank over integers to a mod-two rank.
Sources
- Algebraic Topology, Winter Semester 2021/22, §4.5.12
- Allen Hatcher, Algebraic Topology, §2.2
- Yi Ni, Knot Floer homology detects fibred knots, arXiv:math/0607156v4, Theorem 1.1
- Peter Ozsvath, Andras Stipsicz, and Zoltan Szabo, Grid Homology for Knots and Links, Chapter 4
- Peter Ozsvath and Zoltan Szabo, Heegaard Floer homology and alternating knots, arXiv:math/0209149v3, Theorem 1.3
- Ciprian Manolescu, An Introduction to Knot Floer Homology, Theorems 2.3 and 2.5
- Knot Atlas, 3_1 and 5_2 tables