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AdS gravity entropy dictionary and quantum extremal surfaces

1 · Prerequisites

2 · Summary

3 · Logical flowchart

4 · Definitions, postulates, theorems and proofs

LemmaStatement: AI-adaptedProof: AI-generatedverified 2026-10-22 (gpt-6.1-sol)Open item page →

Ambient locally finite mod-two relative chains for candidate regions

Statement

Let Σ be a locally compact Hausdorff space and B⊆Σ closed. Use Z2={0,1} with addition modulo two. A chain in Cklf(Σ) is a formal sum of continuous singular k-simplex maps with mod-two coefficients such that every point of Σ has a neighborhood meeting only finitely many nonzero simplex images. Put Cklf(Σ)=0 for k<0. Let Cklf(Σ;B) be the subgroup of these ambient chains whose simplex images are contained in B, and set Cklf(Σ,B):=Cklf(Σ)/Cklf(Σ;B). The face boundary, with all signs equal to plus in Z2, is well-defined and locally finite, preserves the B-supported subgroup, and induces ∂ˉ2=0 on this quotient. Define Hklf(Σ,B):=ker⁡∂ˉk/im⁡∂ˉk+1. For ambient locally finite chains a,x with boundaries supported in B, the equality [a]=[x] holds exactly when there is r∈Ck+1lf(Σ) with ∂r+a+x∈Cklf(Σ;B). Changing representatives by quotient boundaries or B-supported chains preserves this criterion. Finite ordinary chains are allowed; on compact Σ this is precisely the ordinary relative singular chain model.

Here is an explicit meaning of supplied fundamental-chain data. Let Y⊆Σ be an embedded n-manifold with boundary, n≥1. An ambient locally finite mod-two fundamental chain for Y is a chain c∈Cnlf(Σ) whose simplex maps land in Y, whose boundary maps land in ∂Y, and which satisfies the following local condition. For each p∈Y∖∂Y, retain the finitely many simplices of c whose images contain p, obtaining an ordinary finite chain cp in Y. Its class in Hn(Y,Y∖{p};Z2) is the unique nonzero element. The boundary of cp avoids p, so this class is defined. The local group is Z2, without an orientation choice. These are explicit conditions on supplied chains, not an assertion that arbitrary nonproper embeddings push intrinsic locally finite chains into Σ.

A sufficient construction is as follows. Supply a pure n-dimensional ordered-vertex locally finite triangulation of Y, with boundary a subcomplex, whose realized simplex maps into Σ form a locally finite family. Proper inclusion of a locally finite triangulated Y into Σ is sufficient for this ambient condition. Require that each interior codimension-one face has two incident top simplices and each boundary face has one. For every interior point p, supply a finite subcomplex neighborhood Np which is a compact n-manifold with boundary, with p in its interior, such that the sum of its parametrized top simplices represents its compact mod-two relative fundamental class. A compact manifold ball or star with its verified relative fundamental chain supplies such a local certificate; no claim about an arbitrary triangulation's local stars is made. Then the sum of all top simplices, parametrized in the supplied vertex order, is an ambient locally finite fundamental chain for Y. In degree n−1, a supplied triangulated n-dimensional region with ambient top chain r gives the displayed relative-chain criterion for boundary chains a,x∈Cn−1lf(Σ) when ∂r=a+x+b for some b∈Cn−1lf(Σ;B) and both ∂a and ∂x lie in Cn−2lf(Σ;B). These last conditions make a and x relative cycles, while the displayed decomposition supplies the relative boundary witness. No existence of a triangulation, a region, a chain certificate or an admissible candidate is asserted.

Facts & Assumptions

Given: The space, closed subspace, mod-two coefficients and supplied chains; the additional local triangulation and compact certificate hypotheses only in the sufficient-construction clause.

[F1]

Borel-Moore homology by locally finite chains defines locally finite singular sums and their face boundaries on locally compact Hausdorff spaces. Proper maps push such chains forward because inverse images of compact neighborhoods are compact.

[F2]

Relative singular chain complex, Boundary on relative chains and Relative singular homology give the quotient-chain and kernel/image construction for ordinary finite chains.

[F3]

The singular boundary squares to zero proves face cancellation and ∂2=0 on each finite singular simplex.

[F4]

Local homology detects manifold dimension, interior, and boundary gives Hn(Y,Y∖{p};Z2)≅Z2 at interior points. Relative fundamental class and boundary orientation specifies the compact relative fundamental class by these local generators. Over Z2 the nonzero local element is unique, so no sign or orientability choice is needed.

[F5]

Subcomplexes, closures, stars, and links in a simplicial complex defines subcomplexes. In the sufficient construction, local finiteness, the boundary-face incidence counts, the ordered simplex parametrizations and the finite compact relative fundamental-chain certificates are actual supplied hypotheses.

[F6]

Excision for singular homology states that inclusion (T∖Z,D∖Z)→(T,D) induces relative homology isomorphisms whenever Z‾⊆int⁡TD.

Proof

1.1givenF1F2F3algebra

Fix an ambient locally finite chain c. In a neighborhood meeting only finitely many of its simplex images, every contributing face comes from one of that finite list and each parent has finitely many faces. Consequently every coefficient of ∂c is a finite mod-two sum and the resulting chain is locally finite. Applying the boundary twice near any point therefore reduces to finitely many parents; [F3] cancels their codimension-two faces in pairs. Thus ∂2c=0. Every face of a simplex mapping into B still maps into B, so the B-supported groups form a subcomplex. Hence [c]↦[∂c] is well-defined on the quotient, squares to zero and supplies the displayed homology groups, by the same quotient argument as [F2].

2.1givenF1F2step 1.1algebra

Relative cycles are exactly chains with boundary supported in B. In the quotient, [a]=[x] in homology means a+x is a quotient boundary, which says exactly that a+x=∂r+b for some ambient locally finite r and some B-supported b. Over Z2 this is the displayed condition. Adding quotient boundaries to a or x merely adds the corresponding chains to r; adding B-supported chains changes only b, proving representative invariance. If Σ is compact, finitely many of the neighborhoods in the local-finiteness definition cover it. Their finite union meets every nonzero simplex, so only finitely many nonzero simplex images occur. Thus the ambient groups, their B-supported subgroups, boundaries and quotient homology are the ordinary finite ones in [F2]. Every finite chain remains locally finite even when Σ is not compact; no assertion that the two homology theories then coincide is needed.

2.2givenF1F2F4step 1.1algebra

For the fundamental-chain local condition, ambient local finiteness makes the list of simplices containing a fixed p finite. Since all their images lie in the embedded subspace Y, they are singular simplices of Y itself. Any face whose image contains p comes from a parent containing p. Its coefficient in ∂cp therefore equals its coefficient in ∂c. When p is an interior point of Y, the latter boundary has no such face, by the stated boundary-support condition. Thus ∂cp is a finite chain in Y∖{p}, and its ordinary point-local relative class is defined. By [F4] the prescribed nonzero element is unambiguous over Z2, regardless of orientability. This establishes a precise, internally consistent local test for the supplied chain data; it does not assume their existence.

3.1givenF1F3F4F5F6step 2.1step 2.2constructalgebra∎

In the sufficient triangulated construction, parametrize every simplex by listing its vertices in the supplied increasing order. A common face then has literally the same singular parametrization from either incident top simplex. The ambient local-finiteness hypothesis makes the top-simplex sum a chain in Cnlf(Σ). Interior faces occur twice and cancel modulo two, while boundary faces occur once, so its boundary is supported in ∂Y. Proper inclusion is sufficient for the required ambient local finiteness by the compact-neighborhood argument in [F1]; it is not imposed on other supplied chains in the general branch. For an interior point p, the finite compact certificate Np contains a neighborhood of p. Local finiteness ensures that, after shrinking that neighborhood, no top simplex outside its finite subcomplex meets it: among the finitely many nearby closed simplex images, none outside that subcomplex can contain p, because its interior would then approach p from outside the neighborhood contained in Np. Hence the point-local chain obtained from the global sum is exactly the point-local chain of the compact certificate. Its class in Hn(Np,Np∖{p};Z2) is nonzero by the supplied compact relative fundamental-class property and [F4]. Set Z:=Y∖Np. Since Np contains a neighborhood of p, p∉Z‾; since Y is Hausdorff, Y∖{p} is open. Thus Z‾⊆int⁡Y(Y∖{p}). By [F6], inclusion (Np,Np∖{p})→(Y,Y∖{p}) induces an isomorphism. It sends the certificate class to the global point-local class, which is therefore nonzero. Step 2.2 therefore certifies the entire global top chain as fundamental. For an n-dimensional region with ∂r=a+x+b, b supported in B, and ∂a,∂x supported in B, face cancellation supplies the witness and a,x are relative cycles. Step 2.1 then gives [a]=[x]. This proves the sufficient construction without a universal triangulation or candidate-existence theorem.

DefinitionDefinition: AI-adaptedProof: Not applicableverified 2026-10-22 (gpt-6.1-sol)Open item page →

Regulated generalized entropy for AdS candidate surfaces

Physical scope

A model definition for finite-regulator generalized entropy on a supplied class of spacelike codimension-two bulk surfaces with fixed boundary anchor and homology class. It assigns a renormalized value only when the named combined sequence converges finitely in its fixed scheme. It asserts no candidate existence, convergence, scheme independence, gravitational field equation, entropy dictionary, or monotonicity law.

Definition

Fix an integer d≥2, a smooth (d+1)-manifold with boundary M‾, its interior M, and a smooth Lorentzian metric g on M with signature (−,+,…,+). The model supplies a dimensionless smooth defining function z:M‾→[0,∞) with z>0 on M, z=0 and dz≠0 on I:=∂M‾, such that g‾:=z2g extends smoothly to a nondegenerate Lorentzian metric of the same signature on M‾ whose induced metric γ:=g‾∣TI is Lorentzian. Thus I is a timelike conformal boundary. For these signature conventions, a timelike vector v satisfies g‾(v,v)<0, a null vector is nonzero with g‾(v,v)=0, and a causal vector is nonzero with g‾(v,v)≤0. A time orientation is a continuous choice, at every point, of one component of the timelike cone; causal vectors in the closure of that component are future-directed. The model supplies a time orientation on (M‾,g‾), which induces one on (I,γ). A submanifold is spacelike when the metric induced on each tangent space is positive definite.

A future-directed causal curve in (M‾,g‾) or (I,γ) is a locally Lipschitz map η:J→M‾ or η:J→I, respectively, from a real interval, with a nonzero future-directed tangent almost everywhere and g‾(η˙,η˙)≤0 or γ(η˙,η˙)≤0. Extensions are geometric: a regular increasing reparameterization is an order-preserving locally bi-Lipschitz homeomorphism h:J→J0 onto an interval. A curve is inextendible if there are no such h, a larger interval J~ containing J0 as a proper subinterval, and a causal curve η~:J~→M‾ (or to I in the boundary case) with η~∘h=η. Thus a parametrization on all of R does not by itself make a curve inextendible. A boundary Cauchy slice C∂ is a smooth embedded spacelike hypersurface in (I,γ) whose inverse image under every inextendible boundary causal curve consists of exactly one parameter value. A bulk Cauchy slice for it is a smooth embedded spacelike d-dimensional hypersurface Σ of (M‾,g‾) with ∂Σ=C∂ whose inverse image under every inextendible causal curve in M‾ consists of exactly one parameter value. This is explicitly a boundary-inclusive convention: curves may meet or run along I, and no ordinary Cauchy property for the AdS interior alone is imposed. Existence of these slices is supplied model data, not a theorem about every asymptotically AdS spacetime. For each candidate X, the model supplies such a slice ΣX containing X; one common slice is allowed.

A boundary region A is a relatively compact open subset of C∂ (its closure is compact) with smooth boundary ∂A; write A‾ for its closure in C∂. A candidate X is a smooth embedded (d−1)-dimensional submanifold with boundary of M‾, with X∩I=∂X=∂A, X∖∂X⊂M, X⊆ΣX, and positive-definite induced metric g‾∣TX (equivalently, g∣TX is positive definite in the interior). Set BA:=C∂∖A, a closed subspace of ΣX since C∂=∂ΣX is closed and A is open in it. Use the ambient locally finite mod-two relative chain model as follows. A chain in Cklf(ΣX) is a formal sum of continuous singular k-simplex maps into ΣX such that every point has a neighborhood meeting only finitely many nonzero simplex images. The subgroup Cklf(ΣX;BA) consists of chains whose simplex images all lie in BA, and Cklf(ΣX,BA) is the quotient with the induced face boundary; its homology is Hklf(ΣX,BA;Z2). The mod-two coefficients mean 1+1=0. The model supplies a finite fundamental chain aX for the compact manifold with boundary A‾ and an ambient locally finite fundamental chain x for X, with boundaries supported in ∂A. Here fundamental means that, at every interior point of the represented manifold, the finite chain of simplices whose images contain that point has the unique nonzero mod-two local homology class. These are supplied chain data; local finiteness is required in the ambient slice, and is not inferred by pushing an intrinsic chain through an arbitrary nonproper inclusion. Define HA by [x]=[aX] in Hd−1lf(ΣX,BA;Z2). Equivalently, the model supplies a witness chain rX∈Cdlf(ΣX) with ∂rX+aX+x∈Cd−1lf(ΣX;BA). The specified bulk region RX⊆ΣX is part of the model data represented by this witness; when RX is an ordinary bulk region, its supplied ambient locally finite fundamental chain is used. A proper compatible locally finite triangulation with the finite local fundamental-class certificates described above is one sufficient construction by mod-two face cancellation, not a requirement on the full candidate class. The supplied class XA (possibly empty) includes all this slice and chain data; no candidate, region, chain or triangulation existence theorem is asserted.

A named finite-regulator sequence for X∈XA consists of labels (Λn)n≥1, nonzero finite-dimensional complex inner-product spaces Hin,n(X) and Hout,n(X), a density operator ρn(X) on their ordered tensor product, and a finite assigned geometric value Sgrav,n[X] for each n. A density operator here is a self-adjoint endomorphism with nonnegative eigenvalues and trace one. The factor Hout,n(X) represents the regulated bulk region RX and Hin,n(X) its complementary factor; both factors and the state are supplied model data. Take kB>0 in J K−1. Define ρout,n(X) by tracing the first, Hin,n(X), factor out of the ordered tensor product, using the finite partial-trace convention in the finite-regulator outside-entropy definition: in orthonormal bases (ei) and (fa) of the two factors, the (a,b) entry is ∑i(ρn(X))(i,a),(i,b). The finite matrix argument in that definition proves the resulting endomorphism is a basis-independent density operator. With natural logarithms and 0log⁡0:=0, set

Sbulk,n[RX]:=−kBtr⁡ ⁣(ρout,n(X)log⁡ρout,n(X)),Sgen,n[X]:=Sgrav,n[X]+Sbulk,n[RX].

Require each Sgrav,n[X] to have units J K−1; its geometric terms, counterterms, and finite normalization are fixed model data in one declared regulator and renormalization scheme. On the optional Einstein–Hilbert area branch, the same fixed scheme also specifies, for each label Λn and candidate, a dimensionless Borel function 0≤χΛn,X≤1 with compact support Kn,X in X∘:=X∖∂X. Put hX:=g∣TX∘, a smooth positive-definite induced metric. Its density is μhX=det⁡(hab) ∣dy1⋯dyd−1∣ in a surface chart. The determinant transformation hy=JThxJ gives the absolute-Jacobian density law. Under Countable Choice, meaning that every countable family of nonempty sets has a choice function, the density determines the corresponding compact-finite Borel measure vol⁡hX, independent of charts and orientation (compact-finite means finite on compact sets). Define the finite regulator-specific physical area by

Area⁡Λn[X]:=∫X∘χΛn,X dvol⁡hX,0≤Area⁡Λn[X]≤vol⁡hX(Kn,X)<∞.

The bound follows directly from 0≤χ≤1 and compact finiteness. Smooth cutoffs give the usual intrinsic integral ∫χμhX; sharp compact Borel cutoffs χ=1K are included. The measure domain here is the Borel domain, with no implicit completion. The geometric area has units md−1 in the model's length convention. Countable Choice is carried precisely for this measure/integration interface, not for the chain algebra. With supplied GΛn>0 of units md kg−1 s−2, this branch sets

Sgrav,n[X]=kBc3Area⁡Λn[X]4GΛnℏ+Sother,n[X],

where c has units m s−1, ℏ has units J s, and the finite Sother,n includes the scheme's specified counterterms and finite normalization. The cutoff functions, their relation to Λn, and every subtraction are fixed by that named scheme; no unregulated physical-metric area of a boundary-anchored surface is substituted. General assigned finite Sgrav,n data outside this optional area branch remain allowed.

Assign Sgenren[X] exactly when the combined sequence (Sgen,n[X])n≥1 converges to a finite real number in that scheme, and then set it equal to that limit. No separate convergence of the two summands is required. If the combined sequence lacks a finite limit, no renormalized value is assigned.

A smooth one-parameter candidate family means a jointly smooth map F:(−ϵ0,ϵ0)×S→M‾, where ϵ0>0 and S is a fixed smooth (d−1)-manifold with boundary, such that each Fϵ:=F(ϵ,⋅) is an embedding with image Xϵ∈XA, Fϵ(∂S)=∂A for the same fixed boundary region A, and X0=X. Every member comes with its own supplied slice and chains satisfying [xϵ]=[aXϵ] in Hd−1lf(ΣXϵ,BA;Z2). In this definition, preserving the homology condition means precisely this memberwise relative-chain criterion for the same A; it does not compare classes in different groups or assume an identification between the slices. The initial velocity is VF0(s):=∂ϵF(0,s). Require it to be smooth and orthogonal to TpX at every interior point p=F0(s), meaning g(Vp,w)=0 for every w∈TpX, and to extend smoothly by zero at the fixed anchor. When it exists, define this specified family's first variation by δVSgenren[X]:=ddϵSgenren[Xϵ]∣ϵ=0. Call X quantum stationary when this derivative exists and is zero for every such allowed family. No family existence or identification of different homology groups is asserted. The term records the quantum bulk-entropy contribution to the functional; it does not assert a universal semiclassical or microscopic interpretation.

Remarks

The current def-tgr-regulated-generalized-entropy supplier is restricted to one specified compact section of a smooth null hypersurface. This definition supplies a separate candidate-surface model for the AdS page; it borrows the fixed-scheme and entropy-unit convention only and does not claim that the null-screen domain already covers these AdS surfaces.

PostulateStatement: Literature-sourcedProof: Not applicable‡ sources checked 2026-10-22Open item page →

Restricted semiclassical entropy dictionary

Physical scope

An adopted entropy dictionary for one asymptotically locally AdS effective bulk model, one boundary state family supported on a finite-dimensional regulated code subspace, one boundary region and homology class, and one fixed regulator and renormalization scheme. It asserts no candidate existence, finite renormalized value, saddle dominance, universal boundary-to-bulk duality, or empirical validity.

Postulate

Fix an effective bulk model on a smooth Lorentzian spacetime (M,g) of dimension d+1, with d≥2 and signature (−,+,…,+), together with a time orientation, meaning a continuous choice of one component of the timelike cone at each point. Here AdS means anti-de Sitter. In this item, asymptotically locally AdS means that M is the interior of a smooth manifold with boundary M‾; write I:=∂M‾. There is a dimensionless smooth defining function z with z>0 on M, z=0 and dz≠0 on I, such that g‾=z2g extends smoothly to a nondegenerate Lorentzian metric of the same signature on M‾ whose induced boundary metric γ:=g‾∣TI is Lorentzian. The chosen time orientation extends continuously to (M‾,g‾) and induces one on (I,γ). The model fixes its AdS length L>0 in metres, the asymptotic AdS boundary condition, bulk fields, semiclassical approximation, and conformal-boundary data; semiclassical here means that the bulk geometry is treated classically while the bulk entropy is computed from regulated quantum-state data on that geometry. No bulk field equation is inferred here.

Choose a smooth embedded hypersurface C∂⊂I whose induced metric is positive definite and which meets every inextendible future-directed boundary causal curve at exactly one parameter value. A causal curve in (M‾,g‾) or (I,γ) is a locally Lipschitz map from a real interval with a nonzero future-directed tangent almost everywhere and nonpositive squared tangent norm. Inextendibility is tested after an order-preserving locally bi-Lipschitz reparameterization h:J→J0: a curve η:J→M0 is inextendible exactly when there are no such h, larger interval J~⊋J0, and causal curve η~:J~→M0 with η~∘h=η, where M0 is the bulk or boundary spacetime in question. Each bulk candidate slice ΣX is a smooth embedded d-dimensional hypersurface in (M‾,g‾) with positive-definite induced metric and ∂ΣX=C∂, and every inextendible causal curve in M‾ meets it at exactly one parameter value. This is a boundary-inclusive convention: curves may meet or run along I. The existence of these slices is supplied model data; no interior-only Cauchy existence is inferred. Choose a relatively compact open region A⊂C∂ (its closure is compact) with smooth boundary ∂A. The regulated boundary Hilbert space and its finite-dimensional subspace Ccode are model data; regulated code subspace means this specified finite-dimensional subspace, and every boundary density matrix in the chosen state family is supported on it. A boundary density matrix ρ∂ is a positive trace-class endomorphism of trace one on the regulated boundary Hilbert space, with range in Ccode. For such a matrix ρ∂, define its exact finite-cutoff entropy by Sexact(ρ∂):=−kBtr⁡(ρ∂log⁡ρ∂), using natural logarithms and 0log⁡0:=0. An admissible bulk candidate X is a smooth embedded spacelike (d−1)-dimensional submanifold with boundary of M‾, with X∩I=∂X=∂A, X∖∂X⊂M, and X⊆ΣX; its induced metric is positive definite and its supplied region RX⊆ΣX and chains satisfy [x]=[aX] in the ambient locally finite mod-two relative homology group defined by the candidate-surface model. A quantum-stationary candidate (also called a quantum extremal surface) is an admissible X at which the first variation of the scheme-fixed generalized entropy exists and vanishes for every family F specified in the preceding candidate-surface definition: F is jointly smooth, each Fϵ is an admissible embedding with the same anchor and memberwise relative-chain homology condition, and its initial velocity V satisfies g(V,w)=0 for every interior tangent vector w∈TX and extends smoothly by zero at the anchor. Let QA be the prescribed class of such candidates for the chosen boundary state. Use SI units: kB is in J K−1, c is in m s−1, and ℏ is in J s. Write GΛn>0 for the model-supplied Newton coupling at regulator label Λn, in md kg−1 s−2 for this (d+1)-dimensional bulk. When the chosen Einstein–Hilbert branch uses the area term, use the same label-dependent physical-metric area Area⁡Λn[X]=∫X∘χΛn,X dvol⁡g∣TX∘ defined by the candidate-surface model, with its explicit Countable Choice integration premise and its fixed finite cutoff data. This term is kBc3Area⁡Λn[X]/(4GΛnℏ), and all additional finite terms remain in the prescribed Sother,n. The cutoff area is in md−1, so [c3Area⁡Λn[X]]=md+2 s−3=[GΛnℏ] and the factor multiplying kB is dimensionless. The metric, Borel cutoff, label dependence and subtraction convention are thus fixed before the combined renormalized limit is tested; an unregulated area at the conformal boundary is not asserted finite. For d=3 these are the usual four-dimensional SI units. Adopt

S∂model(A):=min⁡X∈QASgenren[X]

as the model's semiclassical boundary-entropy prediction only when QA is nonempty, the values are finite, and the minimum is attained. It does not identify this prediction with Sexact(ρ∂). A path-integral saddle here is a stationary configuration of the chosen gravitational action; saddle dominance means that its contribution controls the specified path-integral approximation over competing configurations. Candidate existence, finite convergence, and dominance of the selected saddle are separate premises. The minimum rule is an adopted physical premise, not a consequence of the finite code entropy identity or the stationary Noether first law. It does not assert that the model describes nature, a universal RT/QES identity, or a continuum factorization of quantum fields.

Remarks

The finite-sector entropy proposition supplies an exact finite matrix identity in nats; multiplying by kB converts that entropy convention to physical units, but it does not identify a sector term with geometric area. The Noether first-law supplier gives an Einstein–Hilbert area coefficient only under its stationary hypotheses. Neither result derives this adopted dictionary for a general asymptotically AdS model.

Physics theoremStatement: Literature-sourcedProof: AI-generatedprecheck passverified 2026-10-22 (gpt-6.1-sol)Open item page →

Entropy transition in a specified two-candidate model

Physical scope

A conditional prediction for a boundary region whose prescribed candidate class consists of exactly two quantum-stationary surfaces with finite, continuously differentiable generalized-entropy branches on an open boundary time interval. The cusp is a property of the adopted minimum rule, not a deduction about an exact finite-cutoff microscopic entropy or about which saddle contributes in a different gravitational path integral.

Statement

Let I⊂R be an open interval of boundary time, measured in seconds, and let t0∈I. Suppose the prescribed candidate class for the adopted entropy dictionary consists, near t0, of exactly two admissible surfaces X1(t) and X2(t). Let their finite generalized entropies be S1,S2∈C1(I,R), with values in J K−1; here C1 means continuously differentiable. Assume S1(t0)=S2(t0), that S1(t)≠S2(t) for all sufficiently close t≠t0, and that S1′(t0)≠S2′(t0). Then the adopted semiclassical boundary-entropy prediction S∂model(t)=min⁡{S1(t),S2(t)} is continuous at t0 and is not differentiable there. This conclusion concerns the selected two-candidate minimum. The hypotheses do not identify it with an exact finite-cutoff microscopic entropy, which need not have this cusp.

Facts & Assumptions

Given: The open time interval, the two prescribed admissible candidates, their finite C1 generalized-entropy functions, the isolated crossing, and the unequal derivatives specified in the Statement.

[F1]

Restricted semiclassical entropy dictionary: for a specified candidate class with finite values and an attained minimum, the adopted boundary-entropy prediction is the minimum of the scheme-fixed generalized entropies; the postulate does not identify this prediction with the exact finite-cutoff entropy.

Proof

1.1givenF1algebra

For real numbers x,y, min⁡{x,y}=(x+y−∣x−y∣)/2. Therefore S∂model(t)=(S1(t)+S2(t)−∣S1(t)−S2(t)∣)/2. Since S1 and S2 are continuous, and absolute value is continuous, S∂model is continuous at t0. By [F1], this minimum is the model's semiclassical prediction.

1.2givenalgebra

Put D(t)=S1(t)−S2(t) and m=D′(t0)≠0. Since D(t0)=0, the definition of derivative gives D(t0+h)=mh+r(h) with r(h)/h→0 as h→0. Choose δ>0 small enough that ∣r(h)∣<∣m∣∣h∣/2 whenever 0<∣h∣<δ. Then D(t0+h) has the sign of mh on each side of t0. Hence the smaller branch on the left is different from the smaller branch on the right.

2.1givenstep 1.2algebra

On each side the minimum equals the selected C1 branch from step 1.2. Its left derivative at t0 is one of S1′(t0),S2′(t0) and its right derivative is the other. These numbers are unequal by hypothesis, so the two-sided derivative of S∂model does not exist.

3.1givenF1step 2.1algebra∎

Supplement the same model data with a regulated boundary code space C2 and constant boundary-state family ρ∂(t)=I2/2 for t∈I. This is a density operator supported on that code space. Its eigenvalues are 1/2,1/2, so Sexact(t)=−kBtr⁡(ρ∂(t)log⁡ρ∂(t))=kBlog⁡2 is constant and smooth. The postulate does not impose Sexact=S∂model, so this assignment is compatible with the two-branch premises and the cusp established in step 2.1. Thus those premises do not force a cusp in exact finite-cutoff entropy.

Remarks

For the symmetric branches S1=S0+a(t−t0) and S2=S0−a(t−t0), with a>0 measured in J K−1 s−1, the plot below shows the crossing and the lower envelope. It is illustrative only; the proof above establishes the result for all functions satisfying the stated hypotheses.

t¡t0(s)S¡S0(JK¡1)S1S2min(S1;S2)t0

5 · Examples, experiments and counterexamples

None yet.

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