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Category O, KLR, and Hecke Categorification Route: Examples and Counterexamples

1 · Prerequisites

2 · Summary

These finite calculations check the route conventions on the A page: category-o-klr-and-hecke-categorification-route. They do not supply a general Schur–Weyl, Ariki, or KLR categorification theorem.

Worked computations

The proofs use explicit finite-dimensional vectors, one-strand quotients, and the displayed quadratic relation. Their parameter and grading conventions remain those of the A page.

3 · Logical flowchart

4 · Definitions, theorems and proofs

None yet.

5 · Examples, counterexamples and false statements

ExampleConstruction: Literature-sourcedVerification: AI-adaptedprecheck passjudge pass (gpt-6-luna)Open item page →

The one-strand degenerate action on the trivial module has scalar dot

Statement

Let M=C be the trivial gl2(C)-module, let V=C2 be the natural module, and restrict M to sl2(C). For tensor degree d=0 the associated degenerate affine Hecke algebra is H0=C and acts on M by scalars. For d=1, the Arakawa–Suzuki polynomial generator y1 acts on M⊗V as 12id⁡M⊗V. Thus the polynomial action factors through C[y1]/(y1−12)≅C. This is a computation of the action on the indicated tensor object, not a claim about higher tensor degree or other modules.

Facts & Assumptions

Given: The trivial gl2(C)-module M=C, its restriction to sl2(C), the natural module V=C2, and tensor degrees d=0,1.

[F1]

Category O, KLR, and Hecke route conventions: the Category-O route uses the degenerate affine Hecke action and keeps the source-normalized generator yj=xj−1NzM+N−12 distinct from a nondegenerate Hecke generator.

[F2]

Arakawa-Suzuki Casimir operators on tensor functors: on M⊗V⊗d, the defined operators are xj=Ω0j+∑k<jPkj and si=Pi,i+1.

[F3]

Arakawa-Suzuki Casimir operators on tensor functors: the source-normalized operators are yj=xj−1NzM+N−12.

[F4]

Arakawa-Suzuki Casimir operators on tensor functors: for trivial M=C, Ω0j=0 and x1=0.

[F5]

The Casimir and place-permutation operators satisfy the degenerate affine Hecke relations: these operators commute with glN and give the stated right degenerate affine Hecke action.

[F6]

Verma and finite-dimensional weight modules belong to O: every finite-dimensional h-semisimple module for a finite-dimensional complex semisimple Lie algebra belongs to the BGG category O.

[F7]

The classical BGG category O: O consists of finitely generated, h-semisimple modules on which each U(n+)-orbit is finite-dimensional.

[F8]

The degenerate affine Hecke algebra: H0=C and H1=C[x1]; there are no si generators in degree one.

[F9]

The special linear Lie algebra sl_2: sl2(C) has basis e,f,h with [h,e]=2e, [h,f]=−2f, and [e,f]=h.

[F10]

Simple, semisimple, and reductive Lie algebras: a finite-dimensional Lie algebra is simple when it is nonabelian with no nonzero proper ideals.

[F11]

Semisimple Lie algebras: a finite-dimensional Lie algebra is semisimple when its solvable radical is zero; the radical is the largest solvable ideal.

[F12]

Solvable radical: the solvable radical is a solvable ideal containing every solvable ideal of the Lie algebra.

[F13]

Derived series and solvable Lie algebras: a Lie algebra is solvable when its derived series eventually becomes zero.

Proof

1.1givenF6F7F9F10F11F12F13algebra

The adjoint action of h has distinct eigenvalues 2,−2,0 on the basis e,f,h [F9]; for any nonzero ideal I, Lagrange projection polynomials in ad⁡h preserve I and isolate a nonzero basis component. If e∈I, then h=[e,f]∈I and −2f=[h,f]∈I; if f∈I, then h=[e,f]∈I and 2e=[h,e]∈I; if h∈I, then 2e=[h,e]∈I and −2f=[h,f]∈I. Thus I=sl2, which is nonabelian since [e,f]=h≠0, so it is simple [F10]. Its derived algebra equals itself by [F9], so it is not solvable [F13]; the solvable radical is an ideal [F11,F12], hence simplicity forces it to be zero, and [F11] makes sl2 semisimple. The restricted module M is one-dimensional and finite-dimensional, and h=Ch acts by zero, so it is h-semisimple; [F6] puts it in O as defined by [F7].

1.2givenF2F3F4F5F8algebra

For d=0, M⊗V⊗0=M and H0=C, so the action is scalar [F8]. For d=1, [F2] and [F4] give x1=Ω01=0 on the trivial factor, while zM=0; the normalization [F3] at N=2 therefore gives y1=12id⁡M⊗V. The action exists by [F5].

2.1F1F2F3F4F8algebra∎

By [F8], H1=C[x1]; the source-normalized route [F1] has y1=x1+12 by [F3]. Since [F2] and [F4] give x1=zM=0, evaluation at y1=12 is the action, with kernel (y1−12) by polynomial division. Thus the action factors through C[y1]/(y1−12)≅C.

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The level-one e=2, one-strand Hecke and KLR blocks are both scalar

Statement

Take F=C, Hecke parameter ξ=−1, quantum characteristic e=2, level-one weight Λ0, and content α0 of height one in the cyclic type-A datum. Then the cyclotomic Hecke block Hα0Λ0 and the standard cyclotomic KLR algebra RΛ0(α0) are each isomorphic to C, and the Brundan–Kleshchev block isomorphism identifies them. The KLR algebra is concentrated in degree zero. Its unique ungraded simple has the representative concentrated in degree zero; its grading shifts give the other graded simple representatives.

Facts & Assumptions

Given: F=C, ξ=−1, e=2, the charge-zero fundamental weight Λ0, height-one content α0, and the standard homogeneous cyclotomic KLR quotient.

[F1]

Category O, KLR, and Hecke route conventions: the cyclic nondegenerate route writes the Hecke parameter as ξ≠1, uses finite e≥2, and keeps the grading variable q independent of ξ.

[F2]

The nondegenerate root-of-unity level-one Hecke regime: the nondegenerate level-one branch has Λ0 of charge zero and ⟨hi,Λ0⟩=δi,0; the grading variable is independent of the Hecke parameter, which is written ξ here and is the letter q in the affine presentation.

[F3]

Affine and cyclotomic type-A Hecke algebras: in the nondegenerate branch the affine algebra has generators Xr±1,Tr with the displayed quadratic relation, and HdΛ is its quotient by ∏i(X1−qi)⟨hi,Λ⟩; at d=1 only X1±1 remain.

[F4]

The quiver Hecke (KLR) algebra of a symmetrizable Cartan datum: in height one there is one residue idempotent e(i), one dot x1, and no crossing generator; the idempotents sum to one and the dots commute.

[F5]

The cyclotomic KLR quotient at a dominant integral weight: for the standard homogeneous quotient the first-strand relation in color i is x1⟨hi,Λ⟩e(i)=0.

[F6]

The KLR grading and the diagrammatic multiplication: in the cyclic type-A datum deg⁡e(i)=0 and deg⁡x1=2.

[F7]

Residue-sequence idempotents and cyclotomic Hecke blocks: e(i) is the projector to residue sequence i, and the central content projector is eα=∑i∈Iαe(i).

[F8]

The Brundan–Kleshchev blockwise Hecke–KLR isomorphism: over any field, finite quantum characteristic e≥2 and nonzero content sector, the corresponding cyclotomic Hecke and KLR blocks are isomorphic; the q=1 and q≠1 cases are proved separately.

Proof

1.1givenF1F2F3F7algebra

In C, ξ=−1 has order two, so e=2 and ξ≠1 is the nondegenerate branch [F1,F2]. By [F2], the q in the cyclotomic presentation [F3] is ξ=−1. Since ⟨h0,Λ0⟩=1 and the other level-one pairing is zero, the height-one cyclotomic relation is X1−1=0. At d=1 the only affine generators are X1±1 [F3], so both become 1 in the quotient; the scalar map sending its unit to 1 is inverse to the scalar inclusion, hence H1Λ0≅C. The residue values ξ0=1 and ξ1=−1 are distinct; thus [F7] gives sole projector e(0)=1 and eα0=1≠0.

1.2givenF2F4F5F6algebra

Since α0 has height one, its only sequence is (0); [F4] gives the idempotent e(0)=1, the dot x1, and no crossing. The sole dot commutes with itself, so the presented algebra is C[x1]e(0). The standard first-strand relation [F5] is x1e(0)=0, and evaluation at zero maps e(0) to 1, so the quotient is nonzero and equals Ce(0)≅C. Its unit has degree zero and its dot is zero [F6], so the quotient is concentrated in degree zero. Every nonzero simple over this field algebra is one-dimensional because any nonzero vector spans a nonzero submodule; a graded simple is concentrated in one degree because the span of a homogeneous vector is a graded submodule. Thus the degree-zero representative and its grading shifts are exactly the graded simples.

2.1givenF1F2F3F4F5F7F8algebra∎

In this rank-one data, [F3] sets X1=1 and the distinct spectral values 1,−1 make [F7] give eα0=e(0)=1≠0. Also [F4] and [F5] give the nonzero quotient Ce(0) at α0. Thus the hypotheses of [F8] hold over C with e=2, and its block isomorphism identifies the two scalar algebras.

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A place permutation is not the nondegenerate Hecke generator at xi=-1

Statement

Let M=C be the trivial gl2(C)-module and let V=C2. On M⊗V⊗2≅V⊗V, let P=P12 interchange the two natural factors. On the basis vector v=e1⊗e1, one has Pv=v. For the nondegenerate type-A Hecke algebra at parameter ξ=−1, its generator T1 must satisfy T12=−2T1−1. Consequently the assignment T1↦P is not a representation of this Hecke algebra. This refutes the naive identification of the degenerate place-permutation generator with the nondegenerate generator at this parameter; it does not rule out other Hecke–KLR or Schur–Weyl maps.

Facts & Assumptions

Given: F=C, ξ=−1, the trivial gl2-module M=C, V=C2 with basis e1,e2, and the place permutation P on M⊗V⊗2≅V⊗V.

[F1]

Category O, KLR, and Hecke route conventions: the Category-O tensor-functor generator belongs to the degenerate affine route, while ξ denotes the separate nondegenerate finite-Hecke parameter.

[F2]

The nondegenerate root-of-unity level-one Hecke regime: the nondegenerate branch has ξ≠1 and finite quantum characteristic.

[F3]

Affine and cyclotomic type-A Hecke algebras: the nondegenerate quadratic relation is Ti2=(q−1)Ti+q.

[F4]

Arakawa-Suzuki Casimir operators on tensor functors: si=Pi,i+1 is the place-permutation operator in the degenerate tensor action.

[F5]

The Casimir and place-permutation operators satisfy the degenerate affine Hecke relations: the operators si=Pi,i+1 satisfy the degenerate affine Hecke relations on M⊗V⊗d.

[F6]

The elementary tensors of two bases form the product basis of the tensor product: tensor products of basis vectors form a basis of the tensor product, so e1⊗e1≠0.

Proof

1.1givenF4F6algebra

The place permutation satisfies P(e1⊗e1)=e1⊗e1=v by [F4], and v≠0 because tensor products of basis vectors form a basis [F6]; hence P2v=v.

1.2givenF2F3F4F6algebra

The parameter ξ=−1≠1 has order two in C, so [F2] puts it in the nondegenerate finite-e branch with e=2. On the nonzero vector v=e1⊗e1, [F4] gives Pv=v and [F6] gives v≠0. The quadratic relation [F3] at q=ξ=−1 is T12=−2T1−1; assigning T1=P would require v=−2v−v=−3v, hence 4v=0, a contradiction over C. Thus the defining relation fails.

2.1givenF1F5algebra∎

This only refutes the specified assignment: other parameter conversions or homomorphisms remain outside this calculation, and the cited degenerate action [F5] is still valid.

Sources