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Reductive Affine Invariant Theory and Geometric Quotients

1 · Prerequisites

2 · Summary

This page develops the affine invariant theory of a complex reductive affine algebraic group and the geometric quotient of its stable locus. A closed subgroup U⊆G is called unipotent when every non-zero finite-dimensional rational U-module has a non-zero fixed vector; G is reductive when it has no non-trivial closed normal unipotent subgroup and linearly reductive when every finite-dimensional rational G-module is completely reducible. Over C the two notions coincide, and the equivalence is proved on this page rather than quoted: characteristically positive behaviour, where the equivalence fails, is recorded only as a warning and is never used.

The bridge is the structure of complex reductive groups. A faithful finite-dimensional representation embeds G as a closed subgroup of a general linear group, complex algebraic groups are smooth, and the Lie-theoretic route through the radical, the unipotent closure, the additive Jordan decomposition and Weyl's theorem for the semisimple part shows that G is linearly reductive. The same theorem produces the Reynolds operator: every rational G-module is a direct sum of simple submodules, the invariants VG have a canonical G-stable complement VG, and the projection RV:V→VG along it is equivariant, natural and AG-linear on a rational G-algebra A. When a compact subgroup K⊆G with Zariski closure G is supplied, that operator is the normalized Haar average over K and its value is the unique invariant element in the convex hull of the K-orbit; no existence theorem for such a K is asserted.

The invariant-theoretic consequences are then assembled from the Reynolds operator. Ideal extension I↦IA is injective on ideals of the invariant subring and C[X]G is Noetherian whenever C[X] is, which with the graded Nakayama argument gives finite generation first for finite-dimensional modules and then, through an equivariant linear embedding, for every affine G-variety X. The resulting morphism π:X→X/ ⁣/G=Spec⁡C[X]G is a categorical quotient with closed image, closed immersions for closed invariant subsets, the intersection formula π(Y∩Y′)=π(Y)∩π(Y′) and exactly one closed orbit in every fibre; irreducible and normal X give irreducible and normal X/ ⁣/G.

The last layer is the geometry of the quotient map. Orbit dimensions satisfy dim⁡G=dim⁡Gx+dim⁡Gx, orbit closures have equidimensional components and smaller-dimensional boundary orbits, minimal orbits are closed, and the stabilizer dimension is upper semicontinuous while the orbit dimension is lower semicontinuous. A point is stable when its orbit is closed and its stabilizer is finite. The stable locus is the union of the saturated principal opens on which invariant functions vanishing on the positive-dimensional-stabilizer locus are non-zero, it is exactly the preimage of its image, and the restriction πs:Xs→π(Xs) is a geometric quotient with fibres the orbits and structure sheaf the invariant functions; the closedness, irreducibility and normality statements for the quotient all arise from the same ideal-theoretic machinery.

The Axiom of Choice is declared throughout and is inherited from the named suppliers: the orbit and fibre-dimension inputs, the Nullstellensatz route of the classical quotient dictionary, the Lie and Haar-measure inputs of the bridge theorem, and the normality suppliers. The definition of a categorical or geometric quotient is choice-free. The smoothness and graded finite-generation lemmas declare the assumptions inherited from their named suppliers; their translation and degree-induction arguments introduce no additional choice. The conventions are classical: an affine algebraic set is a reduced finite-type space over C, a Spec⁡ of a finitely generated reduced complex algebra denotes its affine variety of complex closed points, and the scheme-theoretic quotient sheaf of the algebraic-space page is a deliberately different object. The companion page carries the hyperbolic Gm-example, the counterexample that a closed orbit need not be stable, and the caveat that Noether's finite-group theorem does not supply finite generation for positive-dimensional groups.

3 · Logical flowchart

4 · Definitions, theorems and proofs

DefinitionDefinition: Literature-sourcedProof: Not applicableOpen item page →

Categorical and geometric quotients of classical varieties

Definition

Let G be a complex affine algebraic group acting algebraically on a classical variety X (Classical algebraic prevarieties, regular maps, and varieties, Classical complex affine algebraic actions and rational modules). A G-invariant morphism π:X→Y is a categorical quotient if every G-invariant morphism f:X→Z of classical varieties factors uniquely as f=φ∘π with φ:Y→Z a morphism.

It is a geometric quotient (Brion Definition 1.18) if

(i) π is surjective and its fibres are exactly the G-orbits,

(ii) a subset U⊆Y is open if and only if π−1(U) is open in X, and

(iii) for every open U⊆Y the pullback of regular functions is an isomorphism OY(U)→OX(π−1(U))G onto the G-invariant regular functions on the preimage.

A geometric quotient is a categorical quotient and is unique up to unique isomorphism; when it exists its underlying topological space is the orbit space X/G with the quotient topology. For an affine G-variety X whose invariant algebra C[X]G is finitely generated, the affine model is the morphism π:X→X/ ⁣/G:=Spec⁡C[X]G induced by the inclusion C[X]G⊆C[X]. For a reductive G, the theorem below proves this finite generation and makes the model a categorical quotient with one closed orbit in each fibre (Finite generation of invariants and the affine categorical quotient ↗).

Why a geometric quotient is categorical. Let π:X→Y satisfy (i)–(iii) and let f:X→Z be a G-invariant morphism to a classical variety Z. By (i) two points of a fibre of π lie in one orbit, on which f is constant, so f factors through a unique set map fˉ:Y→Z. For W⊆Z open, π−1(fˉ−1(W))=f−1(W) is open in X by continuity of f, so fˉ−1(W) is open in Y by (ii): fˉ is continuous. If V is an affine chart of Z with coordinates s and U:=fˉ−1(V), then s∘f is a G-invariant regular function on π−1(U), hence by (iii) is the pullback along π of a unique regular function on U; that function is s∘fˉ. Since this holds for every coordinate s of an affine chart, fˉ is a morphism (A morphism from an open subset of a classical affine variety to an affine variety, Classical algebraic prevarieties, regular maps, and varieties), and local agreement of the resulting morphisms on overlapping charts gives a morphism Y→Z. Surjectivity in (i) makes the factorisation unique. If also π′:X→Y′ is a categorical quotient, the universal property applied to π′ and to π yields morphisms φ:Y→Y′ with φπ=π′ and ψ:Y′→Y with ψπ′=π; then (φψ)π′=π′ and (ψφ)π=π, so uniqueness of the factorisation of π′ through π′ and of π through π forces φψ=id⁡Y′ and ψφ=id⁡Y. Thus categorical and geometric quotients are unique up to unique isomorphism, and for a geometric quotient (i)–(ii) say exactly that the underlying map is the quotient map of the orbit equivalence relation with the quotient topology.

Conventions. This is the classical notion of Brion Definition 1.18 and the paragraph after Theorem 1.24. The scheme-theoretic fppf quotient sheaf on the AG-ACT-1 page is a different object and is not identified with this classical notion here. In the classical register, Spec⁡ of a finitely generated reduced complex algebra denotes its associated affine variety of complex closed points with the classical regular-function sheaf; no identification with the space of every scheme prime is used. For empty X the coordinate algebra is zero and its quotient is empty; finite generation and the universal properties below are then immediate and fibre assertions are vacuous. The definition itself uses no Axiom of Choice; the finite-generation theorem referred to above inherits AC from its own named suppliers, so consumers of that theorem carry AC, while nothing in this definition does.

DefinitionDefinition: Literature-sourcedProof: Not applicableOpen item page →

Reductive and linearly reductive complex algebraic groups

Definition

Let G be a complex affine algebraic group (Classical complex affine algebraic actions and rational modules).

Unipotent subgroups. A closed subgroup U⊆G is unipotent if every non-zero finite-dimensional rational U-module has a non-zero U-fixed vector. This fixed-vector condition is the characterization used in Brion's Example 1.22 (printed p. 8), and it is the only form of the notion used in this pair. Equivalently, by the Lie–Kolchin theorem, U is unipotent in the standard sense that it admits no non-trivial rational characters and all its elements are unipotent; this equivalence is recorded as a sourced parenthetical companion to the definition (Brion Example 1.22 cites Lie–Kolchin) and is not used as a supplier anywhere in this pair, so no edge to the higher-order unipotent/solvable page is introduced.

Reductive and linearly reductive groups. The group G is reductive if it has no non-trivial closed normal unipotent subgroup, and linearly reductive if every finite-dimensional rational G-module is completely reducible, i.e. a direct sum of simple G-submodules (A completely reducible representation as a finite direct sum of irreducible subrepresentations, Semisimple modules as direct sums of simple modules).

Over C the two notions coincide: every complex reductive affine algebraic group is linearly reductive, and conversely a linearly reductive G has no non-trivial closed normal unipotent subgroup. Both implications, together with the identity-component reduction below, are proved in Complete reducibility and the Reynolds operator for a complex reductive group ↗; this definition only records them for consumers of that theorem.

Both notions depend only on the identity component, in the sense that G is reductive if and only if G∘ is, and G is linearly reductive if and only if G∘ is; the passage from G∘ to the finite component group for both notions is carried out in the same theorem.

Remarks

  • Positive characteristic. The equivalence is false in characteristic p>0 and must never be extended: SL2 in characteristic 2 has non-semisimple representations, and a linear algebraic group over a field of characteristic p≠0 is linearly reductive if and only if its identity component is of multiplicative type and p does not divide the component index (Milne Definition 12.52, Example 12.55 and Remark 12.56). No statement in this pair is made over a field other than C.
  • Scope. No notion of geometric reductivity is introduced. The fixed-vector definition of unipotence is Brion's Example 1.22 convention; the standard-sense equivalence quoted above is not consumed by any proof in this pair, and the proofs that do need unipotence of a constructed subgroup re-establish it from the fixed-vector condition.
  • Choice. This definition and its transcriptions of Brion's definitions use no Axiom of Choice.
LemmaStatement: Literature-sourcedProof: AI-adaptedjudge pass (gpt-6.1-sol)Open item page →

Complex affine algebraic groups are smooth

Statement

Assume the Axiom of Choice inherited from the named suppliers. Let G be a complex affine algebraic group (Classical complex affine algebraic actions and rational modules). Then every point of G is a regular point of the affine algebraic set G; equivalently G is smooth over C, and its local rings are regular local rings. In particular G is a smooth variety of pure dimension dim⁡G (Global and local dimension of classical varieties).

Facts & Assumptions

Given: AC, a complex affine algebraic group G with identity e, multiplication G×G→G and inversion G→G; write A=C[G] for its coordinate algebra and, for x∈G, mx=ker⁡(ev⁡x)⊆A.

[F1]

The group laws are morphisms. G is a nonempty affine algebraic set equipped with a group law whose multiplication G×G→G and inversion G→G are morphisms (Classical complex affine algebraic actions and rational modules); morphisms of affine algebraic sets are the maps pulling regular functions back to regular functions, and they are closed under composition and under pairing with constant maps (A morphism from an open subset of a classical affine variety to an affine variety).

[F2]

The coordinate ring is finitely generated and reduced. For an affine algebraic set X the quotient k[X]=k[x1,…,xn]/I(X) is reduced, and the finite coordinate classes generate it as a k-algebra (The coordinate ring of a classical affine algebraic set).

[F3]

Points are maximal ideals. For every affine algebraic set X and A=k[X], the map x↦mx=ker⁡(ev⁡x) is a bijection from X to the maximal ideals of A (Classical affine points are maximal ideals).

[F4]

The classical local ring is the localisation at the point ideal. For x in an affine variety X over an algebraically closed field, the map Amx→OX,x, a/s↦germx(a/s), is an isomorphism of local rings (The classical affine local ring is localization at the point's maximal ideal).

[F5]

Homogeneous spaces are regular. A nonempty reduced classical finite-type space over an algebraically closed field k whose automorphism group acts transitively on its point set is regular (Minimal tangent dimension and homogeneous regularity).

[F6]

Localisations of regular local rings are regular. Every prime localisation Rp of a regular local ring R is regular (localisations of regular local rings are regular).

[F7]

Regular equals smooth over a perfect field. For a finite-type scheme X over a perfect field k, X is regular (every local ring is a regular local ring) if and only if the structure morphism X→Spec⁡k is smooth (Regular equals smooth over a perfect field).

[F8]

Classical and scheme smoothness agree over a perfect field. For a finite-type k-scheme with k perfect, classical smoothness in the local-standard-smooth convention, scheme-theoretic smoothness and regularity of all local rings are equivalent (Classical and scheme smoothness over a perfect field).

[F9]

Pure dimension. dim⁡X of a classical variety X is its chain dimension, and X has pure dimension d if every irreducible component of X has dimension d (Global and local dimension of classical varieties).

[F10]

Dimension of a finite closed union. If a Noetherian space T is a finite union of closed subsets T1,…,Tm, then dim⁡T=max⁡idim⁡Ti (Dimension of a finite closed union).

[F11]

Finitely many components. Every classical variety is Noetherian and has finitely many irreducible components (Classical varieties have finite irreducible decompositions).

[F12]

Proper ideals lie in maximal ideals. In a nonzero commutative ring every proper ideal is contained in a maximal ideal (In a nonzero commutative ring, every proper ideal is contained in a maximal ideal, AC).

[F13]

Regular local rings are domains. Under AC a regular local ring is a domain (regular local rings are domains and cohen macaulay).

[F14]

Irreducible components and prime ideals. Irreducible closed subsets of an affine algebraic set correspond to proper prime ideals of its coordinate ring, reversing inclusion; consequently the components correspond to minimal primes (Classical affine algebraic sets correspond to radical ideals, and irreducible sets to prime ideals).

Proof

technique · direct
1.1F1given

For each g∈G the left translation λg:G→G, λg(h)=gh, is a morphism of affine algebraic sets, because it is the composite of the pairing (constg,id⁡G):G→G×G of a constant map with the identity and the multiplication morphism G×G→G, and morphisms are closed under composition; the map λg−1 is a two-sided inverse of λg and has the same form, so λg is an automorphism of G. These automorphisms act transitively on the point set, since λyx−1(x)=y for all x,y∈G.

1.2F2F3F4

The coordinate algebra A=C[G] is a finitely generated reduced C-algebra; evaluation at a point x defines the maximal ideal mx⊆A, the map x↦mx is a bijection from G onto the maximal ideals of A, and the classical local ring is the localisation OG,x≅Amx.

2.1F4F5step 1.1step 1.2

Consequently G is a nonempty reduced classical finite-type space, and by step 1.1 its automorphism group acts transitively on its point set; the homogeneous-regularity supplier therefore makes every point of G a regular point, that is, OG,x≅Amx is a regular local ring for every x∈G.

2.2F9F10F11step 1.1

Every irreducible component of G has dimension dim⁡G, so G has pure dimension dim⁡G: by G being a classical variety it is Noetherian with finitely many irreducible components G1,…,Gm; each λg is a homeomorphism, hence permutes the irreducible components and preserves their chain dimensions, and the translations act transitively on points, hence on components — given components Gi,Gj, choose x∈Gi and y∈Gj lying on no other component (each component has such points because it is irreducible and not contained in the finite union of the others); the automorphism λyx−1 carries the component through x onto the component through y, so λyx−1(Gi)=Gj. Thus all components have one common dimension d, and the finite closed cover G=G1∪⋯∪Gm gives dim⁡G=max⁡idim⁡Gi=d; in particular every irreducible component has dimension dim⁡G.

3.1F11F13F14step 1.1step 2.1

Distinct irreducible components of G are disjoint: if x lay on two components, their ideals would be distinct minimal primes P,Q⊆mx by [F14]. They remain distinct after localization: for a∈P∖Q, equality of the localized primes would imply sa∈Q for some s∉mx, contradicting primality of Q. These localized primes remain minimal, so the local ring would have two minimal primes, whereas it is a domain by step 2.1 and [F13]. The finitely many components are therefore open and closed, and, being irreducible, are exactly the connected components. Let C be the component containing e. For c∈C, translation carries the unique component through e onto the unique component through c, so cC=C. Inversion and conjugation preserve C because they fix e and permute components. Thus C=G∘ is a closed normal subgroup, its cosets are the components, and G/G∘ is finite.

3.2F3F6F7F12step 1.2step 2.1

Every local ring of A is regular: for a maximal ideal m=mx this is Am≅OG,x by step 1.2 and step 2.1; for an arbitrary prime p⊆A, a proper ideal lies in a maximal ideal, say p⊆m, and Ap=(Am)pAm is a prime localisation of the regular local ring Am, hence regular. Since A is a finite-type algebra over the perfect field C, the equivalence of regularity with smoothness over a perfect field makes the scheme model Spec⁡A smooth over C.

4.1F8step 2.1step 2.2step 3.2∎

By step 2.1 every point of G is a regular point of the affine algebraic set G and all its local rings OG,x are regular local rings; by step 3.2 the scheme model is regular and smooth over the perfect field C, and over a perfect field classical smoothness, scheme smoothness and regularity of all local rings agree, so G is smooth over C; by step 2.2 it has pure dimension dim⁡G. This proves the lemma; the Axiom of Choice is inherited from the named suppliers.

Remarks

  • The route above is Brion's Lemma 1.3 in the classical register: a group acts transitively on itself by translations, so the regular locus, which is nonempty and open on any nonempty reduced finite-type space, is spread over the whole group. The published homogeneous-regularity corollary packages exactly that argument.
  • The Axiom of Choice enters only through the published suppliers: the Nullstellensatz route of the classical local-ring and maximal-ideal identifications, the homogeneous-regularity corollary, and the scheme-theoretic regularity/smoothness theorem.
LemmaStatement: Literature-sourcedProof: AI-adaptedjudge pass (gpt-6.1-sol)Open item page →

A positively graded Noetherian algebra is finitely generated over its degree-zero part

Statement

Assume the Axiom of Choice inherited from the named suppliers. Let A=⨁n≥0An be a graded commutative ring with A0 a field, and suppose A is Noetherian (Nonnegatively graded rings and modules, homogeneous elements, and twists, Left and right Noetherian rings). Then A is a finitely generated A0-algebra (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras).

Facts & Assumptions

Given: AC; a nonnegatively graded commutative ring A=⨁n≥0An with AnAm⊆An+m, whose degree-zero part A0 is a field, and which is Noetherian.

[F1]

Graded rings. A nonnegatively graded ring is a commutative ring S=⨁n≥0Sn with SnSm⊆Sn+m for all m,n≥0; an element of Sn is homogeneous of degree n (Nonnegatively graded rings and modules, homogeneous elements, and twists).

[F3]

Finite generation over the base. A commutative R-algebra A is of finite type over R, equivalently a finitely generated R-algebra, when A=R[a1,…,an] for some n∈N and some a1,…,an∈A; for n=0 this is the image of R (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras).

Proof

technique · direct
1.1F1F2given

Put A+=⨁n≥1An. Then A=A0⊕A+ as abelian groups, and A+ is an ideal of A: for a∈Am with m≥1 and b∈An one has ab∈Am+n with m+n≥1, and A+ is closed under sums by the direct-sum decomposition. Since A is Noetherian, the ideal A+ is finitely generated.

2.1F1step 1.1

Fix a finite generating list h1,…,hr of A+. Each hj is the finite sum of its homogeneous components, and because hj lies in A+=⨁n≥1An and this is a direct sum decomposition, the component of hj in Ad vanishes for d=0 and lies in Ad⊆A+ for d≥1; each hj is therefore the sum of its homogeneous components of positive degree. Discarding zero components and relabelling, we obtain finitely many homogeneous elements g1,…,gm∈A+ of positive degrees e1,…,em≥1 that still generate A+: every hj is an A-linear combination of the gi while each gi lies in A+=(h1,…,hr), so (h1,…,hr)⊆(g1,…,gm)⊆A+ and the two lists generate the same ideal.

3.1F1step 2.1

Every homogeneous element f∈Ad lies in the A0-subalgebra A0[g1,…,gm]. This is proved by induction on d. For d=0 one has f∈A0⊆A0[g1,…,gm]. For d≥1, step 2.1 gives f∈A+=(g1,…,gm), so f=∑irigi with ri∈A; taking the homogeneous component of degree d of this identity, and using that gi is homogeneous of degree ei, we may assume each ri lies in Ad−ei, which is the zero group when d−ei<0 because the grading is nonnegative. In the nonzero cases d−ei<d, so the induction hypothesis gives ri∈A0[g1,…,gm] and hence f=∑irigi∈A0[g1,…,gm].

4.1F1F3step 3.1∎

Let f∈A be arbitrary. Since A is the direct sum of the graded pieces Ad, the element f is a finite sum f=∑dfd of homogeneous elements fd∈Ad; by step 3.1 each fd lies in A0[g1,…,gm], hence so does f. Therefore A=A0[g1,…,gm] is generated as an A0-algebra by the finitely many elements g1,…,gm, that is, A is a finitely generated A0-algebra.

Remarks

  • The argument is the graded form of Nakayama: A+ is a homogeneous ideal, so it can be generated by homogeneous elements, and the top-degree part of a relation lowers the degree. This is the argument used by Brion in the proof of his Theorem 1.24(i) and by Popov–Vinberg in Theorem 3.6.
  • No choice is used beyond the finite generation supplied by the Noetherian hypothesis; with an empty generating list the conclusion reads A=A0=A0[∅].
TheoremStatement: Literature-sourcedProof: AI-adaptedjudge pass (gpt-6.1-sol)Open item page →

Complete reducibility and the Reynolds operator for a complex reductive group

Statement

Assume the Axiom of Choice inherited from the named suppliers. Let G be a complex reductive affine algebraic group (Reductive and linearly reductive complex algebraic groups).

(i) Every finite-dimensional rational G-module is completely reducible, so G is linearly reductive.

(ii) Every rational G-module V is a direct sum of simple submodules; the invariant subspace VG therefore has a unique G-stable complement VG, the sum of all simple submodules on which G acts non-trivially. The projection RV:V→VG with kernel VG is the Reynolds operator of V; it is G-equivariant, restricts to the identity of VG, and is natural: for every morphism f:V→W of rational G-modules one has RW∘f=fG∘RV, and if f is surjective then so is fG:VG→WG.

(iii) If A is a commutative G-algebra on which G acts by algebra automorphisms and which is a rational G-module, then RA is AG-linear: RA(ab)=a RA(b) for a∈AG, b∈A.

(iv) When K⊆G is a compact subgroup whose Zariski closure in G is all of G, the Reynolds operator of a finite-dimensional rational G-module is the invariant average RV(v)=∫Kg⋅v dg with respect to normalized Haar measure; in particular RV(v) is the unique element of VG in the convex hull of the K-orbit of v.

Facts & Assumptions

Given: AC; a complex reductive affine algebraic group G; for clause (iv) also a compact subgroup K⊆G with Zariski closure G; and a finite-dimensional rational G-module V when one is mentioned.

[F1]

Rational modules. A rational G-module is a complex vector space with a linear left action of G such that every vector lies in a finite-dimensional stable subspace W on which the action is a morphism; the induced action on functions is (r(g)f)(x)=f(g−1x), and H=C[G] carries the Hopf identities coming from the group law (Classical complex affine algebraic actions and rational modules).

[F2]

Faithful closed embeddings. Every complex affine algebraic group admits a finite-dimensional rational representation whose comorphism is surjective; the induced morphism G→GL(V) is a closed immersion, so G is isomorphic to a closed subgroup scheme of GL(V) (A finite-type affine algebraic group has a faithful rational representation).

[F3]

Smoothness. Every complex affine algebraic group is smooth and has regular local rings at all points (Complex affine algebraic groups are smooth); its Proof 3.1 also establishes that the identity component is a normal irreducible open subgroup with finitely many cosets. Smooth connected finite-type groups are geometrically integral (Connected finite-type groups are geometrically connected).

[F4]

One-parameter subgroups are exponentials. For a finite-dimensional real Lie group G with Lie algebra g, a smooth curve γ:R→G is a one-parameter subgroup if and only if γ(t)=exp⁡G(tX) for a unique X∈g, necessarily X=γ′(0) (One-parameter subgroups are exactly exponentials, whose countable choice is included in AC).

[F5]

Closed subgroups are Lie subgroups. Every subgroup of a finite-dimensional real Lie group that is closed as a subset is an embedded Lie subgroup for a unique smooth structure (Cartan closed subgroup theorem, countable choice included in AC).

[F6]

Triangularisation of solvable representations. A finite-dimensional module over a finite-dimensional solvable Lie algebra over an algebraically closed field of characteristic zero has a complete invariant flag (Simultaneous triangularization of solvable representations).

[F7]

The radical is characteristic. Every automorphism of a finite-dimensional Lie algebra preserves its radical, and the radical of g/rad⁡(g) is zero (The radical is characteristic and its quotient has zero radical).

[F8]

Levi decomposition. Every finite-dimensional Lie algebra over a characteristic-zero field has a Levi subalgebra: g is the semidirect product of its radical with a semisimple complement (Levi decomposition theorem).

[F9]

Additive Jordan–Chevalley decomposition. Over a perfect field, a linear endomorphism T of a finite-dimensional space is the sum Ts+Tn of commuting endomorphisms that are polynomials in T, with Ts semisimple and Tn nilpotent (Over a perfect field, every endomorphism has a unique commuting semisimple-plus-nilpotent decomposition, polynomial in the endomorphism, AC).

[F10]

Simultaneous diagonalisation. A family of diagonalisable endomorphisms of a finite-dimensional vector space is simultaneously diagonalisable if and only if its members commute pairwise (A family of diagonalisable endomorphisms of a finite-dimensional space is simultaneously diagonalisable if and only if its members commute pairwise).

[F11]

Weyl's theorem. Every finite-dimensional representation of a finite-dimensional semisimple Lie algebra over a characteristic-zero field is completely reducible (Weyl's complete reducibility theorem).

[F12]

Sum of simples versus direct sum. Assuming AC, a module is a direct sum of simple submodules if and only if it is the sum of its simple submodules (Equivalent characterizations of semisimple modules).

[F13]

Haar measure. Every compact Lie group has a unique regular Borel probability measure invariant under left and right translations and inversion (Normalized Haar measure on a compact Lie group).

[F14]

Translation invariance of the Haar integral. For a compact Lie group with normalized Haar measure μ and integrable f, the integral of f is unchanged under left translation, right translation, conjugation and inversion (Haar integration is translation and conjugation invariant).

[F15]

Compact groups are completely reducible. Every finite-dimensional continuous representation of a compact group is completely reducible (Complete reducibility of finite-dimensional compact-group representations).

[F16]

Analytic charts. At a regular point of a polynomial quotient over C, local defining equations have an invertible Jacobian minor (Jacobian criterion and openness of the regular locus over a perfect field, clause 2). The holomorphic implicit function theorem makes their zero locus a complex manifold chart (The holomorphic implicit function theorem); a chart with no equations is an open subset of affine space, and a zero-dimensional chart is a point (apply the theorem with a dummy free variable).

[F17]

Exponential naturality. For a Lie-group homomorphism F, F(exp⁡X)=exp⁡(dFeX) (Exponential map is natural for Lie-group homomorphisms).

[F18]

Differentiating representations. The differential at the identity of a Lie-group homomorphism preserves Lie brackets (Differential of a Lie-group homomorphism is a Lie-algebra homomorphism).

Proof

technique · direct
1.1F2F3F4F5F16F17F18

Treat first connected G. By [F2] identify G with a closed algebraic subgroup of GL(W) in a faithful finite-dimensional rational representation. Smoothness [F3] and the Jacobian and holomorphic charts [F16] make G(C) a complex manifold. Regular multiplication, inversion and representation maps are holomorphic in these charts, so it is a complex Lie subgroup of GL(W) with complex tangent algebra g=TeG⊆End⁡(W); differentiation preserves brackets by [F18]. Its underlying real Lie group is the closed embedded subgroup of [F5], by uniqueness there. Exponential naturality [F17] and [F4] imply exp⁡(tX)∈G(C) for X∈g and t∈C (apply the real assertion to tX). These curves are analytic; no algebraicity of t↦exp⁡(tX) is asserted except when X is nilpotent.

2.1F1F3F4step 1.1

Let E be the abstract subgroup generated by exp⁡(g) and H its Zariski closure in G. The closure of a subgroup is a subgroup: multiplication and inverse preserve it by continuity, first translating by each member of E and then taking closure in the other variable. All complex closed algebraic subgroups are smooth by [F3], and the curves t↦exp⁡(tX) show g⊆TeH, hence dim⁡H=dim⁡G. A smooth connected algebraic group is geometrically integral by Connected finite-type groups are geometrically connected, so it is irreducible. Consequently a full-dimensional closed subgroup of connected G equals G, and E is Zariski dense. If U⊆V is g-invariant, exponential naturality makes it invariant under E. Its algebraic stabilizer is closed, since in a basis adapted to U the lower-left matrix entries of the representation vanish precisely on that stabilizer. It contains dense E, so is all G. The same argument applies to every member of a flag.

2.2F6F7step 1.1

Let r=rad⁡(g) be the radical and choose by [F6] a basis of W in which every A∈r is upper triangular, with diagonal linear forms λ1,…,λN∈r∗. The radical is characteristic by [F7], so conjugation by h∈G preserves r and carries the representation r→End⁡(W) to an equivalent one; the multiset of diagonal values of the conjugate of A is {λj(A)}j, so each composition λi∘Ad⁡(h) is one of λ1,…,λN (a value function not among them is separated from all of them by evaluating at some A outside finitely many proper hyperplanes). Each map h↦λi∘Ad⁡(h) is a morphism from the connected group G to the finite set {λ1,…,λN}, hence is constant; differentiating at the identity gives λi([X,A])=0 for all X∈g, A∈r. Consequently the commutator ideal n=[g,r] is a Ad⁡(G)-stable Lie ideal of g whose elements are strictly upper triangular in this basis.

3.1F6step 1.1step 2.1step 2.2

Let N=⟨exp⁡(n)⟩ and let U=N‾ be its Zariski closure. Every exp⁡(tA) with A∈n strictly upper triangular is a polynomial function of t, so U is a closed connected subgroup of G contained in the upper unitriangular group; it is normal, because Ad⁡(G)n=n and conjugation commutes with the exponential. To check unipotence in the fixed-vector sense of the definition, let M be a non-zero finite-dimensional rational U-module: its Lie algebra u is solvable, so [F6] gives a complete u-invariant flag, which by step 2.1 is U-invariant, and every diagonal character of U is trivial because on each exp⁡(tA) it restricts to an algebraic homomorphism C→C× whose coordinate function and inverse are both polynomial, hence constant; the first line of the flag is therefore a non-zero fixed vector. If n≠0 then U≠1, since the matrix exponential is injective on nilpotent matrices, and reductivity of G forces n=0.

4.1F7F8step 2.2step 3.1

Since [g,r]=n=0 by step 3.1, the radical is central: every A∈r commutes with g. Hence r⊆z(g); conversely the centre is abelian and therefore solvable, so it lies in the radical, giving r=z(g). By [F8] the Lie algebra splits as g=r⋊s=z(g)⊕s with s≅g/r semisimple, its radical being zero by [F7].

5.1F9step 2.1step 3.1step 4.1

Every X∈z(g) is semisimple as a matrix. First, exp⁡(tX) is central in G for every t: the centralizer of X in G is closed and its Lie algebra contains g, so step 2.1 applied to the adjoint representation gives centrality. Write the additive Jordan decomposition X=Xs+Xn of [F9] over the perfect field C; both parts are polynomials in X, hence commute with every element of G. For a regular function P on GL(W) vanishing on exp⁡(tX), substituting the exponential writes P(exp⁡(tX))=∑μpμ(t)eμt with polynomials pμ, since determinant denominators contribute only further exponentials; the distinct functions eμt are linearly independent over C[t] because applying ∏ν≠μ0(D−ν)1+deg⁡pν to a relation kills all other terms and leaves a non-zero polynomial multiple of eμ0t. Hence all pμ vanish, and substituting exp⁡(tXs)exp⁡(uXn) gives ∑μpμ(u)eμt=0 for independent t,u, so every such P vanishes on exp⁡(uXn). Therefore exp⁡(CXn) lies in the Zariski closure of exp⁡(CX), which is central in G. If Xn≠0, the map u↦exp⁡(uXn) is injective with closed image isomorphic to Ga (the finite polynomial log⁡(1+M) is its inverse and recovers u from an entry), and by the flag argument of step 3.1 the group Ga has a non-zero fixed vector in every non-zero rational module, so it would be a non-trivial closed normal unipotent subgroup of G, contradicting reductivity. Hence Xn=0 and X is semisimple.

6.1F10F11step 2.1step 5.1

The family z(g) consists of commuting semisimple endomorphisms, so by [F10] the space W decomposes as ⨁χWχ with each X∈z(g) acting on Wχ by the character χ. Let T=⟨exp⁡(z(g))⟩‾; by step 5.1 this is contained in the diagonal torus of GL(W), is central in G, and its Lie algebra contains z(g). The restrictions to the closed subgroup T of Laurent monomials in the diagonal coordinates span C[T], because the coordinate-ring restriction from the diagonal torus is surjective; these monomials restrict to characters. Distinct characters of a group are linearly independent (a shortest non-trivial relation evaluated at hg and compared with its translate by χ(h) yields a shorter one), so the restricted characters form a basis of C[T]; for a finite-dimensional rational T-module the coaction expansion in this basis exhibits the module as a direct sum of weight spaces, and coassociativity with Δχ=χ⊗χ shows each coefficient is a weight vector whose sum is the original vector. These weight spaces are G-stable because T is central, and the Lie algebra z(g) acts scalarly on each of them. Given a G-stable subspace U of a finite-dimensional rational G-module V, decompose V into T-weight spaces, use [F11] to split the semisimple Lie algebra s on each weight space and obtain an s-stable complement of U there; the scalar action of z(g) makes these complements g-stable, and step 2.1 makes their direct sum G-stable. This proves (i) for connected G.

7.1F1step 6.1

For possibly disconnected reductive G, the identity component G∘ is reductive: if U0≠1 were a closed normal unipotent subgroup of G∘, its finitely many G-conjugates U1,…,Um would be normal in G∘ (conjugation permutes them), and a common fixed vector for U1,…,Um on any non-zero finite-dimensional rational module exists by successively restricting and using normality in the fixed-vector definition; hence the closed subgroup generated by the conjugates is a non-trivial closed normal unipotent subgroup of G, contradicting reductivity. So step 6.1 applies to G∘. The quotient G/G∘ is finite: the cosets gG∘ are disjoint open sets covering the quasi-compact space G, so finitely many suffice. If U⊆V is a G-stable subspace, choose a G∘-equivariant projection p:V→U (complete reducibility for G∘) and average q=1m∑ihiphi−1 over representatives h1,…,hm of G/G∘; each conjugate is again a G∘-equivariant projection onto U, and q is G-equivariant with kernel a G-stable complement of U. Hence (i) holds for G, and the averaging uses only a finite choice of representatives.

8.1F1F12step 6.1step 7.1

For (ii), let V be any rational G-module. Every vector of V lies in a finite-dimensional G-stable submodule by [F1], which decomposes as a finite direct sum of simples by step 7.1, so V is the sum of its simple submodules; under AC, [F12] upgrades this to a direct sum decomposition. Let VG be the sum of all simple submodules on which G acts non-trivially. A non-trivial simple module S has no non-zero morphism to the trivial module: the image would be a non-zero simple submodule of the trivial module, hence the whole of it, and the kernel would be a proper submodule of S, hence zero, making S trivial. Therefore the trivial isotypic part is exactly VG, the submodule VG is a complement of it, and every G-stable complement of VG contains no trivial simple submodule, hence equals VG; the projection RV along VG is therefore canonical. It is G-equivariant, fixes VG pointwise and is natural: an equivariant f maps trivial simples to trivial simples and non-trivial simples to non-trivial ones, so f(VG)⊆WG and RWf=fGRV. If f is surjective and w∈WG, lift w=f(v) and compute w=RW(w)=RW(fv)=f(RVv), so fG is surjective. For (iii), multiplication by a∈AG is an equivariant endomorphism of A, so naturality gives RA(ab)=aRA(b); this completes (ii) and (iii).

9.1F2F3F6step 2.1step 6.1step 7.1step 8.1

The converse recorded in the definition also holds, without using the omitted compact-existence direction. If every finite-dimensional rational G-module is completely reducible and U⊆G is a closed normal unipotent subgroup, take a faithful finite-dimensional module W from [F2] and a simple submodule S⊆W; by the fixed-vector definition of unipotence SU≠0, and SU is G-stable because U is normal, so SU=S by simplicity and U fixes every simple summand of W, hence all of W; faithfulness forces U=1. Thus linearly reductive implies reductive. Closed subgroups of a fixed-vector unipotent group U are again unipotent, as follows. A faithful finite-dimensional module for U from [F2] has a complete flag with trivial successive characters, by iterating the fixed-vector condition on its quotients, so U is a closed subgroup of an upper unitriangular matrix group. For a closed subgroup H⊆U and h∈H, the nilpotent matrix log⁡h is a finite polynomial in h−1 and t↦exp⁡(tlog⁡h) is polynomial. Every defining equation of H vanishes on this curve at all nonnegative integers because these values are hn, so it vanishes identically; the curve lies in H and joins 1 to h. Thus H is connected. The Lie algebra of H is strictly upper triangular, hence solvable. For any nonzero rational H-module, [F6] gives a Lie-invariant complete flag, which is H-invariant by step 2.1. Its diagonal characters are trivial on each curve exp⁡(tlog⁡h): an algebraic homomorphism Ga→Gm has polynomial coordinate and polynomial inverse, so is constant. Since every h∈H lies on such a curve, the first flag line is fixed by H, proving the hereditary assertion. For the identity-component reductions: G is reductive if and only if G∘ is by the conjugate-product argument of step 7.1 in one direction. For the other direction, if G∘ is reductive and U is a normal unipotent subgroup of G, then U∩G∘=1, so U embeds in the finite group G/G∘. A nontrivial finite group over C is not unipotent: its regular representation has the nonzero augmentation submodule, on which the only possible invariant vectors are multiples of the sum of all basis vectors, and none has augmentation zero in characteristic zero. Hence U=1; G is linearly reductive if and only if G∘ is, the forward direction by the implication linearly reductive G⇒ reductive G⇒ reductive G∘ proved above, followed by step 6.1 and the reverse by the finite averaging of step 7.1. Moreover smoothness makes the irreducible components of G disjoint, so they are the connected components and the cosets of G∘; there are finitely many of them.

9.2F5F13F14F15step 8.1

For (iv), let K⊆G be compact with Zariski closure G; as a compact subset of the Hausdorff space G it is closed, hence by [F5] a compact Lie subgroup, so [F13] supplies its normalized Haar measure dg. For v∈V put A(v)=∫Kg⋅v dg, an integral of a continuous map on the compact group. Translation invariance [F14] gives h⋅A(v)=A(v) for every h∈K, so the algebraic stabilizer of A(v) is a closed subgroup of G containing K, hence equal to G because the Zariski closure of K is G; thus A(v)∈VG and A fixes VG pointwise. The module V is completely reducible as a K-module by [F15], so V=VK⊕VK-nontriv with VK-nontriv the sum of the non-trivial isotypic components; since VK=VG by Zariski density, the same simple-module argument as in step 8.1 gives uniqueness of a K-stable complement to VK. Since VG is such a complement, this shows VK-nontriv=VG, and the Haar average is the K-equivariant projection onto VK, that is A=RV. The convex hull of K⋅v is compact: in the underlying real space of dimension q, affine dependence reduces each convex combination to at most q+1 terms by subtracting a scalar multiple of an affine relation until a coefficient becomes zero; the hull is therefore the image of the compact product (K⋅v)q+1 with the compact coefficient simplex. Finally, the Haar average lies in this closed convex hull of the compact orbit K⋅v (uniform continuity on the compact group writes it as a limit of finite convex combinations), and for any invariant w in that hull, write w as a limit of finite convex combinations wn=∑ici,ngi,nv; linearity, G-equivariance of RV and RV(v)∈VG give RV(wn)=RV(v) for every n, so continuity of RV gives w=RV(w)=RV(v) whenever w∈VG. Hence RV(v) is the unique element of VG in the convex hull of the K-orbit of v.

10.1F1F2F3F12F13step 6.1step 7.1step 8.1step 9.1step 9.2∎

Assembling the clauses: (i) is step 6.1 for connected G and step 7.1 for general reductive G, together with the converse implication proved in step 9.1; (ii) and (iii) are step 8.1; (iv) is step 9.2, whose hypothesis on K is part of the clause and whose proof does not assert the existence of such a K; and the identity-component and converse statements recorded in the definition are step 9.1. The Axiom of Choice is inherited from the named suppliers: the faithful embedding, smoothness and integrality inputs enter in steps 1.1 and 2.1, the Lie inputs and Weyl's theorem in steps 2.2-7.1, the sum-of-simples characterisation in step 8.1, the faithful module in step 9.1, and the Haar measure and compact complete reducibility in step 9.2. This proves all four clauses.

Remarks

  • Route. This is the algebraic bridge used in place of the unread Schwarz–Brion chapter: smoothness of complex groups, the Lie radical, the unipotent closure argument, the additive Jordan decomposition, simultaneous diagonalisation of the central Lie algebra and Weyl's theorem for the semisimple complement. Milne's Algebraic Groups, Proposition 22.41 and Theorem 22.42 with Corollary 22.43, gives a full independent second treatment of the conclusion; his Lie Algebras, Theorem 3.7 along with Theorem 5.20(b), supplies the proved local Lie inputs used here.
  • Clause (iv). The hypothesis that a compact subgroup K with Zariski closure G exists is not proved here; Brion's omitted direction from (ii) to (iii) is deliberately not invoked, and clause (iv) is conditional on the supplied K, exactly as in the statement. No compact-existence theorem is used anywhere above.
  • Positive characteristic. Every Lie-theoretic step above is taken over C; no statement here extends the reductivity equivalence to characteristic p>0.
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The Reynolds operator and the ideal theory of the invariant subring

Statement

Assume the Axiom of Choice inherited from the named suppliers. Let G be a complex reductive affine algebraic group and let X be an affine algebraic set with an algebraic G-action (Classical complex affine algebraic actions and rational modules); write A=C[X] and let RX:A→AG be the Reynolds operator of Complete reducibility and the Reynolds operator for a complex reductive group. Then:

(a) RX is AG-linear, idempotent, and its image is exactly AG;

(b) for every ideal I⊆AG one has RX(IA)=I, and consequently the map I↦IA is injective on ideals of AG and AG is Noetherian whenever A is Noetherian (Left and right Noetherian rings);

(c) if φ:A→B is a surjective G-equivariant homomorphism of rational G-algebras, then φ(AG)=BG;

(d) if A carries a G-stable grading and an ideal is homogeneous, the same conclusions hold in the graded subalgebra of invariants (Nonnegatively graded rings and modules, homogeneous elements, and twists).

Facts & Assumptions

Given: AC; a complex reductive affine algebraic group G; an affine algebraic set X with algebraic G-action, A=C[X], and the Reynolds operator RX:A→AG of the bridge theorem.

[F1]

Properties of the Reynolds operator. The projection RA:A→AG is G-equivariant, restricts to the identity of AG, is natural under morphisms of rational G-modules and is AG-linear: RA(ab)=a RA(b) for a∈AG, b∈A (Complete reducibility and the Reynolds operator for a complex reductive group).

[F2]

The coordinate ring is a rational module. If G acts algebraically on an affine algebraic set X, then C[X] with (gf)(x)=f(g−1x) is a rational G-module on which every finite set of functions lies in a finite-dimensional stable subspace, and the action preserves multiplication and the unit (The coordinate ring of an affine algebraic action is a locally finite rational module, Classical complex affine algebraic actions and rational modules).

[F3]

Noetherian rings. A ring is Noetherian when its left regular module is Noetherian (Left and right Noetherian rings). The ideal-level ascending chain condition used below is the equivalence in [F5].

[F4]

Graded rings. A nonnegatively graded ring is a commutative ring S=⨁n≥0Sn with SnSm⊆Sn+m (Nonnegatively graded rings and modules, homogeneous elements, and twists).

[F5]

Ascending chain condition. A commutative ring is Noetherian if and only if every ascending chain of ideals stabilises (A commutative ring is Noetherian exactly when every ideal is finitely generated, exactly when its ideals satisfy the ascending chain condition, and exactly when every nonempty set of ideals has a maximal member, dependent choice included in AC).

Proof

technique · direct
1.1F1F2

Part (a): [F1] gives RX(ab)=aRX(b) for a∈AG, b∈A, so RX is AG-linear; it is idempotent because it restricts to the identity on AG and its values lie in AG, so RX(RXb)=RXb; and its image is exactly AG, since every invariant is fixed and every value is invariant.

2.1F1F3F5step 1.1

Part (b): let I⊆AG be an ideal. The extension IA is G-stable, so by [F1] and step 1.1, RX(IA)=IRX(A)=IAG=I. If IA=JA for ideals of AG, then I=RX(IA)=RX(JA)=J, so I↦IA is injective. An ascending chain I1⊆I2⊆… of ideals of AG gives the ascending chain InA of ideals of A, which stabilizes when A is Noetherian by the ascending chain condition; applying RX to a stable equality and using RX(InA)=In gives In=RX(InA)=RX(In+1A)=In+1, so AG is Noetherian.

2.2F1step 1.1

Part (c): let φ:A→B be a surjective G-equivariant homomorphism of rational G-algebras. Clearly φ(AG)⊆BG. Conversely, if b∈BG, choose a∈A with φ(a)=b; naturality of the Reynolds operator [F1] gives b=RB(b)=RB(φ(a))=φ(RA(a))∈φ(AG). Hence φ(AG)=BG.

3.1F1F4step 2.1step 2.2∎

Part (d): if A=⨁nAn is a G-stable grading, the degree projections are G-equivariant, so by naturality RX preserves each degree and AG=⨁nAnG. For a homogeneous ideal I⊆AG its extension IA is homogeneous; for an ascending chain of homogeneous ideals In, all extensions InA are homogeneous. Thus RX preserves homogeneity, and the computations of steps 1.1, 2.1 and 2.2 apply verbatim: RX(IA)=I, the map I↦IA is injective on homogeneous ideals, and AG is Noetherian when A is; the surjectivity statement of part (c) holds for surjective graded equivariant maps by the same argument.

Remarks

  • This isolates the three computations used repeatedly in the finite-generation theorem and in the stable-locus theorem: AG is a direct summand as an AG-module, ideal extension is injective, and surjections descend to invariants. They are Brion's steps in the proof of Theorem 1.24(i) and the corresponding properties of the Reynolds operator in Popov–Vinberg.
  • The Axiom of Choice is inherited from the bridge theorem and the coordinate-ring rationality theorem; the argument itself uses none.
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Invariants of a finite-dimensional module are finitely generated

Statement

Assume the Axiom of Choice inherited from the named suppliers. Let V be a finite-dimensional rational module over a complex reductive affine algebraic group G (Complete reducibility and the Reynolds operator for a complex reductive group). Then C[V]G is a finitely generated C-algebra.

Facts & Assumptions

Given: AC; a complex reductive affine algebraic group G; a finite-dimensional rational G-module V; the polynomial ring A=C[V] with the action (gf)(v)=f(g−1v), and the Reynolds operator RV:A→AG of the bridge theorem.

[F1]

A rational algebra with a grading. The coordinate ring A=C[V] is a rational G-module on which G acts by algebra automorphisms preserving the unit (The coordinate ring of an affine algebraic action is a locally finite rational module, Classical complex affine algebraic actions and rational modules); as a polynomial ring in the coordinates of V it carries the positive total-degree grading A=⨁n≥0An with A0=C and each An finite-dimensional (Nonnegatively graded rings and modules, homogeneous elements, and twists).

[F2]

Polynomial rings are Noetherian. For every field K and finite d, K[x1,…,xd] is Noetherian (Finite-variable polynomial algebras over fields are Noetherian by finite generators).

[F3]

Invariants of a Noetherian algebra. With the notation of the Reynolds lemma, for every ideal I⊆AG one has RX(IA)=I, and AG is Noetherian whenever A is Noetherian (The Reynolds operator and the ideal theory of the invariant subring).

[F4]

Positively graded Noetherian algebras. A positively graded commutative ring S=⨁n≥0Sn with S0 a field and S Noetherian is a finitely generated S0-algebra (A positively graded Noetherian algebra is finitely generated over its degree-zero part).

Proof

technique · direct
1.1F1

Since G acts linearly on V, substitution by g−1 preserves the total degree of homogeneous polynomials, so it preserves the grading of A=C[V]: each graded piece An is G-stable and A0=C consists of constants; hence AG=⨁n≥0AnG is a positively graded C-subalgebra with degree-zero part C.

1.2F2

The polynomial algebra A=C[V] is Noetherian, because V is finite-dimensional with, say, d coordinates and C[x1,…,xd] is Noetherian.

2.1F3step 1.2

By the Reynolds ideal theory, applied with X=V, the invariant subalgebra AG is Noetherian.

3.1F4step 1.1step 2.1∎

Finally AG is a positively graded Noetherian C-algebra whose degree-zero part is the field C, so the graded finite-generation lemma makes AG a finitely generated C-algebra. This is the statement.

Remarks

  • This is Brion's proof of Theorem 1.24(i) in the case X=V: finite generation is reduced to Noetherianity of the invariants by the Reynolds operator and then to the graded Nakayama argument; it is also Popov–Vinberg's Theorem 3.6.
  • No choice is used beyond the named suppliers: the Reynolds lemma inherits AC from the bridge theorem and the coordinate-ring rationality theorem, and the polynomial Noetherianity and graded finite generation are choice-free.
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Orbit dimension and closed orbits for complex group actions

Statement

Assume the Axiom of Choice inherited from the orbit and dimension suppliers. Let G be a complex affine algebraic group acting algebraically on a classical variety X (Classical complex affine algebraic actions and rational modules), and let x∈X. Then: (a) Gx and (G∘)x have the same dimension, the orbit Gx is a finite union of G∘-orbits of common dimension dim⁡G∘−dim⁡Gx, and dim⁡G=dim⁡Gx+dim⁡Gx; (b) every irreducible component of the orbit closure Gx‾ has dimension dim⁡Gx, and Gx‾ is the union of Gx and of orbits of strictly smaller dimension; (c) every orbit of minimal dimension in X is closed, and every orbit closure contains a closed orbit. Assertion (c) is the input used later for the unique closed orbit in a quotient fibre.

Facts & Assumptions

Given: AC; a complex affine algebraic group G acting algebraically on a classical variety X; a point x∈X with orbit Gx and stabilizer Gx.

[F1]

Stabilizer and orbit map fibres. For a finite-type group scheme G acting on a separated finite-type scheme X and a closed point x, the scheme-theoretic stabilizer H=Gx is a closed subgroup scheme, and for g0∈G(k) the fibre of the orbit map over g0x is g0H with Ggx=gHg−1 (Fibres of the orbit map and the scheme-theoretic stabilizer as a closed subgroup scheme). Read in the classical register, Gx is a closed subgroup of the complex affine algebraic group G.

[F2]

Local closedness and connected orbit dimension. Assume AC, let G be a connected smooth finite-type group over an algebraically closed field acting on a classical variety X, and let x be a closed point. The orbit Ox is a locally closed smooth subvariety and the orbit map is faithfully flat, hence surjective (Smooth orbits are locally closed and their orbit maps are faithfully flat over every field). The connected dimension supplier gives the following conclusions: every fibre of the orbit map over a closed point is a left translate of the stabilizer Gx and has dimension dim⁡Gx; dim⁡G=dim⁡Gx+dim⁡Ox; the orbit closure Ox‾ is the union of Ox and of orbits of strictly smaller dimension; and consequently every orbit of minimal dimension in X is closed and Ox‾ contains a closed orbit (Fibre dimension and orbit dimension add to the dimension of the group, Fibres of the orbit map and the scheme-theoretic stabilizer as a closed subgroup scheme).

[F3]

Dimension of classical varieties. For a classical variety, dim⁡ is the chain dimension, dim⁡xX is the maximum of the dimensions of the irreducible components through the closed point x, and pure dimension d means that every irreducible component has dimension d (Global and local dimension of classical varieties).

[F4]

Finite unions. If a Noetherian space T is a finite union of closed subsets T1,…,Tm, then dim⁡T=max⁡idim⁡Ti (Dimension of a finite closed union).

[F5]

Classical and scheme conventions. For a finite-type scheme over a perfect field, classical smoothness, scheme smoothness and regularity of all local rings agree (Classical and scheme smoothness over a perfect field); every complex affine algebraic group is smooth and has regular local rings (Complex affine algebraic groups are smooth).

[F6]

Dimension of a dense open and its boundary. A nonempty open subset of an irreducible classical variety has the same dimension as the variety, and every proper closed subvariety has strictly smaller dimension (Nonempty opens preserve irreducible dimension).

[F7]

Components at regular points. Every classical variety is Noetherian and has finitely many irreducible components (Classical varieties have finite irreducible decompositions). Under AC, a regular point of a reduced Noetherian scheme lies on exactly one irreducible component (A regular point lies on one irreducible component); apply this to the associated reduced finite-type complex scheme and read its components in the classical register through [F5].

Proof

technique · direct
1.1F1F4F5F7

For any complex affine algebraic group K, [F5] and [F7] imply that distinct irreducible components are disjoint. The finitely many components are therefore open and closed; since each is irreducible and hence connected, they are exactly the connected components. Let C be the component containing the identity. Translation by c∈C carries the unique component through the identity onto the unique component through c, so cC=C. Inversion and conjugation fix the identity and permute components, hence preserve C. Thus C=K∘ is a closed normal irreducible open subgroup, and translation by any k∈K identifies C with the component through k. Its finitely many cosets are precisely the components, all of the same dimension; [F4] gives dim⁡K=dim⁡K∘. Apply this also to the closed classical subgroup H=Gx: its identity component H∘, being connected and containing the identity, lies in G∘. Since H∩G∘ is open and closed in H, it is a nonempty union of components of H, each of dimension dim⁡H. Hence [F4] gives dim⁡(G∘)x=dim⁡(H∩G∘)=dim⁡H=dim⁡Gx.

2.1F1F2F5step 1.1

Suppose first that G is connected. Then Gx=(G∘)x is a closed subgroup by [F1], and [F2], read through [F5], makes Gx a locally closed subvariety. By step 1.1 the connected group G is irreducible, so its image under the surjective orbit map is irreducible. The connected dimension supplier in [F2] gives dim⁡Gx=dim⁡G−dim⁡Gx, hence dim⁡G=dim⁡Gx+dim⁡Gx.

3.1F2F6step 2.1

Still with G connected, put Z=Gx‾. By step 2.1, Gx is irreducible and locally closed, hence open dense in Z. Thus Z is irreducible and dim⁡Z=dim⁡Gx by [F6]. The orbit-closure clause of [F2] makes every orbit in Z∖Gx strictly smaller in dimension. This proves the connected case of (b).

4.1F1F2F3F4F6step 1.1step 2.1step 3.1

For arbitrary G, step 1.1 writes Gx as finitely many distinct pairwise disjoint G∘-orbits Oi=giG∘x, permuted transitively by G. That step also gives dim⁡(G∘)x=dim⁡Gx and dim⁡G=dim⁡G∘. Hence every Oi has dimension d=dim⁡G∘−dim⁡Gx=dim⁡G−dim⁡Gx by step 2.1 and translation. Each Oi is irreducible and locally closed, so it is open dense in its irreducible closure Zi, with dim⁡Zi=d by step 2.1. If i≠j and Oi∩Zj≠∅, the G∘-stability of Zj implies Oi⊆Zj and then Zi⊆Zj. Equal dimensions and [F6] force Zi=Zj, whose two nonempty open subsets Oi,Oj would intersect, a contradiction. Thus Oi∩Zj=∅ for i≠j. Consequently Z=Gx‾=⋃iZi has Z∖Gx=⋃i(Zi∖Oi) closed, and Oi=Zi∩Gx is closed in Gx. By [F4], dim⁡Gx=d; the irreducible components of Z are exactly the distinct Zi, each of dimension d. Every G∘-orbit in the boundary has dimension less than d by [F2]. For any full G-orbit there, apply the same finite-union construction to its finitely many connected-group orbits, which are translates of one another: its dimension is their common dimension, also less than d. This proves (a) and (b).

5.1F3step 4.1

If Gx has minimal dimension among the orbits in X, step 4.1 leaves no boundary orbit of smaller dimension, so Gx is closed. For an arbitrary orbit closure Gz‾, choose an orbit Gy in it with least dimension, which exists because the nonempty set of orbit dimensions is a subset of the nonnegative integers. This closure is closed and G-stable, so Gy‾⊆Gz‾. A boundary orbit of Gy would have smaller dimension by step 4.1 and still lie in Gz‾, contradicting the choice. Thus Gy is closed, proving (c).

6.1step 1.1step 4.1step 5.1∎

Steps 4.1 and 5.1 prove all the stated conclusions, with the inherited Axiom of Choice. The component argument was proved locally in step 1.1 using the stated regular-point and finite-component suppliers.

Remarks

DefinitionDefinition: Literature-sourcedProof: Not applicablejudge pass (gpt-6.1-sol)Open item page →

Stable points of an affine action

Definition

Assume the Axiom of Choice inherited from the named suppliers. Let G be a complex affine algebraic group acting algebraically on an affine algebraic set X (Classical complex affine algebraic actions and rational modules). A point x∈X is stable if

(i) its orbit Gx is closed in X, and

(ii) its stabilizer Gx is finite, equivalently dim⁡Gx=0 (Orbit dimension and closed orbits for complex group actions, Global and local dimension of classical varieties);

Here Gx is a closed subgroup of the finite-type group G and has finitely many irreducible components (Classical varieties have finite irreducible decompositions). If its dimension is zero, each component is a single point: otherwise a closed point strictly contained in that component would give a chain of length one. Conversely a finite set of closed points has dimension zero. Thus Gx is finite exactly when its dimension is zero. The stable locus Xs⊆X is the set of stable points, and the unstable locus is its complement.

Stability implies that the orbit is closed; the converse fails: the trivial action of Gm on a point has closed orbit but positive-dimensional stabilizer. Stability is preserved by replacing G with G∘, because Gx and (G∘)x have the same dimension by Orbit dimension and closed orbits for complex group actions, while the G-orbit of a point is a finite union of G∘-orbits permuted by G. Those G∘-orbits are closed in Gx by Proof 3.1 of the orbit lemma, so a closed G-orbit makes each of them closed in X. Conversely, if G∘x is closed in X, its finitely many translates have closed union Gx.

Remarks

  • This is Brion's Definition 1.25 (printed p. 9) with the finite-stabilizer condition expressed by dimension, using that a closed subgroup of a finite-type complex algebraic group is finite if and only if it is zero-dimensional. The final strictness remark is Brion Example 1.27(1) and is made explicit as a counterexample on the companion page.
  • The definition is choice-free; the dimensional restatement and the G∘-reduction inherit AC from the orbit lemma above. No closedness of X or of the stabilizer is assumed beyond what the named suppliers give.
LemmaStatement: Literature-sourcedProof: AI-adaptedjudge pass (gpt-6.1-sol)Open item page →

Semicontinuity of stabilizer and orbit dimension

Statement

Assume the Axiom of Choice inherited from the local fibre-dimension supplier. Let G be a complex affine algebraic group acting algebraically on a classical variety X (Classical complex affine algebraic actions and rational modules). For every integer n the set {x∈X:dim⁡Gx≥n} is closed in X; equivalently x↦dim⁡Gx is upper semicontinuous and x↦dim⁡Gx is lower semicontinuous (Global and local dimension of classical varieties). In particular the set of points with infinite stabilizer is closed, and if X is nonempty, the points with stabilizer of minimal dimension form a non-empty open subset.

Facts & Assumptions

Given: AC; a complex affine algebraic group G acting algebraically on a classical variety X, with stabilizers Gx for x∈X and the orbit map β:G×X→X×X, β(g,x)=(x,gx).

[F1]

Local fibre-dimension bound. Let A→B be a finite-type ring map and let the scheme fibre at q have local dimension n at the corresponding point; then there is an open neighbourhood V of q in Spec⁡B such that every fibre over V has local dimension at most n at the corresponding point (Local fibre-dimension bound from polynomial quasi-finiteness, clause 2). This is the affine-local form of openness of the locus where the fibre local dimension is at most n for a morphism locally of finite type.

[F2]

Local dimension convention. The local dimension dim⁡yY is the infimum of the Krull dimensions of open neighbourhoods of y, and for a scheme locally of finite type over a field it equals the largest dimension of an irreducible component through y (Relative dimension of a smooth morphism at a point).

[F3]

Fibres of the orbit map. For a finite-type group scheme acting on a separated finite-type scheme, the fibre of the orbit map over a closed point y=g0x is the translate g0Gx, and Ggx=gGxg−1 (Fibres of the orbit map and the scheme-theoretic stabilizer as a closed subgroup scheme, clauses (b) and (c), the target factors swapped to match β(g,x)=(x,gx)). Read classically, the fibres of β over closed points are translates of closed subgroups.

[F4]

Pure dimension of closed subgroups. A classical closed subgroup H is itself a complex affine algebraic group, so it has pure dimension dim⁡H (Complex affine algebraic groups are smooth). By [F2] its local dimension at every closed point is dim⁡H. Reduction does not change components or dimensions, so the same holds for the underlying stabilizer scheme.

[F5]

Orbit dimension. For every x in a classical variety with a complex affine algebraic group action, dim⁡G=dim⁡Gx+dim⁡Gx (Orbit dimension and closed orbits for complex group actions, (a)).

Proof

technique · direct
1.1F3

The map β:G×X→X×X, β(g,x)=(x,gx), is a morphism of finite-type schemes over C: its components are the second projection and the action morphism. For a closed point (g,x) of the source, the scheme fibre β−1(x,gx) is the translate gGx of the stabilizer, a closed subgroup translate; this is the supplier statement read with the two target factors in the order used by β.

2.1F2F4step 1.1

Fix a closed point (g,x) and let H=Gx. By [F4] the reduction of H has pure dimension dim⁡H, so [F2] makes its local dimension at every closed point equal to dim⁡H=dim⁡Gx. The underlying components and dimensions are unchanged by reduction or translation, so the same holds for gH. Hence the local dimension of the fibre of β at (g,x) equals dim⁡Gx.

3.1F1F2step 2.1

Let n be an integer. Apply [F1] affine-locally to β at every source point whose fibre has local dimension d≤n. Each such point has an open neighbourhood on which the fibre local dimension is at most d≤n, so this locus is open in G×X. On complex closed points, step 2.1 identifies the condition with dim⁡Gx≤n.

4.1F3step 3.1

The identity section s:X→G×X, x↦(e,x), is a morphism; pulling back the open set of step 3.1 along s gives that {x∈X:dim⁡Gx≤n} is open in X. Taking the complement at level n−1 shows that {x∈X:dim⁡Gx≥n} is closed, so x↦dim⁡Gx is upper semicontinuous.

5.1F5step 4.1∎

By the orbit dimension formula, dim⁡Gx=dim⁡G−dim⁡Gx; since a constant minus an upper semicontinuous function is lower semicontinuous, x↦dim⁡Gx is lower semicontinuous. A closed subgroup of the finite-type complex group G is finite exactly when its dimension is zero, so the locus of points with infinite stabilizer is {x:dim⁡Gx≥1}, closed by step 4.1. If X is nonempty, the set of attained values {dim⁡Gx:x∈X} is a nonempty subset of {0,1,…,dim⁡G} and has a minimum m; then {x:dim⁡Gx≤m} is nonempty, open by step 4.1, and is exactly the locus of stabilizers of minimal dimension. This proves all assertions.

Remarks

  • This is Brion's Lemma 1.14 with the general local-fibre-dimension supplier of Stacks Morphisms, Lemma 29.29.4 (tag 02FZ), whose proof reduces to Stacks Algebra, Lemma 10.125.6; neither properness nor projectivity of the orbit map is used. The dimension used is the local dimension of the fibre in the component sense, not the dimension of a possibly nonreduced stabilizer scheme's local ring.
  • All Axiom of Choice content is inherited from the published local fibre-dimension bound and from the orbit-dimension lemma.
TheoremStatement: Literature-sourcedProof: AI-adaptedOpen item page →

Finite generation of invariants and the affine categorical quotient

Statement

Assume the Axiom of Choice inherited from the named suppliers. Let G be a complex reductive affine algebraic group and let X be an affine algebraic set with an algebraic G-action (Classical complex affine algebraic actions and rational modules). Then: (i) C[X]G is a finitely generated C-algebra; (ii) for any finite generating set f1,…,fn of C[X]G the image of the morphism X→Cn, x↦(f1(x),…,fn(x)), is closed and is canonically isomorphic to the affine variety with coordinate ring C[X]G, so the quotient is independent of generators up to this canonical isomorphism; (iii) the resulting surjective G-invariant morphism π:X→X/ ⁣/G:=Spec⁡C[X]G is a categorical quotient (Categorical and geometric quotients of classical varieties); (iv) for every closed G-stable subset Y⊆X the induced morphism Y/ ⁣/G→X/ ⁣/G is a closed immersion, and for closed G-stable Y,Y′⊆X one has π(Y∩Y′)=π(Y)∩π(Y′); (v) every fibre of π contains exactly one closed G-orbit; (vi) if X is irreducible then so is X/ ⁣/G, and if in addition X is normal then so is X/ ⁣/G.

Facts & Assumptions

Given: AC; a complex reductive affine algebraic group G; an affine algebraic set X with algebraic G-action; A=C[X] and its invariant subalgebra AG; a finite generating set f1,…,fn of AG when mentioned; the Reynolds operator RX:A→AG.

[F1]

Invariants of a finite-dimensional module. If V is a finite-dimensional rational G-module, then C[V]G is a finitely generated C-algebra (Invariants of a finite-dimensional module are finitely generated).

[F2]

Reynolds ideal theory. For every ideal I⊆AG one has RX(IA)=I, the extension I↦IA is injective on ideals of AG, and if φ:A→B is a surjective G-equivariant homomorphism of rational G-algebras then φ(AG)=BG (The Reynolds operator and the ideal theory of the invariant subring). The Reynolds operator is natural under equivariant maps and linear over invariant elements (Complete reducibility and the Reynolds operator for a complex reductive group).

[F3]

Equivariant linear embedding. There is a finite-dimensional rational submodule W⊆A generating A such that evaluation is an equivariant isomorphism of X onto a closed invariant subset of W∗, so that the coordinate map C[W∗]→A is a surjective G-algebra map (Every complex affine algebraic action has a finite-dimensional equivariant closed embedding).

[F4]

Nullstellensatz correspondence. Radical ideals of a coordinate ring correspond to closed subsets of the affine algebraic set, points to maximal ideals, and a point lies in a closed set exactly when its maximal ideal contains the radical ideal of the set (Classical affine algebraic sets correspond to radical ideals, and irreducible sets to prime ideals).

[F5]

Morphisms and coordinate rings. Pullback is a natural bijection between morphisms of affine algebraic sets and unital k-algebra maps of coordinate rings, reversing composition (Classical affine morphisms are contravariantly equivalent to coordinate-ring homomorphisms).

[F6]

Maximal ideals. In a nonzero commutative ring every proper ideal is contained in a maximal ideal (In a nonzero commutative ring, every proper ideal is contained in a maximal ideal, AC).

[F7]

Closed orbits exist in closures. Every orbit of minimal dimension in X is closed, and every orbit closure contains a closed orbit (Orbit dimension and closed orbits for complex group actions, (c)).

[F8]

Categorical quotients. A G-invariant morphism π:X→Y is a categorical quotient if every G-invariant morphism f:X→Z of classical varieties factors uniquely as f=φ∘π with φ:Y→Z a morphism (Categorical and geometric quotients of classical varieties).

[F9]

Normality is integral closedness. For a domain A, being integrally closed is equivalent to every prime localisation being integrally closed (A domain is integrally closed if and only if its prime localisations are, equivalently if and only if its maximal localisations are), and normality of an irreducible affine variety means that its coordinate domain is integrally closed in its fraction field (Normal points and normal varieties, Integral closure in an extension ring and integrally closed domains).

[F10]

Principal opens and their functions. For an affine algebraic set T with coordinate ring B, the principal open DT(g) is affine: the map t↦(t,1/g(t)) identifies it with the closed set g(t)u=1 in T×A1, with inverse the first projection. Its regular-function algebra is Bg (Regular functions on a principal open are the principal localization). Principal opens form a basis, since a point outside a polynomial zero locus has some defining polynomial nonzero there.

Proof

technique · direct
1.1F1F2F3

Part (i): by [F3] there is a finite-dimensional rational module W and a surjective G-algebra map C[W∗]→A; by [F1] the invariant algebra C[W∗]G is finitely generated over C; by the surjectivity statement of [F2] the induced map C[W∗]G→AG is surjective. Hence AG is a finitely generated C-algebra.

2.1F2step 1.1

The localisation identity: for f∈AG, the algebra Af is rational, since each fraction a/fm lies in the image of a finite-dimensional rational submodule containing a, divided by the invariant fm. Thus the Reynolds operator exists on Af. Naturality under A→Af and linearity over the invariant invertible element f give RAf(a/fm)=RA(a)/fm. If a/fm is invariant, it is fixed by RAf and hence has an invariant numerator. Conversely every fraction with invariant numerator is invariant. The natural map (AG)f→Af is injective: if a∈AG is killed by a power of f in A, the same equation holds in the subring AG. Hence (Af)G=(AG)f, without asserting injectivity of the unlocalized map AG→Af.

2.2F2F4F5F6step 1.1

Parts (ii) and (iii), core: let I⊆AG be a maximal ideal and put J=IA. Then J∩AG=RX(J)=I≠AG by [F2], so J is a proper ideal of A; by [F6] it lies in a maximal ideal m of A. The contraction m∩AG is proper and contains I, so maximality of I gives m∩AG=I. By the correspondence [F4] the maximal ideal m is a point x∈X with π(x)=I. Thus π:X→Spec⁡AG is surjective. For a finite generating set f1,…,fn of AG, let P=C[t1,…,tn] and map ti↦fi; this is surjective onto AG. The subring AG of the reduced ring A is reduced, so this kernel is radical; [F4] identifies its zero locus with the coordinate-ring model, giving a closed embedding Spec⁡AG↪Cn. The morphism in (ii) is the composite of the surjective π with this closed embedding, so its image is exactly that closed affine subvariety. If a different generating set is chosen, both closed images represent Spec⁡AG via their coordinate-ring maps, and [F5] gives the canonical isomorphism between them.

2.3F4F9step 1.1

Part (vi): if X is irreducible then A is a domain by [F4], and AG is a subring of a domain, hence a domain, so X/ ⁣/G=Spec⁡AG is irreducible. If in addition X is normal, then A is integrally closed in F(A); let u∈Frac⁡(AG) be integral over AG. Since Frac⁡(AG)⊆Frac⁡(A)G, the element u lies in Frac⁡(A) and is integral over A, so u∈A; being fixed by G, it lies in AG. Hence AG is integrally closed in its fraction field, and by [F9] the variety X/ ⁣/G is normal.

3.1F2F4F5F6step 2.2

Part (iv): let Y⊆X be closed and G-stable with radical ideal IY⊆A. The quotient map A→A/IY is surjective and G-equivariant, so by [F2] the induced map AG→(A/IY)G is surjective with kernel IY∩AG; by [F5] the corresponding morphism Y/ ⁣/G=Spec⁡(A/IY)G→Spec⁡AG=X/ ⁣/G is a closed immersion. For closed G-stable Y,Y′ and a point q∈X/ ⁣/G with maximal ideal m⊆AG, one has q∈π(Y)∩π(Y′) exactly when both IY+mA and IY′+mA are proper. If they are, then IY+IY′+mA is proper: otherwise 1=a+b+c with a∈IY, b∈IY′, c∈mA, and applying RX, which maps IY into IY∩AG⊆m, IY′ into m and mA onto m, would give 1∈m. A maximal ideal containing this proper ideal is a point of Y∩Y′ mapping to q, so q∈π(Y∩Y′); the reverse inclusion is immediate.

4.1F7step 2.2step 3.1

Part (v): each fibre π−1(q) is nonempty by surjectivity of step 2.2, closed and G-stable; it contains a closed orbit by [F7]. If it contained two distinct closed orbits Gx,Gx′, then applying part (iv) of step 3.1 to the closed G-stable sets Gx and Gx′ gives π(Gx)∩π(Gx′)=π(Gx∩Gx′)=∅, contradicting that both contain q. Hence each fibre contains exactly one closed orbit.

5.1F4F5F8F10step 2.1step 3.1step 4.1

Part (iii), full universality: let h:X→Z be a G-invariant morphism to a separated classical variety Z. First, h is constant on every fibre of π: for y in a fibre, h is constant on the closure of the orbit Gy, because the preimage of the value h(y) is closed in X and contains Gy; that closure lies in the fibre, which is closed and G-stable, and contains the unique closed orbit of the fibre by step 4.1, so h(y) equals the value on that orbit, the same value on every point of the fibre. Write hˉ for the induced map on X/ ⁣/G. For q∈X/ ⁣/G choose an affine chart V⊆Z containing hˉ(q); the closed G-stable set C=h−1(Z∖V) has closed image π(C) by step 3.1, and q∉π(C) because the whole fibre of q maps into V. A regular function g∈AG vanishes on π(C) and is nonzero at q by the correspondence [F4]; then h maps the principal open Xg=π−1(D(g)) into V, each coordinate of h∣Xg is an invariant regular function on the affine open Xg, hence lies in (Ag)G=(AG)g by [F10] and step 2.1, and the dictionary [F5] produces a morphism D(g)→V inducing hˉ. These local morphisms agree on overlaps, since π is surjective, so they glue to a morphism hˉ:X/ ⁣/G→Z with hˉ∘π=h; uniqueness is surjectivity of π. Thus π is a categorical quotient, and (ii) follows from the same dictionary because any two finite generating sets present Spec⁡AG canonically.

6.1F1F2F4F9step 1.1step 2.2step 3.1step 4.1step 5.1step 2.3∎

Assembly and conventions: (i) is step 1.1, (ii) and (iii) are steps 2.2 and 5.1, (iv) is step 3.1, (v) is step 4.1 and (vi) is step 2.3. In the classical register, Spec⁡ of a finitely generated reduced complex algebra denotes the affine variety of its complex closed points with the classical regular-function sheaf, and no identification with the space of all scheme primes is used. If X=∅ then A=0, the invariant algebra is zero, finite generation is immediate, X/ ⁣/G=∅, and the fibre assertions are vacuous; the maximal-ideal argument above concerns nonempty X. The Axiom of Choice is inherited from the embedding, Reynolds, Nullstellensatz and normality suppliers named above. This proves all six clauses.

Remarks

  • This is Brion's proof of Theorem 1.24 (printed pp. 8-9) with the two reductions isolated above: finite generation passes through an equivariant linear embedding and the finite-dimensional case, while surjectivity, closedness and the fibre statements pass through the maximal-ideal extension I↦IA and the radical-safe intersection argument.
  • The full classical universality in (iii) replaces Brion's affine-target formulation by the descent argument of step 5.1; this is the strengthened statement used by the projective GIT consumers downstream.
  • AC enters only through the named suppliers; the ideal-theoretic computations themselves are choice-free.
LemmaStatement: Literature-sourcedProof: AI-adaptedjudge pass (gpt-6.1-sol)Open item page →

Invariants separate a stable point from a disjoint closed invariant subset

Statement

Assume the Axiom of Choice inherited from the named suppliers. Let G be a complex reductive affine algebraic group acting algebraically on an affine algebraic set X, with categorical quotient π:X→X/ ⁣/G (Finite generation of invariants and the affine categorical quotient). Let Z⊆X be closed and G-stable, and let x∈X with π(x)∉π(Z). Then there exists f∈C[X]G with f(x)≠0 and f∣Z=0.

Facts & Assumptions

Given: AC; a complex reductive affine algebraic group G acting on an affine algebraic set X; the categorical quotient π:X→X/ ⁣/G; a closed G-stable subset Z⊆X and a point x∈X with π(x)∉π(Z).

[F1]

Closed images of closed invariant subsets. For every closed G-stable subset Y⊆X the morphism Y/ ⁣/G→X/ ⁣/G is a closed immersion, and for closed G-stable Y,Y′⊆X one has π(Y∩Y′)=π(Y)∩π(Y′) (Finite generation of invariants and the affine categorical quotient, clause (iv)).

[F2]

Separation by regular functions. In an affine algebraic set, a point outside a closed subset is separated from it by a regular function: if q is a maximal ideal of a coordinate ring A and C⊆Spec⁡A is the closed set of a radical ideal a⊈q, then there is g∈a with g(q)≠0 (Classical affine algebraic sets correspond to radical ideals, and irreducible sets to prime ideals).

Proof

technique · direct
1.1F1

The image π(Z) is closed in X/ ⁣/G: since Z is closed and G-stable, [F1] makes Z/ ⁣/G→X/ ⁣/G a closed immersion; its image is π(Z), because π∣Z is surjective onto Z/ ⁣/G by the quotient theorem and the underlying set of the closed immersion is that image.

2.1F2step 1.1

By hypothesis π(x)∉π(Z), so in the affine algebraic set X/ ⁣/G the point π(x), viewed as the maximal ideal mπ(x) of C[X/ ⁣/G]=C[X]G, does not contain the radical ideal a of the closed set π(Z); by [F2] there is fˉ∈a⊆C[X]G with fˉ(π(x))≠0 and fˉ∣π(Z)=0.

3.1step 2.1∎

Put f=π∗(fˉ)=fˉ∘π∈C[X]G. Then f(x)=fˉ(π(x))≠0, and for z∈Z one has f(z)=fˉ(π(z))=0 because π(z)∈π(Z); hence f∣Z=0. This is the required invariant.

Remarks

  • This is the first step of Brion's proof of Proposition 1.26 (printed pp. 9-10): the closedness of π(Z) is clause (iv) of the affine quotient theorem, and the separating function is produced on the quotient and pulled back along π.
  • AC is inherited from the quotient and Nullstellensatz suppliers; the pullback construction itself is choice-free.
TheoremStatement: Literature-sourcedProof: AI-adaptedOpen item page →

The stable locus has a geometric quotient

Statement

Assume the Axiom of Choice inherited from the named suppliers. Let G be a complex reductive affine algebraic group acting algebraically on an affine algebraic set X, with categorical quotient π:X→X/ ⁣/G (Finite generation of invariants and the affine categorical quotient) and stable locus Xs (Stable points of an affine action). Then π(Xs) is open in X/ ⁣/G, one has Xs=π−1(π(Xs)) (so that Xs is an open G-stable subset of X), and the restriction πs:Xs→π(Xs) is a geometric quotient (Categorical and geometric quotients of classical varieties). In particular the fibres of πs are exactly the G-orbits, each orbit in Xs is closed in X, and Oπ(Xs)=(π∗sOXs)G.

Facts & Assumptions

Given: AC; a complex reductive affine algebraic group G acting on an affine algebraic set X; the categorical quotient π:X→X/ ⁣/G; the stable locus Xs; and Y={y∈X:dim⁡Gy≥1}, the locus of positive-dimensional stabilizers.

[F1]

Stable points. A point x is stable exactly when its orbit Gx is closed in X and its stabilizer is finite, equivalently dim⁡Gx=0 (Stable points of an affine action).

[F2]

The affine quotient theorem. The morphism π is a surjective categorical quotient, every fibre of π contains exactly one closed G-orbit, and for closed G-stable Y,Y′⊆X one has π(Y∩Y′)=π(Y)∩π(Y′), so the image of a closed G-stable subset is closed in X/ ⁣/G (Finite generation of invariants and the affine categorical quotient, clauses (iv) and (v)).

[F3]

Semicontinuity. For every n the locus {x:dim⁡Gx≥n} is closed in X; in particular Y is closed, and it is G-stable because Ggx=gGxg−1 has the same dimension as Gx (Semicontinuity of stabilizer and orbit dimension).

[F4]

Separation by an invariant. If Z⊆X is closed and G-stable and x satisfies π(x)∉π(Z), there is f∈C[X]G with f(x)≠0 and f∣Z=0 (Invariants separate a stable point from a disjoint closed invariant subset).

[F5]

Orbit dimensions and closures. For every orbit one has dim⁡G=dim⁡Gx+dim⁡Gx; every irreducible component of the closure Gy‾ has dimension dim⁡Gy and the boundary consists of orbits of strictly smaller dimension; every orbit closure contains a closed orbit, and orbits of minimal dimension are closed (Orbit dimension and closed orbits for complex group actions).

[F6]

Geometric quotients. A G-invariant morphism is a geometric quotient when it is surjective with fibres exactly the orbits, when a subset of the target is open exactly when its preimage is open, and when on open subsets the pullback of regular functions is an isomorphism onto the invariant regular functions (Categorical and geometric quotients of classical varieties).

[F7]

Naturality of the Reynolds operator. For a morphism f:V→W of rational G-modules one has RW∘f=fG∘RV (Complete reducibility and the Reynolds operator for a complex reductive group, clause (ii)); applied to the localisation A→Ag of the coordinate ring this gives (Ag)G=(AG)g for g∈AG: an invariant fraction equals RA(a)/gm, and the localized inclusion (AG)g→Ag is injective: a numerator a∈AG killed by a power of g in A is killed by that same power in the subring AG. Here Ag is rational, since a/gm lies in the image of the finite-dimensional rational span of a divided by the invariant denominator.

[F8]

Principal-open functions. On an affine algebraic set T with coordinate ring B, OT(DT(f))=Bf (Regular functions on a principal open are the principal localization). Such opens form a basis, as a point outside a closed polynomial zero locus has a defining polynomial nonzero there.

Proof

technique · direct
1.1F3

The subset Y={y:dim⁡Gy≥1} is closed in X and G-stable by [F3].

2.1F2F5step 1.1

Let x∈Xs. Then π(x)∉π(Y): if π(y)=π(x) for some y∈Y, then the fibre F=π−1(π(x)) is closed, G-stable and contains both the closed orbit Gx and Gy; by the unique closed orbit property [F2] the orbit Gx is the unique closed orbit in F, so the closed orbit contained in Gy‾ by [F5] must be Gx, giving Gx⊆Gy‾. Since dim⁡Gy=dim⁡G−dim⁡Gy≤dim⁡G−1<dim⁡G=dim⁡Gx, the point x is not in Gy, so Gx lies in the boundary of Gy‾; but every orbit in that boundary has dimension strictly smaller than dim⁡Gy, by [F5], contradicting dim⁡Gx=dim⁡G>dim⁡Gy. Hence π(x)∉π(Y).

3.1F2F4F5step 2.1

By [F4] applied to the closed G-stable set Y and the point x∈Xs of step 2.1, there is f∈C[X]G with f(x)≠0 and f∣Y=0. Put Xf={f≠0}. Since f is invariant, Xf=π−1(D(f)), so it is open, saturated and G-stable. Every y∈Xf satisfies y∉Y, hence dim⁡Gy=0 and dim⁡Gy=dim⁡G. If Gy were not closed, its boundary would contain an orbit of dimension strictly smaller than dim⁡Gy by [F5]. But Gy‾⊆π−1(π(y))⊆Xf, since the quotient fibre is closed and contains Gy; every point of this closure lies outside Y, so each orbit in the boundary has dimension dim⁡G, a contradiction. Thus Xf⊆Xs. Applying the same construction to every stable point gives Xs=⋃fXf, where f ranges over invariants vanishing on Y.

4.1F2step 3.1

Consequences for openness and saturation: Xf=π−1(D(f)), so π(Xf)=D(f) by surjectivity of π, so it is open in X/ ⁣/G and π(Xs)=⋃fD(f) is open. If π(x′)=π(x) with x∈Xs, choose the invariant f constructed at x in step 3.1; then π(x)∈D(f), so x′∈π−1(D(f))=Xf⊆Xs. Thus Xs=π−1(π(Xs)) is saturated, and it is open and G-stable in X.

4.2F6F7F8step 3.1

Structure sheaf: let f∈C[X]G with Xf⊆Xs. By [F8] the invariant regular functions on π−1(D(f))=Xf form (Af)G with A=C[X], and the Reynolds localisation identity [F7] identifies this with (AG)f=Oπ(Xs)(D(f)), so the pullback along πs is an isomorphism onto the invariant functions on each principal piece; the identity is compatible with restriction and glues over the basis of the D(f). This is condition (iii) of [F6], and it also gives Oπ(Xs)=(π∗sOXs)G.

5.1F1F2F6step 4.1

The fibres of πs are exactly the orbits: if π(x′)=π(x) with x,x′∈Xs, then Gx and Gx′ are both closed orbits in the same fibre, so they coincide by uniqueness of the closed orbit in that fibre [F2]. Together with surjectivity of πs onto π(Xs) this gives condition (i) of the geometric quotient [F6].

6.1F2F6step 5.1

Quotient topology: let W⊆Xs be open. Then W is open in X because Xs is open, and G⋅W is open, G-stable and satisfies π−1(π(G⋅W))∩Xs=G⋅W∩Xs by step 5.1. The complement X∖G⋅W is closed and G-stable, so its image is closed in X/ ⁣/G by [F2]; intersecting with π(Xs) gives π(G⋅W)∩π(Xs)=π(Xs)∖π(X∖G⋅W), which is open in π(Xs). Since π(W)=π(G⋅W), condition (ii) of [F6] holds: a subset of π(Xs) is open exactly when its preimage in Xs is open.

7.1F1F2F6F7step 4.1step 5.1step 6.1step 4.2∎

Conclusion: by steps 4.1 and 5.1 the map πs:Xs→π(Xs) is surjective with fibres exactly the orbits, and by steps 6.1 and 4.2 it satisfies the quotient topology and invariant-function conditions, so it is a geometric quotient by [F6]; the orbits in Xs are closed in X by the definition of stability [F1], and the sheaf identity of step 4.2 completes the statement. All Axiom of Choice content is inherited from the quotient, semicontinuity, separation and orbit suppliers used above.

Remarks

  • This is Brion's proof of Proposition 1.26 (printed pp. 9-10): the stable locus is a union of saturated invariant principal opens obtained from separating functions, and on it the quotient fibres are exactly the orbits. The topological condition is checked after saturating the open set, so no claim is made that images of arbitrary invariant opens outside Xs are open.
  • The class of the principal bundle, that is the local triviality of πs as a Gm-bundle in the example, is not asserted by this theorem; it is verified directly in ex-gm-quotient-of-affine-plane.

5 · Examples, counterexamples and false statements

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