How statement and proof provenance work
The first chip identifies the source of the statement or construction; the second identifies the source of its local proof or verification.
- Literature-sourced: the exact statement appears in a cited source; only wording and notation differ.
- AI-adapted: a semantically identical restatement of literature-sourced material, modulo indexing, notation, and boundary cases adopted by the library.
- AI-generated: a genuinely novel statement formulated by AI, with no source for the claim itself.
These labels describe origin, not correctness: citations and verification chips remain separate evidence.
Smooth Proper Curves Divisors Genus and Ramification
1 · Prerequisites
- Abelian Categories
- Adjunctions Units and Counits
- Affine Algebraic Sets and Coordinate Rings
- Affine Schemes and the Structure Sheaf
- Algebraic Closure, Embeddings, and Separability
- Algebraic Differentials Separability and Smooth Local Presentations
- Algebraic Extensions, Extension Degree, and Finite Fields
- Algebraic Zariski Main for Quasi-Finite Morphisms
- Artinian Rings and Length
- Associated Primes and Primary Decomposition
- Binary Operations, Monoids, Groups and Subgroups
- Cardinal Arithmetic, Cofinality and the Alephs
- Cartier and Weil Divisors Line Bundles and Picard Groups
- Categories, Functors and Natural Transformations
- Chain Complexes and Homology
- Chain Conditions, Semisimple Modules and the Wedderburn–Artin Theorem
- Chain Homotopy and the Homotopy Category
- Classical Affine Varieties: Coordinate Rings, Morphisms, and Rational Maps
- Cohomology of Quasi Coherent Sheaves on Affine and Projective Schemes
- Combinatorial Classes and the Symbolic Method
- Compactness
- Compactness in Metric Spaces
- Congruences, the Integers Modulo n and the Chinese Remainder Theorem
- Connectedness
- Construction of the Natural Numbers
- Construction of the Real Numbers via Cauchy Sequences
- Construction of the Real Numbers via Dedekind Cuts
- Cosets, Index and Lagrange's Theorem
- Countability and Uncountability
- Cyclic Groups and Direct Products
- Dedekind Domains and Ideal Classes
- Delta Functors and Universality
- Depth and Cohen Macaulay Modules
- Derived Categories
- Derived Functors
- Determinants of Matrices over a Commutative Ring
- Diagonalisation and the Minimal Polynomial
- Diagonals Separated Morphisms and Valuative Uniqueness
- Dimension Constructible Images and Dimensions of Fibres
- Divisibility, Euclidean Domains, Principal Ideal Domains and Unique Factorisation
- Divisibility, Greatest Common Divisors and Bézout's Identity
- Double Complexes Exact Couples and Convergence
- Eigenvalues, Eigenvectors and the Characteristic Polynomial
- Exactness and the Member Calculus
- Ext and Balanced Resolutions
- Fibre Products Base Change and Scheme Theoretic Fibres
- Finite Counting, Factorials and Binomial Coefficients
- Finite Fields and Cyclotomic Extensions
- Finite Proper and Projective Morphisms
- Flat Smooth and Etale Morphisms
- Flatness and Faithful Flatness
- Formal Power Series
- Foundations of the Real Numbers for Analysis
- Free Modules, Exact Sequences, Projective and Injective Modules
- Gaussian Elimination, Elementary Matrices and Reduced Row Echelon Form
- Group Actions, Orbits, Stabilisers and Cayley's Theorem
- Group Homomorphisms and the Isomorphism Theorems
- Homogeneous Resultants and Projective Intersection Length
- Ideals, Quotient Rings and the Isomorphism Theorems for Rings
- Integral Extensions and Going Up
- Kahler Differentials Conormal Sequences and Infinitesimal Lifting
- Koszul Complexes and Regular Sequences
- Krull Dimension and Height Theorems
- Limits and Colimits
- Linear Independence, Bases and Dimension
- Linear Transformations, Rank-Nullity and Quotient Spaces
- Localisation of Modules and Support
- Long Exact Sequences in Homology
- Mapping Cones Cylinders and Chain Triangles
- Matrices, the Matrix of a Linear Map, and Change of Basis
- Metric Spaces
- Modules over a Principal Ideal Domain and the Canonical Forms
- Modules, Submodules, Quotient Modules and the Isomorphism Theorems
- Monotone Sequences, Bolzano-Weierstrass, and Cauchy Completeness
- Morphisms Local Rings and Rational Maps of Affine Varieties
- Noether Normalisation and Nullstellensatz
- Noetherian Rings and Hilbert Basis
- Normal Subgroups and Quotient Groups
- Normalization Finiteness for Affine Domains
- Order, Zorn's Lemma, and the Axiom of Choice
- Ordinal Arithmetic and the First Uncountable Ordinal
- Ordinals, Cardinals, and Transfinite Recursion
- Polynomial Rings, the Division Algorithm and Roots
- Preadditive and Additive Categories and Biproducts
- Presheaves Sheaves Stalks and Sheafification
- Prime Spectra and Radicals
- Primes, Euclid's Lemma and the Fundamental Theorem of Arithmetic
- Proj Projective Schemes Twisting Sheaves and Ampleness
- Projective and Injective Resolutions
- Quasi Coherent and Coherent Sheaves and Vector Bundles
- Rees Modules Artin Rees and Hilbert Samuel Theory
- Reflective Subcategories and the Adjoint Functor Theorems
- Regular Local Rings and Homological Dimension
- Relations, Functions, and Quotients
- Rings, Subrings, Integral Domains and Fields
- Roots, Rational Powers, and Classical Inequalities
- Schemes Subschemes and Morphisms Locally of Finite Type
- Sheaf Cohomology Cech Cohomology and Comparison
- Sheaf Operations Exactness Ringed Spaces and Module Pullback
- Simple Field Extensions and the Construction of the Complex Numbers
- Splitting Fields
- Subobject Lattices Generators and the Grothendieck Axioms
- Subspaces, Products, and Quotients
- Suprema and Infima
- Symmetric Groups, Cycle Decomposition and the Sign Homomorphism
- Tensor Products of Modules
- The Determinant of a Linear Operator, Cofactors and Cramer's Rule
- The Diagram Lemmas in an Abelian Category
- The Field of Fractions and Localisation
- The Fundamental Theorem of Algebra
- The Fundamental Theorem of Finite Abelian Groups
- The Galois Correspondence
- The Holomorphic Inverse Function Theorem and Weierstrass Preparation
- The ZFC Axioms and the Basic Set Constructions
- Topological Spaces and Continuity
- Topology of ℝ
- Tor Flatness and Global Dimension
- Triangularisation, Generalised Eigenspaces and Jordan Canonical Form
- Triangulated Categories
- Universal Coefficients and Kunneth Theorems
- Universal Properties, Representables and the Yoneda Lemma
- Valuation Rings and Discrete Valuation Rings
- Vector Spaces, Linear Subspaces, Span and Direct Sums
- Yoneda Extensions and Homological Dimension
- Zariski Tangent Spaces, Regular Points, Smoothness, and Bertini
- Zariski Topology on Prime Spectra
2 · Summary
Smooth proper curves are the objects of this page. A curve over a field is a geometrically integral, separated -scheme of finite type whose underlying topological space has chain dimension one; smoothness and properness are separate adjectives, never part of the word. The page develops the geometry that makes such curves comparable. Rational maps of integral finite-type schemes are introduced as equivalence classes of morphisms on dense opens, a rational map from a smooth curve into a proper -scheme is shown to be a morphism, and a dominant morphism of smooth proper curves induces a finite extension of function fields, so that birational smooth proper curves are isomorphic. The local ring of a closed point of a smooth curve is proved to be a discrete valuation ring, which supplies the order of vanishing used throughout, and the normalization of an integral finite-type curve is built by gluing the affine integral closures.
Divisors on a smooth proper curve are finite integral combinations of closed points, and degrees are weighted by residue degrees. The page records that Cartier and Weil divisors agree on a curve, so that invertible sheaves and divisors can be used interchangeably, and then studies the space of rational functions whose poles are bounded by , the complete linear system of effective divisors linearly equivalent to , its identification with the nonzero elements of modulo scalars, base points, and the morphism to projective space defined by a base-point-free linear system.
Genus is read off the structure sheaf: a proper curve has , the genus of a smooth proper curve is , and the arithmetic genus is defined for singular curves as well. The canonical bundle is built from the sheaf of relative differentials, and the divisors of two rational differentials are shown to be linearly equivalent, so the canonical class is well defined. For a singular curve the geometric genus is the genus of its normalization, the delta invariant measures the drop of arithmetic genus at a singularity, the normalization is shown to lower the arithmetic genus by the total delta invariant, and the plane-curve formulas relate the arithmetic genus of a plane curve of degree to its geometric genus through its delta invariants.
The final part treats morphisms between curves. A nonconstant morphism of proper curves is finite and surjective, it has a degree, and its fibres satisfy the degree-sum formula with ramification and residue degrees. Ramification points and branch points are defined through the local rings and the relative differentials, the different divisor of a generically separable morphism is assembled from the local different, and the canonical bundle is shown to differ from the pullback of the target canonical bundle by the different for generically separable maps; an example shows that a proposed extension using only the torsion in relative differentials fails for an inseparable power map. The page also defines the gonality of a curve and constructs the finite morphism to the projective line determined by a nonconstant rational function.
3 · Logical flowchart
4 · Definitions, theorems and proofs
Curves over a field
Definition
Let be a field. A curve over is a -scheme such that
- is geometrically integral: the algebraic-closure fibre of Geometric fibres and geometric points is integral, that is, reduced, irreducible and nonempty, in the sense of Geometric properties of fibres and Integral schemes;
- is separated over (Separated morphism of schemes);
- is of finite type over (Locally finite type and finite type morphisms);
- the underlying topological space of has chain dimension one (Chain dimension and the empty-space convention).
A smooth curve is a curve whose structure morphism is smooth (Smooth morphisms via local standard smooth presentations); a proper curve is a curve whose structure morphism is proper (Proper morphisms). Smoothness and properness are extra adjectives attached to a curve; neither is part of the meaning of the word curve, and a curve need be neither smooth nor proper.
Chain dimension one means that the underlying space admits a strict chain of nonempty irreducible closed subsets and admits no strict chain of length two; equivalently the space has Krull dimension and is not the empty space. The empty scheme is therefore not a curve.
The scheme is a -scheme of dimension one in the sense that its irreducible components have dimension one. A curve is often written with its field of definition omitted when no confusion arises, and a smooth proper curve always means a curve that is both smooth and proper; the running convention of this page is that a claim about curve local rings, divisors, or genera names its hypotheses explicitly rather than hiding them in the word curve.
Normalization of an integral finite-type curve by gluing affine integral closures
Statement
Assume the Axiom of Choice. It is inherited through the normality-locality criterion and the finite-morphism criteria for finiteness and integrality used in the proof. Let be an integral separated finite-type curve over a field with function field , and let be a finite affine cover with . The integral closures of in are finite -modules and their formation commutes with principal localisation. On each overlap , common principal-open refinements give identifications of the corresponding localizations inside , so the glue over the overlaps to a scheme and a morphism . Then is integral and normal, is finite, affine and birational, , and is the normalization of : it is initial among normal integral schemes finite and birational over , hence unique up to unique isomorphism over .
Facts & Assumptions
Given: An integral separated finite-type -scheme of chain dimension one, the function field , and a finite affine open cover with .
If is a finite-type integral domain over a field, then the integral closure of in is a finite -module. (A finite-type domain over a field has finite normalization)
For a finite-type integral domain over a field with integral closure in and , the integral closure of in is exactly , and is a finite -module. (Finite normalization commutes with principal localization)
Affine schemes equipped with open subschemes and isomorphisms on overlaps satisfying the identity and cocycle conditions glue to a scheme, uniquely up to unique isomorphism, and the given affine schemes become an open affine cover. (Gluing affine schemes along compatible open isomorphisms)
For an integral finite-type -scheme , the stalk at the generic point is canonically for every nonempty affine open . (Function field of an integral finite-type scheme)
If is separated and , are affine opens mapping into the same affine open , then is affine and the natural map is surjective. In particular, for , the map is surjective. (Affine-overlap criterion for separatedness)
Compatible morphisms of schemes on an open cover of a scheme glue uniquely; two morphisms out of a scheme are equal if their restrictions to an open cover are equal. (Morphisms of schemes are local on compatible open covers)
Every finite morphism is affine. Assuming the Axiom of Choice, a morphism is finite if and only if there is an affine open cover such that each is affine and is a finite module over . (Finite is affine and local on its target)
Every algebra of finite type over a principal ideal domain is a Noetherian ring; a field is a principal ideal domain under the library's convention, so the field case is included. (Every algebra of finite type over a principal ideal domain is a Noetherian ring)
For a domain with fraction field , the integral closure of in a field extension is the set of elements of integral over , and is integrally closed when every element of integral over lies in . (Integral closure in an extension ring and integrally closed domains)
A Noetherian commutative ring is normal when every prime localisation is an integrally closed domain; for a domain this means that every element of its fraction field integral over it belongs to it. (normal noetherian ring)
A morphism of integral finite-type -schemes is birational when and the induced map on function fields is an isomorphism. (Birational morphisms of integral finite-type schemes)
For commutative unital rings the assignment is a natural bijection ; hence is a contravariant equivalence with quasi-inverse global sections. (Affine schemes are contravariantly equivalent to commutative rings)
For a commutative ring , a Zariski-open and there is with . (Every point of a Zariski-open set has a distinguished-open neighbourhood inside it)
A morphism is finite if for every affine open the inverse image is affine, , with module-finite over . (Finite morphisms of schemes)
A nonempty scheme is integral exactly when every nonempty affine open is the spectrum of a domain; the criterion is independent of the chosen affine cover. (Integral schemes)
For a commutative ring and , the principal distinguished subset is . (Principal distinguished subsets of the prime spectrum)
The integral closure of a domain in a field extension of its fraction field is an integrally closed domain. (The integral closure of a domain in a field extension is integrally closed)
Assuming the Axiom of Choice, a domain is integrally closed if and only if all of its prime localizations are integrally closed; equivalently it is enough that all maximal localizations be integrally closed. The implication from integral closedness to local integral closedness and the converse are both included. (A domain is integrally closed if and only if its prime localisations are, equivalently if and only if its maximal localisations are)
A module-finite algebra over a Noetherian ring is Noetherian. (A module-finite algebra over a Noetherian ring is a Noetherian ring, and so is every ring between the two)
A Noetherian scheme has a finite affine open cover by spectra of Noetherian rings, and a scheme is normal when all of its local rings are integrally closed domains; on an affine chart this is the local normality condition for its Noetherian coordinate ring. (Locally Noetherian and Noetherian schemes, Weil divisor normal noetherian scheme)
Assuming the Axiom of Choice, every ring map induced by a finite morphism on affine charts is integral. (Finite morphisms are integral and universally closed)
Proof technique: direct, by gluing the affine normalisations of a finite affine cover and checking the universal property chartwise.
Proof
Delete empty members of the finite cover. Each remaining is a domain, since is a nonempty affine open of the integral scheme [F15], and is a finitely generated -algebra because is of finite type over . By [F4] the fraction field is canonically identified with , and these identifications are compatible on overlaps, so all of them may be regarded as subfields of one copy of . Each is affine by [F5], since is separated over and all affine opens of lie over the single affine open .
Let be the integral closure of in [F9]. By [F1], is a finite -module and a domain with fraction field . The integral-closure theorem [F17] makes integrally closed. Since is a principal ideal domain, [F8] makes each finite-type Noetherian; [F19] then makes the module-finite -algebra Noetherian. Applying both directions of [F18] to , all of its prime localizations are integrally closed, so is normal in the Noetherian-ring sense [F10].
For the integral closure of the principal localisation in is exactly and is a finite -module, by [F2]. Consequently the ring attached to the chart is determined on each principal open by that open alone, namely as inside .
Gluing data. Fix and put , which is affine by [F5]. Let be the inverse image of in . We construct compatible identifications locally on . For each point , choose principal opens and containing and contained in ; such choices exist by [F13]. On the restriction of is a regular function, hence is represented by an element of ; write it as . Then as an open of . Similarly, on the restriction of is represented by in , so the same intersection is as an open of . Thus is a common principal-open neighborhood of in . Its coordinate rings, computed in either chart, are the same subring of , since both are . By [F2], the integral closures of this ring in are respectively and , so these localizations are equal inside . The identity of that ring induces an isomorphism between the corresponding opens in the two normalization charts. These common opens cover ; the isomorphisms agree on further intersections because every ring map is the identity inside . They therefore glue to an isomorphism over . The same identity-in- argument gives inverse maps and the cocycle condition on triple overlaps. No single distinguished open of is assumed to be represented by one element of .
Gluing. By [F3] the affine schemes , equipped with the open subschemes and the compatible isomorphisms , glue to a scheme on which the charts form an open affine cover.
The morphism . Each inclusion induces a -morphism by [F12]. On the common principal-open refinements from step 1.4, the chart isomorphism is induced by the identity of the localized integral-closure ring inside ; both composites to are therefore the same map to the overlap . The chart morphisms agree on the open overlaps and glue by [F6] to . The transition maps are these normalization-chart isomorphisms over , not inclusions of one chart into the other.
is integral, normal and has function field . Every chart is integral and has generic point with local ring . Any two remaining meet in a nonempty open because is irreducible. The inverse image of that overlap contains the generic point of each normalization chart, and the transition maps identify those generic points by the identity of . They therefore give one point lying in every chart. It is dense in each chart because each is a domain, hence dense in ; this proves global irreducibility. The charts are reduced, so the glued scheme is reduced and therefore integral. Their finite affine cover has Noetherian coordinate rings by step 1.2, so is Noetherian; [F18] makes every local ring integrally closed, hence the scheme is normal by [F20]. The common generic local ring is , so .
Finiteness. For each we have by construction, and is a finite -module by [F1]. The cover is a finite affine open cover of the target, so the local criterion [F7] shows that is finite; in particular is affine by the choice-free first half of [F7].
Birationality. The map sends the common generic point of step 2.3 to the generic point of and induces the identity map on function fields. It is therefore dominant and birational by [F11].
Initiality. Let be finite and birational, with normal and integral. For each , and is a finite -algebra by [F7, F14]. The preimage contains the generic point, so is a domain. Birationality and [F4] identify with ; under these identifications the map is injective, so regard it as an inclusion. The finite affine covers and [F8], [F19] make and Noetherian; normality of says every localization is an integrally closed domain [F20]. By the converse direction of [F18], itself is integrally closed in . The finite-morphism theorem [F21] makes every element of integral over , so . Conversely, each is integral over and lies in , so integral closedness of gives . Thus as subrings of for every . The identity ring maps on these equal chart algebras induce chart isomorphisms in both directions, and they glue by [F6] to morphisms and over . They are inverse because their restrictions on each affine chart are identities. Any morphism over induces the identity on the generic function field ; its chart ring maps are therefore the identity on , so it equals . The same argument for a morphism makes it equal to . Thus both maps are unique, and in particular proves initiality in the stated direction.
Uniqueness of the normalization. Let be another normal integral scheme finite and birational over . Step 4.1 gives unique maps and over . Uniqueness forces and to be the identity maps. Hence and are inverse isomorphisms, unique over .
Conclusion and Choice accounting. Steps 1.2 and 1.3 prove finiteness of the affine integral closures and compatibility with principal localization; steps 1.4, 2.1 and 2.2 construct the glued scheme and morphism; steps 3.1 and 3.2 prove that the morphism is finite, affine and birational; step 2.3 proves integrality, normality and the function-field identity; and steps 4.1 and 5.1 prove initiality and uniqueness. The Axiom of Choice is inherited through the normality-locality criterion [F18], the local criterion for finiteness [F7], and the finite-morphism integrality theorem [F21]; these are used in steps 1.2, 3.1, and 4.1.
Rational maps of integral finite-type schemes
Definition
Let be a field and let be an integral -scheme of finite type and a -scheme of finite type (Integral schemes, Locally finite type and finite type morphisms) with separated over (Separated morphism of schemes).
A rational map is an equivalence class of pairs , where is a nonempty open subscheme (Open immersions of schemes) and is a -morphism (Morphisms of schemes). Two pairs and are equivalent when the two morphisms agree on a nonempty open subscheme of , that is, when there is a nonempty open with .
The relation is an equivalence relation. Reflexivity and symmetry are immediate. For transitivity let through and through . Since is integral, hence irreducible, any two nonempty open subschemes meet, so is a nonempty open subscheme of , and on the morphisms and agree with , hence with one another. Thus . No integrality or reducedness of the target is needed.
A rational map is dominant when some representative has dense image. This is independent of the representative: if and are equivalent through a nonempty open , then is dense in the irreducible scheme , so continuity gives ; hence dominant implies dominant, and the converse is symmetric. A point of at which no representative of is defined is a point of indeterminacy of .
When is integral and of finite type over , its function field is the stalk at the generic point, and the function field of every nonempty affine open is the fraction field of its coordinate ring (Function field of an integral finite-type scheme); this is the description used whenever a rational map of curves is converted into a map of function fields below.
Rational maps from a smooth curve to a proper scheme are morphisms
Statement
Assume the Axiom of Choice, inherited through the curve closed-subset finiteness, affine local-dimension and smoothness criteria, the DVR criterion for local rings of , the valuative criterion for , and the separated-target agreement criterion used below. Let be a smooth curve over a field and let be a proper -scheme. Then every rational map is represented by a -morphism : for every representative the morphism extends over the finite set of closed points of , the local rings of at those points being discrete valuation rings and properness of supplying the valuative lift. Consequently the rational maps are exactly the -morphisms , and since is separated over the representing morphism is unique.
Facts & Assumptions
Given: A field , a smooth curve over , a proper -scheme , and a rational map together with a representative on a nonempty open .
A smooth curve over is a geometrically integral, separated -scheme of finite type whose structure morphism is smooth, and its underlying space has chain dimension one; in particular is reduced and irreducible, has a unique generic point , and every nonempty open subscheme of contains . (Curves over a field, Integral schemes)
For an integral finite-type source and a separated finite-type target (not necessarily integral), a rational map is an equivalence class of pairs with nonempty open and a -morphism, where equivalence means agreement on a nonempty open subscheme of the intersection; a point where no representative is defined is a point of indeterminacy. (Rational maps of integral finite-type schemes)
Under Choice, every proper closed subset of a curve is a finite set of closed points, and every point of other than the generic point is closed. (Proper closed subsets of a curve are finite)
Under Choice, is smooth if and only if for every field extension every local ring of the base change is regular. (Smoothness over a field by geometric regularity)
Under Choice, for a finite-type -algebra and , the local dimension is ; and for a maximal ideal of a finite-type -algebra the residue field is a finite extension of . (Local fibre dimension equals local ring dimension plus residue transcendence degree, Finite-type maps from Jacobson rings induce finite residue-field extensions at maximal ideals)
Under Choice, a nonzero Noetherian local ring of dimension one is regular if and only if it is a discrete valuation ring; the valuation ring of a discrete valuation is a valuation ring, and is surjective, so has an element of value . (one dimensional regular local rings are dvrs, Discrete valuation rings)
A valuative diagram for a morphism consists of a valuation ring with fraction field and morphisms , forming a commutative square; a lift is a morphism making both triangles commute. (Valuative uniqueness diagram)
Under Choice, for a morphism of finite type and quasi-separated, is proper if and only if every valuative diagram for over an arbitrary valuation ring has exactly one lift; a proper morphism is separated, of finite type and universally closed. (Valuative criterion for properness, Proper morphisms)
Under Choice, let be separated, an -scheme and an open subscheme with injective, where is the inclusion. Then any two -morphisms with are equal; in particular this holds when is reduced and is dense open. (Agreement on a schematically dense open)
Two morphisms out of a scheme which agree on the members of an open cover glue uniquely to a morphism; compatible morphisms on an open cover extend. (Morphisms of schemes are local on compatible open covers)
For an integral finite-type -scheme the function field is the fraction field of for every nonempty affine open , and is a field. (Function field of an integral finite-type scheme, The field of fractions of an integral domain)
A morphism is separated if and only if its diagonal is a closed immersion. (Separated morphism of schemes)
The Axiom of Choice: every family of nonempty sets has a choice function. (The Axiom of Choice)
A finite-type -algebra is a quotient of a polynomial ring in finitely many variables over ; since a field is Noetherian, the Hilbert basis theorem and passage to quotients show that every finite-type -algebra is Noetherian. Localizations of Noetherian rings are Noetherian. (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras, A field has only the zero ideal and itself, hence is Noetherian, Hilbert basis theorem: if is Noetherian then is Noetherian, Every quotient and every localisation of a Noetherian ring is Noetherian)
Since is proper, it is of finite type. The open affine chart is also of finite type over (finite type is affine-local and restricts to open subschemes), so is a finitely generated -algebra. (Proper morphisms, Locally finite type and finite type morphisms, Finite type is affine-local on source and target, Subalgebra generated by a subset, algebras of finite type, and module-finite algebras)
For a ring and , identifies with the distinguished open , with coordinate ring ; a ring map induces a morphism . (Principal localisation , A principal localization identifies its spectrum with a distinguished open, Morphisms to an affine scheme and global sections)
Proof
Let for every closed point , so that is simultaneously the function field of and the fraction field of each of the local rings considered below [F11, F1]. The complement is a proper closed subset of : it is closed, and proper because is nonempty open and contains the generic point [F1]. By [F3] the set is finite and every is a closed point of .
Since is proper over , the structure morphism is separated, of finite type and universally closed, hence in particular quasi-separated; uniqueness of lifts in the valuative criterion will use the separatedness of , and existence will use properness in the form of [F8].
Fix . Choose an affine open containing , so that is a finite-type -domain and for the maximal ideal . By [F5] applied to , and since is a finite extension of (whence ), the local dimension at is . That local dimension is : every open neighbourhood of the closed point contains the generic point [F1], so each such neighbourhood has chain dimension one, and itself has dimension one [F1]. Hence . The ring is Noetherian because is a finite-type algebra over the field and localisations of Noetherian rings are Noetherian [F14]; it is regular because is a point of the smooth -scheme , hence a point of in the notation of [F4]. Therefore [F6] applies under Choice [F13] and is a discrete valuation ring.
Consequently for a discrete valuation of , so is a valuation ring with fraction field and contains an element of value [F6, F11]; the valuative diagrams used below take .
The composite is defined because [F1], and it is a -morphism; together with the structure morphism it makes the square of a valuative diagram for commute, the two composites and both being the structure morphism of [F7].
By [F8] and the properness of , under Choice [F13] this valuative diagram has a unique lift , whose restriction to the generic point is the given map [F7].
Spread out the local lift to a neighbourhood. Choose an affine open containing , and write for the maximal ideal corresponding to . Then , and the map is equivalently a -algebra homomorphism for any affine open containing the image of the closed point of . Such a chart exists, and its preimage under is an open subscheme of the local spectrum containing its closed point; the only such open is all of . By [F15], choose -algebra generators of . Write each with and , and put . Then every lies in . Since is a domain and , the localization map is injective. Present as a quotient of using the chosen generators; every defining relation maps to zero in under , so injectivity shows it already maps to zero in . Thus the generator assignment induces a -algebra map . By [F16] this map gives a -morphism , on an open neighbourhood of , and its restriction to is .
The restriction of to the generic point of is the generic map of step 4.1, because restricts to on and restricts to that map.
Agreement near . Put , a nonempty open subscheme of containing , reduced as an open subscheme of the reduced scheme [F1]. Both and are -morphisms . To see they are equal, form . Since is separated over , the diagonal is a closed immersion [F12], so is a closed subscheme of . By step 6.1 the restriction of to the generic point factors through , so contains the image of , namely ; since is dense in [F1], the underlying space of is all of . As is reduced, a closed subscheme with the same underlying space equals : on each local ring a proper ideal with would be contained in the nilradical, which vanishes. Hence , so factors through the diagonal and .
Gluing. The morphisms and , one for each (where is the neighbourhood produced in step 5.1), are defined on an open cover of : indeed [step 1.1]. They are compatible: on by step 7.1, and for the two morphisms agree on the nonempty open , which is dense in the reduced scheme because is irreducible [F1]; hence on the overlap by [F9]. By [F10] the compatible morphisms glue to a unique -morphism with .
Uniqueness and the correspondence. If is a second -morphism with , then and agree on the nonempty open, hence dense, subscheme of the reduced scheme , so by [F9] applied with , and . Thus each representative extends to exactly one -morphism ; conversely every -morphism is a representative of a rational map with domain , and the equivalence of two extensions is detected on by [F9], so the resulting map from rational maps to -morphisms is a bijection.
Every assertion of the statement holds: existence of extensions over the finite set is step 8.1, surjectivity onto -morphisms and injectivity (uniqueness) are step 9.1, and the description of the local rings as discrete valuation rings is step 1.3. The Axiom of Choice enters through [F3] at step 1.1, [F4] and [F5] at step 1.3, [F6] at step 1.3, [F8] at step 4.1, and [F9] at steps 7.1–9.1; the remaining cited inputs are choice-free.
Smooth proper curves, dominant morphisms and function fields
Statement
Assume the Axiom of Choice.
(1) For smooth proper geometrically integral curves and over a field , the assignment is a bijection from the set of dominant -morphisms onto the set of injective -algebra homomorphisms .
(2) Let be a perfect field and let be a finitely generated field extension of transcendence degree one in which is relatively algebraically closed. Then there exists a smooth proper geometrically integral curve over together with a -algebra isomorphism . If and are two such models, there is a unique -isomorphism with . Equivalently, over perfect the category of smooth proper geometrically integral -curves with dominant morphisms is contravariantly equivalent to the category of finitely generated transcendence-degree-one field extensions of in which is relatively algebraically closed, with -embeddings as morphisms.
Facts & Assumptions
Given: A field ; for (1) smooth proper geometrically integral curves over ; for (2) a perfect field and a finitely generated transcendence-degree-one extension in which is relatively algebraically closed.
A curve over is a nonempty geometrically integral, separated, finite-type -scheme of chain dimension one; a smooth proper curve is additionally smooth and proper over . For an integral finite-type -scheme the function field is for every nonempty affine open , and is the stalk at the generic point. (Curves over a field, Function field of an integral finite-type scheme)
A morphism of integral -schemes is dominant if and only if it maps the generic point of the source to the generic point of the target; the pullback of functions is then the stalk map , a homomorphism of fields, and a map of fields is injective. Conversely, if the comorphism on function fields is injective, the morphism is dominant: a non-dominant morphism has image closure a proper closed subset, on some affine chart cut out by a nonzero function pulled back to . (Rational maps of integral finite-type schemes, Function field of an integral finite-type scheme)
Under Choice, every rational map from a smooth curve to a proper -scheme is represented by a unique morphism. (Rational maps from a smooth curve to a proper scheme are morphisms)
Two -morphisms from a reduced finite-type -scheme to a separated -scheme agreeing on a dense open subscheme are equal; a closed subscheme of a reduced scheme with the same underlying space is the whole scheme. (Agreement on a schematically dense open)
Compatible morphisms on an open cover glue uniquely. (Morphisms of schemes are local on compatible open covers)
For a finite-type integral domain over the integral closure of in is a finite -module; the integral closure is the set of elements integral over . (A finite-type domain over a field has finite normalization, Integral closure in an extension ring and integrally closed domains)
If is a finite-type -domain then ; hence a finitely generated -subalgebra of whose fraction field is has dimension one in the case of (2). (Affine-domain dimension equals transcendence degree)
For a ring and a scheme , taking global sections induces a bijection ; equivalently is a contravariant equivalence, so a surjection of -algebras presents a closed immersion. (Morphisms to an affine scheme and global sections, Affine schemes are contravariantly equivalent to commutative rings)
is proper for every scheme ; a morphism factoring as a closed immersion into followed by the projection is proper; composition of a finite morphism with a proper morphism is proper. (Finite-dimensional projective space is proper over every base, Projective morphisms are proper, Composite of a finite morphism and a proper morphism is proper)
Under Choice, the normalization construction applies to a geometrically integral separated finite-type -curve: it gives an integral normal scheme with the same function field, finite and birational over the source, and the universal uniqueness property. (Normalization of an integral finite-type curve by gluing affine integral closures)
A one-dimensional Noetherian local domain is integrally closed if and only if it is a discrete valuation ring, and a discrete valuation ring is a one-dimensional regular local ring. (Equivalent characterizations of a DVR)
Let be a perfect field and a finite-type -scheme. Then is regular (all local rings regular) if and only if is smooth. (Regular equals smooth over a perfect field, Perfect fields: every irreducible polynomial is separable, Smoothness over a field by geometric regularity)
The Axiom of Choice: every family of nonempty sets has a choice function. (The Axiom of Choice)
A field is a principal ideal domain, and every finite-type algebra over a principal ideal domain is Noetherian. (Every algebra of finite type over a principal ideal domain is a Noetherian ring)
A module-finite algebra over a Noetherian ring is Noetherian. (A module-finite algebra over a Noetherian ring is a Noetherian ring, and so is every ring between the two)
The integral closure of a domain in a field extension of its fraction field is an integrally closed domain. (The integral closure of a domain in a field extension is integrally closed)
A Noetherian ring is normal when all of its prime localizations are integrally closed domains. (normal noetherian ring)
Under Choice, a domain is integrally closed if and only if all of its prime localizations are integrally closed; the theorem includes both implications. (A domain is integrally closed if and only if its prime localisations are, equivalently if and only if its maximal localisations are)
A field extension base change pulls every affine chart back to , and these charts cover the base changed scheme. (Affine charts after extension of the ground field)
If is finite type over and is module-finite over , then generators of as a -algebra together with a finite -module generating set of generate as a -algebra. This is the finite-type/module-finite convention of Subalgebra generated by a subset, algebras of finite type, and module-finite algebras.
Geometrically integral means that the fibre after extension to an algebraic closure is integral (nonempty, reduced and irreducible). (Geometric fibres and geometric points, Geometric properties of fibres)
A finite morphism pulls an affine open back to an affine with module-finite over ; in particular, the inverse images of a finite affine cover form a finite affine cover. (Finite morphisms of schemes, Finite is affine and local on its target)
For a curve , chain dimension one gives a strict chain of nonempty irreducible closed subsets; irreducibility of forces . Choose an affine open meeting . It contains the generic point, so ; hence has dimension at least one. By the closure formula for an open subspace, strict chains in remain strict when closed up in , so has dimension at most one. The prime-spectrum correspondence identifies this chain dimension with . Since , [F7] gives . (Curves over a field, The prime spectrum and vanishing sets, For the closure of in is , while the interior only contains , with equality when is open; and a dense subset of traces to a dense subset of every open , [F7])
If is geometrically integral and , then is a domain by [F1]. If an algebraic were not in , the finite simple extension would have degree greater than one. Writing for its minimal polynomial, is not a domain: over , the polynomial factors as with both factors nonconstant, so their nonzero residue classes multiply to zero. But the injection remains injective after tensoring with the flat -module , contradicting that is a domain. (An algebraic closure of a field, Modules over a field are projective, flat, and injective, [F1])
Every finite extension of a perfect field is simple. For a field extension , coefficient base change gives . Tensoring injections of -vector spaces with a field preserves injectivity. (The relative algebraic closure of in an extension , Every finite extension of a perfect field is simple, Presentations and localization under base extension, Modules over a field are projective, flat, and injective)
Proof
Part (1), injectivity of the pullback. Let be a dominant -morphism of smooth proper geometrically integral -curves. Then [F2], and the pullback is a homomorphism of fields [F1, F2]; being a map of fields into a nonzero field it is injective.
Part (1), an injective homomorphism gives a dominant rational map. Let be an injective -algebra homomorphism. Choose a finite affine cover (possible because is proper, hence quasi-compact [F1]). For each , choose algebra generators of . Choose a nonempty affine open ; each rational function is a fraction in , so after choosing a common nonzero denominator , all these images lie in the actual localization . The induced -algebra map therefore defines a morphism . These nonempty source opens are dense in the integral curve . On a pairwise overlap , the two maps agree at its generic point because they induce the same function-field map . The equalizer is the pullback of the closed diagonal of the separated scheme , so it is a closed subscheme of . Its underlying closed subset contains the generic point, hence is all of the irreducible space ; since is reduced, [F4] makes the equalizer all of . Thus the maps agree on overlaps and [F5] glues them on their union, a dense open subscheme of , to a rational map . Its induced map on function fields is , which is injective, so the rational map is dominant by [F2].
Part (2), the affine normal model. Let be the -subalgebra generated by a finite generating set of over ; then is a finite-type -domain with and [F1, F7]. Let be the integral closure of in . It is finite over [F6] and thus a finite-type -algebra [F26]. By [F16], is Noetherian; [F17] makes Noetherian, and [F18] makes it integrally closed. The normality-locality criterion [F20] and definition [F19] therefore make a normal Noetherian domain. Also , so [F7] gives . Thus is an integral, dimension-one affine -scheme; geometric integrality is not asserted at this stage.
Part (2), geometric integrality of the function field. Fix a finite subextension of . By [F31], write with irreducible minimal polynomial . If factored over , take monic factors in and split in an algebraic closure of . Every coefficient of either factor is a symmetric expression in roots algebraic over , hence is algebraic over . Relative algebraic closedness forces these coefficients into , contradicting irreducibility of over . Therefore is a field. The inclusions for finite subextensions remain injective by [F31]. Every finite family of elements of belongs to one such tensor product, since its finitely many coefficients generate a finite subextension. Thus is a domain.
Part (1), extension and uniqueness. By [F3] and Choice [F15] the rational map of step 1.2 extends to a unique morphism ; its pullback is . If have the same pullback on function fields, they agree at the generic point. Because is separated, their equalizer is a closed subscheme of ; its underlying closed subset contains the generic point and therefore is all of the irreducible space . Since is reduced, a closed subscheme with the same underlying space is itself [F4], so .
Part (2), projective closure. Starting from the affine normal model constructed in step 1.3, choose -algebra generators of and let ; this gives a closed immersion [F8]. Put , identify with the degree-zero subring of by , and define the homogeneous ideal Because is prime, its extension to is prime, and its contraction is homogeneous and prime; moreover . Thus is an integral closed subscheme of . Its standard chart has coordinate ring , so is an open dense subscheme of , with function field . Every nonempty affine open of is an integral finite-type -scheme with function field , so [F7] gives dimension one. Since is closed in projective space, it is proper over by [F9]. At this point we use only that is an integral, separated, finite-type dimension-one -scheme; geometric integrality is established next.
Part (2), the projective closure is a curve. Each nonempty affine chart of embeds its coordinate ring in . By [F31] this gives an injection , whose target is a domain by step 1.4. These nonzero domains are the charts of by [F25]. Any two charts meet after base change: their original nonempty intersection contains a nonempty affine open, whose coordinate algebra also remains a nonzero domain after tensoring. The charts are irreducible and have nonempty open intersections, so their union is irreducible; it is also reduced and nonempty. Hence is geometrically integral. Together with step 2.2, this makes it a curve in [F1], so the hypothesis of [F10] is satisfied.
Part (1), bijectivity. By steps 1.1 and 2.1 the assignment is a well-defined map from dominant -morphisms to injective -algebra homomorphisms ; it is injective by step 2.1 and surjective by steps 1.2 and 2.1, hence a bijection onto its image, which is the set of all injective homomorphisms by step 1.2. This proves (1).
Part (2), normalization. Let be the normalization [F10], applied to the geometrically integral curve established in steps 2.2 and 3.1. Then is integral and normal, is finite and birational, and . Since is proper over and is finite, the composite is proper by [F9].
Part (2), dimension and smoothness. The finite morphism and the finite standard affine cover of the projective scheme give a finite affine cover of by [F28]; on each chart its ring is module-finite over a finite-type -algebra, hence is finite type over by [F26]. Thus is finite type. For every nonempty affine open , [F1] identifies with ; [F7] then gives . This gives chain dimension one on : any chain in restricts to an affine chart containing the generic point of its smallest member, and the strict inclusions persist after restriction; conversely each affine chart is open, so its chains give chains in by taking closures. If is not the generic point, choose an affine neighborhood and let correspond to . Then , so has dimension at least one, while the chain-dimension bound makes it at most one. The local ring is Noetherian because is finite type over the field [F16], and integrally closed because is normal. It is therefore a one-dimensional Noetherian local integrally closed domain, hence a DVR by [F11], and thus regular. The generic local ring is the field [F1], regular of dimension zero. So all local rings of are regular; as is finite type over perfect , [F12] makes smooth. This argument does not call a curve before geometric integrality is proved.
Part (2), geometric integrality of the normalization. Every nonempty affine coordinate ring of embeds in its function field [F1]. As in step 3.1, [F25] and [F31] identify its base-changed chart with the spectrum of the nonzero domain . Nonempty intersections remain nonempty by the same argument applied to an affine open in the intersection. Thus is nonempty, reduced and irreducible, and is geometrically integral by [F27].
Part (2), existence and uniqueness. Steps 2.2–5.2 establish that is a smooth proper geometrically integral curve, and along the construction , giving a model with the identity identification. For uniqueness let and be two models. Then is an isomorphism. By part (1), it determines a unique dominant morphism whose pullback is ; thus . Applying part (1) to gives with . The pullback of is , so uniqueness in part (1) gives ; similarly . Hence is the unique -isomorphism satisfying the stated relation.
Conclusion and object correspondence. Steps 1.3–6.1 prove that every field object in (2) has a smooth proper geometrically integral curve model, unique up to the stated unique isomorphism; step 3.2 proves full faithfulness for every field . Conversely, for any smooth proper geometrically integral curve over , its function field is finitely generated over by [F1], has transcendence degree one by [F29], and has relatively algebraically closed by [F30]. Thus its function field is an object of the stated field category. The object assignments and the contravariant bijection of morphisms from step 3.2 give the claimed equivalence. The Axiom of Choice is inherited from the extension, normalization, properness, and geometric-integrality suppliers cited at their uses.
Birational smooth proper curves are isomorphic
Statement
Assume the Axiom of Choice. Let and be smooth proper geometrically integral curves over a field . Every birational rational map , that is, every dominant rational map whose pullback on function fields is an isomorphism, is represented by a -isomorphism . In particular every dominant -morphism which is birational as a morphism of integral finite-type schemes is an isomorphism.
Facts & Assumptions
Given: A field , smooth proper geometrically integral -curves , and a birational rational map .
Under Choice, for smooth proper geometrically integral -curves the assignment is a bijection from dominant -morphisms onto injective -algebra homomorphisms . (Smooth proper curves, dominant morphisms and function fields)
A rational map is an equivalence class of pairs with nonempty open and a -morphism; it is dominant when a representative has dense image; a morphism of integral finite-type -schemes is birational when it maps the generic point to the generic point and induces an isomorphism on function fields. (Rational maps of integral finite-type schemes, Birational morphisms of integral finite-type schemes)
A curve over is a nonempty geometrically integral, separated, finite-type -scheme of chain dimension one; a smooth proper curve is smooth and proper over , in particular separated. (Curves over a field)
Under Choice every rational map from a smooth curve to a proper -scheme extends to a morphism, uniquely. (Rational maps from a smooth curve to a proper scheme are morphisms)
The Axiom of Choice: every family of nonempty sets has a choice function. (The Axiom of Choice)
Proof
Let be a birational rational map and let be the pullback induced by a representative ; the definition of birationality makes an isomorphism of -algebras [F2]. In particular is injective, so under Choice [F5] and [F1] there is a unique dominant -morphism with , and represents the rational map because extends the representative and representatives of a rational map with the same generic pullback agree [F2, F4].
Similarly is an injective -algebra homomorphism, so it is the pullback of a unique dominant -morphism [F1].
The composites satisfy and ; both and are dominant -morphisms with the same pullback, so by the injectivity part of the bijection [F1] they are equal. Symmetrically gives . Hence is an isomorphism with inverse , and it represents .
If moreover is a dominant -morphism which is birational in the sense of birational morphisms of integral finite-type schemes, then its pullback is an isomorphism by definition [F2], so step 3.1 applied to the rational map represented by produces an isomorphism representing it; as and that isomorphism are dominant morphisms with the same pullback, they are equal by [F1], so itself is an isomorphism.
Steps 3.1 and 4.1 prove both assertions; the only choice-theoretic inputs are the extension lemma [F4] and the function-field bijection [F1], both used under Choice [F5].
Local rings at closed points of smooth curves are discrete valuation rings
Statement
Assume the Axiom of Choice, inherited through the smoothness characterization, the affine local-dimension formula, and the criterion that one-dimensional regular Noetherian local rings are discrete valuation rings. Let be a smooth curve over a field and let be a closed point. Then the local ring is a Noetherian regular local ring of dimension one, hence a discrete valuation ring whose maximal ideal is generated by a uniformizer . Consequently every nonzero rational function has a well-defined order , and every nonzero element of is a unit times a power of .
Facts & Assumptions
Given: A field , a smooth curve over , and a closed point .
A smooth curve over is nonempty, integral, of finite type over , of chain dimension one and smooth over ; every nonempty open subscheme of contains the generic point . (Curves over a field)
Under Choice, is smooth if and only if for every field extension every local ring of the base change is regular; in particular all local rings of itself are regular. (Smoothness over a field by geometric regularity)
Under Choice, for a finite-type -algebra and , the local dimension satisfies ; for a maximal ideal the residue field is a finite extension of . (Local fibre dimension equals local ring dimension plus residue transcendence degree, Finite-type maps from Jacobson rings induce finite residue-field extensions at maximal ideals)
A finite-type algebra over the Noetherian ring is Noetherian, so every affine coordinate ring of is Noetherian; a scheme with an affine cover by spectra of Noetherian rings is locally Noetherian, and every local ring of a locally Noetherian scheme is a Noetherian local ring. (Every algebra of finite type over a Noetherian ring is a Noetherian ring, Locally Noetherian and Noetherian schemes)
For a nonzero commutative Noetherian local ring one sets , and is regular local when . (embedding dimension and regular local ring)
Under Choice, a nonzero Noetherian local ring of dimension one is regular if and only if it is a discrete valuation ring. (one dimensional regular local rings are dvrs)
For a field with discrete valuation , the ring is a valuation ring and a DVR, and since is surjective there is with ; an element is a unit of if and only if . (Discrete valuation rings, Discrete valuations)
For an integral finite-type -scheme and any nonempty affine open one has ; localising at a prime does not change the fraction field of a domain. (Function field of an integral finite-type scheme)
The Axiom of Choice: every family of nonempty sets has a choice function. (The Axiom of Choice)
Proof
Choose an affine open containing ; then is a finite-type -domain [F1], the point corresponds to a maximal ideal , and [F4]. The function field of satisfies [F8].
The local ring has dimension one. Indeed the local dimension formula [F3] applied to gives , and because is a finite extension of [F3]. Every open neighbourhood of the closed point contains the generic point [F1], so each such neighbourhood has chain dimension one, and hence the infimum of the dimensions of these neighbourhoods equals ; therefore .
The local ring is regular. Under the equivalence of [F2], smoothness of over applies to the field extension itself, so every local ring of is regular; in particular is a regular local ring in the sense of [F5].
The ring is a Noetherian local ring: is Noetherian by [F4] and localisations of Noetherian rings are Noetherian [F4]. It is nonzero because is a domain and is a prime.
By steps 1.2, 1.3 and 2.1 the ring is a nonzero Noetherian regular local ring of dimension one; under Choice [F9] the criterion [F6] shows that is a discrete valuation ring.
By [F7] there is a discrete valuation with , and there is with . Define for ; this is a well-defined element of because is a function on . For put , so that because , and set . Then , so is a unit of by [F7], and . In particular , since if and only if , which by the display means .
Steps 3.1 and 4.1 give every clause of the statement: is Noetherian, regular and one-dimensional (steps 1.2, 1.3 and 2.1), hence a discrete valuation ring with maximal ideal generated by the uniformizer (steps 3.1, 4.1), and orders and the normal form are well defined (step 4.1). Choice is inherited through the local-dimension formula [F3] in step 1.2, the smoothness characterization [F2] in step 1.3, and the DVR criterion [F6] in step 3.1.
Divisors on a smooth proper curve
Definition
Let be a field and let be a smooth proper geometrically integral curve over (Curves over a field). A divisor on is a finite formal -linear combination of closed points of , all but finitely many coefficients vanishing.
The finite-formal-sum definition above is unqualified. For the following local-ring and normality context, assume the Axiom of Choice (The Axiom of Choice); it supplies Dependent Choice by AC implies DC implies countable choice. If is a closed point of , then is a discrete valuation ring by Local rings at closed points of smooth curves are discrete valuation rings. At the generic point , the local ring is the function field , which is a field. These are all the points of this one-dimensional integral curve, and both kinds of local rings are integrally closed domains. Since is finite type over the field , its affine coordinate rings are Noetherian; the finite-type scheme is quasi-compact, so is Noetherian (A field has only the zero ideal and itself, hence is Noetherian, Every algebra of finite type over a Noetherian ring is a Noetherian ring, Locally Noetherian and Noetherian schemes). Thus is normal (normal noetherian ring). The codimension-one points are exactly the closed points. Hence the finite sums above are the Weil divisors of the fixed normal-scheme convention (Weil divisor normal noetherian scheme).
Under the same Choice assumption, each closed-point local ring is a PID by Every DVR is a PID and a UFD by Every principal ideal domain is a unique factorisation domain; the generic local ring is a field and hence a UFD. Thus is locally factorial (Locally factorial scheme). This is the local-factorial input for the usual Cartier interpretation of these curve divisors, established by the separate curve-level Cartier/Weil comparison. The divisor group, support, degree, and effectivity conventions used throughout are:
- the support is the finite set of closed points with nonzero coefficient, and the positive and negative parts are and , so that (Divisor support positive negative parts);
- the degree is , the sum over the finite support of the coefficients weighted by the residue degrees (Degree divisor proper curve); for a closed point of a curve over the residue field is a finite extension of ;
- is effective, written , when for every ; and for two divisors one writes when is effective.
A divisor is thus an element of the free abelian group on the closed points of , and the divisor of a nonzero rational function, the class group, and the Riemann–Roch space of are the invariants built from this group later on this page.
Cartier and Weil divisors agree on a smooth curve
Statement
Assume the Axiom of Choice together with the Dependent Choice inherited from the Cartier-to-Weil cycle suppliers. Let be a smooth proper geometrically integral curve over a field . Then:
- the local ring of at every closed point is a discrete valuation ring, hence a principal ideal domain, hence a unique factorisation domain, while the local ring at the generic point is a field; consequently is locally factorial;
- every Weil divisor on is Cartier, and the Cartier-to-Weil cycle map is a well-defined isomorphism onto the divisor group of the curve, compatible with principal divisors;
- the canonical map is an isomorphism, so is isomorphic to the divisor class group , and every invertible sheaf on is isomorphic to for a divisor that is well defined modulo linear equivalence.
Facts & Assumptions
Given: A field , a smooth proper geometrically integral curve over with function field , the Axiom of Choice, and the Dependent Choice (The axiom of dependent choice: a relation in which every element is related to something admits an -indexed chain) inherited from the Cartier-to-Weil cycle suppliers of [F4].
A curve over is geometrically integral, separated, of finite type and of chain dimension one; the local ring of a smooth curve at a closed point is a discrete valuation ring, while the local ring at the generic point is the function field , a field; is integral, and Noetherian because a finite-type algebra over the field is Noetherian. (Curves over a field, Local rings at closed points of smooth curves are discrete valuation rings, Function field of an integral finite-type scheme, Integral schemes)
Every discrete valuation ring is a principal ideal domain, and assuming the Axiom of Choice every principal ideal domain is a unique factorisation domain; a field is a unique factorisation domain, since it has no nonzero nonunit and so has no irreducible factorisation to perform. (Every DVR is a PID, Every principal ideal domain is a unique factorisation domain, Unique factorisation domain)
A scheme is locally factorial when the local ring is a unique factorisation domain for every point . (Locally factorial scheme)
The current Cartier interfaces define the sheaf and linear-equivalence conventions, identify principal Cartier divisors as the kernel of the Picard map, define the Cartier-to-Weil cycle and its principal-divisor compatibility, and give the Cartier-Weil and Picard-class isomorphisms on locally factorial Noetherian integral schemes. The rational-section theorem identifies a line bundle with the sheaf of its section divisor. These are the current interfaces used in steps 1.2, 3.1 and 4.1; AC supplies DC where the cycle sources require it. (Invertible sheaf of cartier divisor, Linear equivalence cartier divisors, On an integral scheme, Cartier divisors modulo principal divisors compute the Picard group, Cartier divisors on a normal Noetherian scheme give Weil divisors, Under AC, Cartier and Weil divisors agree on a locally factorial Noetherian integral scheme, Rational sections of line bundles are Cartier divisors)
Cartier divisors on a scheme form a group with principal Cartier divisors as a subgroup; on the smooth proper curve the divisor group of [F1] is the free abelian group on the closed points, its element of a nonzero rational function generates the subgroup , and the quotient is the divisor class group. (Cartier divisor, Divisors on a smooth proper curve)
is the abelian group of isomorphism classes of invertible -modules under tensor product with identity ; on an integral scheme the sheaf of meromorphic sections of an invertible sheaf is the constant sheaf with value the one-dimensional -vector space , so nonzero rational sections exist. (Picard group of a scheme, Rational section line bundle)
Proof
The local rings. Let be a closed point of ; by [F1] the local ring is a discrete valuation ring, and by [F2] it is a principal ideal domain, hence a unique factorisation domain. Let be the generic point of the integral scheme ; by [F1] its local ring is the function field , a field, hence again a unique factorisation domain by [F2]. These are all the points of the one-dimensional space , so every local ring of is a unique factorisation domain.
Divisors for invertible sheaves. Let be an invertible sheaf on . By [F6] the stalk of at the generic point is a one-dimensional -vector space, so admits a nonzero rational section ; by the current interface thm-line-bundle-rational-section-cartier-divisor of [F4] there is a Cartier divisor with , so every invertible sheaf is of the form for a divisor . If , then lies in the kernel of , which is by the current interface thm-cartier-divisors-mod-principal-to-picard of [F4], i.e. is a principal Cartier divisor; by [F4] and [F5] this is linear equivalence, and by the definition def-linear-equivalence-cartier-divisors of [F4] the divisor is well defined modulo linear equivalence, the second half of clause 3.
Local factoriality. By step 1.1 every local ring of is a unique factorisation domain, so the defining condition of [F3] holds and is locally factorial; the curve is also Noetherian and integral by [F1], which are the structural hypotheses of the current suppliers below.
Cartier and Weil divisors agree. By the current interface thm-cartier-weil-isomorphism-locally-factorial of [F4], every Weil divisor on the locally factorial Noetherian integral scheme is locally Cartier, hence Cartier (the Cartier condition is local), and the cycle map is an isomorphism onto the Weil divisor group. The current interface thm-cartier-to-weil-divisor-normal-scheme of [F4] supplies the well-definedness of the cycle map and its compatibility with principal divisors, so identifies with and carries linear equivalence to linear equivalence; this is clause 2 of the Statement.
The Picard group. By the current interface thm-cartier-divisors-mod-principal-to-picard of [F4] the assignment induces an isomorphism , the curve being integral by [F1]; by step 3.1 the cycle map identifies the source with , using that maps onto by the compatibility of the cycle map with principal divisors and [F5]. Composing these isomorphisms gives , the first half of clause 3.
Conclusion. The local rings of at closed points are discrete valuation rings, hence principal ideal domains and unique factorisation domains, and the local ring at the generic point is a field, so is locally factorial by steps 1.1 and 2.1, which is clause 1. On the locally factorial Noetherian integral curve the current cycle and class-group interfaces of [F4] identify Cartier with Weil divisors and the Picard group with the divisor class group, by steps 3.1 and 4.1, which is clauses 2 and 3, and every invertible sheaf is with well defined modulo linear equivalence by step 1.2. The Axiom of Choice is used through [F2], and the Dependent Choice assumed in the Statement is used exactly through the two cycle suppliers of [F4]; no other choice principle is invoked.
The space L(D)
Definition
Assume the Axiom of Choice for the supplied local-order and Cartier/Weil routes below (The Axiom of Choice). It supplies Dependent Choice by AC implies DC implies countable choice. Let be a field, let be a smooth proper geometrically integral curve over with function field (Curves over a field), and let be a divisor on , a finite formal -linear combination of closed points (Divisors on a smooth proper curve). Every closed point of has a well-defined order , the discrete valuation of the local ring , a discrete valuation ring (Local rings at closed points of smooth curves are discrete valuation rings, Order codimension one rational function), and the divisor of a nonzero rational function is (Order codimension one rational function). This sum has finite support: the curve-level Cartier/Weil route identifies it with the cycle of the principal Cartier divisor, whose support is locally finite and hence finite on the quasi-compact curve (Cartier and Weil divisors agree on a smooth curve).
The Riemann-Roch space of the divisor , also called the space , is the subset where the inequality is read coefficientwise: for every closed point . If , this condition requires a zero of order at least at ; if , it permits a pole of order at most . This is a -subspace of (Vector space over a field): it contains by definition; it is closed under addition, because for by the valuation inequality in the discrete valuation ring (Local rings at closed points of smooth curves are discrete valuation rings), with read as so that a summand causes no constraint; and it is closed under scalar multiplication, because for and . In particular is determined by and consists of the rational functions that are regular where , may have poles of order at most where , and must vanish to order at least where .
Equivalence with the space of global sections (promised clause). By Cartier and Weil divisors agree on a smooth curve the divisor is Cartier. The associated sheaf is the subsheaf described in Invertible sheaf of cartier divisor. Write for its global sections as in Sheaf cohomology as right derived global sections. On a local-equation cover for it satisfies Since is integral, is the constant sheaf with value . Thus any global section of has a single generic value , and all its local restrictions are that same rational function. The zero section corresponds to . For , the Cartier-to-Weil compatibility in Cartier and Weil divisors agree on a smooth curve says that the order of at a closed point is the coefficient of . Therefore is a global section exactly when each is regular, which at every closed point is the condition Conversely, if these inequalities hold, then lies in the local ring at every point of ; at the generic point it is already an element of the function field. The resulting local regular representatives agree as the same element of and glue on . Consequently the canonical inclusion has image exactly , and the inclusion and its inverse are -linear. The local sheaf formula and the rational-section divisor dictionary are also supplied by the current bodies of Invertible sheaf of cartier divisor and Rational sections of line bundles are Cartier divisors.
Effective divisors linearly equivalent to D are sections modulo scalars
Statement
Assume the Axiom of Choice. It supplies Dependent Choice by AC implies DC implies countable choice for the curve Cartier-to-Weil interface. Let be a field and let be a smooth proper geometrically integral curve over , and let be a divisor on . For every nonzero the divisor is an effective divisor on linearly equivalent to , and the assignment descends to a bijection In particular if and only if no effective divisor is linearly equivalent to .
The curve-level Cartier and Weil divisors agree on a smooth curve identifies the closed-point Weil divisors with Cartier divisors and preserves principal divisors, so it transports linear equivalence between the two descriptions. The current Cartier conventions are Linear equivalence cartier divisors, Effective cartier divisor, and Invertible sheaf of cartier divisor. The current The space L(D) defines by the displayed order condition and identifies it with ; the current Rational sections of line bundles are Cartier divisors gives the Cartier divisor and associated invertible sheaf of a nonzero rational section, while A regular global section of an invertible sheaf glues to an effective Cartier divisor constructs an effective Cartier divisor from a regular section. These are the current section/divisor interfaces behind the bijection below.
Facts & Assumptions
Given: A smooth proper geometrically integral curve over a field with function field , a divisor on , and the space of The space L(D); the Axiom of Choice is assumed.
A divisor on is a finite formal -linear combination of closed points, it is effective when all , and the divisor of a nonzero rational function is , the order being the discrete valuation of the local ring , a discrete valuation ring; the order is additive, vanishes exactly on units, and for . (Divisors on a smooth proper curve, Divisor support positive negative parts, Order codimension one rational function, Local rings at closed points of smooth curves are discrete valuation rings, Curves over a field)
is a -subspace of , and means exactly that is an effective divisor. (The space L(D))
The current Cartier dictionary has these interfaces. The definition Linear equivalence cartier divisors says exactly when for a global meromorphic unit ; Effective cartier divisor defines effectivity by local equations that are regular sections, meaning multiplication is injective on every stalk; and Invertible sheaf of cartier divisor defines by the local sheaves . The theorem Rational sections of line bundles are Cartier divisors associates to a nonzero rational section its Cartier divisor and an isomorphism from the sheaf of that divisor carrying the canonical section to the given section; A regular global section of an invertible sheaf glues to an effective Cartier divisor constructs an effective Cartier divisor from a regular global section. On , Cartier and Weil divisors agree on a smooth curve identifies these Cartier conventions with the closed-point Weil-divisor conventions and preserves principal divisors. (Linear equivalence cartier divisors, Effective cartier divisor, Invertible sheaf of cartier divisor, Rational sections of line bundles are Cartier divisors, A regular global section of an invertible sheaf glues to an effective Cartier divisor, Cartier and Weil divisors agree on a smooth curve)
In ZF, AC implies DC by AC implies DC implies countable choice. Under the stated AC assumption, the current Cartier and Weil divisors agree on a smooth curve body applies with its DC premise: on , every divisor is Cartier, the Cartier and Weil divisor groups are identified, and the identification is compatible with principal divisors. Thus a Weil divisor difference equals for a nonzero rational function exactly when the corresponding Cartier divisors are linearly equivalent in the sense of [F3]. (Cartier and Weil divisors agree on a smooth curve, AC implies DC implies countable choice, Divisors on a smooth proper curve)
Under AC, a proper curve over that is geometrically connected and geometrically reduced has , with the map an isomorphism (Functions on a proper curve). A smooth proper geometrically integral curve is such a curve; hence a rational function with has no poles and lies in , and gives . (Functions on a proper curve, The Axiom of Choice, Divisors on a smooth proper curve)
Proof
The map and its scalar invariance. Let . By [F2] the divisor is effective, and it is linearly equivalent to because is the principal divisor of the rational function , which is exactly linear equivalence on the curve by [F4]. If , then for every closed point by [F1], so and the assignment is constant on -orbits; it therefore descends to a well-defined map on into the effective divisors linearly equivalent to .
Injectivity. Suppose for , that is, . The quotient satisfies by additivity of the order [F1], so has no zeros and no poles on the variety; in particular and , so [F5] gives . Hence with , so and have the same class in and is injective.
Surjectivity and the conclusion. Let be an effective divisor linearly equivalent to . By [F4] linear equivalence means that for some nonzero rational function ; then is effective, so by [F2], and . Hence is surjective, and with step 1.1 and step 1.2 it is a bijection from onto the effective divisors linearly equivalent to . Finally, holds exactly when is empty, which by the bijection is exactly the assertion that there is no effective divisor linearly equivalent to . The current Cartier and section/divisor interfaces of [F3] support the terminology and equivalent section reading; AC is used through [F5] and supplies the DC premise of [F4].
Complete linear system
Definition
Let be a field, let be a smooth proper geometrically integral curve over (Curves over a field), and let be a divisor on (Divisors on a smooth proper curve). The complete linear system of is the set the set of effective divisors on linearly equivalent to ; linear equivalence on the closed-point divisor group means that is the principal divisor of a function in , and effectivity means nonnegativity of all coefficients (Divisors on a smooth proper curve).
The set in this definition is the set of effective divisors in the linear equivalence class of . This set definition does not assert a projective space structure. For the following correspondence with and the finite-dimensional projective-space structure, assume the Axiom of Choice (The Axiom of Choice): this is the current supplier route for the Cartier/Weil identification, the section dictionary, and proper coherent cohomology finiteness. AC supplies the Dependent Choice premise of Cartier and Weil divisors agree on a smooth curve through AC implies DC implies countable choice.
Under this identification, the relation above is the Cartier relation of Linear equivalence cartier divisors, and coefficientwise effectivity agrees with Cartier effectivity of Effective cartier divisor.
Let be the Riemann-Roch space of (The space L(D)), a -subspace of the function field (Vector space over a field). By Effective divisors linearly equivalent to D are sections modulo scalars the assignment induces a bijection whose inverse sends an effective divisor to the -orbit of a function with ; thus is in bijection with the set of -lines in . One writes for this set of lines, and calls the complete linear system attached to . It is empty exactly when , that is, when no effective divisor is linearly equivalent to (Effective divisors linearly equivalent to D are sections modulo scalars). For this curve and divisor, is finite-dimensional by the local coherence route. The curve is finite type over the field , and a field is Noetherian, so every finite-type affine chart of is Noetherian and is locally Noetherian. The Cartier construction makes an invertible sheaf, hence locally free of rank one; it is therefore quasi-coherent and of finite type. On a locally Noetherian scheme this makes it coherent. Since is proper over , the published Finite-dimensional coherent cohomology over a field applies and makes finite-dimensional. The current The space L(D) and rational-section dictionary identify this space with . Thus the set of -lines is the projective space of lines in a finite-dimensional vector space, so the complete linear system carries the structure of a projective linear system.
The construction depends only on the linear equivalence class of . If for , then multiplication by maps to : for , Conversely, for , the function lies in , so this is an isomorphism. Under the two section-to-divisor bijections, the line maps to , and Thus the associated effective divisor is the same on both sides, and as sets of effective divisors.
Current supplier interfaces. The effective-Cartier and Cartier-linear- equivalence conventions are given by Effective cartier divisor and Linear equivalence cartier divisors, and the curve-level Cartier and Weil divisors agree on a smooth curve transports them to closed-point divisors while preserving principal divisors. The current The space L(D) body identifies with , and the current Effective divisors linearly equivalent to D are sections modulo scalars body gives the orbit correspondence used above. Finite-dimensionality follows from the local Noetherian/coherence route above and the published Finite-dimensional coherent cohomology over a field. These structural claims use the AC premise stated above; AC supplies the DC premise of the curve Cartier-to-Weil result by AC implies DC implies countable choice. Under the Cartier-to-Weil identification, the sheaf is the invertible sheaf defined by Invertible sheaf of cartier divisor. The set definition remains separate from the projective-space structure.
Base points and base-point-free linear systems
Definition
Let be a field, let be a smooth proper geometrically integral curve over (Curves over a field) with function field , let be a divisor on (Divisors on a smooth proper curve), and let be a -subspace of the Riemann-Roch space (The space L(D)).
Write , so that is the coefficient of at the closed point . A nonzero satisfies by definition of , and the effective divisor depends only on the -orbit of (The space L(D)).
Assume the Axiom of Choice for the current local-order, Cartier/Weil, and finite-dimensionality supplier routes (The Axiom of Choice). It supplies Dependent Choice through AC implies DC implies countable choice, as used by the current Cartier/Weil route. The pointwise vanishing and base-point conditions themselves are the displayed divisor inequalities.
By Cartier and Weil divisors agree on a smooth curve the divisor is a Cartier divisor on the curve and carries an associated invertible sheaf (Invertible sheaf of cartier divisor), and by the promised identification of The space L(D) the space is the space of global sections of that sheaf: a nonzero corresponds to the global section whose divisor is With this dictionary in place, for a closed point of :
- a nonzero vanishes at when lies in the divisor , that is, when ; equivalently, the section has zero value in the fibre of at . This is a condition on the section of , not on the rational function alone: it differs from the naive condition whenever , since the section-vanishing threshold is ; for this can hold even if does not vanish as a rational function, while for it requires a higher-order zero than the naive test;
- is a base point of when every nonzero vanishes at , i.e. when belongs to the support of for every nonzero ;
- the linear system attached to is the image of in under (Complete linear system), namely the set of effective divisors with ; by the previous two clauses, is a base point of if and only if every divisor of contains , that is, if and only if the whole subsystem passes through .
The subspace is base-point-free when it has no base point. The complete linear system is base-point-free when is base-point-free as a subspace of itself, and a divisor , or the line bundle , is called base-point-free when is base-point-free.
For the finite-basis evaluation formulation, is finite-dimensional by the following local coherence route. The curve is finite type over the field , and a field is Noetherian, so every finite-type affine chart of is Noetherian and is locally Noetherian. The Cartier construction makes invertible, hence locally free of rank one; it is therefore quasi-coherent and of finite type, and thus coherent on the locally Noetherian scheme . Proper cohomology finiteness Finite-dimensional coherent cohomology over a field makes finite-dimensional. The section dictionary above identifies this space with , so every subspace is finite-dimensional. Under the Axiom of Choice already assumed, put and choose a basis (the empty basis when ); let be the section corresponding to , and define If , this is the zero morphism and is not surjective, since is nonempty and has nonzero rank-one stalks. For , at a closed point the stalk map is surjective exactly when some has nonzero image in the fibre: in a local frame its image is generated by the coefficients of the , and these generate the local ring exactly when one coefficient is a unit, equivalently has nonzero residue. Thus:
- is a base point of if and only if fails to be surjective on stalks at ;
- is base-point-free if and only if is surjective; equivalently, the subsheaf of generated by the images of is all of , i.e. is globally generated by in the sense of Global generation by the evaluation map (the notion does not depend on the chosen basis). Indeed, by Proper closed subsets of a curve are finite every point of this integral one-dimensional curve is closed or generic. If , a basis element is a nonzero rational function, so its corresponding section has nonzero generic value by the section dictionary. Therefore surjectivity at all closed points also gives surjectivity at the generic point; the converse follows by restricting a surjective sheaf map to stalks;
- for the complete system , put . Then is base-point-free exactly when the evaluation map is surjective, with zero source if ; equivalently, exactly when is globally generated by these sections. When , writing recovers the usual indexed basis notation.
The degenerate subspace has no nonzero element, so every closed point is vacuously a base point of . The curve has a closed point: a nonempty proper irreducible closed subset occurs in the strict chain witnessing its dimension one, and Proper closed subsets of a curve are finite says its points are closed. Thus is not base-point-free, in agreement with the nonsurjective rank-zero evaluation map. The associated morphism of the next item is therefore only asserted for base-point-free systems of dimension .
The supplier interfaces used here are present in the current item bodies: Cartier and Weil divisors agree on a smooth curve identifies the curve divisor with a Cartier divisor, Invertible sheaf of cartier divisor defines , The space L(D) identifies with in , and Rational sections of line bundles are Cartier divisors gives the section-divisor dictionary. The finite-basis use follows from the local Noetherian/coherence argument above and the published Finite-dimensional coherent cohomology over a field; AC supplies its choice premise and the DC premise of the Cartier-to-Weil interface. The earlier “not yet authored” supplier notice is stale; the current bodies supply the remaining interfaces used above.
A base-point-free linear system defines a morphism to projective space
Statement
Assume the Axiom of Choice as inherited from the proper-cohomology and projective-space routes (The Axiom of Choice, Finite-dimensional coherent cohomology over a field); it supplies Dependent Choice for the current Cartier/Weil route through AC implies DC implies countable choice. Let be a field, let be a smooth proper geometrically integral curve over (Curves over a field), let be a divisor on (Divisors on a smooth proper curve) and let be a base-point-free -subspace of the Riemann-Roch space (The space L(D), Base points and base-point-free linear systems) of dimension .
Then there is a -morphism well defined by up to the standard projective-linear action of on the target (the choice of a -basis of ), with an isomorphism (Invertible sheaf of cartier divisor, Relative very ampleness in the finite projective-space convention) under which the coordinate sections pull back to the sections of , and such that the divisors of the linear system (Complete linear system) are exactly the Weil divisors associated, under Cartier and Weil divisors agree on a smooth curve, to the scheme-theoretic Cartier pullbacks of hyperplanes of under . Here a hyperplane means the zero scheme of a nonzero linear form; for this convention gives the empty hyperplane and its pullback is the empty effective divisor.
Conversely, let be a -morphism together with an isomorphism . Then the sections , , of generate , the -span of the corresponding rational functions is the image of under the section dictionary, it is base-point-free, and the morphism attached to the data is ; if moreover , that is, the pullbacks are linearly independent, then up to the projective-linear action. The subspace is independent of the chosen isomorphism .
Finally, a closed point is a base point of precisely when the evaluation morphism fails to be surjective on stalks at .
The current supplier interfaces used here are present in the item bodies: Cartier and Weil divisors agree on a smooth curve makes Cartier, Invertible sheaf of cartier divisor defines , The space L(D) identifies with in , and Rational sections of line bundles are Cartier divisors gives the divisor of the corresponding section. The finite basis in step 1.1 follows from the local Noetherian/coherence route in [F10] and the published Finite-dimensional coherent cohomology over a field. The earlier “not yet authored” notice for the Cartier dictionary is stale; this item relies on the current interfaces above.
Facts & Assumptions
Given: A smooth proper geometrically integral curve over a field , a divisor on , a base-point-free subspace of dimension , and the Axiom of Choice as inherited from the projective-space constructions.
A closed point is a base point of when every nonzero vanishes at , i.e. lies in the support of for every nonzero ; the subspace is base-point-free when it has no base point, equivalently when the evaluation morphism of a basis of is surjective, equivalently when is globally generated by the sections of . The evaluation morphism fails to be surjective on stalks at exactly when is a base point. (Base points and base-point-free linear systems, Global generation by the evaluation map)
The Riemann-Roch space is the space of global sections of : a nonzero corresponds to a nonzero section with , and vanishes at exactly when , that is, exactly when . The inclusion is injective, so a nonzero such section has nonzero value at the generic point. (The space L(D), Rational sections of line bundles are Cartier divisors, Cartier and Weil divisors agree on a smooth curve, Divisors on a smooth proper curve)
Let be a scheme, an -scheme, an invertible -module and global sections generating . Then there is a unique -morphism with carrying the coordinate section to , and with . (Generating line-bundle sections define a morphism to projective space)
The assignment sending an -morphism to the generating data is a bijection onto isomorphism classes of pairs with invertible and generating ; in particular the morphism attached to the data of a morphism by [F3] is again. (Maps to projective space equal generating line-bundle data)
In the instance used here, the coordinate section restricts on to , with and the frame of . A nonzero linear form therefore has local equation on . Its zero subscheme is the scheme-theoretic hyperplane intersection ; if only is nonzero, then is a unit and this intersection is empty. For , each is either a unit or a nonzero polynomial in the domain , hence a nonzerodivisor, so these equations define an effective Cartier divisor. For the sole equation is a unit and the hyperplane is empty, with zero effective Cartier divisor. (Relative projective space from standard charts, Relative very ampleness in the finite projective-space convention)
The complete linear system is the set of effective divisors linearly equivalent to ; it is in bijection with the set of -lines in by , so for a subspace the linear system is the set of effective divisors with , taken up to the scalar action on . (Complete linear system)
On the proper geometrically integral curve one has , so the global units of are exactly ; in particular any two isomorphisms differ by multiplication by a global unit, that is, by a scalar in . (Functions on a proper curve)
A curve over is integral, separated, of finite type and of chain dimension one; its points are either the generic point or closed points, and it has closed points. Its divisor group is the free abelian group on its closed points. (Curves over a field, Integral schemes, Proper closed subsets of a curve are finite, Divisors on a smooth proper curve)
The global sections of on are spanned by the coordinate sections : for , the homogeneous-polynomial description gives , and for its separate clause gives with basis . (Global sections of projective twists)
The sheaf is coherent: is finite type over the Noetherian field , hence locally Noetherian; the Cartier construction makes invertible, hence locally free of rank one, quasi-coherent and of finite type; on a locally Noetherian scheme this is coherent. Since is proper over , Finite-dimensional coherent cohomology over a field makes finite-dimensional. The section dictionary of [F2] identifies this with , so has a finite basis. (A field has only the zero ideal and itself, hence is Noetherian, Every algebra of finite type over a Noetherian ring is a Noetherian ring, Locally Noetherian and Noetherian schemes, Invertible sheaves, Quasi-coherent module on a scheme, Finite type and finitely presented module sheaves, Coherent sheaves on a locally Noetherian scheme, Finite-dimensional coherent cohomology over a field)
Proof
The generating data. By [F10], and hence its subspace are finite-dimensional; under the Axiom of Choice choose a -basis , where . Let be the section corresponding to under the dictionary of [F2]. Since is base-point-free, [F1] says that the evaluation morphism , , is surjective; equivalently the global sections generate in the sense of Global generation by the evaluation map.
The converse: data of a morphism. Let be a -morphism and let be an isomorphism; put . Since the coordinate sections generate by [F5] and pullback and are isomorphisms of invertible sheaves, the sections generate ; in particular they are not all zero. Let be the rational functions corresponding to under [F2] and let be their -span. By [F9], the coordinate sections span , so is exactly the image of the pullback map on global sections followed by and the section dictionary. It is base-point-free because the sections generate (equivalently, by [F1], because the evaluation morphism of the data is surjective). By [F4] the morphism attached to the generating data by the universal property of [F3] is itself, since these data are the image under of the data of .
The morphism. Apply [F3] with the base , the source , the invertible sheaf and the generating sections : there is a unique -morphism with an isomorphism carrying the coordinate section to , and with the locus where is nonvanishing. This is the first assertion of the statement.
Independence of the isomorphism. If is another isomorphism , then for an automorphism of , and is multiplication by a global unit of , that is, by an element by [F7]; scalars act on the whole space of sections, so the image subspace and the generating data up to isomorphism are unchanged.
Hyperplanes pull back to members of the system. Let be a -tuple, let be the scheme-theoretic zero divisor of the corresponding linear form on (empty when ), and let ; the latter is nonzero because is a basis. By [F5] the local equations of define an effective Cartier divisor, including the empty divisor for . The section is nonzero and has nonzero generic value by [F2]. Since is integral, each local coefficient of this section in a frame is a nonzero element of a domain, hence a nonzerodivisor. Thus the scheme-theoretic pullback of is an effective Cartier divisor: its ideal is locally generated by the pulled-back equations, equivalently by the pullback section. Under the isomorphism of step 2.1 this section is . Its Cartier divisor is the rational-section divisor of ; under [F2]'s Cartier/Weil identification the associated Weil divisor is , with vanishing multiplicities included.
Independence of the basis. Suppose is another -basis of , with for an invertible matrix , and let be the automorphism of induced by on coordinates. The universal property [F3] applied to the basis produces the unique morphism with ; since , the morphism has that same property, so by uniqueness . Thus the morphism depends on only up to composition with the standard projective-linear action of on the target, as asserted.
The members of are the hyperplane pullbacks. Every nonzero is for a unique projective tuple , and every nonzero arises; conversely a scalar multiple of changes by a scalar and leaves both and unchanged. Hence the assignment sending to the Weil divisor associated to the scheme-theoretic Cartier pullback is a well-defined bijection onto . For , both sets are singletons: the only such hyperplane is empty and the only member of is the zero divisor.
The nondegenerate case. Suppose in addition that are linearly independent in ; equivalently, since is injective on sections, that are linearly independent, equivalently . Then is a base-point-free subspace of of dimension , and by step 1.1 and step 2.1 the morphism attached to the ordered basis of is the morphism attached to the data , hence ; by step 3.2 any other choice of basis changes this morphism by the standard projective-linear action. This is the converse of the statement.
Conclusion. Steps 1.1 to 1.2 construct the morphism together with the isomorphism to , step 4.1 identifies the divisors of with the pullbacks of hyperplanes, step 3.2 records the dependence on the basis, steps 1.2, 2.1, 3.2 and 4.2 give the converse with the independence of the section dictionary in the isomorphism, and the final clause of the statement is exactly the last sentence of [F1]. The Axiom of Choice is inherited from proper coherent cohomology [F10] and the projective-space constructions used in [F3] and [F4]; it also supplies the DC premise of the Cartier-to-Weil interface.
Functions on a proper curve
Statement
Assume the Axiom of Choice. Let be a proper curve over a field that is geometrically connected and geometrically reduced; for instance may be any smooth proper curve. Then the canonical map , , is an isomorphism. More generally, for a proper integral curve over the -algebra is a finite field extension of ; it equals whenever is geometrically connected and geometrically reduced, and hence for every proper curve over , which is geometrically integral by definition.
Facts & Assumptions
Given: A field and a curve over whose structure morphism is proper; possibly also that is smooth over .
A curve over is nonempty, geometrically integral, separated over , of finite type over , and of chain dimension one; a smooth curve is additionally smooth over . (Curves over a field)
Geometric integrality of means that the chosen algebraic-closure fibre is integral; an integral scheme is reduced and irreducible, and an irreducible space is connected. (Geometric properties of fibres)
Under Choice, if is a nonempty scheme proper over whose algebraic-closure fibre is connected and reduced, then the unit map is an isomorphism of -algebras. (Global functions on geometrically connected and geometrically reduced proper schemes)
Under Choice, if is a nonempty proper integral finite-type -scheme with function field , then is a finite field extension of contained in ; if is moreover geometrically integral over the chosen algebraic closure, then . (Global functions on proper integral schemes form a finite extension of the base field)
A morphism is proper if and only if it is separated, of finite type and universally closed; in particular a proper -scheme is of finite type over . (Proper morphisms)
The degree-zero sheaf cohomology of is the group of global sections: , with its -algebra structure. (Sheaf cohomology as right derived global sections)
The Axiom of Choice: every family of nonempty sets has a choice function. (The Axiom of Choice)
Proof
Let be a proper curve over . By [F1] the scheme is nonempty, reduced, irreducible, separated and of finite type over , and has chain dimension one; by [F5] it is proper and finite type over , hence a nonempty proper integral finite-type -scheme. Moreover as -algebras [F6].
If is a smooth curve, then it is in particular a curve, hence geometrically integral by [F1], so that its algebraic-closure fibre is integral by [F2], and an integral fibre is reduced and (being irreducible) connected. Thus the hypotheses of [F3] are satisfied for every smooth proper curve, and likewise for every proper curve, since curves are geometrically integral by definition.
If is a proper integral curve over , then it is a nonempty proper integral finite-type -scheme by [F5], with function field ; so [F4] applies to it.
Under Choice [F7], [F3] together with the geometric hypotheses verified in step 1.2 shows that the unit map is an isomorphism for every proper curve that is geometrically connected and geometrically reduced; this covers in particular every smooth proper curve and every proper curve.
Under Choice [F7], [F4] with step 1.3 shows that for a proper integral curve the -algebra is a finite field extension of contained in , and that it equals as soon as is geometrically integral; since every curve is geometrically integral by [F1], this gives for every proper curve over .
The first sentence of the statement is step 2.1 with the smooth case supplied by step 1.2; the general assertion about proper integral curves is the first clause of step 2.2; the clause on geometrically connected and geometrically reduced curves is step 2.1, and the final clause on every proper curve is the geometric integrality of curves used in steps 1.2 and 2.2. The Axiom of Choice is used exactly through [F3] and [F4], both of which assume it.
Genus and arithmetic genus of a curve
Definition
Assume the Axiom of Choice for the coherence and cohomology routes below (The Axiom of Choice); it supplies Dependent Choice where the proper cohomology-finiteness route requires it (AC implies DC implies countable choice).
Let be a field and let be a smooth proper geometrically connected curve over (Curves over a field). Its genus is the -dimension of the degree-one sheaf cohomology of the structure sheaf (Sheaf cohomology as right derived global sections, Finite-dimensional vector space, and its dimension ; infinite-dimensional means having no finite basis). The structure sheaf is coherent: it is quasi-coherent of finite type on the locally Noetherian scheme (Quasi-coherent module on a scheme, Finite type and finitely presented module sheaves, Locally Noetherian and Noetherian schemes, Coherent sheaves on a locally Noetherian scheme). Since is proper, coherent cohomology is finite-dimensional over (Proper morphisms, Finite-dimensional coherent cohomology over a field). By Functions on a proper curve one has , so where is the Euler characteristic of the coherent sheaf (Euler characteristic of a coherent sheaf, Coherent module sheaves). Thus is a finite integer.
For any integral proper finite-type -scheme whose underlying Noetherian topological space has dimension one, define the arithmetic genus The structure sheaf is coherent: is locally Noetherian because a field is Noetherian and finite-type algebras over it are Noetherian; it is quasi-compact because it is proper, and is quasi-coherent of finite type (Locally Noetherian and Noetherian schemes, A field has only the zero ideal and itself, hence is Noetherian, Every algebra of finite type over a Noetherian ring is a Noetherian ring, Proper morphisms, Quasi-coherent module on a scheme, Finite type and finitely presented module sheaves, Coherent sheaves on a locally Noetherian scheme). Proper cohomology finiteness makes and finite- dimensional over (Finite-dimensional coherent cohomology over a field). The Noetherian topological-space dimension theorem gives for every , since (Noetherian topological spaces via ACC on opens or DCC on closed subsets, Chain dimension and the empty-space convention, Grothendieck vanishing on a Noetherian space). Hence is the finite integer , and so is (Euler characteristic of a coherent sheaf). This definition requires only integrality, properness, finite type, and dimension one; need not be smooth or geometrically integral.
For a smooth proper geometrically connected curve , the two invariants agree, , because by Functions on a proper curve. The arithmetic genus is defined for singular integral proper curves as well, while is the smoothness-dependent invariant.
Canonical bundle and canonical divisors
Definition
Let be a field and let be a smooth curve over (Curves over a field). The canonical sheaf of is the sheaf of relative Kähler differentials (Sheaf of relative Kähler differentials). This sheaf is the raw canonical-sheaf object without any choice assumption. When AC is assumed, the smooth differentials theorem gives that is locally free of rank one, so it is an invertible -module, also called the canonical bundle (The Axiom of Choice, Differentials of a smooth morphism, Invertible sheaves).
Assume AC for the divisor and frame descriptions below. Let be a nonzero rational differential, meaning a nonzero rational section of (Rational section line bundle). For a closed point , the local ring is a discrete valuation ring (Local rings at closed points of smooth curves are discrete valuation rings). Choose any local frame of near and write , where . Define the normalized DVR order of the coefficient (Order codimension one rational function). If another frame is , then and the new coefficient is , so its order is unchanged. This frame definition also applies when is inseparable; it does not assume that the differential of a uniformizer is a frame.
The divisor of is the Weil divisor Here the displayed sum has finite support. To see this, the coefficients are the local equations of the Cartier divisor supplied by the rational-section theorem (Rational sections of line bundles are Cartier divisors, Cartier divisor). Under AC the closed-point local rings are DVRs, the generic local ring is a field, and is a normal Noetherian scheme: its affine rings are Noetherian because is finite type over the field, and these local rings are integrally closed (Curves over a field, Local rings at closed points of smooth curves are discrete valuation rings, A field has only the zero ideal and itself, hence is Noetherian, Every algebra of finite type over a Noetherian ring is a Noetherian ring, Locally Noetherian and Noetherian schemes, normal noetherian ring). AC implies DC by AC implies DC implies countable choice. Thus Cartier divisors on a normal Noetherian scheme give Weil divisors sends to a locally finite Weil divisor; at its coefficient is the order of its local equation , namely . Since a finite-type scheme is quasi-compact, a finite subcover of neighborhoods meeting only finitely many points of this support shows that the support is finite. The resulting Weil divisor is the sum displayed above (Weil divisor normal noetherian scheme). For a smooth proper curve it is also the divisor under the finite-sum convention of Divisors on a smooth proper curve.
The divisor is effective exactly when is a regular differential. Indeed, at each closed point, nonnegative order is equivalent to . Such stalk membership gives a regular coefficient on a neighborhood of each point; these local sections agree as rational sections on overlaps and glue. Conversely a regular differential has regular local coefficients and hence nonnegative orders.
When is smooth proper and geometrically integral, a canonical divisor is for any nonzero rational differential . For two such differentials there is a unique with , since the generic fibre of the invertible sheaf is one-dimensional. Frame orders give where is the principal Weil divisor (Principal weil divisor and class group). Thus all canonical divisors are linearly equivalent as Weil divisors. The Cartier-to-Weil comparison on this curve identifies each canonical divisor with its Cartier divisor and identifies principal Weil divisors with principal Cartier divisors, so the same relation is linear equivalence of Cartier divisors (Cartier and Weil divisors agree on a smooth curve, Linear equivalence cartier divisors, Principal cartier divisor). Under this comparison, means the invertible sheaf of the corresponding Cartier divisor. The rational-section theorem gives for every canonical divisor (Invertible sheaf of cartier divisor, Rational sections of line bundles are Cartier divisors).
Divisors of rational differentials form one linear equivalence class
Statement
Assume the Axiom of Choice. Let be a smooth proper geometrically integral curve over a field and let be nonzero rational differentials on . Then there is a unique with , and Consequently their Weil divisors, and their corresponding Cartier divisors, are linearly equivalent; the divisors of nonzero rational differentials form one canonical class, and for every canonical divisor .
Facts & Assumptions
Given: A field , a smooth proper geometrically integral curve , two nonzero rational differentials , and AC. The theorem AC implies DC implies countable choice gives DC from AC.
Under AC, is an invertible sheaf, and its generic fibre is a one-dimensional -vector space. Thus each nonzero rational differential is a nonzero vector in that space. (Canonical bundle and canonical divisors, Invertible sheaves, Differentials of a smooth morphism, Rational section line bundle)
At a closed point , write a rational differential in any local frame as . Its order is the DVR order of , independent of the frame; orders are additive on products. This is valid also for an inseparable residue extension and uses no differential of a uniformizer. (Canonical bundle and canonical divisors, Order codimension one rational function, Local rings at closed points of smooth curves are discrete valuation rings)
For a nonzero rational section of an invertible sheaf on an integral scheme, the rational-section theorem gives a Cartier divisor whose local equations are its coefficients in local frames, and an isomorphism carrying its canonical rational section to (Rational sections of line bundles are Cartier divisors, Cartier divisor, Invertible sheaf of cartier divisor).
Under AC the smooth proper curve is normal Noetherian, AC supplies DC, and the Cartier-to-Weil cycle map sends each Cartier divisor to the locally finite sum of its codimension-one local-equation orders. It is an isomorphism on a smooth proper curve and satisfies for (Cartier divisors on a normal Noetherian scheme give Weil divisors, Cartier and Weil divisors agree on a smooth curve, Weil divisor normal noetherian scheme, AC implies DC implies countable choice, The Axiom of Choice, The axiom of dependent choice: a relation in which every element is related to something admits an -indexed chain). The curve is quasi-compact, so locally finite support is finite, as also recorded by the finite-sum curve divisor convention Divisors on a smooth proper curve.
For Weil divisors, means for some ; for Cartier divisors, means . The cycle isomorphism is compatible with these principal divisors (Principal weil divisor and class group, Linear equivalence cartier divisors, Principal cartier divisor, Cartier divisors on a normal Noetherian scheme give Weil divisors, Cartier and Weil divisors agree on a smooth curve).
Proof
By [F1], and are nonzero vectors in the same one-dimensional vector space over , so there is a unique with .
Put and , the Cartier divisors of [F3]. Their Weil cycles are the finite divisors and , because the cycle coefficient at is the order of the local equation and finite support follows from [F4].
For each , the rational-section theorem [F3] gives carrying the canonical rational section to . The curve Cartier-to-Weil isomorphism identifies with , so for every canonical divisor.
Fix a closed point and any local frame of , and write and . The equality from step 1.1 gives , so additivity of the normalized DVR order gives . This frame calculation is valid also for inseparable residue extensions.
The pointwise identity of step 2.1 holds at every closed point, and each divisor has finite support by step 1.2, so coefficientwise equality gives . By [F4], the Cartier cycles satisfy ; since the cycle map is an isomorphism, .
The equality in step 3.1 says the Weil divisors differ by a principal Weil divisor, hence are linearly equivalent by [F5]; its Cartier form makes the corresponding Cartier divisors linearly equivalent by [F5]. Thus every nonzero rational differential gives the same canonical divisor class.
The ratio is unique by step 1.1, the divisor formula is step 3.1, and steps 4.1 and 1.3 prove the asserted class and sheaf conclusions; the choice assumptions are AC and its consequence DC for the cited structural suppliers.
Nonconstant morphisms of proper curves are finite and surjective
Statement
Assume the Axiom of Choice. Let be a -morphism of proper integral curves over a field which is nonconstant in the sense that the image consists of more than one point (equivalently, does not factor through the structure morphism of of a field). Then is surjective and finite; in particular is dominant, the comorphism , , embeds into , and is finite.
Facts & Assumptions
Given: A field , proper integral curves over , and a nonconstant -morphism .
A curve over is nonempty, integral, separated, of finite type over and of chain dimension one; a proper curve is additionally proper over , and every nonempty open subscheme contains the generic point. (Curves over a field, Integral schemes)
A morphism is proper if and only if it is separated, of finite type and universally closed; a universally closed morphism is closed, so the image of a closed subset is closed, and the image of an irreducible space is irreducible. (Proper morphisms, Universally closed morphisms, Irreducible topological spaces and irreducible subsets in the subspace topology)
If is proper and is separated, then every -morphism is proper. (Morphisms from a proper scheme to a separated one are proper)
Under Choice, every proper closed subset of a curve is a finite set of closed points, and every point other than the generic point is closed. (Proper closed subsets of a curve are finite)
A finite morphism has affine inverse images of affine opens: if , then with a finite -module. (Finite morphisms of schemes)
For an integral finite-type -scheme , its function field is for every nonempty affine open . (Function field of an integral finite-type scheme)
The Axiom of Choice: every family of nonempty sets has a choice function. (The Axiom of Choice)
Stacks Project, Algebraic Curves, Lemma 53.2.4 (tag 0CCL): a -morphism is finite if is separated over , is proper over of dimension at most one, and the image of every one-dimensional irreducible component of contains at least two points.
Proof
By [F1] the schemes and are nonempty, integral, separated and of finite type over , with proper over ; by [F3] the morphism , being a -morphism from a proper -scheme to a separated -scheme, is proper. Hence is of finite type, universally closed and closed by [F2], and its image is closed and irreducible; it is nonempty because is nonempty.
The hypotheses of [F8] hold: is separated over , is proper of dimension one over , and the image of its sole one-dimensional irreducible component has more than one point. Therefore is finite. The cited lemma checks finite fibres over images of closed points; it does not treat the fibre over the generic point as a closed subset.
If were a proper closed subset of , then by [F4] it would be a finite set of closed points, hence discrete. A nonempty finite discrete irreducible space is a single point, contradicting nonconstancy. Thus and is surjective.
Let be a nonempty affine open of . By finiteness [F5], with finite as an -module. Both rings are domains [F1]. Surjectivity implies is injective: an element in its kernel lies in every prime of , hence is zero. Set and [F6]. The localization is a finite-dimensional domain over , hence a field; since it contains , it equals . Thus is a finite field extension.
Steps 1.2, 2.1 and 3.1 prove finiteness, surjectivity and the finite function-field embedding. The stated Choice premise is inherited from [F4] in step 2.1; [F8] itself states no Choice premise.
Degree of a nonconstant morphism of curves
Definition
Assume the Axiom of Choice for the cited finiteness route (The Axiom of Choice). Let be a field and let be a nonconstant morphism of smooth proper geometrically integral curves over (Curves over a field). By Nonconstant morphisms of proper curves are finite and surjective the morphism is surjective and finite, so is dominant, the comorphism , , is an injective homomorphism of -algebras, and the function-field extension is finite, (Finitely generated field extensions , Function field of an integral finite-type scheme). The degree of is the degree of the finite extension of function fields (The degree of a finite field extension). It is a positive integer.
The degree also has a precise fibre formula. For a closed point , take an affine neighbourhood and put and . The ring is a discrete valuation ring with residue field , and is finite over because is finite (Finite morphisms of schemes, A local ring is a nonzero commutative ring with a unique maximal ideal, Local rings at closed points of smooth curves are discrete valuation rings). Since is dominant and is integral, is torsion-free over ; hence it is free over the discrete valuation ring (Every DVR is a PID, Every finitely generated torsion-free module over a PID is free): dominance makes injective, and is a domain because is an open subscheme of the integral curve . Its rank is the dimension of its generic fibre over , namely (Function field of an integral finite-type scheme, The degree of a finite field extension). Therefore .
The finite-dimensional fibre algebra is Artinian, and its local factors are indexed by the points ; the factor at is for a uniformizer of (Scheme-theoretic fibre, An Artinian ring is canonically the finite product of its localizations at its maximal ideals). The local ring is a discrete valuation ring. Define , the ramification index at ; then the local quotient has composition length as an -module: its filtration by powers of a uniformizer has successive quotients, each isomorphic to (Local rings at closed points of smooth curves are discrete valuation rings, Every nonzero fraction is a unit times a power of a uniformiser, Composition series and length of a module). Since is finite, is a finite extension; each composition factor therefore has -dimension . Thus the local factor has -dimension . Additivity of dimension across the local factors gives the weighted fibre formula
By A finite extension has degree one if and only if the two fields are equal, exactly when the function-field inclusion is an isomorphism, which is the definition of birationality (Birational morphisms of integral finite-type schemes). Since and are smooth, proper and geometrically integral, a birational morphism between them is an isomorphism (Birational smooth proper curves are isomorphic); conversely an isomorphism induces an isomorphism of function fields and has degree one. Thus and whenever is not an isomorphism. The degree is multiplicative in composites: for nonconstant morphisms of such curves, the function fields form the finite tower , so multiplicativity follows from the tower law for finite field extensions (Tower law for finite extensions: ).
Ramification index of a morphism of curves
Definition
Assume the Axiom of Choice (The Axiom of Choice), inherited through the finite curve-map and smooth-curve DVR interfaces and the unramifiedness comparison below. Let be a field and let be a nonconstant morphism of smooth proper geometrically integral curves over , of degree (Degree of a nonconstant morphism of curves). Let be a closed point and put . The local rings and are discrete valuation rings (Local rings at closed points of smooth curves are discrete valuation rings): they are Noetherian local domains of dimension one whose maximal ideals are principal, so they are discrete valuation rings in the sense of Discrete valuation rings. Let be a uniformizer of , that is, a generator of its maximal ideal.
Because is a morphism of -schemes with , the comorphism is a local homomorphism of local rings, so lies in the maximal ideal of . The ramification index of at is the order of vanishing at of the pullback of the local parameter (Order codimension one rational function), which is a positive integer because is a nonzero element of the maximal ideal and the order of a uniformizer of a discrete valuation ring is one (Every nonzero fraction is a unit times a power of a uniformiser).
The definition is independent of the chosen uniformizer. If is another uniformizer of , then for a unit ; a local homomorphism carries units to units, so is a unit of , and , by additivity of the order (Order codimension one rational function). Thus depends only on and . Equivalently, in the notation of the structure of a local homomorphism of discrete valuation rings, is the unique positive integer with where is a uniformizer of ; this is the unique factorization of supplied by Every nonzero fraction is a unit times a power of a uniformiser. The point is index-unramified over when and index-ramified when . This terminology records the index only; it does not by itself assert that is unramified as a morphism.
For the scheme-theoretic notion, the exact criterion in this finite curve-map setting is Here is the local route. Once the DVR structures are available, independence of the uniformizer uses no additional Choice; the comparison also inherits Choice through the cited residue and Nakayama lemmas. Write and , with . If is unramified, then Unramified residue extensions are finite separable gives and a finite separable residue extension. Since , its equality with gives . Conversely, if , then . If is separable, the finite separable field extension has zero Kähler differentials by Finite-type field extensions with zero Ω. Base change of differentials (Kähler differentials commute with scalar base change) gives . Since is locally of finite type, is a finite -module; Nakayama's lemma gives , and the locally-finite-type criterion for unramifiedness is Unramified morphism. Thus the residue-field condition is essential whenever the index is used to describe ordinary unramifiedness.
Local support and index bound for the different of a curve map
Statement
Assume the Axiom of Choice. Let be a finite surjective morphism of smooth proper geometrically integral curves over a field , with finite separable function-field extension . For a closed point of , put , let be its ramification index, and set . Then is coherent and torsion with finite support, and for every . More precisely, if and only if and is separable; if and only if is separable and is invertible in (equivalently, the extension of discrete valuation rings is tamely ramified). If the residue extension is inseparable or the positive residue characteristic divides , then . Consequently ; when is perfect this is exactly .
Facts & Assumptions
Given: A finite surjective morphism of smooth proper geometrically integral curves over with finite separable, a closed point with image , and the relative differential sheaf .
The morphism is finite and surjective, the extension is finite and separable of degree , and the local rings , are discrete valuation rings with uniformizers , ; write for the relative differential sheaf. (Finite morphisms of schemes, Ramification index of a morphism of curves, Local rings at closed points of smooth curves are discrete valuation rings, Sheaf of relative Kähler differentials)
Kähler differentials commute with base change: for the canonical map is an isomorphism; in particular for the completed local rings , ; completions are flat, so the local length is not changed. (Relative differentials commute with scheme base change)
Separable function fields have no differentials: if is a finite separable field extension, then . Indeed for some (A finite extension generated by elements all but possibly one of which are separable is simple), with minimal polynomial separable, so its derivative satisfies (An irreducible polynomial over a field is separable exactly when its derivative is nonzero); the presentation from Existence and generators of Kähler differentials and Jacobian presentation of Ω then vanishes because is a unit of .
If vanishes at the generic point of then it is a torsion sheaf on the integral curve ; a nonzero coherent torsion sheaf on is supported in a proper closed subset, which is a finite set of closed points. At a closed point the stalk is then a finite-length -module, and is its length. (Proper closed subsets of a curve are finite, Composition series and length of a module, Coherent module sheaves)
Local structure after completion. Choose an affine neighborhood of ; because is finite, with finite over . Put and . The map is injective and is a domain, so is torsion-free over the DVR and therefore finite free. After the flat completion , the finite algebra is a product of its local factors indexed by the points above : its special fibre is an Artinian ring whose local idempotents lift uniquely in the complete algebra. Each factor is a direct summand, hence finite free over , and is a complete DVR. For the chosen factor write , , , , , and . Then is finite separable (it is a factor after base change of the generically separable field extension), and for a unit and a uniformizer of . The special fibre has successive quotients isomorphic to over , so . (A finite flat module over a local ring is free, Every nonzero fraction is a unit times a power of a uniformiser, Ramification index of a morphism of curves)
The completed map is finite flat and a local complete intersection. The graph is a section of the smooth projection , hence a regular immersion (Stacks, Lemma 31.23.8, tag 067R); composing with the smooth projection gives an lci morphism (Stacks, Lemma 37.62.7, tag 069J). Finite flatness follows locally because the finite algebra over the target DVR is torsion-free, hence free, and this property is preserved by completion and by taking a direct factor. Since is finite, it is quasi-finite. The local quasi-finite flat lci criterion gives, after shrinking, a presentation with a regular sequence of equations (Stacks, Lemma 49.10.1, tag 0BWE). If , the conormal presentation is , so by the definition of the zeroth Fitting ideal. The determinant is nonzero because the generic field extension is separable and thus . The same determinant generates the Noether different. Put , let , and write in . These generate the kernel of multiplication. The Koszul complex on in resolves because the presentation is a regular sequence. For the diagonal sequence, write and let be the image of in . Before localization the sequence is regular: successively quotienting by its first terms gives the polynomial ring in the remaining variables over , and the next monic linear polynomial is a nonzerodivisor even when has zero divisors. Localizing at preserves regularity, and the final quotient is because is already a unit in . Thus the Koszul complex on resolves over . Expanding each polynomial difference gives The comparison map between these Koszul resolutions sends the degree-one generator for to the linear combination of the with coefficients plus terms in ; its top component is the determinant of that coefficient matrix. Both complexes compute : the first is a free -resolution, and the second is a flat -resolution because is flat over . After tensoring with , the top homology of the second complex is the kernel of the map with entries on , namely . The comparison map carries the generator of the top homology of the first complex to an element of this annihilator; multiplying its image in gives the determinant of the coefficient matrix modulo , which is . Thus the Noether different, the image of , is (Stacks, Lemma 49.12.2, tag 0BWD). Now let and let be the trace functional . The diagonal-annihilator pairing identifies with (Stacks, Lemma 49.6.6, tag 0BVS): for a finite -basis and dual basis , an element maps to the functional . Conversely a -linear functional maps to ; its -linearity is exactly the relation placing this tensor in . Under this pairing, multiplication on agrees with evaluation at . Indeed, if and , then the coefficient of in gives . Summing over shows which is precisely (Stacks, Lemma 49.6.7, tag 0BVT). Hence the Noether different is the image of evaluation at . By the socle argument in [F7], for a generator and . The image of , , is then . Stacks, Lemma 49.9.3 (tag 0BW6) identifies this image with the different because is invertible; Lemma 49.12.3 (tag 0BWG) identifies the different for this quasi-finite syntomic map with the Kähler different; and Lemma 49.7.4 (tag 0BVZ) computes that ideal from the Jacobian presentation. Consequently This proves the Jacobian/Koszul/trace-different bridge under the stated finite-flat-lci hypotheses; it uses neither a monogenic extension nor a residue-field perfectness assumption. (Fitting ideal sheaves, Jacobian presentation of Ω, Existence and generators of Kähler differentials)
The dual module is free of rank one over , but its generator is not generally the trace functional. Since is finite free over , reduction gives . The algebra has socle , one-dimensional over its residue field ; hence it is Artinian Gorenstein. For completeness, choose a -linear functional whose restriction to the socle is nonzero. The multiplication map , , is injective: if , the nonzero ideal meets the socle, and since the socle is one-dimensional over , multiplying a nonzero element of that intersection by a suitable lift of an element of makes its -value nonzero. It is therefore an isomorphism by equality of finite -dimensions. Lift its generator to . The map , , is an isomorphism modulo ; Nakayama makes it surjective, and both sides are free -modules of the same finite rank, so it is an isomorphism. Write the trace functional as for the resulting generator and some . By [F6], , so . (Assuming the Axiom of Choice, Nakayama's lemma, Length and valuation in a DVR, Composition series and length of a module)
The trace functional on the fibre is . Indeed the filtration by has quotients isomorphic to , and multiplication by acts on each quotient as multiplication by ; summing their traces gives the formula. The field trace map is nonzero exactly for a separable finite field extension, and therefore exactly when is separable and is invertible in . This is a statement about the trace functional; the trace pairing on may be degenerate when . Trace commutes with this finite-free base change, so is the reduction of . (Stacks Project, Lemma 49.4.8 (tag 0C13); The degree of a finite field extension)
For a nonzero with , . If the reduction of modulo is zero, then and ; if that reduction is a nonzero element of the socle , then . (Length and valuation in a DVR, Every nonzero fraction is a unit times a power of a uniformiser, Composition series and length of a module)
Perfect residue fields: if is perfect then every finite extension of is separable, and both and are finite extensions of ; hence is separable for every point . (Every algebraic extension of a perfect field is separable, Ramification index of a morphism of curves)
The sheaf is coherent under the stated Axiom of Choice. On affine charts of , the finite morphism has with finite over ; since is a finite-type curve over the Noetherian field , is Noetherian, so is finite type and finitely presented over . A finite polynomial presentation of makes a cokernel between finite free -modules by the Jacobian presentation. Affine compatibility identifies locally with the associated sheaf of these finite modules, so it is quasi-coherent of finite type. The same finite-type-over- argument makes locally Noetherian, and hence is coherent. (Curves over a field, A field has only the zero ideal and itself, hence is Noetherian, Every algebra of finite type over a Noetherian ring is a Noetherian ring, Finite morphisms of schemes, Subalgebra generated by a subset, algebras of finite type, and module-finite algebras, Every algebra of finite type over a Noetherian ring is finitely presented, Jacobian presentation of Ω, Affine charts recover the algebraic module of differentials, Quasi-coherent module on a scheme, Locally Noetherian and Noetherian schemes, Coherent sheaves on a locally Noetherian scheme, The Axiom of Choice)
Proof
Generic vanishing. By [F3] applied to the finite separable extension one has ; this is the stalk of at the generic point of the integral curve , so the coherent sheaf of [F11] is torsion and, by [F4], its support is a finite set of closed points and each stalk has finite length over the discrete valuation ring .
Local reduction. Fix with image . The affine finite algebra localized at in [F5] is finite free over ; flat completion splits it into the product of the completed local factors indexed by the points over . Base change of to the factor at gives , and faithfully flat completion preserves the finite length: a composition series over tensors to a composition series over with the same residue field and the same number of factors. The ramification index and residue extension are unchanged. We may work with the complete DVR extension of [F5], with .
Local different calculation. By [F6] and [F7], choose a -generator of and write the trace functional as . Then , so . Put and denote by and the reductions of and . The reduction of is .
Trace on the fibre. The filtration has quotients isomorphic to . Multiplication by acts on each quotient as multiplication by its residue , so [F8] gives . Thus exactly when is separable and is invertible in .
Tame case. Suppose is separable and is invertible in . Then , so because generates . For every , multiplication by is nilpotent, hence has trace zero; therefore and . As and is a generator, this says . Thus is a nonzero element of the socle , so its lift has valuation exactly . By step 1.3, .
Inseparable or wild case. If is inseparable or the residue characteristic divides , then [F8] gives , hence because generates the dual module. Thus , so and [F9, step 1.3] gives . Together the two cases prove , with equality exactly in the tame case.
Vanishing, support, and perfect base. If , then because , and the inseparable case of step 2.3 is excluded; conversely, and separable residue extension is tame and gives by step 2.2. Since the generic stalk vanishes, . If is perfect, each residue field is finite over , so every such residue extension is separable and the support is exactly .
Conclusion. Coherence and finite support were proved in steps 1.1–1.2, and the local length, equality, vanishing, and support assertions follow from steps 1.3–3.1. The proof fixes a generator of the dualizing module and expresses the trace as ; it does not assert that the trace itself generates the dual module or that the fibre trace pairing is nondegenerate. ∎
Fibre degree sum with ramification and residue degrees
Statement
Assume the Axiom of Choice. Let be a nonconstant morphism of smooth proper geometrically integral curves over a field , put , and let be a closed point of . Then the fibre is finite and where is the ramification index of at .
Facts & Assumptions
Given: AC, a nonconstant morphism of smooth proper geometrically integral curves over , , and a closed point .
Under AC, such a morphism is finite and surjective, and its degree definition establishes the weighted fibre formula where is a uniformizer at . The fibre is finite: on an affine neighbourhood of it is the spectrum of a finite-dimensional residue-field algebra, whose Artinian decomposition has finitely many local factors. (Degree of a nonconstant morphism of curves)
Under the same hypotheses and AC, the ramification index is , independently of the chosen uniformizer. (Ramification index of a morphism of curves)
Assume the Axiom of Choice, inherited from the finite curve-map, smooth-curve DVR and algebraic suppliers in [F1] and [F2]. (The Axiom of Choice)
Proof
The hypotheses and AC license [F1], so is finite and its weighted order sum equals .
At each point of this finite fibre, [F2] identifies with . Substitution in step 1.1 gives . This uses no separability assumption and no further Choice.
Ramification points, branch points and unramifiedness
Definition
Assume the Axiom of Choice (The Axiom of Choice). Let be any field and let be a nonconstant morphism of smooth proper geometrically integral curves over . Then is finite and surjective and has degree (Degree of a nonconstant morphism of curves, Nonconstant morphisms of proper curves are finite and surjective). For a closed point put and let be the ramification index (Ramification index of a morphism of curves).
The index-ramification locus of is the set of closed points and its image is the index-branch locus; when the index convention is used one speaks of the ramification locus and branch locus without further qualification. Independently, the differential-ramification locus is the support of the sheaf of relative differentials (Sheaf of relative Kähler differentials), and its image in is the differential branch locus.
For every closed point , the morphism is unramified at exactly when : a finite morphism is locally of finite type, and pointwise formal unramifiedness is equivalent to vanishing of this stalk (Unramified morphism, Étale equals flat and unramified in finite presentation). In this curve-map setting it is also étale at . The finite presentation and flatness needed for this last equivalence follow as follows.
Choose an affine neighborhood of with . Since is finite, is a finite -module (Finite morphisms of schemes). The ring is Noetherian: is Noetherian and is a finite-type -algebra (A field has only the zero ideal and itself, hence is Noetherian, Every algebra of finite type over a Noetherian ring is a Noetherian ring). A finite -algebra is finite type as an algebra (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras), so some presentation has finitely generated kernel: the polynomial ring is Noetherian by If is Noetherian then is Noetherian for every . Thus is finitely presented over , and is locally of finite presentation at .
For flatness, set and . The target local ring is a DVR (Local rings at closed points of smooth curves are discrete valuation rings). Since is dominant and are integral, is injective and is a domain. The finite -algebra is integral over (Integrality and finite-module characterizations for one element, Integral ring maps and integral extensions), so every maximal ideal of contracts to the maximal ideal of the local ring (Under an integral extension, a prime is maximal if and only if its contraction is maximal). Thus is semilocal: its maximal ideals correspond to those of the closed fibre , which is finite-dimensional, hence Artinian, over ; it has finitely many maximal ideals (An Artinian ring is canonically the finite product of its localizations at its maximal ideals). Thus is a finite torsion-free -module. A DVR is a PID and every finitely generated torsion-free module over a PID is free, so is free and flat over (Every DVR is a PID, Every finitely generated torsion-free module over a PID is free). Let be the prime corresponding to . Then ; localization of the flat -algebra shows that is flat over . This argument uses the finite affine algebra ; the source local ring itself need not be finite over .
The published pointwise criterion Étale equals flat and unramified in finite presentation says that a locally finitely presented morphism is étale at exactly when it is flat and unramified at , the latter equivalent to . The preceding chart and local-algebra arguments verify its finite-presentation and flatness hypotheses here. All these statements hold over arbitrary ; no perfectness, residue-separability, or characteristic restriction is imposed.
Assume now that the function-field extension is separable. Then by Local support and index bound for the different of a curve map the sheaf is coherent and torsion with finite support, and In particular, at a closed point whose residue extension is separable, the two loci agree: if and only if , hence if and only if . If is perfect then every residue extension is separable (Local support and index bound for the different of a curve map), so and the index and differential branch loci coincide. Over an imperfect field a closed point with and inseparable residue extension lies in the differential support but not in the index locus, so the two loci need not agree. If the function-field extension is inseparable, neither the finite-support statement nor any comparison of the two loci is asserted.
The different divisor of a generically separable morphism of curves
Definition
Assume the Axiom of Choice (The Axiom of Choice). Let be any field and let be a finite surjective morphism of smooth proper geometrically integral curves over (Curves over a field, Finite morphisms of schemes) whose function-field extension is separable. Let be the sheaf of relative differentials (Sheaf of relative Kähler differentials). By Local support and index bound for the different of a curve map the sheaf is a coherent -module of torsion with finite support: it vanishes at the generic point, and at every closed point of the stalk is a finite-length module over the discrete valuation ring (Local rings at closed points of smooth curves are discrete valuation rings, Composition series and length of a module). Put
The different divisor of is the divisor on (Divisors on a smooth proper curve). It is well defined: each is a nonnegative integer, and for all but finitely many closed points , so the sum is finite and is an effective divisor on . The definition depends only on , since the relative differentials and the lengths are attached to .
By Local support and index bound for the different of a curve map the coefficient satisfies for the ramification index of at (Ramification index of a morphism of curves), and exactly when and the residue extension is separable. Consequently the differential-ramification locus of (Ramification points, branch points and unramifiedness); it contains the index-ramification locus and agrees with it when is perfect, while over an imperfect field a point with and inseparable residue extension is in but not in the index locus. The different is the divisor-theoretic correction term in the canonical-bundle comparison between and the pullback of (Canonical bundle and canonical divisors); the comparison is stated in the companion canonical-bundle theorem.
An invertible quotient of an invertible subsheaf by a torsion sheaf is a twist by an effective divisor
Statement
Assume the Axiom of Choice (The Axiom of Choice). Let be a field and let be a smooth proper geometrically integral curve over . Let be an exact sequence of -modules in which and are invertible and is a torsion sheaf: its stalk at the generic point is zero, and at each closed point its stalk is a module of finite length , zero for all but finitely many . Then is isomorphic to for the effective divisor of the closed points with the lengths as coefficients, and the quotient is isomorphic to the quotient of the twist by .
Facts & Assumptions
Given: The Axiom of Choice, a smooth proper geometrically integral curve over a field with function field and generic point , and an exact sequence of -modules with invertible and torsion with generic stalk zero and finite lengths at the closed points , zero for all but finitely many .
The Axiom of Choice is used through the stated local-ring theorem to obtain the discrete valuation ring structure at each closed point; it places no restriction on the field . (The Axiom of Choice, Local rings at closed points of smooth curves are discrete valuation rings)
A curve over is geometrically integral, separated, of finite type and of chain dimension one; every nonempty open of contains its generic point . Under the Choice premise [A1], the local ring of the smooth curve at a closed point is a discrete valuation ring with maximal ideal generated by a uniformizer , and the local ring at is the function field . (Curves over a field, Local rings at closed points of smooth curves are discrete valuation rings)
An invertible sheaf is a locally free -module of rank one; its stalk at a closed point is free of rank one over , and its stalk at the generic point is a one-dimensional -vector space. (Invertible sheaves, Rational section line bundle)
In a discrete valuation ring every nonzero element is a unit times a power of a uniformizer, and for a discrete valuation ring with uniformizer the quotient has length over . (Every nonzero fraction is a unit times a power of a uniformiser, Length and valuation in a DVR, Composition series and length of a module)
The stalk of an invertible sheaf at the generic point is nonzero and one-dimensional over , so a nonzero morphism from the structure sheaf to an invertible sheaf is injective and exhibits a rational section of ; more generally a pair of an invertible sheaf and a nonzero rational section is the data used by the rational-section dictionary. (Rational section line bundle, Invertible sheaves)
For an invertible sheaf on an integral scheme, a nonzero rational section determines a Cartier divisor and a global isomorphism carrying the canonical rational section to . (Rational section line bundle, Rational sections of line bundles are Cartier divisors)
For a nonzero regular section of an invertible sheaf on , its coefficient on a trivializing open is a regular function and is the local equation of in [F5]. The local equations differ by units on overlaps (Cartier divisor). Each germ is nonzero: if it vanished on a neighborhood, the section would vanish at the generic point, contrary to the nonzero rational section and the generic-point property in [F1, F4]. Since is integral, its local rings are domains, so multiplication by each coefficient is injective. The equations are regular nonzerodivisors and hence define an effective Cartier divisor by Effective cartier divisor. At a closed point , their orders are independent of the chosen frame; if these orders vanish outside a finite set, their formal sum on closed points is the divisor notation of Divisors on a smooth proper curve. This local equation and coefficient description does not use a global equivalence theorem for all Cartier and Weil divisors. (Cartier divisor, Effective cartier divisor, Divisors on a smooth proper curve)
Proof
Local structure at a closed point. Fix a closed point and write . Choose bases of and of . The injection sends to for a nonzero ; writing with by [F3], its image is . Thus , whose length is by [F3]. Since this quotient is , .
The generic point. Localizing the exact sequence at the generic point of the integral curve gives an exact sequence whose last term is the hypothesis-zero stalk , so the morphism restricts to an isomorphism at the generic point. By [F2] both stalks are one-dimensional over , so this isomorphism is a nonzero rational trivialisation of the invertible sheaf : the inclusion is a nonzero morphism , hence a nonzero rational section of in the sense of [F4].
The global divisor isomorphism. Let and use [F5] to obtain the global isomorphism carrying to . Tensoring by and composing with the evaluation isomorphism gives a global isomorphism . By the definition of from the original injection, the square comparing with , , commutes: both maps send the generic section to the original image of , and equality of maps to the locally free sheaf can be checked at the generic point. Thus the isomorphism identifies the given subsheaf with the canonical copy . On a trivializing open, the local equation of is the coefficient of the original regular morphism ; its order at is by step 1.1. Thus the finite closed-point divisor notation for these local coefficients is by [F6]. Its local equations are regular and nonzero, so it is effective by [F6]. Hence as claimed.
The quotient sheaf and the finite-support trivialization. Put . Since step 2.1 identifies the inclusion with , taking cokernels gives the global isomorphism . Its support is the finite set , because by the local divisor equation and [F3]. For each , choose an open neighborhood on which is trivial and which contains no point of ; such a neighborhood is obtained by intersecting a trivializing open with the complements of the finitely many other closed points of . Also let . These opens cover . On each , a chosen frame of gives an isomorphism , and on both sheaves vanish. For distinct , the intersection misses all of , and also misses , so both and vanish on every overlap between distinct members of this cover. The local isomorphisms therefore agree on overlaps and glue to a global (generally noncanonical) isomorphism .
Conclusion. For the effective divisor , the original inclusion and the rational-section isomorphism give , and the finite-support open-cover argument gives the noncanonical global isomorphism . The local lengths determine the coefficients, while the latter isomorphism also uses the finite support and chosen trivializations of near that support.
Canonical bundle formula with the different
Statement
Assume the Axiom of Choice where the coherence and differential suppliers require it. Let be a finite surjective morphism of smooth proper geometrically integral curves over a field with separable function-field extension . Then the natural map induced by differentiation is injective with cokernel , and there is a canonical isomorphism equivalently is linearly equivalent to for canonical divisors, where is the different divisor of .
Facts & Assumptions
Given: A finite surjective morphism of smooth proper geometrically integral curves over a field with separable function-field extension ; the Axiom of Choice is assumed for the coherence and differential suppliers.
A curve over is geometrically integral, separated, of finite type and of chain dimension one; it is integral and Noetherian. Under Choice, a smooth curve has discrete valuation rings at its closed points, and finite surjective forces the function-field extension to be finite of degree . (Curves over a field, Local rings at closed points of smooth curves are discrete valuation rings, Finite morphisms of schemes, The different divisor of a generically separable morphism of curves)
The canonical bundles and are invertible -modules, being locally free of rank one for smooth curves of relative dimension one; a nonzero rational differential on defines the canonical divisor , any two canonical divisors differ by a principal divisor, and the rational-section dictionary identifies ; the pullback of an invertible sheaf along is invertible. (Canonical bundle and canonical divisors, Differentials of a smooth morphism, Invertible sheaves, Divisors of rational differentials form one linear equivalence class)
For the composition the sequence of -modules is exact, where the first map is the base change of the universal derivation of along and the second is induced by the universal derivation of over ; on affine charts it is the transitivity sequence of Kähler differentials, and affineness of exhibits the charts compatibly with the sheaves of differentials. (Transitivity sequence for differentials, Affine charts recover the algebraic module of differentials, Sheaf of relative Kähler differentials, Relative differentials commute with scheme base change)
If the function-field extension is separable, the sheaf of relative differentials is coherent and torsion: it vanishes at the generic point of , and at every closed point its stalk is a module of finite length over the discrete valuation ring , zero for all but finitely many ; moreover if and only if and the residue extension is separable, and the support of is the differential-ramification locus of . (Local support and index bound for the different of a curve map, Coherent module sheaves, Quasi-coherent module on a scheme)
The different divisor of is the effective divisor on determined by the lengths of the relative differentials. (The different divisor of a generically separable morphism of curves, Divisors on a smooth proper curve)
Let be an exact sequence of -modules with invertible and a torsion sheaf of finite length at the closed points and zero generic stalk; then . (An invertible quotient of an invertible subsheaf by a torsion sheaf is a twist by an effective divisor)
The current Cartier interfaces give for canonical divisors, identify tensor products with divisor addition, define the pullback Cartier divisor and identify its associated sheaf with the pulled-back line bundle, and identify the kernel of the divisor-to-Picard map with principal Cartier divisors. (Invertible sheaf of cartier divisor, Linear equivalence cartier divisors, Rational sections of line bundles are Cartier divisors, Addition of Cartier divisors is tensor product of their sheaves, Pullback of a Cartier divisor, Pullback of a Cartier divisor computes the pullback of its line bundle, On an integral scheme, Cartier divisors modulo principal divisors compute the Picard group)
The Axiom of Choice is assumed, here inherited from the coherence, differential and divisor suppliers; no further selection is made. (The Axiom of Choice)
Under Choice, for a finite dominant morphism between smooth integral curves, over a closed point the finite local algebra of the source is a torsion-free module over the target DVR , hence free. The local calculation is given in Degree of a nonconstant morphism of curves. At the generic point the local map is a field extension, so the morphism is flat. (Finite morphisms of schemes, Integral schemes, Local rings at closed points of smooth curves are discrete valuation rings, Every DVR is a PID, Every finitely generated torsion-free module over a PID is free)
Proof
The cotangent sequence. Since and are curves over the field , the composition has the exact sequence of [F3], and is finite, hence affine, so the sequence is obtained by gluing its affine chart descriptions and the charts cover .
The two outer sheaves. By [F2] the sheaves and are invertible, and the pullback along the morphism is again invertible; the middle term of the sequence of step 1.1 is and the left term is .
The cokernel and the different. The cokernel of the sequence of step 1.1 is, by [F4], a torsion sheaf vanishing at the generic point of the integral curve , with finite length at each closed point and zero for all but finitely many , the extension being separable by hypothesis; by [F5] the different divisor is , an effective divisor on .
Injectivity of the left map. Let be the left map of step 1.1, a morphism between invertible sheaves on the integral curve by step 2.1. Its cokernel is , which has zero stalk at the generic point of by step 2.2, so the stalk is surjective; both stalks are one-dimensional over by [F2], so is an isomorphism and in particular nonzero. For each closed point the localised map between the free rank-one modules and over the discrete valuation ring is multiplication by a nonzero element of in chosen local frames: it is nonzero because the generic map is an isomorphism, and multiplication by a nonzero element of the domain is injective; hence is injective for every closed point and is injective as a morphism of sheaves. Therefore is exact, the first assertion of the Statement.
The twist. By steps 2.1, 2.2 and 3.1 the exact sequence has invertible outer terms and torsion cokernel of finite lengths with zero generic stalk, so the torsion-quotient lemma [F6] applies with , and and gives the canonical isomorphism , since by step 2.2. This is the sheaf form of the canonical bundle formula.
The divisor form. By [F9], is flat, so the pullback is defined by Pullback of a Cartier divisor. Let and be canonical divisors. The current interfaces [F7] give , , and . Applying these to step 4.1 gives . Since the kernel of consists of principal Cartier divisors by [F7], and are linearly equivalent.
Conclusion. The differential map is injective with cokernel by step 3.1, and step 4.1 gives the canonical-bundle isomorphism; step 5.1 gives its divisor form. Separability is used in step 2.2 through [F4], and the Cartier and pullback interfaces are the current suppliers listed in [F7].
Effective divisors have nonnegative degree
Statement
Let be a field and let be a proper geometrically integral curve over . Let be an effective divisor on . Then is a nonnegative integer, and if and only if . The residue field of every closed point is a finite extension of , so each degree is at least one.
Facts & Assumptions
Given: A field , a proper geometrically integral curve over , and an effective divisor on .
A curve over is geometrically integral, separated and of finite type of chain dimension one; a proper curve over is in particular an integral -scheme whose structure morphism is proper and whose underlying space has chain dimension one, hence of dimension one. (Curves over a field, Degree divisor proper curve)
A divisor on the proper curve is a finite formal sum over the closed points of with integer coefficients all but finitely many of which vanish; for each closed point the residue field is a finite extension of , and the degree is , a group homomorphism . (Degree divisor proper curve)
The support, positive part and negative part of are defined by , and , so that ; all coefficients of and are nonnegative, their supports are disjoint, and is effective if and only if . (Divisor support positive negative parts)
A divisor on a smooth proper geometrically integral curve over is a finite -linear combination of closed points, its degree is over the finite support, with finite, and is effective, written , when for every . (Divisors on a smooth proper curve)
Proof
Unwinding hypotheses. By [F2] the divisor has finite support, so the sum in the definition of is a finite sum over the finite set . By [F3] effectiveness of means for every .
Residue degrees are positive. For each closed point of the residue field is a finite extension of [F2], and the structure map is injective with image a subfield, so ; being finite over , that dimension is an integer at least one. Therefore for every .
Nonnegativity. Every summand of is a product of the nonnegative integer from step 1.1 and the positive integer from step 1.2, hence is nonnegative; the sum is finite by step 1.1, so .
Vanishing. If then all coefficients vanish and is the empty sum ; conversely if while is effective, then step 2.1 exhibits as a sum of finitely many nonnegative terms, so every summand vanishes, and since each by step 1.2 we get for all ; hence .
Conclusion. For an effective divisor on a proper geometrically integral curve over the degree is a nonnegative integer by step 2.1, and it vanishes exactly when is the zero divisor by step 3.1. The claim was stated for the proper curve , whose underlying space has dimension one by [F1], so the residue fields entering the sum are those of the closed points as in [F2] and the alternative smooth-case description of [F4] is not needed here. ∎
Negative-degree line bundles have no nonzero sections
Statement
Assume the Axiom of Choice. It supplies Dependent Choice by AC implies DC implies countable choice for the curve Cartier-to-Weil interface. Let be a smooth proper geometrically integral curve over a field and let be an invertible sheaf on whose degree is represented by for any divisor with . If then . Consequently a line bundle with a nonzero global section has nonnegative degree.
Current supplier interfaces. Under AC, The degree of a divisor descends to the Picard group of a normal proper curve defines the degree of an invertible sheaf through its Picard class. The current Rational sections of line bundles are Cartier divisors body associates to a nonzero rational section the Cartier divisor and an isomorphism carrying its canonical section to ; Effective cartier divisor characterizes when this section divisor is effective, and Invertible sheaf of cartier divisor gives the associated invertible sheaf. The actual passage to the finite closed-point divisor and its coefficientwise effectivity uses Cartier and Weil divisors agree on a smooth curve, whose AC premise supplies its Dependent Choice premise. These current interfaces support the proof below.
Facts & Assumptions
Given: A smooth proper geometrically integral curve over a field , an invertible sheaf on with degree defined as for any divisor with , and the Axiom of Choice.
A divisor on is a finite formal -linear combination of closed points; its degree is , the residue field of a closed point being a finite extension of ; and is additive. (Divisors on a smooth proper curve, Curves over a field)
For an effective divisor on the proper geometrically integral curve the degree is nonnegative, and it vanishes only for ; equivalently, sufficiently, the degree of an effective divisor is at least . (Effective divisors have nonnegative degree)
Under the Axiom of Choice, the current supplier The degree of a divisor descends to the Picard group of a normal proper curve defines through the Picard class of an invertible sheaf. For a nonzero rational section of , Rational sections of line bundles are Cartier divisors supplies the Cartier divisor and an isomorphism ; a global section has effective by Effective cartier divisor. The associated sheaf is given by Invertible sheaf of cartier divisor. (The degree of a divisor descends to the Picard group of a normal proper curve, Invertible sheaf of cartier divisor, Effective cartier divisor, Rational sections of line bundles are Cartier divisors)
In ZF, AC implies DC by AC implies DC implies countable choice. Under AC and this DC premise, the current Cartier and Weil divisors agree on a smooth curve body identifies Cartier divisors with finite closed-point Weil divisors and preserves principal divisors. In particular an effective Cartier divisor is an effective divisor in the sense of [F1] and conversely. (Cartier and Weil divisors agree on a smooth curve, AC implies DC implies countable choice, Divisors on a smooth proper curve)
Proof
A nonzero section gives an effective divisor. Assume that and that , and choose a nonzero global section ; it is a nonzero rational section. By [F3], the section determines the effective Cartier divisor with , and by [F4] this Cartier divisor is the effective Weil divisor with on .
Degree contradiction. By the definition of the degree in the hypothesis of the Statement and the isomorphism of step 1.1, ; by [F2] applied to the effective divisor of step 1.1 this degree is nonnegative, in contradiction with . Hence no nonzero global section exists and .
The consequence. Conversely, if has a nonzero global section, the argument of steps 1.1 and 2.1 — which derives a contradiction from — shows that ; this is the second assertion. AC is used through the degree homomorphism [F3] and through the Cartier-to-Weil route [F4], with AC supplying DC as stated there. The section-divisor interface used at step 1.1 is the current supplier in [F3].
A nonconstant rational function defines a finite map to the projective line
Statement
Assume the Axiom of Choice. Let be a smooth proper geometrically integral curve over a field and let be nonconstant. Then defines a finite locally free morphism of degree , whose fibre over infinity is the pole divisor of degree , and whose fibre over zero is the zero divisor of the same degree. A nonzero rational function with no poles is algebraic over and is a global unit.
Facts & Assumptions
Given: The Axiom of Choice, a smooth proper geometrically integral curve over , a nonconstant rational function with , and, for the last clause, an arbitrary with no poles.
On a normal proper integral curve, an element of algebraic over and its inverse are global units; if it is transcendental, it induces a finite locally free map to of degree , with the chart coordinates pulling back to and . (Proper normal curve rational function map)
For a smooth proper geometrically integral curve over , under the Axiom of Choice. (Functions on a proper curve, The Axiom of Choice)
Each closed-point local ring is a discrete valuation ring with fraction field . Its normalized order satisfies exactly when , and each nonzero element of the local ring has the form for a unit and . The generic local ring is . (Local rings at closed points of smooth curves are discrete valuation rings, Order codimension one rational function)
The standard charts of are and , with on the overlap. (Relative projective space from standard charts)
For the finite locally free map in [F1], the scheme-theoretic fibres over and have weighted degrees and , where . Each such fibre is a finite set of closed points. (Fibre degree of the finite locally free map to the projective line, Proper closed subsets of a curve are finite)
If is an affine map, its fibre over a point is computed by tensoring with the residue field; tensoring with gives the quotient by . The local ring of a scheme-theoretic fibre at a point over is the source local ring modulo the extended maximal ideal of . (Coordinate ring of an affine fibre, naturally, Stalks of the scheme-theoretic fibre)
A closed subscheme locally cut out by nonzerodivisors is the closed subscheme of an effective Cartier divisor; an effective Cartier divisor has regular local equations and its associated closed subscheme is locally the quotient by those equations. (Cartier divisor, Effective cartier divisor, Effective Cartier divisors are closed subschemes cut out by regular equations)
Divisors on a smooth proper curve are finite sums of closed points; the coefficient contributed by a Cartier equation at is its normalized order in the DVR , and degree weights each coefficient by . The positive and negative parts of a rational function's divisor separate its positive and negative orders. (Divisors on a smooth proper curve, Divisor support positive negative parts, Order codimension one rational function)
On an integral scheme, the sheaf of meromorphic functions is the constant sheaf with value , the structure sheaf maps injectively to it, germs have local representatives, and compatible local sections glue. Restriction maps injectively into . (Sheaf total quotient rings, The stalk of a presheaf at a point, A sheaf on a topological space, Function field of an integral finite-type scheme)
A proper closed subset of a finite-type integral curve is a finite set of closed points. (Proper closed subsets of a curve are finite)
A regular Noetherian local ring is an integrally closed domain; the closed-point local rings of this smooth curve are regular and Noetherian. (regular local rings are normal, Every algebra of finite type over a Noetherian ring is a Noetherian ring)
If is a discrete valuation ring and with a unit, then the quotient has length . (Length and valuation in a DVR)
Proof
By [F10], every point other than the generic point of is closed. The local rings at those points are discrete valuation rings by [F3], the generic local ring is , and these rings are integrally closed by [F11]. Thus is normal and [F1] applies.
If were algebraic over , [F1] would make it a global unit; by [F2] that unit lies in , contradicting nonconstancy. Thus is transcendental. Here nonconstant means : if an algebraic element of lies outside , the same supplier and force it into .
The transcendental case of [F1] gives a finite locally free map of degree , with on and on by [F4]. The generic point maps to the generic point.
Let any have no poles. Then gives at every closed point by [F3], and it belongs to the generic stalk . Each stalk membership has a local representative in by [F9]; all representatives map to the same in the constant meromorphic sheaf, so injectivity makes them agree on overlaps and the sheaf axiom glues them to a global section.
By [F2], the global section from the preceding argument lies in . Since , it is in , hence algebraic over and a global unit.
Write , with sending to by [F1]. Base change to gives the actual fibre .
The generic point is not in by [F1], so [F10] makes all its points closed. At a closed point , exactly when , or by [F3]. Conversely, a positive order makes regular with zero residue and , so [F1] puts over with -value ; on , and its pullback are units, while points outside map to . Thus these are exactly the zero-fibre points.
For each , [F6] gives . Writing with , this is and has length by [F12].
On the fibre is cut out by ; on the open complement of its support it is empty and cut out by . The germs of are nonzero in the local domains since they map to in , and is a unit on the overlap because it maps into . These compatible nonzerodivisor equations make the fibre an effective Cartier divisor by [F7]. Its coefficient at is the order of its local equation, and it has coefficient zero elsewhere; hence .
Write , with sending to . Base change to gives . Its points are closed by [F10] because the generic point maps to the generic point.
A closed point lies over exactly when , or ; conversely, this negative order makes regular with zero residue and , so [F1] places over with -value zero. Away from in , and its pullback are units; points outside map to .
For each , put . The fibre-stalk quotient is up to a unit, so it has length by [F12].
The equations on and off the fibre are compatible nonzerodivisors: the germs of map to the nonzero element in , and it is a unit on the overlap mapping into . By [F7] they define the effective Cartier fibre; its local Weil coefficient is and is zero elsewhere. Hence .
By [F5], the weighted residue-degree sums of these actual zero and pole fibres both equal . The divisor degree convention in [F8] therefore gives .
The constructed morphism is finite locally free of degree , its actual scheme-theoretic zero and infinity fibres are the stated effective Cartier/Weil divisors with the displayed local multiplicities, and both have degree . The no-poles argument shows that every nonzero rational function with no poles is in , hence algebraic and a global unit. The Axiom of Choice enters through [F1], [F2], [F3] and [F5].
Gonality
Definition
Let be a field and let be a smooth proper geometrically integral curve over (Curves over a field). The gonality of is expressed by the raw minimum where degree is as in Degree of a nonconstant morphism of curves. Under AC, the set in this expression is nonempty and the minimum exists, as follows.
Assume AC. The function field has transcendence degree one over (Function field of an integral finite-type scheme, Affine-domain dimension equals transcendence degree). Hence there is an transcendental over . In particular and is nonconstant. The actual finite-map result A nonconstant rational function defines a finite map to the projective line, whose Statement assumes AC, produces a finite locally free nonconstant morphism of degree . Thus the set of degrees in the display is nonempty. Every such degree is a positive integer (Degree of a nonconstant morphism of curves); well-ordering of the positive integers gives a least element. Therefore the displayed minimum exists under AC and is a positive integer.
Under the same AC assumption, if and only if . If the minimum is , it is attained by a nonconstant morphism of degree . By the degree definition, the induced finite extension of function fields has degree one, so is birational; the actual birational-smooth-proper-curve theorem Birational smooth proper curves are isomorphic then makes it an isomorphism. Conversely, an isomorphism has degree one, and every nonconstant curve-map degree is positive, so its gonality is one. The AC hypotheses here are inherited from the cited finite-map and birational-curve suppliers; the raw minimum notation itself adds no choice principle.
Geometric genus of a singular curve
Definition
Assume the Axiom of Choice (The Axiom of Choice) and let be a perfect field (Perfect fields: every irreducible polynomial is separable). Let be a curve over (Curves over a field) that is proper over . Write for its normalization from Normalization of an integral finite-type curve by gluing affine integral closures. We first verify that this normalization is itself a proper geometrically integral curve of chain dimension one, and then verify its smoothness before using the curve-genus definition.
First, is integral, separated, finite type, and has chain dimension one because it is a curve. Choose a finite affine cover of . Since is finite, and is module-finite over (Finite morphisms of schemes, Finite is affine and local on its target). Each is a finite-type -domain, so a finite set of algebra generators for together with a finite -module generating set for generates as a -algebra (Subalgebra generated by a subset, algebras of finite type, and module-finite algebras). Thus is finite type over .
Its chain dimension is one as well. The chain-dimension hypothesis on gives a strict chain of nonempty irreducible closed subsets. Since is irreducible, : otherwise adjoining would give a chain of length two. Choose a point of and an affine neighborhood of it. The nonempty open contains the generic point of , so is a nonempty proper irreducible closed subset of . No chain in can have length two: if two closed subsets of had equal closures in , intersecting the common closure with would make the original subsets equal (For the closure of in is , while the interior only contains , with equality when is open; and a dense subset of traces to a dense subset of every open ). The chain therefore shows that has dimension one. Closed irreducible subsets of correspond in reverse order to prime ideals (The prime spectrum and vanishing sets), so this is the ring dimension used in Affine-domain dimension equals transcendence degree. Since , that theorem gives . Every nonempty affine chart of is a finite-type domain with by the normalization theorem and the function field lemma Function field of an integral finite-type scheme. Hence . To compare with chain dimension, any chain of irreducible closed subsets of can be restricted to an affine neighborhood meeting its smallest member. Each trace is a nonempty irreducible closed subset of that affine open. Strictness is preserved: for nested irreducible closed subsets , both the chosen affine neighborhood's intersection with and are nonempty open subsets of the irreducible space , so they intersect (Irreducibility via nonempty open subsets, connectedness and open subspaces). Conversely, a strict chain of closed subsets in an affine open remains strict after taking closures in the whole scheme, by For the closure of in is , while the interior only contains , with equality when is open; and a dense subset of traces to a dense subset of every open . Thus the affine-chart dimensions give chain dimension one for .
The map is finite, hence proper (Finite morphisms are proper); composing it with the proper structure map shows that is proper (Composite of a finite morphism and a proper morphism is proper). In particular its structure map is separated, since proper means separated, finite type and universally closed (Proper morphisms).
It remains to check geometric integrality. Fix an algebraic closure of , and put . Since is geometrically integral, Function field of an integral finite-type scheme gives that is a domain (under the stated Choice premise). For each nonempty affine chart of , the function-field identification embeds into . The -module is flat by Modules over a field are projective, flat, and injective, so tensoring this injection gives . Thus each chart ring is a nonzero domain. For any pair of these charts their intersection is nonempty because it contains the generic point; it is affine because is separated, by Affine-overlap criterion for separatedness. Write it as . The same function-field identification embeds into , so flatness gives . This is a nonzero domain. By Affine charts after extension of the ground field, these tensor-product charts and overlaps are exactly the charts and intersections after extension to . Nonzero affine rings have points under Choice, by In a nonzero commutative ring, every proper ideal is contained in a maximal ideal, so the base-changed charts cover a nonempty scheme and remain pairwise intersecting. A cover by integral affine opens with pairwise nonempty intersections is reduced and irreducible; therefore is integral. This proves geometric integrality by Geometric fibres and geometric points and Geometric properties of fibres.
We have now established that is a proper geometrically integral separated finite-type curve of chain dimension one. Its finite affine cover above has Noetherian coordinate rings by the finite-type-over-a-field case of Every algebra of finite type over a principal ideal domain is a Noetherian ring, so is Noetherian by Locally Noetherian and Noetherian schemes. Its normality means that its local rings are integrally closed domains (Weil divisor normal noetherian scheme). The localizations of the chart rings are Noetherian by Every quotient and every localisation of a Noetherian ring is Noetherian. At a non-generic point , an affine chart identifies with a nonzero prime . The chain and the dimension-one bound give . Thus is a one-dimensional Noetherian local integrally closed domain, hence a discrete valuation ring by Equivalent characterizations of a DVR and therefore regular. The generic local ring is the field , also regular. So is regular; since is perfect, it is smooth by Regular equals smooth over a perfect field.
The geometric genus of is the genus Genus and arithmetic genus of a curve of the smooth proper curve . It is a nonnegative integer, finite-dimensionality of the cohomology being part of that definition. If is itself smooth, then is regular by Regular equals smooth over a perfect field and therefore normal (regular local rings are normal). The normalization's initiality then identifies with an isomorphism, so is the genus of .
The definition is independent of all choices: the normalization is unique up to unique isomorphism over (Normalization of an integral finite-type curve by gluing affine integral closures), and the genus of a smooth proper curve is an isomorphism invariant of the curve together with its structure morphism to . We do not call the genus of without qualification, reserving the unqualified word for the smooth case; the geometric genus is an invariant of the singular curve and is insensitive to the singularities, in contrast with the arithmetic genus .
Delta invariant of a curve singularity
Definition
Assume the Axiom of Choice (The Axiom of Choice). Let be an algebraically closed field and let be an integral proper finite-type curve over (Curves over a field). Let be its normalization (Normalization of an integral finite-type curve by gluing affine integral closures), and let be a closed point. Write for the local ring at and for the stalk of the direct image of the normalization's structure sheaf. The delta invariant of at is the -dimension (Vector space over a field, Finite-dimensional vector space, and its dimension ; infinite-dimensional means having no finite basis) of this quotient -module. The total delta invariant is where is the singular (non-regular) locus (Regular and singular loci), and the sum is over its closed points. The Axiom of Choice is inherited from the cited normalization, coherence, one-dimensional regular-local, regular-locus and curve-topology interfaces; may be any algebraically closed field in any characteristic.
Each is a finite nonnegative integer, and if and only if is regular. The singular locus is a finite set of closed points, so the total invariant is a finite sum.
Well-posedness and finiteness
The normalization theorem supplies, on each affine open of , a chart in which and is the integral closure of in (Integral closure in an extension ring and integrally closed domains); is a finite -module. The finite morphism is affine (Finite is affine and local on its target). On this chart the direct image has sections on every principal open , with localization as restriction (Affine pushforward algebra localizes). Thus is quasi-coherent (Quasi-coherent module on a scheme) and of finite type as an -module (Finite type and finitely presented module sheaves).
The scheme is locally Noetherian: its affine coordinate rings are finite- type algebras over the Noetherian field (A field has only the zero ideal and itself, hence is Noetherian, Every algebra of finite type over a Noetherian ring is a Noetherian ring, Locally Noetherian and Noetherian schemes), and their localizations are Noetherian (Every quotient and every localisation of a Noetherian ring is Noetherian). The structure sheaf and are therefore coherent by the quasi-coherent finite-type criterion, and their cokernel is coherent as well (Coherent sheaves on a locally Noetherian scheme, Coherent module sheaves). The map is injective: on each such chart it is the inclusion inside the common function field. Consequently, if corresponds to the maximal ideal of , then using the stalk-localization identification for associated sheaves and the exactness of module localization (The stalk of an associated sheaf is the localisation, The stalk of the affine structure sheaf at a prime is A_p, Localisation of modules is exact).
This stalk description retains every branch over . Indeed, with , the algebra is canonically by localization-as-tensor (Localisation of modules is extension of scalars). Integral closure commutes with localization for this multiplicative set, so is the integral closure of in ; it is finite over (Integrality and integral closure commute with localisation). The residue field is : since is closed, it is a field finitely generated as a -algebra. Zariski's lemma makes finite, and algebraic closedness makes it trivial (A field finitely generated as a k-algebra is a finite extension of k). Thus is a finite-dimensional -algebra. The algebra is integral over the local ring , so each maximal ideal contracts to (Under an integral extension, a prime is maximal if and only if its contraction is maximal); these ideals correspond to the maximal ideals of (Prime ideals of a quotient ring are exactly the prime ideals containing the ideal). There are only finitely many: for any finite list of distinct maximal ideals of , the Chinese remainder map onto the product of their nonzero residue fields is surjective, so (Chinese remainder theorem for pairwise comaximal ideals). Thus has finitely many maximal ideals. It is a nonzero domain, so AC and the proper-ideal/maximal-ideal theorem give it at least one maximal ideal; it is therefore semilocal and can have several branches over without selecting one (In a nonzero commutative ring, every proper ideal is contained in a maximal ideal).
The generic stalk of is zero: localizing at the generic point gives on both sides. At a closed point the local ring is a one-dimensional Noetherian local domain. The curve has chain dimension one (Chain dimension and the empty-space convention). The affine open contains both the generic point and , so in the generic prime is strictly contained in the maximal ideal ; no longer prime chain is possible in because is an open subspace of this one-dimensional integral curve. Thus the only primes of are and , and the support of is contained in the maximal ideal: its localization at is zero. If is regular, the one-dimensional regular-local/DVR theorem makes a DVR, and the DVR characterization makes it integrally closed (one dimensional regular local rings are dvrs, Equivalent characterizations of a DVR). Localization of integral closure then gives , so .
For every closed , the module is finite over the Noetherian local ring . Its support is contained in . The support-annihilator theorem and the radical-as-prime- intersection theorem imply ; if this is immediate, and otherwise belongs to the support since , so it is the only prime containing the annihilator (For a finite module, support is the set of primes containing the annihilator, The radical of an ideal is the intersection of the prime ideals containing it, Annihilators, torsion elements and the torsion subset of a module). Choose finite generators of : is Noetherian, so its maximal ideal is a submodule of its Noetherian regular module and is finitely generated (Left and right Noetherian rings, Noetherian modules: every submodule is finitely generated). For each , some has . Therefore, with , every degree- monomial in these generators contains some , so . The resulting finite filtration has finite-dimensional -vector-space quotients: if generators of and are fixed, the finitely many products of maximal-ideal generators with generators of generate , so each layer is finitely generated; it is killed by and its residue field is . Thus each is a finite nonnegative integer.
Finally, exactly when equals its integral closure in , which is exactly when this one-dimensional Noetherian local domain is integrally closed. By the DVR characterization this is equivalent to being a DVR, and by the one-dimensional regular-local/DVR theorem this is equivalent to regularity. Hence if and only if is regular. Because is algebraically closed it is perfect (every irreducible polynomial over is linear; Perfect fields: every irreducible polynomial is separable), the regular-locus-open theorem makes closed (Openness of the regular locus over a perfect field). The generic point has local ring , a field and hence regular, so is proper. Every proper closed subset of a finite-type integral curve is finite and consists of closed points (Proper closed subsets of a curve are finite). Therefore the sum defining is finite and is supported precisely on the singular closed points.
Arithmetic genus, geometric genus and delta invariants
Statement
Assume the Axiom of Choice and let be algebraically closed. Let be an integral proper finite-type curve over with normalization . Then the sum being finite and supported on the singular points of ; equivalently .
Facts & Assumptions
Given: An algebraically closed field , an integral proper finite-type curve over , and its normalization .
The normalization is finite, affine and birational, is an integral normal scheme with the same function field as , and the pair is unique up to unique isomorphism over ; since is algebraically closed, hence perfect, is a smooth proper curve over and its geometric genus is defined. (Normalization of an integral finite-type curve by gluing affine integral closures, Geometric genus of a singular curve, Finite morphisms are proper)
The delta invariant of at a closed point is , a nonnegative integer, and if and only if is a regular point of ; the singular locus of is finite, so is a finite sum supported on the singular points. The quotient sheaf , where is the natural map, has stalk and is coherent. (Delta invariant of a curve singularity, Finite morphisms are integral and universally closed, Coherent higher direct images under proper morphisms)
For an integral proper curve over the arithmetic genus is , and for a smooth proper geometrically integral curve over the genus is , where and is the Euler characteristic of coherent sheaves on schemes proper over , a finite alternating sum of finite-dimensional -vector spaces. (Genus and arithmetic genus of a curve, Euler characteristic of a coherent sheaf, Functions on a proper curve, Coherent module sheaves)
For every short exact sequence of coherent sheaves on a scheme proper over one has . (Euler characteristic is additive in short exact sequences)
If is affine and is quasi-coherent on then for all ; a finite morphism is affine. (Affine pushforward is compatible with sheaf cohomology, Finite morphisms are integral and universally closed, Normalization of an integral finite-type curve by gluing affine integral closures)
If is a closed immersion and is quasi-coherent on then for all ; and on an affine scheme every quasi-coherent sheaf has vanishing higher cohomology, for . (Closed immersion preserves cohomology and coherent pushforward, Affine acyclicity of quasi-coherent sheaves)
The direct image is given on opens by . (Direct image of a sheaf along a continuous map)
On an affine scheme , every quasi-coherent module is canonically the associated sheaf of its module of global sections; if it is coherent, that module is finitely generated. For , the sections on are and the stalk at is . (Affine quasi-coherent sheaves are modules, Coherent module sheaves, Sections of the associated sheaf on basic opens, The stalk of an associated sheaf is the localisation)
If is a finitely generated -module, then . (For a finite module, support is the set of primes containing the annihilator)
A quasi-coherent ideal sheaf defines the closed subscheme with structure sheaf , and on an affine chart with this is , retaining the quotient's nilpotents. (Quasi-coherent ideal sheaves, Quasi-coherent ideals and closed subschemes, complete route)
For a finite disjoint union of open-and-closed subschemes, sheaf cohomology is the finite product of the component cohomologies, and a quasi-coherent sheaf on an affine component has zero higher cohomology. (Cohomology of a finite disjoint union, Affine acyclicity of quasi-coherent sheaves)
Proof
Setting. The normalization is a finite, affine and birational morphism of integral curves with the same function field [F1]; is a smooth proper curve over the algebraically closed field and [F1]. In particular both and are proper over , so the Euler characteristic of [F3] is defined for all coherent sheaves occurring below.
The structure sequence. Since is birational and both sheaves sit inside the constant sheaf of the function field , the natural map is injective; let be its cokernel. Then is a short exact sequence of coherent -modules: is coherent because is finite and proper [F2], and is a quotient of a coherent sheaf on the locally Noetherian scheme .
Support and stalks. For a closed point one has [F2], so , and exactly when is regular [F2]; the support is the finite set of singular points of and .
Cohomology of the pushforward. Since is finite, hence affine, the comparison of [F5] identifies for all ; hence .
Euler characteristics of the structure sequence. Applying additivity [F4] to the sequence of step 1.2, all three terms being coherent on the proper curve [F3], gives .
Cohomology of the delta quotient. Define the annihilator subsheaf by requiring a local function to act as the zero endomorphism of ; this is a sheaf ideal because vanishing of a sheaf morphism is local. On an affine open , write with finitely generated [F8], and put ; the equality holds because annihilates exactly when it annihilates every localization on the principal-open basis of . These ideals localize correctly: if the equality is immediate; otherwise choose finite generators . If annihilates , then for each some has ; taking gives , hence . The reverse inclusion is immediate. By the definition of , , so this localization identity shows that on the principal-open basis. The affine descriptions agree on overlaps because they are restrictions of the intrinsic annihilator subsheaf; in particular is quasi-coherent [F8]. By [F9], on each such the support of is , and the closed subscheme from [F10] therefore has underlying space exactly the finite set in step 1.3. This is the annihilator thickening, not the reduced support; it retains any nilpotents in . Since annihilates , the -action on factors through . On define by the same module , now regarded as an -module. The restriction maps inherited from are -linear because annihilates , and their cocycle identities are inherited from those of ; hence they glue the local modules to a quasi-coherent -module . For every principal open , the direct image definition and the associated-sheaf section formula identify , compatibly with restrictions; hence .
The finite set consists of closed points, so each singleton is closed in and, since its complement is a finite union of closed singletons, open as well. Thus is the finite disjoint union of its one-point open-and-closed components . Each is affine: an affine open neighborhood of its unique point is all of . Its unique prime is its unique maximal ideal, so every element outside that prime is a unit; the affine associated-module and stalk identifications [F8] therefore give . By [F11], higher cohomology of on each affine vanishes and cohomology on the finite disjoint union is the product of the component groups. Consequently for and Applying the closed-immersion cohomology comparison [F6] to and gives the same conclusions for . [F6, F7, F8, F11, step 1.3]
Euler characteristic of the quotient. By step 2.2 only contributes, so , the sum being finite by step 1.3.
Arithmetic and geometric genus. Substituting steps 1.4 and 3.1 into step 2.1 gives . By [F3] one has and, since [F3], also . Therefore , that is, .
Conclusion. For an integral proper finite-type curve over an algebraically closed field, the arithmetic genus exceeds the geometric genus of the normalization exactly by the total delta invariant, , the sum finite and supported on the singular points by step 1.3; equivalently . The Axiom of Choice is inherited from the normalization, finiteness and cohomology suppliers used in steps 1.1, 1.4 and 2.2. ∎
Arithmetic genus of a plane curve
Statement
Assume the Axiom of Choice for the hypersurface and cohomology-finiteness routes below (The Axiom of Choice); AC supplies Dependent Choice where required by the proper cohomology route (AC implies DC implies countable choice). Let be a field, let , and let be homogeneous of degree , with the closed subscheme cut out by . Assume that is integral and its underlying topological space has dimension one. No geometric-integrality or smoothness hypothesis is imposed. Then and the arithmetic genus of is realized by an isomorphism with the degree- graded piece of the polynomial ring, read as the zero space when .
Facts & Assumptions
Given: The Axiom of Choice, a field , an integer , a nonzero homogeneous form of degree , and the closed subscheme , with integral and its underlying topological space of dimension one.
For , homogeneity of of degree gives a short exact sequence and hence a long exact sequence whose connecting maps give for every with , an isomorphism (since ), which over the field is free of dimension , and a degree-zero sequence . (Hypersurface cohomology sequence)
Under Choice, on one has unless or ; is the degree- part of , which vanishes for ; and is free on the Laurent monomials with and , nonzero precisely when and ; in particular , and . (Cohomology of O(d) on projective space)
A short exact sequence of abelian sheaves on a space induces a natural long exact sequence in sheaf cohomology, in which the connecting maps are the boundary maps; exactness holds at every term. (Long exact sequence of sheaf cohomology)
Under the Axiom of Choice, for any integral proper finite-type -scheme whose underlying Noetherian topological space has dimension one, the arithmetic genus is . The Euler characteristic is defined for coherent sheaves on schemes proper over ; proper cohomology finiteness makes its terms finite-dimensional with only finitely many nonzero terms. AC supplies Dependent Choice where this cohomology-finiteness route requires it. (Genus and arithmetic genus of a curve, Euler characteristic of a coherent sheaf, Finite-dimensional coherent cohomology over a field, Coherent module sheaves, The Axiom of Choice, AC implies DC implies countable choice)
The morphism is proper; every closed immersion is proper; and a composite of proper morphisms is proper, so a closed subscheme of is proper over . (Finite-dimensional projective space is proper over every base, Closed immersions are proper, Properness survives composition)
Proof
Properness. The closed immersion exhibits as a closed subscheme of [F1]; since is proper and is proper, the composite is proper [F5]. Thus is proper and of finite type over , hence Noetherian; together with the given integrality and dimension-one hypothesis, the generalized arithmetic-genus and Euler-characteristic definitions of [F4] apply. No geometric-integrality or smoothness conclusion is needed.
Dimension count. By [F1] the -vector space is isomorphic to , which by [F2] is free on the triples of negative integers with ; writing identifies these with the triples of positive integers summing to , of which there are , the same count as in [F1] and equal to when .
Degree zero. In the degree-zero sequence of [F1] one has because , and since of every twist on vanishes [F2]; hence is an isomorphism and .
Higher vanishing. By [F1] every with and vanishes, in particular , and there are no terms above degree two on ; so the Euler characteristic of [F4] is the alternating sum of , and , a finite sum.
Degree one. Combining the isomorphism of [F1] with the dimension count of step 1.2 gives .
The isomorphism with the polynomial piece. The bijection of step 1.2 between negative triples and monomials of degree turns the free basis of into a -basis of , transported to by the isomorphism of [F1]; the two descriptions have the same finite dimension and both are zero for , and no choice of basis is used beyond the canonical monomial labelling.
Euler characteristic and genus. Using from step 1.3, from step 2.1 and from step 1.4, the alternating sum of [F4] is , so .
Conclusion. For the integral one-dimensional closed subscheme cut out by a homogeneous form of degree , one has by step 1.3, and by step 2.2, and therefore by step 3.1. The case gives a line with , the case gives a conic with , and the first singular-by-genus case is ; the computation covers all of them uniformly. ∎
Geometric genus of a plane curve by delta invariants
Statement
Assume the Axiom of Choice, inherited through the normalization, delta, curve-topology and cohomological genus interfaces below. Let be algebraically closed and let be irreducible homogeneous of degree , defining an integral plane curve whose singularities are isolated. Then the genus of the normalization is the sum running over the finitely many singular points of .
Facts & Assumptions
Given: The Axiom of Choice and an algebraically closed field , an irreducible homogeneous form of degree , the integral plane curve with isolated singularities, its normalization , and the delta invariants of its closed points.
Under Choice, for the integral plane curve of degree one has and . (Arithmetic genus of a plane curve)
Under Choice, for an integral proper finite-type curve over the algebraically closed field with normalization , one has , the sum finite and supported on the singular points; the delta invariant is , and exactly at the regular points. (Arithmetic genus, geometric genus and delta invariants, Delta invariant of a curve singularity)
Under Choice, for the integral plane curve over the algebraically closed field the normalization exists, is finite and birational, and the geometric genus is defined as . (Normalization of an integral finite-type curve by gluing affine integral closures, Geometric genus of a singular curve)
Under Choice, if is an integral finite-type -scheme whose underlying space has chain dimension one, then a proper closed subset is a finite set of closed points, and every point other than the generic point is closed. (Proper closed subsets of a curve are finite)
The Axiom of Choice is assumed for the cited interfaces. (The Axiom of Choice)
Proof
By [F2], each is finite and nonnegative, vanishes at regular points, and the singular points form a finite set of closed points. Thus the correction sum is finite and has the stated support.
The arithmetic genus is known. Since is an integral plane curve cut out by the irreducible form of degree , [F1] gives .
Normalization formula. Applying [F2] to and solving for the genus of the normalization gives ; by [F3] this is the geometric genus and the normalization exists with the stated properties.
Conclusion. Substituting the value of step 1.2 into step 1.3 gives ; the sum is finite by step 1.1 and vanishes exactly when is smooth, in which case the normalization is an isomorphism and the formula recovers the plane arithmetic genus. Choice is inherited through [F1]–[F4].
Composite of a finite morphism and a proper morphism is proper
Statement
Assume the Axiom of Choice, used through the valuative criterion for proper morphisms and the universal closedness of finite morphisms. Let be a finite morphism of schemes and let be a proper morphism. Then the composite is proper. The same argument gives that a composite of a finite morphism with a separated morphism is separated, and a composite of finite-type morphisms is finite type; these two auxiliary facts are proved as steps below because the composite is not assumed separated in advance.
Facts & Assumptions
Given: A finite morphism and a proper morphism of schemes.
is finite when for every affine open the preimage is affine, , with a module-finite -algebra; equivalently is affine and the corresponding sheaf of -algebras is finite. (Finite morphisms of schemes, Affine morphisms)
is locally of finite type when every point of has an affine neighbourhood mapping into an affine open with of finite type, and of finite type when moreover is quasi-compact. (Locally finite type and finite type morphisms)
is separated if and only if its diagonal is a closed immersion, and quasi-separated if and only if its diagonal is quasi-compact; a closed immersion is affine, hence quasi-compact, so a separated morphism is quasi-separated. (Separated morphism of schemes, Closed immersions of schemes, Closed immersions are affine quotients and survive base change)
is universally closed when for every base change the projection is a closed map. (Universally closed morphisms)
is proper if and only if it is separated, of finite type and universally closed. (Proper morphisms)
Under Choice, a finite morphism is universally closed, and on affine charts it is an integral ring map. (Finite morphisms are integral and universally closed)
Closed immersions remain closed immersions after arbitrary base change. (Base change of immersions)
Under Choice, a morphism of finite type and quasi-separated is proper if and only if every valuative diagram for it has exactly one lift. (Valuative criterion for properness)
Under Choice every finite morphism is proper. (Finite morphisms are proper)
The Axiom of Choice: every family of nonempty sets has a choice function. (The Axiom of Choice)
Proof
Finite type and quasi-compactness of . Fix a point . Choose an affine open with and an affine open with and of finite type, as [F2] permits for the finite-type morphism [F5]; write , so that is module-finite over [F1]. A module generating set of over generates as a -algebra, so is of finite type, and a generating set of over together with one of over generates over , so is of finite type over ; the affine chart of over therefore witnesses that is locally of finite type [F2]. It is quasi-compact as well: is of finite type, hence quasi-compact, by [F5] and [F2], and the finite morphism is proper by [F9], hence of finite type and quasi-compact, again by [F5] and [F2]; for a quasi-compact open the preimage is then the preimage under the quasi-compact morphism of the quasi-compact open [F2]. Hence is of finite type.
Universal closedness. Base change along any gives where is the base change of and is again finite, since finiteness is checked on affine charts and tensor products of module-finite algebras are module-finite [F1]; by [F6] it is universally closed, and is closed because is universally closed [F4]. A composite of closed maps is closed, so is closed for every , i.e. is universally closed [F4].
Separatedness. The finite morphism is proper by [F9], hence separated by [F5], so its diagonal is a closed immersion, and for separated is one too [F3]. The diagonal of factors canonically as because both composites with the two projections to are the identity; here is the natural inclusion, the base change of along and is therefore a closed immersion [F7]. A composite of closed immersions is a closed immersion — closedness of the image is preserved by composition of homeomorphisms onto closed subsets, and surjectivity of structure sheaves is stable under composition — so is a closed immersion and is separated [F3]; since it is of finite type by step 1.1, it is quasi-separated [F3]. The separatedness of used above is thus a consequence of finiteness, via [F9] and [F5].
Valuative criterion. Let be a valuation ring with fraction field and let a valuative diagram for be given, with generic map and base map . Composing the generic map with yields a valuative diagram for , which by [F8] and the properness of has exactly one lift under Choice [F10]. Now and the generic map form a valuative diagram for ; the finite morphism is proper by [F9], hence of finite type and separated by [F5] and quasi-separated by [F3], so [F8] applied to gives a lift with , which is a lift of the original diagram. For uniqueness let be two lifts of that diagram; then and are two lifts of the induced diagram for , so by uniqueness for , and are then two lifts of one valuative diagram for , so by uniqueness for the proper morphism [F9]. Hence every valuative diagram for has exactly one lift, and since is of finite type and quasi-separated by steps 1.1 and 2.1, [F8] gives that is proper.
By step 1.1 the composite is of finite type and by step 2.1 it is quasi-separated; by step 2.1 it is separated; by step 1.2 it is universally closed; and by step 3.1 it satisfies the valuative criterion under Choice. The criterion [F8] applied in its sufficient direction gives that is proper, which is also the conjunction of separated, finite type and universally closed by [F5]. Choice is inherited through [F9] in steps 1.1, 2.1 and 3.1, through [F6] in step 1.2, and through [F8] in step 3.1 and this conclusion.
Projective-line curve and divisor basics
Statement
Assume the Axiom of Choice. For every field , is a smooth proper geometrically integral curve of genus zero. Write and . Every closed point in the -chart is for a monic irreducible ; if , then and . Every divisor is linearly equivalent to , and .
Facts & Assumptions
Given: AC, a field , and the projective line with coordinate and on its two standard charts.
The standard charts are and , glued where ; these charts commute with field extension. Projective space is proper and finite type. (Relative projective space from standard charts, Finite-dimensional projective space is proper over every base, Projective space is of finite type over its base)
Polynomial algebras in one variable are standard smooth; their dimension is one and their coordinate rings are domains. Finite-chart chain dimension is the supremum of chart dimensions. (Standard smooth presentations and locally standard smooth maps, Smooth morphisms via local standard smooth presentations, A polynomial ring in n variables over a field has dimension n, Dimension can be computed on an open cover, Irreducibility via nonempty open subsets, connectedness and open subspaces, Integral affine schemes, Curves over a field)
is a PID. Its maximal ideals are generated by monic irreducible polynomials , and has -dimension . (For every field , is a principal ideal domain, For a nonconstant in , the ideal is maximal and is a field exactly when is irreducible, A simple algebraic extension is its minimal-polynomial quotient and has power basis and degree , The residue field at a point of an affine scheme)
At closed points of a smooth curve the local rings are DVRs. Divisor degree is the finite residue-weighted sum; under AC, curve Cartier and Weil divisors agree and the rational-section dictionary identifies their invertible sheaves. (Local rings at closed points of smooth curves are discrete valuation rings, Divisors on a smooth proper curve, Degree divisor proper curve, Cartier and Weil divisors agree on a smooth curve, Rational sections of line bundles are Cartier divisors)
The coordinate forms are global sections of and are its local frames on their nonvanishing charts. by the direct twisting-sheaf calculation. On a smooth proper geometrically integral curve the genus is . (Relative very ampleness in the finite projective-space convention, Global sections of projective twists, Top cohomology of projective twists, Genus and arithmetic genus of a curve)
AC is inherited from projective space, local DVRs, cohomology and the Cartier/Weil dictionary; it supplies DC for the cycle map. (The Axiom of Choice, AC implies DC implies countable choice)
Proof
Each chart is integral and the overlap is nonempty and dense in each. Thus every nonempty open of either chart meets the overlap, and any two nonempty opens of the glued space meet. The scheme is irreducible and reduced. The same argument over an algebraic closure proves geometric integrality. The chart rings are Noetherian because they are PIDs by [F3], so the finite affine cover makes the scheme Noetherian and licenses the chart-dimension computation in [F2]. The charts are smooth of dimension one; [F1] gives properness, separatedness and finite type. Hence it is a smooth proper geometrically integral curve.
Its genus is zero by the calculation in [F5]. Finite points and their residue degrees are those of [F3], and infinity is with residue field .
At , generates the maximal ideal of , so its order is one. At every other finite point it is a unit. At infinity, with , so its order is . Thus .
Write a divisor as with and . Then , and the finite product , allowing negative exponents, satisfies . This is the required linear equivalence, also for with empty product .
The section has coefficient on its own chart and coefficient in the -frame on the other chart, so its divisor is exactly . The rational-section dictionary gives . Steps 1.1–2.2 establish the other assertions. No choices beyond the supplier AC premises are made. ∎
The projective-line twisting sheaf is ample
Statement
Assume the Axiom of Choice. The sheaf on is ample for every field .
Facts & Assumptions
Given: AC, a field and with its standard twisting sheaf.
The structure morphism of projective space is finite type, hence quasi-compact; the standard twist is invertible. (Projective space is of finite type over its base, Locally finite type and finite type morphisms, Relative very ampleness in the finite projective-space convention)
Under AC, H-very ampleness for a quasi-compact morphism implies relative ampleness, and implies absolute ampleness over an affine base. (Relative very ampleness implies relative ampleness, The Axiom of Choice)
Proof
The identity of is a quasi-compact closed immersion over and pulls back to itself. It therefore witnesses closed H-very ampleness of the standard twist.
Since is affine, [F2] implies absolute ampleness. AC is used only through the cited projective-space and very-ample-to-ample suppliers. ∎
Cohomology of a two-chart double cover
Statement
Assume the Axiom of Choice. Let be a field, let be a nonnegative integer, fix polynomials and , and let be a separated -scheme with an affine open cover , where and . Suppose that and the gluing sends and . Then has dimension over , with basis given by the classes of (an empty basis when ).
Facts & Assumptions
Given: AC, the field , integer , separated scheme , and the two affine charts and gluing in the Statement.
Under AC, for a quasi-compact separated scheme, finite affine-cover Čech cohomology of a quasi-coherent module agrees with sheaf cohomology. The structure sheaf is quasi-coherent. (Cech cohomology computes quasi-coherent cohomology on a separated scheme, Quasi-coherent module on a scheme, The Axiom of Choice)
Proof
The two affines make quasi-compact. Their intersection ring is , a free -module with basis , since the relation is monic in . The ordered two-open Čech differential is , so [F1] gives as a -vector space, where and are the images of the two chart rings.
In , and . The constant-in- summand is exhausted by . In the -summand, contains precisely the powers with , and precisely those with . The remaining independent Laurent monomials are . Thus the quotient has the stated basis and dimension , including . AC enters only through [F1]. ∎
5 · Examples, counterexamples and false statements
None yet.
Sources
- The Stacks Project, Algebraic Curves (tag 0BRV)
- Ravi Vakil, The Rising Sea (version of October 21, 2025), Chs. 19 and 21
- William Fulton, Algebraic Curves (Internet Archive copy), Chs. 6-8
- Jiahui Gao and Shouwu Zhang, Lectures on Algebraic Geometry (December 14, 2019), Ch. 7
- The Stacks Project, Morphisms of Schemes, §§29, 33-35, 43
- The Stacks Project, Lemma 10.47.8, relative algebraic closure and geometric irreducibility
- The Stacks Project, Divisors, §§31.14-31.30
- The Stacks Project, Algebraic Curves, Lemma 53.2.4 (tag 0CCL)
- The Stacks Project, Algebraic Curves, Lemma 53.12.4 (tag 0C1F)
- The Stacks Project, Discriminants, Lemma 49.4.8 (tag 0C13)
- The Stacks Project, Discriminants, Lemmas 49.6.6-49.6.7 (tags 0BVS and 0BVT)
- The Stacks Project, Discriminants, Lemma 49.9.3 (tag 0BW6)
- The Stacks Project, Divisors, Lemma 31.23.8 (tag 067R)
- The Stacks Project, More on Morphisms, Lemma 37.62.7 (tag 069J)
- The Stacks Project, Discriminants, Lemma 49.7.4 (tag 0BVZ)
- The Stacks Project, Quasi-finite syntomic morphisms, Lemma 49.10.1 (tag 0BWE)
- The Stacks Project, A formula for the different, Lemma 49.12.2 (tag 0BWD)
- The Stacks Project, A formula for the different, Lemma 49.12.3 (tag 0BWG)
- The Stacks Project, Discriminants, Lemma 49.12.6 (tag 0BWJ)
- The Stacks Project, Morphisms of Schemes, Sections 29.34–29.36 (étale morphisms; tag 02G4)
- The Stacks Project; elementary local prerequisite for the Step 5b citation repair