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Modular Categories, Verlinde Formula, and TQFT: Examples and Counterexamples

1 · Prerequisites

2 · Summary

This companion contains explicit finite checks and a failure case. The symmetric representation example is unconditional; the semion calculation uses a specified nontrivial associator; the root-of-unity and RT dimension calculations instantiate the established full A-page suppliers.

Worked checks

None of these B items is a supplier for the A-page theorems.

3 · Logical flowchart

4 · Definitions, theorems and proofs

None yet.

5 · Examples, counterexamples and false statements

CounterexampleConstruction: Literature-sourcedVerification: AI-adaptedOpen item page →

Symmetric Rep(Z/2) has singular Hopf-link matrix

Statement

The complex symmetric fusion category Rep⁡(Z/2), with its usual spherical structure and symmetric braiding, is not modular under the Hopf-link convention of Modular ribbon fusion category and Hopf-link data.

Facts & Assumptions

Given: The group Z/2={0,1} and its category of finite-dimensional complex representations.

[F1]

A finite-dimensional representation of Z/2 is a complex vector space V with an involution T; morphisms commute with the involutions, and tensor product has involution T⊗U. The unit is the trivial one-dimensional representation. Use ordinary vector-space duality, evaluation and coevaluation, the canonical pivotal map V→V∗∗, and identity twist. The terminology “fusion category” is that of Fusion and multifusion categories; its hypotheses for this example are verified below.

[F2]

In complex representations the braiding is the flip v⊗w↦w⊗v; applying the reverse flip gives the identity. The braiding and double-braiding convention are those of Braiding and Modular ribbon fusion category and Hopf-link data.

Proof

Given: The data in the Statement.

1.1F1F2givenalgebra

The projectors (1+T)/2 and (1−T)/2 split every representation as V=V+⊕V−, with T=+1 on V+ and T=−1 on V−. Choosing finite bases decomposes these spaces into copies of the one-dimensional trivial representation 1 and sign representation ε. They are nonisomorphic simples, their endomorphism rings are C, and ε⊗ε≅1 since (−1)2=1. Thus the category is finite semisimple with simple unit; ordinary duality and flip make it symmetric ribbon with the stated spherical structure. Contraction of the ordinary evaluation and coevaluation is the ordinary linear trace, so both simple dimensions are one. By [F2], for any simple labels i,j, sij=tr⁡(1i⊗j)=didj=1. In the ordered basis (1,ε) this gives s=(1111).

2.1step 1.1algebra∎

The two rows coincide, and det⁡(s)=1⋅1−1⋅1=0. Therefore s is not invertible and the category is not modular. This shows why nondegeneracy must be a hypothesis or separately proved.

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The pointed Z/2 semion metric group

Statement

For G=Z/2={0,1} define

ω(a,b,c)=(−1)abc,r(a,b)=iab,q(0)=1,q(1)=i,

where group elements are represented by bits. These data give a pointed ribbon category with nondegenerate bicharacter b and modular Hopf-link matrix.

Facts & Assumptions

Given: The finite group G=Z/2 and the scalar functions in the Statement.

[F1]

The pentagon and two hexagon equations and twist compatibility for an abelian 3-cocycle are those of Pointed ribbon categories from abelian 3-cocycles.

[F2]

The pointed modularity criterion is rad⁡(b)={0} (A pointed metric-group category is modular exactly when its radical is trivial).

[F3]

The Drinfeld map is the evaluation–braiding–coevaluation composite and satisfies dX,Y(uX⊗uY)=uX⊗YcY,XcX,Y (A braided rigid category has a Drinfeld morphism). Thus balancing makes j=uq monoidal.

Proof

Given: The data in the Statement.

1.1F1givenalgebra

Normalization holds because every exponent vanishes if any argument is 0. For bits, b+c in the cocycle equations is reduced modulo 2. The pentagon signs have exponents abc+a(b+c)d+bcd=acd+bcd+abc+abd(mod2), so its two sides agree. For the first hexagon, the ratio of the r-terms is i−2abc=(−1)abc, which is exactly the ratio of the ω-terms. For the second hexagon, the ratio of the r-terms is again i−2abc=(−1)abc, equal to ω(a,b,c)ω(c,a,b)ω(a,c,b)−1=(−1)abc. The twist equation is trivial if either bit is zero; at (1,1) its right side is r(1,1)2q(1)2=i2i2=1=q(0). Also q(−g)=q(g). Thus all specified cocycle and twist identities hold.

2.1F1F3step 1.1constructalgebra

Supply the dual and pivotal data required by [F1]. The left dual of g is g; its evaluation scalar is 1, and its coevaluation scalar is ω(g,g,g)−1=(−1)g. Both snake composites are one, since the associator contributes the same sign. Formula [F3], with reassociation from g⊗(g⊗g) to (g⊗g)⊗g, gives u0=1 and u1=(−1)(−1)i=i. Put jg=ugq(g), so j0=1 and j1=−1, and extend by direct sums. The tensor identity in [F3] and the balancing identity checked in step 1.1 prove monoidality of j, including all associators and double-dual comparisons. Its pivotal trace on a simple is the scalar ev⁡g∨(jg⊗1)coev⁡g=(−1)g(−1)g=1. The dual grade is the same, so the left and right simple traces agree; additivity gives sphericality on all finite direct sums. The induced twist u−1j is exactly q. Thus the full dimension-one pointed ribbon input, rather than just its scalar cocycle, has been constructed.

3.1F2step 1.1step 2.1algebra∎

The double-braiding values are b(0,g)=b(g,0)=1 and b(1,1)=i2=−1. Hence s=(111−1). The only nonzero element 1 is not in the radical because b(1,1)=−1≠1, so rad⁡(b)={0}. By [F2] the category is modular; directly, det⁡(s)=−2 and D2=2.

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The ell=3 framing anomaly and Kirby blow-up

Statement

Assume full AC, inherited from the weighted RT functor. For the actual ℓ=3 ribbon category and weighted surgery construction of The standard root-of-unity sl2 tilting ribbon quotient is modular and The weighted Reshetikhin–Turaev TQFT and modular-functor factorization, the unnormalized Gauss sums are p+=1+i, p−=1−i, and κ=eπi/4. The weighted normalization is unchanged by either Kirby blow-up, while omitting the surgery-signature correction κ−σ(B) changes the normalized link sum by κ±1≠1.

Facts & Assumptions

Given: Full AC, ℓ=3, q=eπi/3, the positive-trace convention in the sine data, and the surgery normalization of Modular Gauss sums, the Kirby color, and its slide identity.

[F1]

The actual category has labels a=0,…,ℓ−2, dimensions da=sin⁡((a+1)π/ℓ)/sin⁡(π/ℓ), and twists θa=qa(a+2)/2 by The standard root-of-unity sl2 tilting ribbon quotient is modular. With these data, Truncated sl2 fusion data give the sine Hopf-link matrix gives the sine Hopf matrix.

[F2]

p±=∑aθa±1da2, p+p−=D2, and the normalized blow-up factors are D−1κ−1p+ and D−1κp− (Modular Gauss sums, the Kirby color, and its slide identity).

[A1]

Full AC (The Axiom of Choice) is assumed for the weighted RT theorem and its duality constructions; it also supplies the inherited countable choice for evaluation. The actual tilting quotient and full weighted RT functor are established by their exact suppliers (The standard root-of-unity sl2 tilting ribbon quotient is modular, The weighted Reshetikhin–Turaev TQFT and modular-functor factorization).

Proof

1.1F1givenalgebra

The labels are 0,1. The dimension formula gives d0=d1=1. The twist formula gives θ0=1 and θ1=q3/2=eπi/2=i. Thus D2=1+1=2 and choose D=2. The Gauss sums are p+=1+i,p−=1−i,κ=1+i2=eπi/4. In particular κ≠1.

2.1F2step 1.1algebra

A positive blow-up multiplies the surgery link value by p+ and changes (m,σ) to (m+1,σ+1), so its normalized ratio is D−1κ−1p+=D−1Dp+p+=1. A negative blow-up has ratio D−1κp−=D−1p+p−D=1 by [F2]. If the factor κ−σ is omitted, the same two blow-ups multiply the value by p+/D=κ and p−/D=κ−1, both nontrivial. Thus an unweighted surgery link sum is not invariant under these moves for this actual category; this is a failure of omitting the signature correction, not an assertion that the weight-zero arrows form a subcategory.

3.1A1step 2.1algebra∎

The actual modular quotient is supplied by [A1], so the preceding values are realized category data. The full weighted functor uses κn+a−σ(B) together with its exact outgoing cap factors. A Kirby blow-up changes neither the marked bordism, its weight nor its cap-reference correction, and step 2.1 cancels its complete surgery ratio. A unit increase in bordism weight instead multiplies the map by κ=eπi/4≠1. Thus the actual category has a nontrivial framing anomaly, and the proved weighted functor includes it with the positive weight convention.

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A genus-two RT dimension from factorization

Statement

Assume full AC, inherited from the weighted RT state-space construction. For the established ℓ=4 ribbon category and RT factorization, the unmarked genus-two state space has dimension 10.

Facts & Assumptions

Given: Full AC, ℓ=4 and the modular data and factorization of RT torus operators and the state-space dimension formula.

[F1]

For ℓ=4, the labels are 0,1,2 and S0x=(1/2,1/2,1/2) (Truncated sl2 fusion data give the sine Hopf-link matrix).

[F2]

The unmarked genus-g formula is dim⁡V(Σg)=∑xS0x2−2g (RT torus operators and the state-space dimension formula).

[A1]

Full AC (The Axiom of Choice) is assumed and supplies the inherited countable choice. The full weighted RT functor and geometric factorization are established (The weighted Reshetikhin–Turaev TQFT and modular-functor factorization).

Proof

1.1F1F2A1givenalgebra

At genus g=2 and with no marked labels, [F2] gives dim⁡V(Σ2)=∑x=02S0x−2.

2.1F1step 1.1algebra∎

The three terms are (1/2)−2=4, (1/2)−2=2, and (1/2)−2=4. Their sum is 10.

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The sl2 modular data at ell=4

Statement

Assume full AC, inherited from the weighted RT torus-space construction. For the established standard ℓ=4 root-of-unity ribbon quotient, the labels are 0,1,2, the dimensions are (1,2,1), and

S=(121212120−1212−1212),(θ0,θ1,θ2)=(1,e3πi/8,−1).

The fusion products are 1⊗1=0⊕2, 1⊗2=1, and 2⊗2=0; the torus state dimension is 3.

Facts & Assumptions

Given: Full AC, ℓ=4, q=eπi/4, and the positive-trace convention.

[F1]

The actual quotient has da=sin⁡((a+1)π/4)/sin⁡(π/4) and θa=qa(a+2)/2 by The standard root-of-unity sl2 tilting ribbon quotient is modular. Applying the conditional sine calculation to these established data gives Sab=1/2sin⁡((a+1)(b+1)π/4) (Truncated sl2 fusion data give the sine Hopf-link matrix).

[F2]

The actual quotient has the truncated fusion rule of The rank-one tilting quotient is the truncated fusion category; at ℓ=4 its retained range gives the three products in the Statement.

[F3]

The torus state dimension is ∣I∣ under the proved TQFT factorization theorem (RT torus operators and the state-space dimension formula).

[A1]

Full AC (The Axiom of Choice) is assumed and supplies the inherited countable choice. The actual tilting quotient and full weighted RT functor are established by their exact suppliers (The standard root-of-unity sl2 tilting ribbon quotient is modular, The weighted Reshetikhin–Turaev TQFT and modular-functor factorization).

Proof

1.1F1givenalgebra

Evaluate the sine dimension formula at a=0,1,2: it gives 1,2,1. The twist exponents a(a+2)/2 are 0,3/2,4, so θ=(1,e3πi/8,eπi)=(1,e3πi/8,−1). Substitution into the sine matrix formula gives the displayed entries.

2.1F2F3A1step 1.1algebra∎

The truncated fusion rule gives 1⊗1 outputs 0,2, 1⊗2 output 1, and 2⊗2 output 0, each with multiplicity one. Since there are three simple labels, [F3] gives torus dimension 3.

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The sl2 modular data at ell=3

Statement

Assume full AC, inherited from the weighted RT torus-space construction. For the established standard ℓ=3 root-of-unity ribbon quotient, the labels are 0,1, both dimensions are 1, and

S=12(111−1),(θ0,θ1)=(1,i),1⊗1=0.

The torus state dimension is 2.

Facts & Assumptions

Given: Full AC, ℓ=3, q=eπi/3, and the positive-trace convention.

[F1]

The actual quotient has da=sin⁡((a+1)π/3)/sin⁡(π/3) and θa=qa(a+2)/2 by The standard root-of-unity sl2 tilting ribbon quotient is modular. Applying the conditional sine calculation to these established data gives Sab=2/3sin⁡((a+1)(b+1)π/3) (Truncated sl2 fusion data give the sine Hopf-link matrix).

[F2]

The actual quotient has the truncated fusion rule of The rank-one tilting quotient is the truncated fusion category; its retained range for a=b=1, ℓ=3 is just c=0. The torus dimension formula is RT torus operators and the state-space dimension formula.

[A1]

Full AC (The Axiom of Choice) is assumed for the weighted RT functor and its state-space construction; it supplies the inherited countable choice. The actual tilting quotient and full weighted RT functor are established by their exact suppliers (The standard root-of-unity sl2 tilting ribbon quotient is modular, The weighted Reshetikhin–Turaev TQFT and modular-functor factorization).

Proof

1.1F1F2givenalgebra

The dimension formula gives d0=d1=1. The twist exponents are 0 and 3/2, so θ0=1 and θ1=eπi/2=i. Substitution in the sine formula gives S00=S01=S10=1/2 and S11=−1/2. The truncated fusion range for 1⊗1 contains only 0.

2.1F2A1step 1.1algebra∎

There are exactly two labels; hence the torus dimension formula gives dim⁡V(T2)=2. Also S2=I by direct multiplication of the displayed matrix, verifying nondegeneracy in this finite case.

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