How statement and proof provenance work
The first chip identifies the source of the statement or construction; the second identifies the source of its local proof or verification.
- Literature-sourced: the exact statement appears in a cited source; only wording and notation differ.
- AI-adapted: a semantically identical restatement of literature-sourced material, modulo indexing, notation, and boundary cases adopted by the library.
- AI-generated: a genuinely novel statement formulated by AI, with no source for the claim itself.
These labels describe origin, not correctness: citations and verification chips remain separate evidence.
Knot cobordism maps and functoriality
1 · Prerequisites
- Abelian Categories
- Absolute and Conditional Convergence; Rearrangement; Products
- Analytic Majorants and the Cauchy–Kovalevskaya Theorem
- Analyticity of Holomorphic Functions; Liouville and Morera
- Approximation and Compactness in C(K)
- Arc Length and Rectifiable Curves
- Areas of Elementary Plane Figures
- Banach-Space Differential Calculus and Banach Manifolds
- Binary Operations, Monoids, Groups and Subgroups
- Bounded Linear Operators and Quotient Spaces
- Bounded Variation and the Riemann–Stieltjes Integral
- Calderón–Zygmund Decomposition and Singular Integrals
- Cardinal Arithmetic, Cofinality and the Alephs
- Casson–Gordon invariants and sliceness obstructions
- Categories, Functors and Natural Transformations
- Cayley Graphs, Word Metrics and Quasi-Isometry
- Chain Complexes and Homology
- Chain Homotopy and the Homotopy Category
- Classification of Compact Connected Surfaces
- Codimension One Foliations, Secondary Classes and Characteristic Disk Foundations
- Compact Operators and Riesz Schauder Theory
- Compactness
- Compactness in Metric Spaces
- Complete Metrizability, Čech-Completeness, and Baire Category
- Completeness, Completion, and Uniform Continuity
- Complex Coordinate and Path Transport
- Complex Differentiability and the Cauchy–Riemann Equations
- Complex Lp Spaces and Test-Function Conventions
- Complex Norms and Realification
- Complex Power Series and Analytic Functions
- Complexification, Realification and Real Structures
- Conformal Mapping, Branches, and the Schwarz Lemma
- Connected sums and prime decomposition
- Connectedness
- Constant Rank, Submersions, Immersions and Regular Level Sets
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Continuity, IVT, EVT, and Uniform Continuity
- Contour Integration
- Convergence: Nets and Filters
- Convexity
- Cosets, Index and Lagrange's Theorem
- Countability and Uncountability
- Countability Axioms and Cardinal Functions
- Covering Spaces and Lifting
- Crossing signs, writhe, and linking number
- Cup Cap Cross Products and Cohomology Rings
- Cw Complexes and Cellular Homology
- Cyclic Groups and Direct Products
- Darboux, L'Hôpital, and Taylor's Theorem
- Density Separability and Convolution in Lᵖ
- Determinants of Matrices over a Commutative Ring
- Distributions Test Functions and Differentiation
- Divisibility, Euclidean Domains, Principal Ideal Domains and Unique Factorisation
- Divisibility, Greatest Common Divisors and Bézout's Identity
- Dual Spaces Adjoint Operators and Annihilators
- Dual Spaces, Bilinear and Quadratic Forms, and Sylvester's Law of Inertia
- Elliptic Functions and Complex Tori
- Euclidean Ordinary Differential Equations with Smooth Dependence
- Euclidean Surface Measure, Divergence, and Green Identities
- Exactness and the Member Calculus
- Exterior Powers, Orientation and Hodge Duality
- Fibrations Fiber Bundles and Homotopy Exact Sequences
- Filters and Ultrafilters
- Finite Averaging and Character-Theory Prerequisites
- Finite Counting, Factorials and Binomial Coefficients
- Finite Dimensional Normed Spaces and Riesz Lemma
- Finite Probability and the Probabilistic Method
- Formal Immersions and the Smale Hirsch Theorem
- Formal Power Series
- Foundations of the Real Numbers for Analysis
- Fourier Multipliers and Sobolev Characterisations
- Fourier Transform Convolution and Approximate Identities
- Fredholm Elliptic Problems and the Elliptic Spectrum
- Free Groups and Presentations
- Free Modules, Exact Sequences, Projective and Injective Modules
- Free Products and Amalgamation
- Fubini and Change of Variables
- Function Space Topologies and the Exponential Law
- Fundamental Trigonometric Identities
- Gaussian Elimination, Elementary Matrices and Reduced Row Echelon Form
- Geodesics, the Exponential Map, Completeness, and Hopf–Rinow
- Geometric Braids and Artin Generators
- Goursat's Theorem and Cauchy's Theorem in a Convex Domain
- Gradient Like Vector Fields and Morse Trajectories
- Graphs, Walks and Connectivity
- Green Functions, Harmonic Measure, and Conformal Invariance
- Grid homology and combinatorial knot Floer theory
- Group Actions, Orbits, Stabilisers and Cayley's Theorem
- Group Homomorphisms and the Isomorphism Theorems
- Handle Decompositions Duality and Rearrangement
- Harmonic Functions and Mean Values in Rn
- Harmonic Functions and the Poisson Integral
- Hausdorff via the Diagonal
- Hereditary and Productive Behaviour of the Separation Axioms
- Higher Homotopy Groups and Cofiber Sequences
- Hilbert Space Geometry and Riesz Representation
- Holomorphic Functions of Several Complex Variables
- Homology Axioms Degree and Classical Applications
- Homotopy and Homotopy Equivalence
- Hurewicz Whitehead Freudenthal and Cw Approximation
- Ideals, Quotient Rings and the Isomorphism Theorems for Rings
- Improper and Parameter-Dependent Multiple Integrals
- Improper Integrals
- Infinite Products and the Weierstrass Factorisation Theorem
- Inner Product Spaces, Gram-Schmidt, Projections and Adjoints
- Integration of Forms and the General Stokes Theorem
- Interior and Boundary Sobolev Elliptic Regularity
- Isolated Singularities and Laurent Series
- Isotopy Extension and Embedding Theory Beyond Whitney
- Kauffman bracket state sum and the Jones polynomial
- Khovanov homology and Jones categorification
- Koszul Complexes and Regular Sequences
- Lebesgue Measure on Euclidean Space
- Lee deformation and Rasmussen’s s-invariant
- Leray–Hirsch, the Thom Isomorphism, and Gysin Sequences
- Lie Groups, Invariant Fields, and the Exponential Map
- Lie Subgroups, Actions, and Homogeneous Spaces
- Limits and Colimits
- Limits of Real Functions
- limsup, liminf, and Subsequential Limits
- Line Integrals and the Gradient Theorem
- Linear Independence, Bases and Dimension
- Linear Transformations, Rank-Nullity and Quotient Spaces
- Local Coefficients, Twisted Homology, and Duality
- Long Exact Sequences in Homology
- Manifolds with Boundary Collars and Orientations
- Mapping Cones Cylinders and Chain Triangles
- Matrices, the Matrix of a Linear Map, and Change of Basis
- Maximum Principles Harnack and Liouville in Rn
- Measurable Functions and Simple Approximation
- Measures and Their Basic Properties
- Metric Spaces
- Mittag-Leffler and Runge's Theorem
- Mixed Partials, Taylor Formulae, and Extrema
- Modes of Convergence Egorov and Lusin
- Modules, Submodules, Quotient Modules and the Isomorphism Theorems
- Monotone Functions, Discontinuities, and Continuity Sets
- Monotone Sequences, Bolzano-Weierstrass, and Cauchy Completeness
- Morse Critical Points Hessians and Indices
- Morse Functions Critical Values and Genericity
- Normal Subgroups and Quotient Groups
- Normed and Banach Spaces
- Norming and Separation under Hahn–Banach
- Order, Zorn's Lemma, and the Axiom of Choice
- Ordinal Arithmetic and the First Uncountable Ordinal
- Ordinals, Cardinals, and Transfinite Recursion
- Orientations Poincare Lefschetz and Alexander Duality
- Oriented and Mod Two Intersection Numbers
- Oriented Links, Braid Closures, and Markov Equivalence
- Orthonormal Bases, Parseval and Fourier Series
- Outer Measure and the Caratheodory Extension Theorem
- Partitions of Unity and Paracompactness
- pi: the Equivalent Characterizations
- Picard-Lindelöf and First-Order Ordinary Differential Equations
- Pin and Spin Groups and Their Representations
- Plane Graphs, Euler's Formula and the Five Colour Theorem
- Pointwise Extended-Real Function Products
- Polynomial Rings, the Division Algorithm and Roots
- Pontryagin Thom and Framed Cobordism
- Power Series and Real-Analytic Functions
- Preadditive and Additive Categories and Biproducts
- Product Measures and the Fubini Tonelli Theorems
- Properties of the Integral and the Working FTC
- Radon Measures and the Riesz Markov Kakutani Theorem
- Rank Theorems and Embedded Submanifolds
- Real Clifford Modules, KO Theory, and ABS Orientations
- Reeb Stability and Global Foliation Constructions
- Reflective Subcategories and the Adjoint Functor Theorems
- Reflexivity and Eberlein Smulian
- Regular Surfaces and Surface Integrals
- Relations, Functions, and Quotients
- Relative Homology Excision and Mayer Vietoris
- Riemann Curvature and Riemannian Submanifolds
- Riemann Surfaces, Branched Maps, and Differentials
- Riemannian Metrics Length Distance and Volume
- Rings, Subrings, Integral Domains and Fields
- Rⁿ as a Normed Space; Vector-Valued Functions
- Roots, Rational Powers, and Classical Inequalities
- Sard Theorem and Transversality
- Schwartz Space and the Plancherel Theorem
- Seifert surfaces and knot genus
- Separation Axioms: the Hierarchy
- Sequences and Limits
- Sequences and Series of Functions; Uniform Convergence
- Series: Convergence and the Nonnegative Tests
- Sigma Algebras and Borel Sets
- Signed and Complex Measures Hahn and Jordan
- Simple Field Extensions and the Construction of the Complex Numbers
- Simplicial Complexes and Simplicial Homology
- Simplicial Subdivision and Simplicial Approximation
- Simply Connected Plane Domains: the Grand Equivalence
- Sine, Cosine, and the Definition of Pi
- Singular Chains and Singular Homology
- Singular Cohomology and Coefficient Theorems
- Smooth and topological knot concordance
- Smooth Approximation and Sobolev Extension
- Smooth Cobordism Relations Groups and Rings
- Smooth Manifolds and Smooth Maps
- Smooth Partitions of Unity and Exhaustions
- Smooth Surgery Traces and Handle Trading
- Smooth Vector Bundles and Sections
- Spectra and Stable Homotopy Groups
- Stone–Weierstrass in General
- Subharmonic Functions and the Dirichlet Problem
- Sublevel Deformation and the Handle Attachment Theorem
- Subspaces, Products, and Quotients
- Suprema and Infima
- Symmetric Groups, Cycle Decomposition and the Sign Homomorphism
- Tangent Cotangent and the Differential
- Tempered Distributions and the Fourier Transform
- Tensor Fields Exterior Algebra and Differential Forms
- Tensor Products of Modules
- The Analytic Hahn Banach Theorem
- The Cantor Set, Baire Category, and Measure Zero in ℝ
- The Complex Exponential and Euler's Formula
- The De Rham Complex Homotopy and Mayer Vietoris
- The de Rham Theorem and Degree
- The Derivative and the Mean Value Theorems
- The Determinant of a Linear Operator, Cofactors and Cramer's Rule
- The Diagram Lemmas in an Abelian Category
- The Divergence Theorem and Classical Stokes
- The Duality of Lᵖ and L^q
- The Exponential Function
- The Exterior Derivative and Cartan Calculus
- The Fundamental Group
- The Fundamental Group of the Circle
- The Fundamental Theorems of Calculus
- The Group Algebra and Representations of Finite Groups
- The Holomorphic Inverse Function Theorem and Weierstrass Preparation
- The Hopf Degree Theorem
- The Identity Theorem, the Maximum Principle and the Open Mapping Theorem
- The Inverse and Implicit Function Theorems
- The Inverse Function Theorem Completed
- The Lebesgue and Riemann Integrals Compared
- The Lebesgue Integral and the Convergence Theorems
- The Logarithm and General Powers
- The Lᵖ Spaces Holder Minkowski and Riesz Fischer
- The Maximal Function and Lebesgue Differentiation
- The Radon Nikodym Theorem and Lebesgue Decomposition
- The Residue Theorem and the Evaluation of Real Integrals
- The Riemann Integral in Rᵐ and Jordan Content
- The Riemann Integral: Definition and Integrability
- The Riemann Sphere and Möbius Transformations
- The Seifert–van Kampen Theorem
- The Topology of Euclidean Space
- The Total Derivative in ℝᵐ → ℝⁿ
- The Winding Number and the Global Cauchy Theorem
- The ZFC Axioms and the Basic Set Constructions
- Thom Spaces Normal Data and Collapse Maps
- Topological Spaces and Continuity
- Topological Vector Bundles and Grassmannian Classification
- Topology of ℝ
- Trees, Forests and Spanning Trees
- Triangularisation, Generalised Eigenspaces and Jordan Canonical Form
- Trigonometric and Oscillatory Examples in One Variable
- Uniform Spaces: the Three Definitions
- Universal Clifford Algebras and Their PBW Basis
- Universal Properties, Representables and the Yoneda Lemma
- Vanishing Cycles, Novikov and Taut Foliations
- Vector Fields Flows and Lie Derivatives
- Vector Spaces, Linear Subspaces, Span and Direct Sums
- Weak Derivatives and Sobolev Spaces
- Whitney Embedding Tubular Neighbourhoods and Approximation
2 · Logical flowchart
3 · Definitions, theorems and proofs
The Bar-Natan cobordism category
Definition
Let an object be a finite disjoint union of smooth embedded circles in the oriented plane , including the empty union. A cobordism from to is a compact smooth orientable surface properly embedded in , with boundary , product collars at those boundaries, and no other boundary. Surfaces are identified up to ambient isotopy fixed on the boundary collars. Compose cobordisms by gluing along their common boundary circles; the identity of is , and disjoint union gives the monoidal product.
Take the free abelian group on these isotopy classes as each morphism group, and extend composition bilinearly. Let be the resulting preadditive monoidal category before local relations are imposed. Quotient its morphism groups by the following local relations, which are required to hold inside every surrounding cobordism. A sphere component is zero (the S relation). Adding a disjoint torus component multiplies a cobordism by (the T relation). For four disjoint disk patches numbered , write for the surface obtained by deleting the interiors of patches and joining their boundary circles by an orientable tube; the four-tube relation is . The resulting preadditive monoidal quotient category is denoted .
Decorated knot cobordisms and the two-color link Floer target
Definition
Let be closed smooth oriented three-manifolds, let be a compact smooth oriented four-manifold with boundary , where has the reversed orientation, and let be images of smooth oriented embeddings of the circle. Every component of is required to meet ; the boundary parametrizations and compatible product collars are part of the data. A decorated knot cobordism from to is a properly embedded smooth oriented surface with boundary , together with one -basepoint and one -basepoint on each end knot and a compact properly embedded one-manifold , which may have arc and closed-circle components. Every component of meets , and every component of meets . The full dividing set decomposes into subsurfaces , with each -basepoint in the closure of , each -basepoint in the closure of , and meeting the boundary transversely away from the marked points. Every component of contains exactly one of the two marked points; in particular each boundary knot meets the dividing set in two points, separating its - and -intervals. The basepoint labels, dividing set, two regions and their two-color assignment are part of the data.
For an end pair , a doubly pointed Heegaard diagram consists of a closed genus- surface oriented as the boundary of the -handlebody, two -tuples of pairwise disjoint simple closed curves giving a Heegaard splitting of , and points off the curves. The curves are complete meridian systems: each bounds pairwise disjoint compressing disks in its handlebody, and cutting along those disks gives one ball. Require , transversely, with the oriented knot meeting negatively at and positively at . The portions of in the two cut handlebodies are specified properly embedded arcs, one in each ball, and are boundary-parallel there: each is isotopic within that ball, relative to its endpoints, into the matching component of or . Their union, with the orientations inherited from , is . Curves from different attaching systems meet transversely in finitely many points. Each intersection point determines a Spin-c structure on from the homology class of the nonvanishing gradient vector field specified by and . For , let be generated over by those intersection points with . A periodic domain is an integral two-chain in the regions of whose boundary is an integral sum of the attaching curves; its capped homology class in is denoted , and is its multiplicity at . Restrict to diagrams strongly admissible for : there is a generator with , and for every nonzero periodic domain with and , some region of has multiplicity strictly greater than . Here is the first Chern class of its determinant line bundle. The symmetric product is the quotient of by permutations of the factors. The associated product tori determine the differential on each Spin-c summand by
Here is the set of homotopy classes of Whitney disks, is the Maslov index, is the moduli space of index-one disks modulo translation for chosen generic almost-complex data, are their local multiplicities at the marked points, and is the finite count modulo two. This is the two-variable specialization of the colored link Floer complex. Its curvature vanishes: for a knot with one - and one -basepoint the curvature formula is in , so . The complex has the two-coordinate filtration induced by the - and -multiplicities.
For a chosen , the Floer map indexed by has the complexes for and as source and target; denotes the set of Spin-c structures on . The following local schematic shows the two regions separated by dividing arcs; it records decoration data and does not represent the cobordism map.
Definition references
Admissible pointed Heegaard data and basepoint multiplicities
Proper surface and collar conventions
Smooth oriented knots and links in
Zemke, Link cobordisms and functoriality in link Floer homology, §§1–3
Zemke, Quasi-stabilization and basepoint moving maps in link Floer homology, §2
Juhasz, Cobordisms of sutured manifolds and the functoriality of link Floer homology, §§4 and 8
Ozsvath, Stipsicz, and Szabo, Grid Homology for Knots and Links, Chapter 16
Facts & Assumptions
External curvature input for general closed three-manifolds. For a strongly -admissible Heegaard diagram of a multi-based link in a closed oriented three-manifold, with fixed and alternating basepoints on each component, Zemke's Lemma 2.1 gives the curvature formula for the multipointed differential. Its proof counts the alpha- and beta-boundary-degeneration ends; for a component with exactly one - and one -basepoint the contribution is . Zemke's Lemma 3.4 states the corresponding formula for , and Remark 2.14 states that coloring with only two variables, one for all -basepoints and one for all -basepoints, makes the curvature zero. For the single knot component in this target there is one such pair, so specializing to gives in . The source establishes the curvature identity in its published Heegaard Floer setup; it is imported here, not reconstructed from the local disk supplier. (Zemke, Quasi-stabilization and basepoint moving maps in link Floer homology, §2, Lemma 2.1 and proof; Zemke, Link cobordisms and functoriality in link Floer homology, §3, Lemma 3.4 and §2, Remark 2.14)
Narrower local analytic supplier. Admissible multipointed Heegaard data for knot Floer complexes and Regularity, compactness, and gluing for pointed Heegaard disks are formulated for balanced pointed diagrams of knots in . They do not prove the general- curvature statement in [F1]; their regularity, compactness, and gluing claims remain only at their stated scope.
Scope note
The general- two-color identity is supplied by the external input [F1], under that source's closed-three-manifold, multi-based-link, Spin-c, and Heegaard-diagram hypotheses. No independent local proof of the general- disk analysis is asserted here; the narrower local suppliers in [F2] must not be used as if they covered arbitrary .
The Khovanov Frobenius TQFT respects the Bar-Natan relations
Statement
Let be the preadditive monoidal category of cobordisms before the S, T, and four-tube relations are imposed, and let be its quotient by those relations. Suppose is an additive symmetric monoidal functor to finite free graded abelian groups with all integral linear maps, graded by homogeneous degree, with a circle sent to , a cup to , a cap to , a merge pair of pants to , and a split pair of pants to . Then every sphere component is sent to zero, every disjoint torus component acts by multiplication by , and the two sides of the four-tube relation induce the same map. Therefore factors through an additive symmetric monoidal functor on the preadditive quotient category .
Statement references
Facts & Assumptions
Given: The preadditive monoidal category and the algebra with the stated structure maps.
Khovanov Frobenius algebra and cube of resolutions gives the free basis , the unit, counit, multiplication, and comultiplication formulas in the statement, and verifies the Frobenius identities on that basis.
The Bar-Natan cobordism category defines by gluing and disjoint union, and defines by imposing the sphere, torus, and four-tube relations in every surrounding cobordism.
Proof
By the assumed functoriality of , gluing cobordisms is sent to composition of maps and disjoint union is sent to tensor product. Thus the only additional relations to check before factoring through the quotient are the three local relations in [F2].
A sphere is evaluated by , and . A torus is evaluated by ; on the generator , , then , and . These are exactly the S and T relations, including when glued into any surrounding cobordism because the TQFT respects composition and tensor product.
In the four-tube relation, each side consists locally of two ways to attach one tube. Applying the TQFT to the local four-disk input , either side gives
This follows by applying at each tube attachment and at the two cut disks. The equality on the local input implies equality as maps: tensoring with identity maps and composing with the maps for the unchanged part of the surface preserves equality. Thus the four-tube relation is respected.
Every generating local relation of is respected by steps 1.2 and 1.3, while the Frobenius identities respect the isotopy and gluing presentation by step 1.1. Therefore the TQFT factors through the quotient defining , as asserted.
Regularity, compactness, and gluing for decorated knot Floer triangles
Statement
Assume countable choice. Let be a strictly strongly admissible pointed Heegaard triple for a decorated knot cobordism, with the strong condition normalized at ALL marks. Fix one Spin-c structure and nonnegative -multiplicities. In positive symmetric rank , among the auxiliary Heegaard data first choose an arbitrarily small pointed Hamiltonian representative with no common intersection of three attaching families, following the pair generators and transporting the actual Spin-c label and strict admissibility. Such positive-rank representatives exist. Fix that representative; this is an explicit curve choice, not a claim that varying the almost-complex tensor alone regularizes constant triangles on the original arbitrary fixed triple.
At rank , keep the original empty attaching systems: the target is one point and no triple-torus exclusion is imposed. Its unique constant triangle, when its assigned Spin-c label and zero marked-degree vectors match the specified ones, is regular of index zero and contributes one; all other specified-label or positive-degree sets are empty. The fixed index-one and universal index-minus-one spaces are empty, and a matching one-parameter family is the parameter interval.
In positive rank choose regular end data in the open dense set of allowed genuine constant-collar paths described in the proof. For generic fixed source-dependent almost-complex data compatible with those ends, the Maslov-index-zero triangle moduli spaces used in the triangle-count map are regular zero-manifolds and finite. For generic one-parameter families with those fixed regular ends, the universal triangle moduli spaces are regular with the parameter included in the expected dimension; slice counts are taken at regular parameter values. The compactified one-dimensional Maslov-index-one triangle spaces have precisely the broken triangle/strip strata, with actual gluing collars. In these dimensions no nonconstant one-torus boundary degeneration is allowed: its index contribution is at least two and the remaining triangle would have negative count dimension. In a one-parameter family the compactified universal index-zero spaces additionally have the two parameter-endpoint strata; the zero-dimensional universal index-minus-one spaces define the homotopy terms.
The mod-two boundary counts give the weighted bilinear triangle chain-map equation and its chain homotopy. Inserting an actual intermediate cycle gives the corresponding one-input chain-map equation. All nonnegative marked multiplicities and the fixed Spin-c extension are retained, including intermediate closed three-manifolds beyond and multiple mark pairs. No additional ends arise from sphere bubbling, escape through nonzero periodic domains or uncontrolled marked-point multiplicities. This analytic assertion does not itself establish that a named top generator is a cycle or prove invariance under changing the chosen attaching curves.
Statement references
Pointed Heegaard data and admissibility
Independent raw full-marked polygon counts and their fixed Spin-c labels
The disk-analysis supplier and its stated scope
The finite weighted boundary-count assembly, conditional on the actual analytic boundary theorem
Zemke, Link cobordisms and functoriality in link Floer homology, §§3 and 5–9
Ozsvath, Stipsicz, and Szabo, Grid Homology for Knots and Links, Chapter 16
Facts & Assumptions
Given: Countable Choice, the actual strictly strongly admissible balanced triple, fixed Spin-c extension and marked multiplicities, and the auxiliary curve and end choices specified in the Statement.
In positive rank, small pointed Hamiltonian representatives avoiding triple torus intersections exist, with pair generators followed without births, an integral swept-annulus transport of domains and an actual smooth source-dependent transport of polygon map spaces. This uses no global symmetric power of a nonholomorphic surface map. (Pointed transverse multi-diagrams admit small triple-free curve representatives)
The actual finite Morse Spin-c construction, capped-domain difference, attaching-curve collar transport and strict positive-domain bounds are proved. The collar transport carries the lift including torsion and preserves the Chern functional and all old admissibility witnesses. (The Spin-c difference of Heegaard polygons is the capped periodic domain, Strict polygon admissibility bounds indices and positive domains)
Actual full-marked low-dimensional polygon analysis proves the open dense good end choices, source-dependent universal transversality, finite counts, index budgets, compact one-manifold boundaries and exhaustive gluing, on general balanced intermediate three-manifolds. Its proof includes the finite lower-index band and excludes all nonconstant nonpositive-index strips before analyzing limiting levels. (Strictly admissible triple-free polygons have full-marked low-dimensional counts)
Raw count convention, independent of any cobordism-map construction. Put and let be the free -modules on the actual finite pair-intersection generators, with the differentials supplied by [F3]. For the fixed total Spin-c label define on basis pairs by counting the actual rigid triangles of [F3], each with weight , and extend -bilinearly. Define by the corresponding universal index-minus-one counts for a fixed-end one-parameter family. Finiteness and label/degree additivity are [F2]–[F3]; the finite weighted boundary assembly is Weighted moduli boundary counts give chain identities. An auxiliary chain is used only if actually supplied, with finite support and ; its substitution is an algebraic operation. No distinguished top class, elementary cobordism map, decomposition independence or movie theorem is a premise of these raw counts.
Proof
Treat rank zero directly. The target and all empty product tori are one point. The fixed-map operator is the zero map from the zero section space to the zero forcing space; it is onto of index zero. The three-marked source has no conformal parameter or automorphism. Hence its unique map is a regular isolated triangle with all marked degrees zero, in its assigned constant-class Spin-c extension. With another prescribed label or a nonzero degree vector the relevant set is empty. A fixed index-one triangle or universal index-minus-one triangle cannot occur. A matching one-parameter family is exactly its compact parameter interval, with its two identical endpoint counts; there are no nonconstant strips, spheres or boundary disks. Thus its differential is zero and its triangle and parameter-boundary identities hold directly. No strip translation is divided out and no empty tuple is claimed to supply a constituent surface point.
Now suppose that and apply [F1] with the marked points and one witness in every original region protected. The resulting representative has no triple torus intersection and has the same followed pair generators. [F2]'s actual collar extension carries the compression disks and Morse data, identifies the actual Spin-c lift and capped classes, and preserves every old strict witness coefficient under the swept-annulus lattice isomorphism. Thus the new triple has the same required strict admissibility and Spin-c indexing. Its polygon spaces represent exactly the transported literal continuous classes, not classes modulo a sphere or fundamental-group action. A constant triangle would lie in all three tori, so none occurs. This explicitly permitted auxiliary curve choice is necessary: at a constant triangle the almost-complex parameter derivative vanishes because , so no J-only universal argument can be substituted for it.
Apply [F3] to this actual triple and its restricted pair sectors. The geometric strict-domain theorem first supplies a finite lower strip index and finite nonnegative domains in every upper-index band. Its actual auxiliary all-index regular path and bubble budget then produce the open dense good genuine-collar end data with no nonconstant index at most zero and index-one regularity. Hence the ensuing polygon limits have the required regular strip levels; a claim of index-one regularity alone would not justify that conclusion. The source-local Hilbert perturbations give actual fixed-data and one-parameter universal transversality at every nonconstant triangle, preserving the protected divisors, tori and exact product-angle end charts. There are no constant triangles by step1.2.
A triangle has three marked ends and no conformal modulus or translation action. Its fixed count index is therefore , and a one-parameter universal count has index . The domain bounds in [F2] and actual domain-area inequality in [F3] give one energy bound for each required low-dimensional set, across all its literal classes and all nonnegative degree vectors. Every limiting nonconstant strip has positive index. Every nonconstant disk bubble contributes at least two, every sphere at least , and every regular triangle vertex has nonnegative count dimension. The unconditional determinant index budget of [F3] thus excludes all bubbles in count dimensions zero and one. The only broken one-dimensional ends have one rigid triangle and one rigid strip. The same calculation with the family parameter counted ONCE gives rigid universal index-minus-one triangles and the stated universal index-zero ends. This retains and general intermediate ; it does not borrow a knot-in- disk theorem outside its scope.
The actual product-chart, correction and exhaustion proof in [F3] supplies exactly one collar for every such compatible broken pair. Its global tail estimate promotes compact-core convergence to the true Sobolev chart, so a rigid total set is compact discrete and finite under Countable Choice. Its explicit Hausdorff collar compactification of a one-dimensional space is a compact one-manifold with finite boundary. Degree vectors and the actual total Spin-c structure are carried by each neck smoothing; restricting either these labels or an actual class gives the corresponding open-and-closed part. Thus neither multiple classes with the same domain nor the Spin-c extension orbit creates a missing or an extra end.
Count the boundary of this actual compact one-manifold over . Writing for the bilinear triangle count, the strip breaks give . The marked vectors add at each actual gluing, so the component weights multiply, with every exponent retained. For a fixed-end one-parameter family its universal one-manifold also has the two parameter endpoints; the universal index-minus-one counts give . These are finite weighted equations, also after specializing every color to and every color to . If the intermediate input is an actual cycle, substituting it removes the term and gives the required one-input chain map and homotopy. Together with the direct point model in step1.1 and the raw convention [F4], this proves exactly the analytic identities. No existence or cycle property of a distinguished top input, elementary cobordism-map construction, or movie-invariance theorem has been assumed to obtain them.
Logical scope of the raw construction
The geometric and analytic inputs [F1]–[F3] precede this lemma and contain no hypothesis that a decorated cobordism map already exists. Fact [F4] is a finite bilinear count definition and an auxiliary-cycle substitution, not such a map theorem. Distinguished auxiliary cycles and the independently sourced cobordism construction are downstream uses. This ordering preserves the full closed-three-manifold, two-color, marked-degree and fixed-label Statement.
Movie-move equivalence for surface cobordisms
Statement
Assume countable choice. Let be compact smooth properly embedded oriented surfaces from fixed oriented knots to , with the same boundary parametrizations and product collars. Suppose their generic movies represent ambient isotopic cobordisms by an isotopy fixed on those collars. Then one movie can be changed to the other by a finite sequence of planar isotopies, the fifteen Carter–Saito movie moves, sweep-around moves, and interchanges of two disjoint elementary movie events (including disjoint critical points of the surface-height function). A sweep-around moves a closing arc of a one-interval tangle over the tangle to its other side and back underneath, or reverses that movie; geometrically it is a local sheet passage through the missing vertical arc in a spatial chart . Every intermediate movie represents a generic surface cobordism with the same fixed boundary data.
Statement references
Facts & Assumptions
Given: Countable choice, the two fixed-boundary generic movies and the stated ambient isotopy of their oriented traced cobordisms in .
The Axiom of Countable Choice () is used through the two geometric suppliers.
A generic movie of an oriented knot cobordism supplies traced movies, their actual orientations, parametrized boundary and product collars.
Spherical cobordism isotopies reduce to sweep-around events proves that an actual spherical comparison of two Euclidean traced cobordisms factors into finitely many Euclidean ambient isotopies and local sheet passages through the missing vertical arc, the sweep-around events.
Euclidean surface isotopies have finite movie-move decompositions proves the finite Euclidean decomposition into the fifteen types and distant interchanges, with its independent-jet, local normal-form and finiteness arguments. The local types and all orientation/height variants are The fifteen Euclidean local movie moves.
Proof
Use the actual smooth traced realizations of the two planar movies, with their prescribed endpoint realizations and collars. These lie in the standard spatial chart ; by [F1] and the hypothesis, their oriented traces have the specified spherical isotopy relative to those collars. Apply [F2]. The comparison is a finite sequence of Euclidean isotopies and isolated sweep-around events, with the same parametrized boundary. At the intermediate cuts choose generic movies fixed on the retained collars; the same finite-jet construction in [F3] applies with these cuts protected.
On each Euclidean isotopy interval, [F3] replaces its comparison by finitely many of the fifteen local moves, distant interchanges and planar isotopies. All hidden-coordinate height orders and orientations are preserved. At each missing-arc passage retain the sweep-around supplied by [F2]; it is not silently replaced by a Euclidean move. The two boundary movies of each interval match those at the adjacent pieces, because the construction fixes the chosen cuts and collars.
Concatenate these finite lists. There are finitely many intervals and passages, so the total list is finite. Every retained frame is a regular frame of a generic traced surface, and every elementary replacement has its stated oriented local trace with the same outside and boundary data. Consequently all intermediate movies have the prescribed parametrized knots and collars. The total sequence starts and ends at the given movies and proves the claimed spherical comparison.
Source and scope note
The fifteen Euclidean types are derived locally from the unframed smooth-sheet calculations in Queffelec–Walker, not from a citation standing in for a proof. Their full framed-foam theorem and its seam moves are not premises here. The spherical step uses the separately proved missing-arc incidence reduction, in accordance with the explicit distinction on p.2 of Morrison–Walker–Wedrich. The original Carter–Saito publisher text was not retrieved; no reading of that unavailable article is claimed. A homology theory must still prove its own sweep-around map identity; this geometric theorem does not establish one.
The decorated knot Floer cobordism map
Definition
Let be a decorated knot cobordism from to , and fix . Choose a parametrized Kirby decomposition of , together with finite balanced Heegaard data satisfying the strict strong-admissibility condition normalized at all -marks for each specified Spin-c sector. For every positive-rank triangle piece first choose an arbitrarily small pointed Hamiltonian representative with no common intersection of three attaching families, following the pair generators and transporting the actual Spin-c label and strict admissibility. On that representative choose the divisor-compatible nearly symmetric regular end paths and generic source-dependent almost-complex perturbations used for the full-marked triangle counts; at rank zero use the empty-product point model. Intermediate pieces may contain links with several components or more than one pair of basepoints. Use the colored multipointed modules with attaching curves in , and specialize all -colors to and all -colors to ; the displayed doubly pointed formula is the case. For an elementary triangle piece with four-dimensional cobordism represented by a subordinate Heegaard triple , its triangle-count map has the form
where denotes a chosen cycle representative of the distinguished top-degree homology class of the appropriate standard auxiliary Heegaard pair, is the Spin-c structure determined by the triangle class on , and all marked multiplicities in the sum are nonnegative. The restriction is taken under the identification of this elementary cobordism with its Kirby piece. The other symbols and coefficient ring are as in the two-color target definition. For a chosen auxiliary cycle with finite support , with and basis generators , interpret the displayed formula by -linearity as (or for the alpha-triple convention). The elementary 2-handle maps and band maps are triangle-count maps; the 0-, 1-, 3-, and 4-handle maps use the corresponding stabilization or destabilization maps; cylindrical changes of the dividing set use basepoint and quasi-stabilization maps. Compose the elementary maps in the chosen decomposition to obtain a representative
The subscript records the chosen decomposition and auxiliary data. This is one map for one Spin-c structure; maps for different Spin-c structures are not summed unless a sum is explicitly specified. Independence from , regular data, and parametrization is a separate naturality assertion.
Definition references
Decorated surface, two-color target, and filtration
Admissible pointed Heegaard data
The necessary intermediate multi-based link modules and color specialization
Spin-c structures and their restrictions
Zemke, Link cobordisms and functoriality in link Floer homology, §§1–9 and 12
Juhasz, Cobordisms of sutured manifolds and the functoriality of link Floer homology, §§8 and 11.3
Facts & Assumptions
Given: The decorated knot cobordism , fixed , chosen decomposition and auxiliary data of the Definition, with its stated Countable Choice assumptions.
External construction input. Zemke, Link cobordisms and functoriality in link Floer homology, arXiv:1610.05207v3, Theorem A (p.3), Definitions 2.1–2.4 (pp.7–8), Proposition 3.5 and §3.4 (p.14), and §12 (pp.85–97), constructs the fixed-Spin-c colored maps for the full decorated category, as filtered equivariant chain maps on transitive chain homotopy types. Boundary parametrizations are retained (Remark 2.6, p.8). Components need not meet both ends: §12.5, Definition 12.8, Lemma 12.9 and equation (55) (pp.95–97) supply puncturing and the 0/4-handle maps. This is an explicitly imported established theorem, not a reconstruction from the local triangle lemma. (Source)
External elementary-input convention. For a two-handle use the standard auxiliary top homology class in Zemke §5. For band surgery the actual inputs are the classes for a type-z band and for a type-w band (§§6.2–6.3, pp.46–47; auxiliary unlink calculation Lemmas 3.7 and 6.4). Choose cycle representatives. Changing a representative by a boundary changes the triangle map by filtered equivariant chain homotopy (§6.2, p.46). There is no canonical chain generator on arbitrary triples. The displayed formula is the beta-triple convention; alpha-triples insert the auxiliary cycle in the other tensor factor. The dividing set chooses the band type. (Source)
Two-color scope. Color every component of by and every component of by . This is a coloring in Definition 2.3 and induces exactly the given endpoint coloring. Remark 2.14 (p.10) gives zero curvature for this specialization, including intermediate links; §3.4 gives the colored polynomial modules and variable-power filtration.
Countable-choice specialization of the imported construction. Use the retained Countable-Choice theorem on full-marked low-dimensional polygons at its stated coherent-relative-face scope, with finite balanced diagrams, fixed labels and all nonnegative marked multiplicities. It supplies regular perturbations, finite counts, compact one-manifolds and gluing for the disk/polygon boundary identities used here. Its permitted small pointed curve choices retain the Spin-c labels and admissibility. The general naturality/move identities, top-input calculations and geometric decomposition theorems remain the explicitly external parts of [F1]–[F2], not conclusions of polygon analysis alone. Their remaining choices are finite topological data and countably indexed analytic families for each specified input/comparison, as detailed below. (Strictly admissible triple-free polygons have full-marked low-dimensional counts, Regularity, compactness, and gluing for decorated knot Floer triangles)
Verification
Choice scope. Fix the actual compact smooth cobordism, decoration, Spin-c structure and, for a comparison, the two actual decompositions. A compact smooth input has finite atlas/handle data. A Morse decomposition has finitely many critical points; a generic Cerf comparison has finitely many exceptional times (Zemke Lemma 11.18, p.80, and Theorem 11.5, pp.74 and 84–85). Choosing a finite list of charts, gradient-like fields, band neighborhoods, puncturing balls and standard auxiliary classes uses finite choice only. No choice of one decomposition for every cobordism is required: existence and pairwise comparison are quantified separately for arbitrary given inputs.
The dividing surface and boundary data meet the source category in [F1]: basepoints alternate, the dividing set separates the two regions, every three-manifold component meets the link, and every four-manifold component meets the divided surface. Closed dividing curves are allowed by its properly embedded one-manifold definition. The two-color assignment in [F3] is compatible on every elementary piece, including multicomponent and multiply based intermediate links. Its curvature is zero, so the imported curved maps are genuine maps of complexes over .
Use the elementary maps of [F1] for the chosen parametrized Kirby decomposition, with [F2]'s actual auxiliary cycles and the fixed restricted Spin-c labels. Their finite polynomial counts, chain-map property and compatibility with the natural Heegaard transition maps are supplied by that external construction. Thus their composition is the displayed representative. If a component has an empty incoming or outgoing end, apply [F1]'s standard puncturing prescription before composing, not an undefined intermediate empty-link Heegaard diagram. No graph-TQFT reduction or hat-only construction is substituted for this two-variable map.
For that finite list of diagrams, the homotopy and periodic-domain data are countably indexed: use the finite-cell models of the compact manifolds and finite products of circles, and integer words in their finite attaching data; Spin-c extensions form a subset of a finitely generated integral cohomology torsor. Integer degrees, multiplicities, polygon types and neck lengths in are countable indices as well. The count theorem [F4] supplies coherent perturbations relative to faces and fixed ends, rather than making independent choices at every real parameter value. Model counts and the finite move identities of [F1] use such zero- and one-dimensional polygon families; the elementary top classes in [F2] are algebraic classes on specified standard diagrams. A cycle representative, if needed, may be selected as the first representative in the explicit enumeration of finite polynomial chains over the countable ring. Nonempty single choices and finite choices require no additional axiom; countably many choices are covered by the assumed Countable Choice.
The geometric generic functions and comparison families can be chosen in the separable smooth spaces on those finitely many compact charts, with their countable derivative seminorms. Their residual conditions are indexed by countable jet charts/exhaustions, the finite singularity types and the countable curve classes; the analytic regularity choices are already furnished by [F4]. For the geometric Baire choices one may recursively select the first basic ball whose closure lies in the preceding ball and in the next dense open set, with diameters tending to zero. Completeness supplies the limit, so this step requires no choice over an uncountable set of functions. Source model relations are imported as finite geometric/count identities, with these actual CC-regular counts; their use does not require a well-ordering of all diagrams or a full-Choice selection of a global transitive system. Consequently the external proof specializes to the declared CC setting. This is a bounded choice inventory of its use here; it is not a claim that the publication itself discusses foundational optimality.
The distinguished class notation in the formula never selects a canonical cycle on every diagram: choose a representative on the actual standard auxiliary pair and carry it by the transition maps. Its boundary ambiguity is exactly the homotopy in [F2]. The local analytic triangle theorem supplies its own weighted bilinear identity, but the existence and correctness of the required elementary inputs come from [F1]–[F2]. Independence of all chosen decomposition data and the Spin-c extension sum are established in the separate naturality lemma by the external Theorems A and B.
Naturality and movie invariance of the decorated knot Floer map
Statement
Let be a decorated knot cobordism between doubly pointed knots in , and let . The representative maps from any two parametrized Kirby decompositions and admissible regular Heegaard choices are filtered -equivariantly chain homotopic. If the decorated cobordism is a composite of followed by , then for fixed Spin-c structures on whose restrictions agree on the identified intermediate boundary , so that ,
The sum is over Spin-c structures on the glued cobordism restricting to the specified structures on the two pieces. For , has one element; the sum has one term if the specified structures on the pieces are its restrictions, and is empty otherwise. In the compatible case the composition law is ordinary composition up to filtered equivariant chain homotopy. If the restrictions on differ, the sector maps are not composable; the formula makes no assertion for that pair.
Statement references
The decorated surface and filtered two-color target
Maps for fixed decomposition data and one Spin-c structure
Triangle analysis required by the map construction
Zemke, Link cobordisms and functoriality in link Floer homology, Theorems A and B, §§10–13
Juhasz, Cobordisms of sutured manifolds and the functoriality of link Floer homology, §§8 and 11.3
Facts & Assumptions
Given: The decorated cobordism, fixed Spin-c structures, representative maps and, for composition, actual gluing specified in the Statement, with the construction assumptions in [F3].
External full naturality theorem. Zemke, arXiv:1610.05207v3, Theorem A (p.3), gives a fixed-Spin-c -filtered -equivariant chain map, invariant under diffeomorphism up to filtered equivariant chain homotopy. Diagram changes are compared by the transitive system of Definition 2.15 and Proposition 3.5 (§§2.2 and 3.3, pp.11–14). Theorem 11.5 and its proof (pp.74 and 84–85), followed by Theorem A' and its fourteen-move proof (§12.4, pp.91–95), supply changes of parametrized Kirby decomposition. Definition 12.8, Lemma 12.9 and the final proof of Theorem A (§12.5, pp.95–97) supply empty-end puncturing and its independence. These are imported results; their move checks are not claimed as locally reconstructed. (Source)
External Spin-c composition theorem. Zemke, Theorem B (pp.3 and 97–98), gives the exact extension-sum formula in the Statement. Its proof stacks decompositions, reorders the elementary maps, applies the two-handle composition law (Proposition 5.10, p.43), and handles empty ends by puncturing. The sum and its chain-homotopy interpretation are part of this imported theorem; no unique global extension is assumed in a general gluing. (Source)
The map Definition binds these imports to the specified full dividing-set category and to the two-color specialization, with actual representatives of the required auxiliary homology classes and natural endpoint transition maps. Its explicit finite/countable choice specialization supplies the stated CC scope; the publication is not assumed to have made that foundations analysis itself. The existing local analytic triangle theorem is preserved at its stated scope and is not used as a substitute for [F1] or [F2]. (The decorated knot Floer cobordism map)
Proof
Send the w-regions and z-regions of the given surface to the two colors . The source ring is now exactly and its variable-power filtration is exactly the specified two-coordinate filtration. The curvature vanishes by the two-color identity. Hence [F1] applies to the actual maps of [F3] as genuine filtered equivariant chain maps, not merely as hat homology maps or uncolored counts.
For different endpoint diagrams first use [F1]'s canonical transition chain-homotopy equivalences to compare maps on the same chosen endpoint representatives. Theorem A then gives a filtered equivariant chain homotopy for any two admitted decompositions and regular auxiliary choices. The source's fourteen Cerf moves include the band, basepoint and quasi-stabilization relations; §12.5 additionally handles components missing one or both ends. Boundary-fixed ambient isotopy preserves the given decorations and induces precisely the required diffeomorphism of decorated cobordisms, so it is covered by the same theorem.
The matching boundary restrictions make the target sector of the first map the source sector of the second, after the natural intermediate-diagram identification. Apply [F2] to this typed composition and the two specified structures . Restriction of each summand to the two pieces is exactly the condition displayed in the Statement; no unmarked or total-Spin-c map has replaced these maps. The two-color specialization respects the composition and homotopies, giving the displayed formula over .
Finally and the product is spin. Its nonempty Spin-c torsor therefore consists of one element. If the chosen structures on the pieces restrict from this unique product structure, the extension set has that one element; otherwise it is empty. In the compatible case the law reduces to ordinary composition up to filtered equivariant chain homotopy. The empty-sum convention does not define a composition between different intermediate sectors. The argument imports the established naturality/composition theorems, not an unproved assertion that the local triangle identity checks all movies.
The Khovanov map assigned to a generic surface movie
Definition
Assume countable choice and fix a generic movie of a smooth oriented surface cobordism from an oriented link to an oriented link . For each regular frame , let be the normalized integral Khovanov homology group. The empty frame has the one-term complex in both gradings zero, using the empty resolution and the zero-fold tensor product. Associate to a birth the unit map , ; associate to a death the counit , ; and associate to a saddle the multiplication when two resolution circles merge, or the comultiplication when one splits. Each local map is tensored with the identity on unaffected circles. Associate to planar isotopy the induced identification of the cube complexes. For Reidemeister moves, use the following fixed Bar-Natan constructions: the kink retractions , , , ; the two inverse-crossing strong retractions with degree-zero inclusion and projection , with their specified reverse-order cube signs; and the third-move equivalences obtained by the explicit source- or target-cone retractions onto the common six-point residual complex. Here are circle birth/death, are punctured-torus birth/death, and the saddle letters denote the actual local bands in these constructions. Use their specified inverses for the reversed moves. Insert these formal surface matrices into the fixed planar outside of the diagram, then apply the integral Frobenius cobordism functor. Normalize a state to cochain degree and quantum shift . Fix the local coordinate identifications and orientation cases once, with the Koszul crossing-order correction when crossings are interchanged. These local maps are chosen once; composing them with an arbitrary automorphism of a complex is not an allowed change of representative. Compose the induced maps on homology in movie order and denote the result by , considered modulo multiplication by . This definition fixes a movie; independence from changing the movie is not included in the definition.
Definition references
Finite generic movies for oriented link cobordisms, including empty ends
The knot-endpoint specialization of the movie conventions
The unit, counit, multiplication, and comultiplication
Open formal surfaces, signed planar insertion and shifts
Both specified inverse-crossing systems
The specified third-move cone constructions
The actual integral Frobenius functor
Its factorization through the local relations
The link-level Khovanov homology groups
Khovanov, A categorification of the Jones polynomial, §§5 and 7
Jacobsson, An invariant of link cobordisms from Khovanov homology, §§3.2–5
Bar-Natan, Khovanov's homology for tangles and cobordisms, §§7–8
The even Khovanov map is unchanged up to sign by each movie move
Statement
Assume countable choice. For each Carter–Saito movie move, the two movie segments have the same incoming and outgoing oriented link diagrams and represent isotopic portions of an oriented surface cobordism relative to their boundary collars. The induced maps on the integral even Khovanov homology groups of those diagrams differ by multiplication by a single overall sign. The same conclusion holds when two disjoint critical points of the height function are interchanged.
Statement references
The map associated to a fixed generic movie
The Frobenius TQFT and the S, T, and four-tube relations
Explicit formal kink retractions
Both inverse-crossing retractions
Scalar endomorphisms of pairings
Planar homotopies and crossing simplicity
The five explicit Morse movie checks
The integral Frobenius functor
The fifteen local geometric models
Bar-Natan, Khovanov's homology for tangles and cobordisms, §8.3 and Theorem 5
Jacobsson, An invariant of link cobordisms from Khovanov homology, Lemmas 5.1–5.2
Khovanov, A categorification of the Jones polynomial, §§6.3 and 7.1
Facts & Assumptions
Given: Countable choice and either one of the fifteen Euclidean local movie relations in a fixed planar outside, or an interchange of two disjoint surface-height critical events. Work first in the additive formal surface category and apply the closed-surface functor only after inserting the outside.
The Axiom of Countable Choice () is inherited by the geometric disk-system and link-homology suppliers. The finite cubes and matrix compositions require no further choice.
The Khovanov map assigned to a generic surface movie fixes the actual Bar-Natan local systems, their inverses, crossing permutations and normalization; it does not permit arbitrary automorphisms as replacement maps.
Explicit formal retractions for the two kink complexes, Explicit formal retractions for inverse boundary crossings and A formal third Reidemeister equivalence from explicit residual saddles provide actual internal degree zero equivalences for the three Reidemeister moves, with their displayed inverses and homotopies.
Degree zero endomorphisms of an open pairing are integral scalars says that the degree-zero endomorphisms of a crossingless pairing form generated by its identity. Its degree-zero homotopy automorphisms are therefore exactly .
Planar homotopies and conditional simplicity under boundary crossings gives invariance of this simplicity under degree-zero equivalence and under adjoining a boundary crossing when both crossing inverse equivalences exist. The latter premises are supplied by the two physical orders in [F2]. It also gives signed planar insertion of homotopies.
Explicit Bar-Natan matrices for five Morse movie relations proves the five Morse relations MM11–MM15 for exactly the selected systems, including both directions and the cube signs.
The integral Khovanov Frobenius algebra defines a closed cobordism functor constructs the actual integral functor on closed surfaces, not only a conditional factorization. The Khovanov Frobenius TQFT respects the Bar-Natan relations makes it descend through S, T and four-tube. Finite matrices and chain homotopies therefore pass to the stated integral cube complexes.
The fifteen Euclidean local movie moves specifies the fifteen coordinate models. Open Bar-Natan cobordisms and their planar complexes supplies the surface category, shifts and signed planar totalization. The raw formal crossing cube is specified in A formal third Reidemeister equivalence from explicit residual saddles: for an ordered diagram its state is the smoothing in degree , with edge saddle sign in coordinate . Use its A-first convention, then the cochain shift and additional internal shift . The local kink, inverse-crossing and third-move systems are the actual maps in [F2], rather than additional data claimed from the category definition.
Proof
Inverse clips. For MM1–MM5, a Reidemeister move is followed by its selected inverse, possibly with a planar change of frame between them. The equations in [F2] make the composite homotopic to the identity. All reflections and compatible strand orientations use the corresponding specified local coordinate identification in [F1]; the cochain and internal shifts agree at both ends. Thus the five inverse clips satisfy their formal movie relation before any closed evaluation.
Simple base frames for the five circular clips. Each of MM6–MM10 consists solely of Reidemeister moves, so it gives a degree-zero homotopy automorphism of its starting tangle complex by [F2]. The following explicit starting frames of the models in [F7] are simple. For MM7 choose the frame before the small cusp loop: it is a single bent arc, hence a pairing. For MM8 choose the frame before the cusp crosses the third strand: its two arcs have one transverse crossing and no small loop; peeling this sole boundary crossing leaves a pairing. For MM9 choose the frame before the cubic double-curve turn: it likewise has two arcs with one crossing, which peels off at the boundary. The MM6 starting frame is two parallel arcs crossed by a third transverse arc. Its two crossings peel in order from an end of the transverse arc, leaving three disjoint arcs. More explicitly, the outermost crossing has two adjacent free legs in the disk boundary; cut a small collar rectangle containing that crossing and those legs, leaving one boundary-crossing addition to the smaller tangle. After removing it the other crossing has the same property. For MM10 the initial frame is the four small affine strand segments resolving the projected quadruple point, with six pairwise crossings. Choose a linear height not perpendicular to any segment and place upper and lower cuts beyond all six crossings. Each segment is a graph over that height. Order the six crossing heights after a small planar perturbation; the highest crossing is between adjacent outgoing strands, so its two free legs give a boundary-crossing collar rectangle. Remove it and repeat down the ordered list. This peels all six crossings and leaves a pairing, for every retained over/under order. These cuts merely parametrize the local disk and straighten its outside arcs; no crossing change is used. Thus the boundary-crossing equivalences in [F4] and [F2], beginning with [F3], prove simplicity of all five base frames. Starting the same circular clip at a different frame conjugates its endomorphism by a product of equivalences, so [F4] also gives simplicity there.
The five Morse clips. For MM11 use the explicit disk cancellation. For MM12 and MM13 use the two columns and the integral identity ; the upward clips have their separately checked cap/saddle maps. For MM14 use its two circle-birth columns, with the reverse-order RII cube sign retained in both. For MM15 use the residual saddle column , or its actual target-retract row in the upward version, with the middle cube permutation and last-vertex sign. These are exactly the five proved calculations of [F5]. Hence the two formal maps agree up to a single sign for every nonreversible clip as well.
Circular clips. The degree-zero homotopy automorphism of each MM6–MM10 base frame is therefore homotopic to , where or . This is one scalar in the formal endomorphism group of the whole local complex, not a separate sign on its states. Changing a base frame conjugates that equation by equivalences and preserves the same assertion. A relation presented as two alternative paths is equivalent to its circular clip: compose one path with the selected inverse of the other; its homotopy inverse exists by [F2]. Multiplying the circular equation by the other path therefore makes the two path maps equal up to this one sign. This proves all five circular relations without assuming that arbitrary maps between two homology groups agree up to sign.
Outside complexes and distant events. Insert each formal equation or homotopy into the fixed planar outside by [F4]. For two distant elementary events, decompose their disjoint support disks and the outside as one planar operation. Their maps have cochain degree zero; a Morse map can have nonzero quantum degree, but the totalization signs use cochain degree alone. Acting in the first disk and then the second therefore gives the same matrix as acting in the opposite order. For an adjacent crossing transposition, conjugating the raw cube differential of [F7] by the vertex sign changes its edge sign by in coordinate , by in coordinate , and by in every other coordinate. These are precisely the differences between the two crossing orders. Transporting the fixed normalization shifts gives the crossing-order identification in [F1]; use it consistently for both paths, also when a Reidemeister event changes the crossing set. In particular it holds for the two distant surface-height critical events in the statement. Now all objects are closed resolutions. Apply [F6] entry by entry; its additivity, gluing and relation factorization preserve each formal chain-map equality and homotopy. The images are precisely the integral maps fixed in [F1], including empty resolutions and the identity on unaffected circles.
Pass to homology in step 3.1. A chain homotopy becomes equality, and the one scalar becomes multiplication by that same overall sign on the full integral homology group. The construction covered MM1–MM5, MM6–MM10 and MM11–MM15, all their stated variants, and the distant interchanges. Thus every relation asserted in the statement preserves the selected map up to one sign. No assertion about spherical sweep-around follows from these Euclidean local computations.
Functoriality of even integral Khovanov homology up to sign
Statement
Assume countable choice. Let be a compact smooth oriented cobordism from an oriented knot to an oriented knot , with fixed product collars and fixed endpoint diagrams. Every generic movie of defines a map of bidegree ,
where is the Euler characteristic of the surface and the integral even Khovanov groups use the normalized crossing shifts. If two such movies represent cobordisms related by an ambient isotopy fixed on the boundary collars, their maps differ by multiplication by a single overall sign, independent of the input class. The resulting assignment is a functor after each morphism set is quotiented by the action ; before that quotient the sign is not canonical.
Statement references
The map associated to a fixed generic movie
The local movie-move calculations
The integral link-level Khovanov groups
Bar-Natan, Khovanov's homology for tangles and cobordisms, Theorems 4–5 and §8.3
Jacobsson, An invariant of link cobordisms from Khovanov homology, Theorem 2 and §5
Khovanov, A categorification of the Jones polynomial, §§6.3 and 7.1
Morrison–Walker–Wedrich, Khovanov–Rozansky homology and three-manifolds, §§2.2–3.6
Robert–Wagner, A closed formula for the evaluation of -foams, §§2.1–2.2
Ehrig–Tubbenhauer–Wedrich, Functoriality of colored link homologies, §§2.2–2.3
Beliakova–Hogancamp–Putyra–Wehrli, On the functoriality of tangle homology, §§2–4
Facts & Assumptions
Given: Countable Choice, the normalized integral even Khovanov theory and its fixed movie maps, and the two boundary-fixed movies in the Statement.
The Axiom of Countable Choice () is assumed. The additional calculations below use finite sets, integer operations and finite-dimensional vector spaces, without full Choice.
The Khovanov map assigned to a generic surface movie fixes the normalized local maps and crossing-order identifications. Its birth, death and saddle maps have quantum degrees , respectively.
The even Khovanov map is unchanged up to sign by each movie move proves the fifteen Euclidean movie relations and distant interchanges for those maps.
Movie-move equivalence for surface cobordisms reduces spherical movie comparison to these Euclidean relations and the additional sweep-around move.
Explicit formal retractions for the two kink complexes, Explicit formal retractions for inverse boundary crossings and A formal third Reidemeister equivalence from explicit residual saddles supply actual local equivalences with their inverses. Planar homotopies and conditional simplicity under boundary crossings proves their signed planar insertion and cancellation of boundary-crossing additions.
Degree zero endomorphisms of an open pairing are integral scalars proves the scalar degree-zero endomorphism calculation in the undotted category. In the dotted universal category used below the same calculation is proved directly, so no faithfulness of the undotted-to-dotted quotient is assumed.
Proof
Given: The hypotheses of the Statement. It remains to prove the sweep identity for the same projective local maps, rather than introduce a different functor on closed homology groups.
A local integral comparison category. Use oriented blue facets of label and red facets of label ; two blue facets meet a red facet along each seam, with the usual merge orientation. Decorations on blue facets are powers of a dot. One can define their closed evaluation by cutting at the circular seams and applying the two Frobenius algebras , , , , , and with counit and comultiplication . Contract a seam by , where the positive blue side is selected by right-hand cyclic order and . Cut-independence is the unit, counit, associativity and Frobenius identities of these displayed algebras. Equivalently, this is the following direct specialization of the two-pigment evaluation. With roots , put , , , and use . Its primitive idempotents have counits , , and conjugation interchanges them. A connected blue facet of genus with seam circles contributes ; a red facet contributes ; the seam contributes for its positive blue pigment. Sum over the two colors, which must be different at each seam. This is a finite tensor contraction in and , hence is integral before any localization. Define states of a closed web as foams from the empty web modulo the common radical of every closing evaluation; define all other morphisms by bending to a closed web and taking that radical. Gluing preserves the radical because every closing after gluing is a closing before gluing. These definitions provide a local category, with no assertion of full faithfulness for a previously defined homology-valued functor.
Reduction to an almost braid closure is relative. A finite one-to-one tangle diagram, possibly with additional closed components, can be braided while preserving a prescribed short crossing-free endpoint arc. Here is the relative finite braiding construction needed, rather than an invocation of an AC-stated existence theorem. Close that arc on the left, choose a generic height away from its small fixed rectangle, and subdivide the remaining finitely many projected arcs at extrema and between changes of over/under status. A backward arc can be replaced by two forward arcs extending past the diagram and the exterior return arc: lift its small triangular detour above the rest when it is over, or below when under, then straighten the two free legs to the height direction. Its attaching intervals stay fixed and its chosen side has no strand between the old and new arc, so sliding across this triangle is an isotopy of the embedded tangle. Subdivision makes every such detour contain at most one old crossing of a fixed status. The detours introduce only forward legs and are chosen away from the fixed endpoint rectangle. Repeating on the finite backward list gives a braid whose rightmost strands are closed, and whose remaining strand retains the prescribed open endpoints. This is an almost braid closure. All moves occur in compact balls away from the fixed arc; smoothing the finite corners and extending the local velocities gives a relative smooth isotopy and a finite Euclidean movie. By [F2], conjugating a sweep by this isotopy conjugates its projective map. Therefore it suffices to prove the sweep identity for an almost braid closure.
All actual rank-two foams are covered. In the positive-label raw foam category a facet of label at least three has no two-pigment coloring. Every closure of a foam containing it therefore evaluates to zero, so that foam is in the radical. Each allowed tetrahedral vertex has such a facet: its first positive-label model contains ; its second has , , and contains . Thus every nonzero rank-two foam is vertex-free, with precisely the facets of step 1.1; no zero-facet removal assertion is required. To compare raw left-hand Robert–Wagner signs with the right-hand evaluation above, let be the blue pigment- surfaces, the red surface, the seam count, and the number of seams positive on blue pigment in right-hand order. Their two sign exponents are and . Their difference modulo two is , since . Their common denominator is . Consequently raw evaluation differs by . At a nonzero scalar evaluation with blue dots has ; replacing each raw blue dot by its negative cancels this sign. Positive-degree red decorations specialize to zero. Thus every closed evaluation, and hence every bent radical, agrees after this explicit dot normalization. In particular the normalized dotted sphere is ; it is not identified with the unrenormalized raw dotted sphere, which is .
Pairing bases, without red compression. A closed web with underlying blue circles has exactly boundary pigment states: a pigment changes across every red vertex on its blue circle, and there are an even number of these vertices because blue orientation changes there. Localized closed evaluation factors through these states, so its pairing rank is at most . For a pure-blue web, dotted disk cups and complementary dotted caps have a unimodular tensor-product pairing: the one-circle Gram matrix is , of determinant . Hence its universal module is exactly the free module with those cups. For a general web , there is a foam with underlying blue cylinders from standardly oriented blue circles to . To construct it, checkerboard-color the complement of the underlying blue cylinders; complete every wrongly oriented region boundary by a red copy, push its interior into that region and assign the opposite color in the new thin region. The boundary red arcs are completed in the same way. This finite construction uses only parallel copies in collars, so produces the prescribed boundary and no singular vertices. The reflected composite commutes with dots: crossing a seam changes to , and each blue cylinder crosses an even number of orientation changes. It is degree zero, so on the pure-blue module it is multiplication by an integer. For each fixed boundary pigment, its color contraction is a single nonzero term of absolute value one; hence that integer is . Thus has a left inverse. Its cokernel is a direct summand of the universal module, is torsion-free because all its pairing evaluations lie in the domain , and has rank zero by the localized bound. It is zero, and is invertible. Bending now identifies every local morphism space with the corresponding blue cup module. In particular a -arc pairing has basis degrees in its degree-zero endomorphism calculation, so . This argument does not compress a possibly knotted red surface in a ball.
The actual crossing and tensor conventions. Let be the two-strand pairing and the thick web at adjacent positions . In the over-southwest-to-northeast source chart, is the A-smoothing and the underlying blue pairing of is the B-smoothing. Use auxiliary crossing factors in degrees and in degrees for the two inverse physical braid generators. These are the two rank-two foam factors with all-parallel term in degree zero; the braces here are the formal shift convention, opposite to their printed exponent. Surface-time cochain duality, with intrinsic grading changed from to , gives and , respectively. Adding the common writhe shifts and yields exactly and , the normalized ordinary factors. For an arbitrary balanced boundary orientation, cut an annulus at its basepoint and apply the same region completion as in step 3.1 to blue radial curtains. Its red facets convert the standard alternating boundary orientation to the prescribed one, while its blue curtains and cochain degree remain unchanged. Reversing an arrow is handled by bending this same boundary curtain; the underlying smoothing and the differential are unchanged, and the normalization is still and . At a curl this is also checked directly by the two kink retractions in [F4]. A zip or unzip transports to a primitive signed saddle, since its bent minimal-degree morphism space has one cup basis vector and its two-pigment contraction has coefficient a unit. Square commutation makes these edge signs a cube cocycle, removed by vertex signs from a fixed vertex; all two-saddle composites here are nonzero, as their blue Frobenius values show. Two blue-curtain completion choices differ on each state by a dot-linear degree-zero unit of the pure-blue module, hence by . After correcting the cube edges, connectedness of the cube forces these state signs to be one common sign. Therefore local insertion and the comparison of whole complexes are coherent up to one overall sign, which is the precise coherence required here. Finally prefix and suffix totalization conventions differ by the vertex sign for actual factor degrees . Across the th differential its ratio is , exactly the difference of the two tensor signs. Thus this is a local comparison of actual complexes with their orders and duals, not only an equality of closed graded ranks.
An explicit finite verification model. The next matrices are defined independently in the local category just constructed. Their equations can be checked faithfully after adjoining the distinct pigments. Write a three-strand boundary coloring as , where the two pigment values are after scaling their difference. A word in and has basis the paths such that at its th-letter step the relevant two colors are distinct and is either or their interchange. With , the elementary operators have the following complete rules: inserts the unchanged color path with coefficient ; deletes a step only when its two endpoints agree, with coefficient ; sums all allowed middle color orders with coefficient ; and removes the middle color with coefficient . Indeed the circle birth is the sum of its two idempotents and its cap has values ; zip followed by unzip has the values on equal/equal, first/second, second/first, and second/second colors. Normalizing unzip to gives exactly these rules. The unit and counit identities determine the displayed digon coefficients as well: . All four are actual integral foams; only their color coordinates use inverses of . Put and . Faithfulness of this color test follows from the defining radical: a morphism whose every pigment coefficient is zero pairs to zero with every closure. Torsion-freeness from step 3.1 then reflects equality back before localization.
Four complete third-move matrices. Products below compose rightmost first, juxtaposed operators act on the indicated tensor factors, and omitted entries are zero. At each three-crossing cube order vertices by masks ; hence its four consecutive terms have sizes . A positive factor is in degrees and a negative factor is in degrees , with the prefix tensor signs. The four source/target sign patterns are , , and on the words . The source and target term lists, respectively, are and in case I; and in case II; and in case III; and and in case IV. Their maps on the four consecutive terms are in I, in II, in III, and in IV, where and These are rank-two representatives of the four local slides: the moving strand goes from first top endpoint to third bottom endpoint, so its two crossings are the first two source factors and last two target factors. The remaining third source/first target crossing is the fixed internal crossing, positive in I–II and negative in III–IV. This specifies the physical variants without relying on an unlabelled picture or an omitted six-valent foam.
Check of the matrix equations and the two required features. Here is the full finite checking rule. Enumerate the eight input and eight output colorings, then the paths of each listed word by the two choices at each permitted step in step 4.2. Apply a matrix entry by successively replacing the local subpath by the stated operator's outputs, multiply coefficients, and add coincident paths. A differential at coordinate has coefficient and applies or according as that factor is positive or negative. Direct substitution gives on all state-path columns in each case. For each nonzero component, the internal degree in the target is at least in the source; there are nonzero color coefficients in each case, all satisfying this inequality. Finally compare I with II and III with IV by complementing the first two source bits and last two target bits. Their path words are then identical. On pairs of states of equal internal degree their coefficients agree: coefficient tests in each comparison. This enumeration is also a short exact verification algorithm for all the asserted equations: every basic operator coefficient is or , sums use exact integers, and the only division is by a color difference . For general difference , every entry of has common power , where counts thick letters; every coefficient in has common power . Thus the checks at a unit difference prove the rational identities for arbitrary distinct pigments, and step 4.2 proves the integral foam identities. The complete executable rule, including all four matrices, is retained in the calculation record below. Our representatives are internally nondecreasing, the dual filtration direction to the convention in the cited sweep calculation; this is sufficient because both sweep endpoints have external degree zero.
These are actual local equivalences. The dotted pairing calculation in step 3.1 and the boundary-crossing inverse equivalences in [F4] identify the full degree-zero endomorphism ring of each local braid complex with . Let be any of the known equivalences in [F4], transported through step 4.1, and let be one of step 5.1's chain maps. Then is an integer scalar in the homotopy category. To determine that scalar, give all three strands the same pigment. Every state with a thick letter vanishes, and only the parallel term remains, in degree zero. Its coefficient is a homotopy invariant and is multiplicative, since all other states are zero in this channel. The parallel coefficient of an integral equivalence and its inverse multiply to , so each is ; the parallel coefficient of every above is . Consequently in the homotopy category and is itself an equivalence. This proves comparison with the fixed local maps without requiring an unverified equality between a cone representative and a chosen parameter value in a published family.
The first and second moves used by the sweep. In the normalized ordinary Frobenius algebra, let create the small circle and cap it. The four relevant kink maps are , , , and , where is the continuing-arc dot and the small-circle dot. Indeed and : on , , , , and the reverse calculation is the same counit computation. These are precisely [F4]'s two kink retractions. In the auxiliary picture label the two fronts so , , and ; reversing all labels changes no conclusion. Their only nonzero components have external degree zero. For one pair of inverse external crossings, order the middle summands as . The two physical orders have inclusions and projections . The unit/counit rules in step 4.2 give the chain-map equations, and , so their projection-inclusion composites are . Their homotopy equivalences are also supplied by the actual inverse-crossing retractions in [F4], or by the same scalar test as step 7.1. Thus a succession of such pairs is supported only on palindromic thick/parallel states, preserves external degree, and the two fronts differ on a palindrome with thick letters by , for either the inclusion or the projection. This is one sign from each double-thick pair; the all-parallel component is always .
The two sweep movies and their grading. For an almost closure of a braid word on strands, move the left-hand closing arc to the right first in front of and then behind the diagram. Reading the strand's track gives a kink, inverse-crossing pairs, one of the four slides in step 5.1 at each braid crossing, the inverse pairs, and the inverse kink. Their composite maps are and between the same two endpoint complexes, and the full sweep is . Split cohomological degree into internal degree from the fixed braid crossings and external degree from its moving strand. The endpoint complexes have external degree zero. Steps 6.1 and 8.1 show that each middle slide is externally nonincreasing, while all kink and pair maps preserve external degree. Hence only the external-degree-preserving parts of the slides can contribute between the endpoints. By step 6.1 those parts agree for the two fronts. When a local three-factor order is inserted into the whole diagram, tensor permutations add their Koszul vertex signs. Corresponding parallel factors have degree zero and corresponding thick factors have degrees or , of the same parity on the two fronts. Therefore the permutation phases agree and do not alter the diagonal comparison.
Cancellation of the pair and kink discrepancies. The external crossings on the remote closing arcs lie outside every slide disk. Their thick/parallel bits are unchanged during the middle slides. Each nonzero pair inclusion and projection has a palindromic state by step 8.1; its half on those remote arcs therefore determines the same integer at entry and exit. The front/back discrepancies are at both ends, whose product is . After the pair and slide maps have been compared, the only difference is the kink factor at the beginning and its factor at the end. Its two dot positions can be carried on the two closing-arc pieces outside the braid box and outside every pair or slide disk. Dot multiplication there commutes with each constituent map, since the remaining factor is an identity curtain; thus the middle map satisfies . It follows directly that : the back sweep equals the front sweep . Hence in the auxiliary homotopy category, and the sweep is the identity there. Each replacement by a fixed local map in [F1] changes at most one overall scalar by step 7.1 and the analogous pair/kink comparison. Planar insertion preserves that scalar and the homotopies. Consequently the sweep for the actual normalized ordinary maps is , with one sign on the whole complex, not signs varying with states or inputs.
By [F3], connect the two spherical movies by finitely many Euclidean movie relations, distant interchanges and sweeps. Each Euclidean relation or interchange preserves its map up to one sign by [F2]; each sweep does so by step 10.1. Composing these finitely many equations gives one overall sign on the full integral homology group. A birth, death or saddle contributes quantum degree by [F1], so the composite has degree and cohomological degree zero. Identities and concatenation are the identity map and composition for fixed movies; quotienting every morphism by its overall negative makes the resulting assignment a functor. This proves every assertion of the Statement under exactly [A1].
Remarks
The finite rank-two verification, including all four matrices and every color path, is check-four-rIII-matrices.py. Its output checks the chain-map columns, the diagonal comparisons, and the nonzero filtration coefficients. The proof above specifies its entire finite rule; the executable is a calculation record, not a new theorem supplier.
The sweep organization follows Morrison–Walker–Wedrich, Khovanov–Rozansky homology and three-manifolds, §§2.2–3.6, especially (2.3), (3.2)–(3.4). The proof uses explicitly normalized rank-two foams, the four matrices displayed above and their verified dual filtration direction. It does not assume their raw dot convention equals an ordinary Bar–Natan dot, or use an unproved faithfulness assertion about an arc-algebra-valued functor.
Remarks references
Scope of the Khovanov and decorated knot Floer cobordism maps
Statement
Assume countable choice. For a smooth oriented knot cobordism in , the ordinary even integral Khovanov assignment has source and target the bigraded groups and is defined up to an overall sign; after quotienting each Khovanov hom-set by the action , it is invariant under ambient isotopy fixed on the boundary and respects composition. If the surface is equipped with a dividing set and one - and one -basepoint on each boundary knot, the decorated knot Floer assignment has source and target the filtered complexes over , and is invariant up to filtered equivariant chain homotopy. For a general gluing of decorated four-dimensional cobordisms with chosen piece Spin-c structures whose restrictions agree on the identified intermediate boundary, the link Floer composition law sums over Spin-c structures on the composite that restrict to the chosen structures on the pieces; for the product , this sum has one term if the chosen piece structures are restrictions of the unique product structure, and is empty otherwise. In the compatible case the law is ordinary composition. If the intermediate restrictions differ, the fixed-sector maps are not composable; an empty extension set does not define their composite. The two assignments therefore have separately specified targets, coefficient rings, decorations, and equivalence relations.
Statement references
Even integral Khovanov cobordism functoriality
The decorated Floer target and dividing-set data
The Spin-c-indexed decorated Floer map
Floer naturality and composition law
Bar-Natan, Khovanov's homology for tangles and cobordisms, Theorems 4–5
Zemke, Link cobordisms and functoriality in link Floer homology, Theorems A and B
Jacobsson, An invariant of link cobordisms from Khovanov homology, §4.2
Facts & Assumptions
Given: Countable Choice and the smooth oriented knot cobordism in the Statement; for the Floer assignment also its dividing set, marked points and specified Spin-c structures.
The retained even integral Khovanov functor gives the indicated bigraded groups and cobordism maps up to one overall sign, with boundary-fixed isotopy invariance and composition after quotienting by sign. This locally resolved result is reused unchanged. (Functoriality of even integral Khovanov homology up to sign)
The decorated Floer map construction and naturality lemma give the two-color filtered -equivariant maps, with one Spin-c label and the extension-sum composition law. Their explicitly external inputs are Zemke's Theorems A and B, arXiv:1610.05207v3, pp.3 and 85–98, at the full divided-surface, parametrized-boundary and colored-chain-complex scope; their explicit finite/countable-choice specialization is retained, and no full-Choice theorem is silently substituted for the stated hypothesis. Neither the hat-only Juhasz construction nor the graph reduction is being asserted to construct this two-variable functor. (The decorated knot Floer cobordism map, Naturality and movie invariance of the decorated knot Floer map, source)
Proof
Apply [F1] to the smooth oriented surface. Its target is ordinary even integral , and identifying a map with its negative removes exactly the one sign ambiguity. Its isotopy and composition conclusions are the first assertion of the Statement.
For the separately decorated surface apply [F2], coloring all w-regions by and z-regions by . The intermediate multiply based link modules and their endpoint naturality identifications are part of that construction. Zero curvature makes the endpoint objects the specified complexes, and external Theorem A gives filtered equivariant chain-homotopy invariance. This assertion has coefficient field and its own decoration and Spin-c data; no integral Khovanov sign ambiguity or comparison between the two theories is transferred to it.
First require the chosen piece Spin-c structures to have equal restrictions on the intermediate boundary and identify their intermediate complexes by naturality. The sector maps are then composable, and their general composition law is the extension sum in [F2]. If those restrictions differ, the target and source sectors differ and no composite is asserted. On the Spin-c set has one element, so the extension sum is a singleton for compatible piece structures and empty otherwise. Combining the two independently established assignments proves the entire Statement with its distinct targets, coefficients and equivalence relations. It asserts neither equality of the functors nor a canonical chain-level top generator, and requires no new local reconstruction of the imported Cerf checks.
4 · Examples, counterexamples and false statements
None yet.
Sources
- Dror Bar-Natan, Khovanov's homology for tangles and cobordisms, §§3–4 and 7
- Louis H. Kauffman, An Introduction to Khovanov Homology, §5
- Ozsvath and Szabo, Holomorphic disks and topological invariants for closed three-manifolds
- Ian Zemke, Link cobordisms and functoriality in link Floer homology, §§1–3
- Ian Zemke, Quasi-stabilization and basepoint moving maps in link Floer homology, §2
- Andras Juhasz, Cobordisms of sutured manifolds and the functoriality of link Floer homology, §§4 and 8
- Peter S. Ozsvath, Andras I. Stipsicz, and Zoltan Szabo, Grid Homology for Knots and Links, Chapter 16
- Dror Bar-Natan, Khovanov's homology for tangles and cobordisms, Proposition 7.2
- Ian Zemke, Link cobordisms and functoriality in link Floer homology, §§3 and 5–9
- Peter S. Ozsvath and Zoltan Szabo, Holomorphic disks and topological invariants for closed three-manifolds, §§3.2–3.8
- Scott Morrison, Kevin Walker and Paul Wedrich, Invariants of 4-manifolds from Khovanov–Rozansky link homology
- Hoel Queffelec and Kevin Walker, Movie moves for framed foams from multijet transversality
- J. Scott Carter and Masahico Saito, Reidemeister moves for surface isotopies and their interpretations as moves to movies
- Magnus Jacobsson, An invariant of link cobordisms from Khovanov homology, §4.2
- Hilary Hunt, Movie presentations of isotopies, §5.2
- Ian Zemke, Link cobordisms and functoriality in link Floer homology, §§1–9 and 12
- Andras Juhasz, Cobordisms of sutured manifolds and the functoriality of link Floer homology, §§8 and 11.3
- Ian Zemke, Link cobordisms and functoriality in link Floer homology, Theorems A and B, §§10–13
- Mikhail Khovanov, A categorification of the Jones polynomial, §§5 and 7
- Magnus Jacobsson, An invariant of link cobordisms from Khovanov homology, §§3.2–5
- Dror Bar-Natan, Khovanov's homology for tangles and cobordisms, §§7–8
- Dror Bar-Natan, Khovanov's homology for tangles and cobordisms, §8.3 and Theorem 5
- Magnus Jacobsson, An invariant of link cobordisms from Khovanov homology, Lemmas 5.1–5.2
- Mikhail Khovanov, A categorification of the Jones polynomial, §§6.3 and 7.1
- Dror Bar-Natan, Khovanov's homology for tangles and cobordisms, Theorems 4–5 and §8.3
- Magnus Jacobsson, An invariant of link cobordisms from Khovanov homology, Theorem 2 and §5
- Dror Bar-Natan, Khovanov's homology for tangles and cobordisms, Theorems 4–5
- Ian Zemke, Link cobordisms and functoriality in link Floer homology, Theorems A and B