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Arakawa–Suzuki Functors and Higher-Level Schur–Weyl Duality — Examples

1 · Prerequisites

2 · Summary

Objective. This companion page works the smallest nontrivial instances of the Arakawa–Suzuki/finite-W dictionary of arakawa-suzuki-functors-and-higher-level-schur-weyl-duality and records two boundary phenomena: a genuine commuting Hecke action on an arbitrary tensor module that does not satisfy a double centralizer, and an outside-stable-range block idempotent corner. All computations are finite and explicit, over C, with the Axiom of Choice where the parent items assume it.

The Hecke relations on two tensor factors. The degenerate affine Hecke relations on two tensor factors takes gl2, M=V=C2 and d=2, so x1=P01, s1=P12 and x2=P02+P12 on V⊗3; it checks s12=1, [x1,x2]=0 and both affine cross relations on the eight tensor words, computes the explicit action on v1⊗v2⊗v1, and records that [s1,x2]≠1.

A level-two cyclotomic polynomial. A level-two cyclotomic polynomial from the highest-weight filtration takes the source-ordered pyramid p=(1,2), q=(2,1), N=3, n=2, c=(0,0), so e=E23 and x1=E23+diag⁡(0,0,−1) on V: the minimal polynomial is x(x+1), with the two eigenspaces explicitly displayed, and the cyclotomic quotient has dimension 2dd! in every degree.

Vust's theorem in a small stable range. Vust's double centralizer in a small stable range verifies the Vust double centralizer for the one-column pyramid λ=(1,1) in the stable range d=1,2: restriction and the e=0 specialization reduce the statement to classical Schur–Weyl duality for V⊗2=S2V⊕Λ2V, with the two centralizer dimensions matched explicitly.

Two boundaries: a noninjective Hecke action and a non-stable corner. A Hecke action alone does not imply a double centralizer shows that a natural, genuine commuting H1-action on M⊗V with M=C2 the two-dimensional trivial gl2-module satisfies neither double centralizer equality, because the truncated/deformed setup is a needed hypothesis; both failures are computed in dimension. A block idempotent corner outside the stable range takes λ=(1,1) and d=3, where the stable range fails: the image of C[S3] on V⊗3 has dimension 5 and is identified with the block idempotent corner fC[S3]f of the trivial and standard blocks, the killed sign block being spanned by the antisymmetrizer.

3 · Logical flowchart

4 · Definitions, theorems and proofs

None yet.

5 · Examples, counterexamples and false statements

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The degenerate affine Hecke relations on two tensor factors

Example

Take g=gl2(C), the natural module V=C2 with basis v1,v2, the module M=V and d=2, so that the Arakawa-Suzuki construction acts on M⊗V⊗2=V⊗3. Write Pab for the operator that permutes the tensor factors in positions a,b∈{0,1,2} of V⊗3. Then x1=P01, s1=P12 and x2=P02+P12.

The example verifies on the eight-element tensor basis all relations of the degenerate affine Hecke presentation in this smallest nontrivial case: s12=1, [x1,x2]=0, s1x2−x1s1=1 and x2s1−s1x1=1. It also records two points that are easy to misread: on v1⊗v2⊗v1 the two sides of the cross relation differ by exactly the original vector, and the commutator [s1,x2] is not the identity, because the affine cross relation has x1, not x2, on its other side.

Facts & Assumptions

Given: The natural gl2-module V=C2 with basis v1,v2, the tensor space V⊗3 with its eight basis words, and the place permutations Pab.

[F1]

In the Arakawa-Suzuki construction with M=V and d=2 the operator Ω on two tensor slots is the flip, and xj=Ω0j+∑k<jPkj; hence x1=P01, s1=P12 and x2=P02+P12, and each Pab is an involution (Arakawa-Suzuki Casimir operators on tensor functors, The degenerate affine Hecke algebra).

[F2]

In general the Casimir and place permutation operators satisfy all Coxeter, commutation and affine cross relations, in particular si2=1, [xi,xj]=0, sixi+1−xisi=1 and xi+1si−sixi=1 (The Casimir and place-permutation operators satisfy the degenerate affine Hecke relations).

Proof

technique · direct

Given: The operators x1=P01, s1=P12 and x2=P02+P12 on V⊗3 acting on the eight basis words w0⊗w1⊗w2, wi∈{v1,v2}.

1.1F1algebra

The permutation identities. Since Pab exchanges two tensor positions it is an involution, Pab2=1; and evaluating on the eight words gives the two braid-type identities used below, P12P02=P01P12 and P02P12=P12P01, together with their transposes P01P02=P12P01 and P02P01=P01P12 (both sides of each identity send a word to the same word).

2.1F1step 1.1algebra

The four relations. First s12=P122=1. Next, [x1,x2]=P01P02−P02P01+P01P12−P12P01, and the identities P01P02=P12P01, P02P01=P01P12 of step 1.1 cancel the four 3-cycle terms pairwise. Finally s1x2−x1s1=P12P02+P122−P01P12=P01P12+1−P01P12=1 and, symmetrically, x2s1−s1x1=P02P12+P122−P12P01=P12P01+1−P12P01=1. Hence all degenerate affine Hecke relations of [F2] hold in this specialization.

3.1F1step 2.1algebra

The explicit vector. For v1⊗v2⊗v1: s1 sends it to v1⊗v1⊗v2, which x1=P01 fixes, so x1s1(v1⊗v2⊗v1)=v1⊗v1⊗v2; and x2=P02+P12 sends it to v1⊗v2⊗v1+v1⊗v1⊗v2, which s1 sends to v1⊗v1⊗v2+v1⊗v2⊗v1. Hence (s1x2−x1s1)(v1⊗v2⊗v1)=v1⊗v2⊗v1, the identity action on this vector.

4.1F1step 3.1algebra∎

The commutator caveat. On the same vector, x2s1(v1⊗v2⊗v1)=v2⊗v1⊗v1+v1⊗v2⊗v1 and s1x1(v1⊗v2⊗v1)=v2⊗v1⊗v1, so (x2s1−s1x1)(v1⊗v2⊗v1)=v1⊗v2⊗v1, while [s1,x2](v1⊗v2⊗v1)=v1⊗v1⊗v2−v2⊗v1⊗v1, which has no component along v1⊗v2⊗v1. So [s1,x2]≠1: the affine cross relation relates s1x2 to x1s1, not to x2s1.

Remarks

  • The braid-type identities are the only input: once they are checked on the eight words, the two nontrivial relations follow by cancellation of the 3-cycle terms, so the example is a finite verification of the normalization used by the Arakawa-Suzuki action.
  • The distinction recorded in step 4.1 is not a defect: [s1,x2]=−1 is false as well; the correct affine relations are s1x2−x1s1=1 and x2s1−s1x1=1.
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A level-two cyclotomic polynomial from the highest-weight filtration

Example

Assume the inherited Axiom of Choice. Take source-ordered row lengths p=(1,2), so the column heights are q=(2,1), and let N=3, n=2, c=(0,0). Number the boxes down the columns: 1=(1,1), 2=(2,1), 3=(2,2). The pyramid nilpotent is e=E23, and on the one-step deformed tensor space Vc⊗1=V=C3 the operator x1 is x1=E23+diag⁡(0,0,−1). Its eigenvalue 0 has multiplicity 2 and eigenvalue −1 has multiplicity 1, with −1-eigenspace C(v3−v2); its minimal polynomial is x(x+1), with roots a=(0,−1), and Λ=Λ0+Λ−1. For every d≥1 the raw tensor operator x1 on Vc⊗d still has exactly this minimal polynomial, by the column-filtration and leading-string argument. Consequently Hd(Λ) has dimension 2dd!, and at d=1 its image splits the two stated eigenspaces.

Facts & Assumptions

Given: The pyramid with columns q=(2,1), n=2, N=3, origin c=(0,0), the numbers a=(0,−1), and the operator x1 on Vc⊗d.

[F1]

On the raw tensor space the operator x1 is (e+∑j(ccol(j)+qcol(j)−n)ej,j)⊗1⊗(d−1) minus its off-diagonal cross-column corrections; its minimal polynomial on Vc⊗d is exactly ∏j(x−aj) with aj=cj+qj−n, and the tensor action of Hd factors through Hd(a) (The parabolic highest-weight truncation factors through the cyclotomic quotient, Arakawa-Suzuki Casimir operators on tensor functors).

[F2]

The cyclotomic quotient Hd(a) of the degenerate affine Hecke algebra at the roots a=(0,−1) has the bounded monomial basis x1r1⋯xdrdw, 0≤ri<2, w∈Sd, so that dim⁡Hd(a)=2dd!; the pyramid roots are aj=cj+qj−n, and the integral-root dictionary gives Λ=Λ0+Λ−1 (The degenerate cyclotomic Hecke algebra).

Proof

technique · direct

Given: The boxes 1=(1,1), 2=(2,1), 3=(2,2), the nilpotent e=E23, and the roots a1=0+2−2=0, a2=0+1−2=−1.

1.1F1algebra

The operators on V. For d=1 the cross-column correction in [F1] is absent and ∑j(ccol(j)+qcol(j)−n)ej,j=diag⁡(0,0,−1), so x1=E23+diag⁡(0,0,−1): explicitly x1v1=0, x1v2=0 and x1v3=v2−v3. Hence x1(x1+1)=0, the eigenspaces of x1 are Cv1⊕Cv2 for the eigenvalue 0 and C(v3−v2) for the eigenvalue −1, and the minimal polynomial is exactly x(x+1): x1≠0 since x1v3=v2−v3≠0, and x1+1≠0 since (x1+1)v1=v1≠0.

2.1F1F2step 1.1algebra∎

All degrees and the cyclotomic quotient. By the minimal-polynomial clause of [F1], the operator x1 on Vc⊗d has minimal polynomial ∏j(x−aj)=x(x+1) for every d≥1, so the tensor action factors through Hd(a) with a=(0,−1), i.e. through Hd(Λ) for Λ=Λ0+Λ−1; and by [F2] that quotient has dimension 2dd!. At d=1 the quotient is C[x]/(x(x+1))≅C×C, acting on V through x1 as the two-dimensional algebra of operators that are scalar on each of the two eigenspaces of step 1.1; hence the image is semisimple and V is the direct sum of those two eigenspaces.

Remarks

  • The two roots 0 and −1 are exactly the column scalars cj+qj−n of the two columns; the example shows how the highest-weight (column) filtration of the ground module produces the level-two cyclotomic polynomial x(x+1).
  • The ordered-row dictionary matters here: the row lengths are read in the source order p=(1,2) with column heights q=(2,1), so box 3 is the rightmost box of the second row and e=E23; a different box numbering would produce a different matrix for x1.
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A Hecke action alone does not imply a double centralizer

Statement refuted

Refuted claim: if a Hecke algebra action on M⊗V⊗d is natural in the g-module M and commutes with g, then the two double centralizer equalities φ(U(g))=End⁡Hd(M⊗V⊗d) and ψ(Hd)=End⁡g(M⊗V⊗d) hold.

Facts & Assumptions

Given: The trivial module M=C2, the natural module V=C2, the tensor product M⊗V with basis ua⊗vb (The elementary tensors of two bases form the product basis of the tensor product, The tensor product M⊗RN from the additive group underlying the free Z-module on M×N, elementary tensors, and finite tensor sums), and the Casimir operator x1=ΩM,V.

[F1]

On M⊗V the Casimir acts as ΩM,V=∑i,jρM(Eij)⊗ρV(Eji); since ρM=0, x1=0 (Arakawa-Suzuki Casimir operators on tensor functors, Classical complex matrix Lie algebras).

[F2]

The natural action of gl2 on M⊗V has image 1⊗M2(C)⊆M4(C), of dimension 4; the four matrix units act as 1⊗Eij and span this algebra, and products of these operators remain in it, proving the enveloping-image assertion (Classical complex matrix Lie algebras, Representations of Lie algebras).

Counterexample

Let g=gl2(C) (Classical complex matrix Lie algebras), let M=C2 be the trivial g-module (all matrix units act by 0), let V=C2 be the natural module (Representations of Lie algebras), and let d=1. The Arakawa-Suzuki construction of Arakawa-Suzuki Casimir operators on tensor functors provides an action of H1=C[x1] (The degenerate affine Hecke algebra) on M⊗V≅C4 commuting with gl2 (The Casimir and place-permutation operators satisfy the degenerate affine Hecke relations).

Proof technique: direct.

Given: The operators and modules of the Counterexample.

1.1F1algebra

The Hecke action. By [F1] the generator x1 acts as 0 on M⊗V, so the H1-action is the evaluation action x1↦0 (the quotient H1/(x1)=C of The degenerate affine Hecke algebra specialized to the scalar 0).

2.1step 1.1algebra

The first centralizer. Since H1 acts by the scalars C on the four-dimensional space, End⁡H1(M⊗V)=End⁡C(C4)=M4(C), of dimension 16.

3.1F2step 2.1algebra

The image of the enveloping algebra. By [F2] the image of U(gl2) in End⁡(M⊗V) is the subalgebra 1⊗M2(C), of dimension 4. Hence the first double centralizer equality fails by a factor of 4 in dimension.

4.1F2step 3.1given∎

The second centralizer. Writing an endomorphism as a 2×2 block matrix indexed by the basis of M, commutation with every 1⊗Eij forces each block to be a scalar matrix. Thus the gl2-endomorphisms are M2(C)⊗1, of dimension 4, while ψ(H1)=C⋅id has dimension 1; hence the second equality also fails. The missing hypothesis is the truncated/deformed setup: the double centralizer theorem applies to the finite-W-algebra tensor space Vc⊗d over a pyramid where the Hecke action is the cyclotomic quotient action and the algebra on the opposite side is the finite W-algebra, not U(g) itself. Its associated graded image algebras are the corresponding images of U(ge) and Cl[x1,…,xd]⋊C[Sd]; this does not identify the deformed actions with the graded actions (The finite W and degenerate cyclotomic Hecke actions satisfy a double centralizer, The type-A finite W-algebra and the Whittaker category).

Remarks

  • The example is not a counterexample to the higher-level Schur-Weyl theorem; it shows exactly that a natural commuting Hecke action on an arbitrary tensor module is not sufficient, and that the truncation (the deformed tensor space over a pyramid) is a needed hypothesis.

  • The trivial module is legitimate as an input to the Arakawa-Suzuki construction: the construction assigns an Hd-action to every g-module M.

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Vust's double centralizer in a small stable range

Example

Take the pyramid λ=(1,1), so n=2, l=1, q1=2, N=2, and e=0 (all boxes lie in one column, and the grading is concentrated in degree 0): g=ge=gl2(C), m=0, C1[x1,…,xd]=C[x1,…,xd]/(x1,…,xd)=C and C1[x]⋊C[Sd]=C[Sd]. The stable range for this λ is ql≥d, i.e. 2≥d, so d=1,2 are exactly the positive stable cases; degree zero is also stable. The example verifies Vust's double centralizer (Vust's graded double centralizer for the type-A nilpotent centralizer) in these cases.

Facts & Assumptions

Given: V=C2 with the natural gl2-action, e=0, and d=1,2.

[F1]

For λ=(1,1) the pyramid has n=2 rows of length 1 and one column of height 2; the grading has g0=gl2, m=0, and e=0 (Vust's graded double centralizer for the type-A nilpotent centralizer, The type-A nilpotent pyramid, good grading and Whittaker character).

[F2]

The truncated variables vanish: xi=e=0 on V⊗d, so B=C[Sd] acting by place permutations (The degenerate cyclotomic Hecke algebra).

[F3]

The flip eigenspaces are S2V=span⁡{v1⊗v1,v1⊗v2+v2⊗v1,v2⊗v2} and Λ2V=C(v1⊗v2−v2⊗v1). The latter is the determinant representation: X acts by tr⁡X, not by zero. The three distinct E11−E22 weights on S2V, and the nonzero adjacent raising/lowering maps E12,E21, show it is irreducible. The two summands are nonisomorphic. Classical Schur-Weyl duality identifies the full diagonal enveloping image with the commutant of the flip (The Schur-Weyl mutual centralizer theorem on tensor powers).

[F4]

U(gl2)→End⁡(V) is surjective, of dimension 4 (Classical complex matrix Lie algebras, Representations of Lie algebras).

Proof

technique · direct

Given: The data and conventions of the Example.

1.1F4F2algebra

The case d=1. Here B=C[S1]=C, so End⁡gl2(V)=C⋅1 by Schur's lemma and the image φ1(U(gl2))=End⁡C(V) by [F4]; both Vust identities reduce to these two equal-dimensional statements.

1.2F3algebra

The case d=2, second centralizer. By [F3], V⊗2=S2V⊕Λ2V with Λ2V one-dimensional and S2V three-dimensional irreducible. Since the flip acts by +1 on S2V and by −1 on Λ2V, an endomorphism commuting with the C[S2]-action preserves each isotypic component, and its restrictions are arbitrary endomorphisms of the two (irreducible) components: End⁡C[S2](V⊗2)=End⁡(S2V)⊕End⁡(Λ2V), of dimension 9+1=10.

2.1F3step 1.2algebra

The case d=2, first centralizer. The image of U(gl2) in End⁡(V⊗2) is the diagonal action on the two isotypic components, which by the mutual-centralizer statement of [F3] is the block-diagonal algebra End⁡(S2V)⊕End⁡(Λ2V), also of dimension 10; hence φ2(U(gl2))=End⁡C[S2](V⊗2). The other direction, End⁡gl2(V⊗2)=C[S2], follows because ψ2 is injective (dim⁡C[S2]=2 and the flip is not a scalar on V⊗2) and dim⁡End⁡gl2(V⊗2)=2 by Schur's lemma applied to the two nonisomorphic components.

3.1F1F2step 1.1step 2.1∎

Range check. For d≤2=ql the stable-range hypothesis ql≥d holds, and for d=3 it fails; this example therefore realizes the theorem exactly in its stable range and shows that the level-one case is the classical Schur-Weyl duality.

Remarks

  • In this example the truncated polynomial algebra degenerates to C and the finite W-algebra degenerates to U(gl2); this is the smallest situation in which the general theorem is visible without any deformation.

  • The companion counterexample with a nontrivial tensor module and a noninjective Hecke action is different: here the module is the raw tensor space with e=0, where the identities happen to hold in the stable range.

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A block idempotent corner outside the stable range

Example

Assume the inherited Axiom of Choice. Take the pyramid λ=(1,1), so n=2, l=1, q1=2 and N=2, and let d=3. The stable range ql≥d fails, since 2<3; the equivalent source condition is that at least 3 parts of λ are equal to l=1, which is false. With the origin c=(0) one has a1=c1+q1−n=0, so the level-one cyclotomic quotient is H3(Λ)=C[S3], of dimension 6, while the image H3(λ,c) in End⁡C(V⊗3)op, V=C2, has dimension 5. The example identifies the image as a block idempotent corner fC[S3]f, verifying the central-corner statement of Stable range and block idempotent corner for higher-level Schur-Weyl duality in the smallest non-stable case.

Facts & Assumptions

Given: The pyramid λ=(1,1), the natural gl2-module V=C2, the tensor space V⊗3, and the group algebra C[S3].

[F1]

For this pyramid l=1, q1=2, e=0, ge=gl2 and the level-one cyclotomic quotient is H3(Λ)=C[S3] with its place-permutation action on V⊗3; the stable range ql≥d becomes 2≥3, which fails (Stable range and block idempotent corner for higher-level Schur-Weyl duality, The finite W and degenerate cyclotomic Hecke actions satisfy a double centralizer).

[F2]

The S3-module V⊗3 has a four-dimensional invariant space, with basis the symmetrizations of v13,v12v2,v1v22,v23. Its sign space is zero by [F4]. By [F3] the remaining four dimensions are two copies of the two-dimensional standard module. Thus its group-algebra image is C×M2(C), of dimension five; classical Schur-Weyl duality identifies that image with the gl2 commutant (The Schur-Weyl mutual centralizer theorem on tensor powers).

[F3]

Wedderburn decomposition C[S3]≅C×C×M2(C) with the trivial, sign and standard blocks, indexed by the partitions (3), (1,1,1) and (2,1) (If k is algebraically closed and char⁡k∤∣G∣, then k[G]≅∏i=1rMni(k), Specht modules classify the complex irreducibles of Sn).

[F4]

For dim⁡V=2 one has Λ3V=0, so the antisymmetrizer a=∑w∈S3sgn⁡(w)w acts on V⊗3 as the antisymmetrization, which is 3!=6 times the projection onto Λ3V=0; hence a acts by 0.

Proof

technique · direct

Given: The image ψ3(C[S3])⊆End⁡(V⊗3)op and the Wedderburn blocks of [F3].

1.1F2F3algebra

By [F2], the tensor space contains the trivial S3 module with multiplicity four, the standard module with multiplicity two, and no sign module. The decomposition [F3] therefore makes the group-algebra image exactly C×M2(C), of dimension five. By classical Schur-Weyl duality [F2] this is End⁡gl2(V⊗3), whereas dim⁡C[S3]=6.

2.1F3F4step 1.1algebra

The killed sign block. By [F3] the block decomposition of C[S3] is C×C×M2(C); the one-dimensional sign block is spanned by the antisymmetrizer a of [F4], which acts on V⊗3 by 0. Hence the kernel of ψ3 contains the sign block; since the image has dimension 5 by step 1.1, the kernel has dimension 1 and is exactly the sign block. So ψ3 kills precisely the sign block and is injective on the direct sum of the trivial and standard blocks.

3.1F3step 2.1algebra

The block idempotent corner. Let f be the central idempotent of the trivial and standard blocks, so that C[S3]f=C[S3]f2 is the corresponding two-sided ideal; its corner fC[S3]f has dimension 1+4=5 by [F3]. Multiplication by f, x↦fxf, is an algebra surjection C[S3]↠fC[S3]f whose kernel contains the sign block and has dimension 6−5=1, hence is exactly the sign block; therefore C[S3]/ ⁣ker⁡ψ3≅fC[S3]f and the image H3(λ,c)=ψ3(C[S3]) is isomorphic to the block idempotent corner fC[S3]f, which is the central-corner form fH3(a)f of the Definition.

4.1F1step 1.1step 3.1algebra∎

The stable-range check. Here ql=q1=2 while d=3, so the stable range fails and the image is not the full algebra H3(a)=C[S3] (which has dimension 6); the corner of step 3.1 realizes the boundary case of the Definition, and the missing dimension 1 is precisely the killed sign block.

Remarks

  • The example is the level-one, two-dimensional instance of the general corner statement: the stable range fails by one step, and the failure is visible as the dimension drop 6−5=1 caused by the vanishing Λ3C2=0.
  • The nonadmissible origin c=(0,1) example of The finite W and degenerate cyclotomic Hecke actions satisfy a double centralizer is a different boundary: here the origin is admissible and the corner is a sum of entire central blocks, as required.

Sources